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ROCHE JOYCE M

Disclosed activity across 4 companies

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15971
SEC CIK
0001057777

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AT&T INC.

Report date April 30, 2019 · Filed May 02, 2019

Section 16 reporting ended · disclosed 2019-05-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityIndirectBy Benefit Plan199,807.786 Reported balance After 2019-04-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-04-30 · Grant · Acquired 3,456.5291 · Balance 199,807.786

F1: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Common StockSEC Table I · non-derivativeDirect11,860 Reported balance Holding disclosure · report date 2019-04-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 11,860

Filing footnotes · ownership attribution and instrument terms

F1: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Keurig Dr Pepper Inc.

Report date May 18, 2017 · Filed May 19, 2017

Section 16 reporting ended · disclosed 2017-05-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,147 Ending reported balance After 2017-05-18 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2017-05-18 · Exercise / conversion · Acquired 524 · Balance 12,460

F1: These shares represent deferred stock units acquired on January 2, 2014 pursuant to the Issuer's Nonemployee Director Deferral Plan effective September 18, 2013 (the "Plan") and settled on May 18, 2017.

Row 2 · 2017-05-18 · Other · Acquired 42 · Balance 12,502

F2: These shares are deferred stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that settled on May 18, 2017.

Row 3 · 2017-05-18 · Exercise / conversion · Acquired 349 · Balance 12,851

F3: These shares represent deferred stock units acquired on January 2, 2015 pursuant to the Plan and settled on March 18, 2017.

Row 4 · 2017-05-18 · Other · Acquired 18 · Balance 12,869

F4: These shares are deferred stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (3) above) that settled on May 18, 2017.

Row 5 · 2017-05-18 · Exercise / conversion · Acquired 271 · Balance 13,140

F5: These shares represent deferred stock units acquired on January 4, 2016 pursuant to the Plan and settled on May 18, 2017.

Row 6 · 2017-05-18 · Other · Acquired 7 · Balance 13,147

F6: These shares are deferred stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (5) above) that settled on May 18, 2017.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-05-18 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-05-18 · Exercise / conversion · Disposed 524 · Balance 0

F7: Each deferred stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Plan.

F1: These shares represent deferred stock units acquired on January 2, 2014 pursuant to the Issuer's Nonemployee Director Deferral Plan effective September 18, 2013 (the "Plan") and settled on May 18, 2017.

F8: On May 18, 2017 reporting person retired as a director of Dr Pepper Snapple Group, Inc. Pursuant to the Plan, deferred stock units are fully vested and shall be paid in one installment within thirty (30) days after reporting person's separation from service as a director in shares of the Issuer's Common Stock.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-05-18 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-05-18 · Exercise / conversion · Disposed 349 · Balance 0

F7: Each deferred stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Plan.

F3: These shares represent deferred stock units acquired on January 2, 2015 pursuant to the Plan and settled on March 18, 2017.

F8: On May 18, 2017 reporting person retired as a director of Dr Pepper Snapple Group, Inc. Pursuant to the Plan, deferred stock units are fully vested and shall be paid in one installment within thirty (30) days after reporting person's separation from service as a director in shares of the Issuer's Common Stock.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-05-18 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-05-18 · Exercise / conversion · Disposed 271 · Balance 0

F7: Each deferred stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Plan.

F5: These shares represent deferred stock units acquired on January 4, 2016 pursuant to the Plan and settled on May 18, 2017.

F8: On May 18, 2017 reporting person retired as a director of Dr Pepper Snapple Group, Inc. Pursuant to the Plan, deferred stock units are fully vested and shall be paid in one installment within thirty (30) days after reporting person's separation from service as a director in shares of the Issuer's Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent deferred stock units acquired on January 2, 2014 pursuant to the Issuer's Nonemployee Director Deferral Plan effective September 18, 2013 (the "Plan") and settled on May 18, 2017.

F2: These shares are deferred stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that settled on May 18, 2017.

F3: These shares represent deferred stock units acquired on January 2, 2015 pursuant to the Plan and settled on March 18, 2017.

F4: These shares are deferred stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (3) above) that settled on May 18, 2017.

F5: These shares represent deferred stock units acquired on January 4, 2016 pursuant to the Plan and settled on May 18, 2017.

F6: These shares are deferred stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (5) above) that settled on May 18, 2017.

F7: Each deferred stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Plan.

F8: On May 18, 2017 reporting person retired as a director of Dr Pepper Snapple Group, Inc. Pursuant to the Plan, deferred stock units are fully vested and shall be paid in one installment within thirty (30) days after reporting person's separation from service as a director in shares of the Issuer's Common Stock.

Macy's, Inc.

Report date March 31, 2021 · Filed July 06, 2021 · Amendment

Section 16 reporting ended · disclosed 2021-07-06. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect959 Reported balance After 2021-03-31 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2021-03-31 · Grant · Acquired 959 · Balance 959

F1: This amended Form 4 is being filed to correct the number of Phantom Stock Units granted on March 31, 2021, which were previously reported incorrectly. As of March 31, 2021, the reporting person was granted 959 Phantom Stock Units.

F2: 1-for-1 conversion.

F4: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F3: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: This amended Form 4 is being filed to correct the number of Phantom Stock Units granted on March 31, 2021, which were previously reported incorrectly. As of March 31, 2021, the reporting person was granted 959 Phantom Stock Units.

F2: 1-for-1 conversion.

F3: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F4: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

TUPPERWARE BRANDS CORP

Report date May 20, 2020 · Filed May 22, 2020

Section 16 reporting ended · disclosed 2020-05-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect32,475 Reported balance After 2020-05-20 transaction · row 1
1 source row

Row 1 · 2020-05-20 · Exercise / conversion · Acquired 2,360 · Balance 32,475

F1: Restricted Stock Units convert into common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-05-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-05-20 · Exercise / conversion · Disposed 2,360 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of Tupperware Brands Corporation common stock.

F1: Restricted Stock Units convert into common stock on a one-for-one basis.

F3: The restricted stock units vest upon the reporting person's retirement from the Issuer's board on May 20, 2020.

Common StockSEC Table I · non-derivativeIndirectBy JMR Revocable Trust15,206 Reported balance Holding disclosure · report date 2020-05-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 15,206

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units convert into common stock on a one-for-one basis.

F2: Each restricted stock unit represents a contingent right to receive one share of Tupperware Brands Corporation common stock.

F3: The restricted stock units vest upon the reporting person's retirement from the Issuer's board on May 20, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2021 Filed Apr 1, 2021 19:35 UTC Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 955 $15.06 $14,381.44
Disclosure

SEC source: 0000794367-21-000021 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955

Underlying: Common Stock · 955 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-one conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
March 31, 2021 Filed Jul 6, 2021 19:50 UTC Amendment Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 959 $15.00 $14,385.77
Disclosure

SEC source: 0000794367-21-000039 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959

Underlying: Common Stock · 959 shares

Expires not disclosed

F1 · security: This amended Form 4 is being filed to correct the number of Phantom Stock Units granted on March 31, 2021, which were previously reported incorrectly. As of March 31, 2021, the reporting person was granted 959 Phantom Stock Units.

F2 · derivative.exercise_price: 1-for-1 conversion.

F4 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F3 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F3 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 20:51 UTC Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 1,768 $8.14 $14,383.03
Disclosure

SEC source: 0000794367-21-000003 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,768

Underlying: Common Stock · 1,768 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:58 UTC Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 2,155 $6.92 $14,905.27
Disclosure

SEC source: 0000794367-20-000127 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,155

Underlying: Common Stock · 2,155 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 21:17 UTC Macy's, Inc. M · Entity 3820 GrantRestricted Stock Units · Derivative 23,379 $0.00 $0.00
Disclosure

SEC source: 0000794367-20-000106 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,379

Underlying: Common Stock · 23,379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
May 20, 2020 Filed May 22, 2020 16:50 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 Exercise / conversionRestricted Stock Units · Derivative 2,360 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-017806 · form4.xml · derivative · entry 3

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tupperware Brands Corporation common stock.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest upon the reporting person's retirement from the Issuer's board on May 20, 2020.

F3 · derivative.expiration_date: The restricted stock units vest upon the reporting person's retirement from the Issuer's board on May 20, 2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 16:50 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 Exercise / conversionCommon Stock 2,360 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-017806 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:55 UTC Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 1,228 $11.98 $14,711.69
Disclosure

SEC source: 0000794367-20-000043 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,228

Underlying: Common Stock · 1,228 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 09:55 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GrantCommon Stock 3,551 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-012180 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JMR Revocable Trust

Disclosed balance after: 15,206

F1 · kind: Shares issued for a portion of annual retainer under the Issuer's 2019 Incentive Plan in a transaction exempt under the Rule 16b-3(d).

Read SEC document
December 31, 2019 Filed Jan 2, 2020 19:35 UTC Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 889 $15.69 $13,947.79
Disclosure

SEC source: 0000794367-20-000003 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889

Underlying: Common Stock · 889 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
December 27, 2019 Filed Dec 30, 2019 16:42 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GrantCommon Stock 760 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035926 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JMR Revocable Trust

Disclosed balance after: 11,655

F1 · kind: Shares issued for a portion of annual retainer under the Issuer's 2019 Incentive Plan in a transaction exempt under the Rule 16b-3(d).

Read SEC document
September 30, 2019 Filed Oct 1, 2019 16:13 UTC Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 800 $17.96 $14,371.44
Disclosure

SEC source: 0000794367-19-000104 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 800 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
September 27, 2019 Filed Oct 1, 2019 09:22 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GrantCommon Stock 396 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-029300 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JMR Revocable Trust

Disclosed balance after: 10,895

F1 · kind: Shares issued for a portion of annual retainer under the Issuer's 2019 Incentive Plan in a transaction exempt under the Rule 16b-3(d).

Read SEC document
August 16, 2019 Filed Aug 19, 2019 14:24 UTC Macy's, Inc. M · Entity 3820 PurchaseCommon Stock 1,000 $16.25 $16,250.00
Disclosure

SEC source: 0000794367-19-000092 · primary_doc.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,647

Read SEC document
June 30, 2019 Filed Jul 1, 2019 15:19 UTC Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 635 $22.65 $14,384.46
Disclosure

SEC source: 0000794367-19-000087 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635

Underlying: Common Stock · 635 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 12:40 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GrantCommon Stock 328 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023388 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JMR Revocable Trust

Disclosed balance after: 10,499

F1 · kind: Shares issued for a portion of annual retainer under the Issuer's 2019 Incentive Plan in a transaction exempt under the Rule 16b-3(d).

Read SEC document
May 22, 2019 Filed May 24, 2019 15:02 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GrantCommon Stock 6,036 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019838 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,115

F1 · shares: Restricted Stock Unit award that vests in 5 annual installments upon retirement from the board, at which time it converts into Tupperware Brands Corporation common stock on a one-for-one basis.

Read SEC document
May 17, 2019 Filed May 20, 2019 20:53 UTC Macy's, Inc. M · Entity 3820 GrantRestricted Stock Units · Derivative 7,120 $0.00 $0.00
Disclosure

SEC source: 0000794367-19-000061 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,120

Underlying: Common Stock · 7,120 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
April 30, 2019 Filed May 1, 2019 16:11 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GiftCommon Stock 565 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016711 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JMR Revocable Trust

Disclosed balance after: 10,171

Read SEC document
April 30, 2019 Filed May 2, 2019 21:13 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 3,456.5291 $30.96 $107,014.14
Disclosure

SEC source: 0001127602-19-017022 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 199,807.786

Underlying: Common Stock · 3,456.5291 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 14:16 UTC Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 565 $25.11 $14,188.85
Disclosure

SEC source: 0000794367-19-000031 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565

Underlying: Common Stock · 565 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 17:27 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GrantCommon Stock 244 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013887 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JMR Revocable Trust

Disclosed balance after: 10,736

F1 · kind: Shares issued for a portion of annual retainer under the Issuer's 2016 Incentive Plan in a transaction exempt under Rule 16b-3(d).

Read SEC document
March 27, 2019 Filed Mar 28, 2019 15:47 UTC Macy's, Inc. M · Entity 3820 Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $11.32 $0.00
Disclosure

SEC source: 0000794367-19-000027 · primary_doc.xml · derivative · entry 3

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Grant to reporting person of options to purchase 10,000 shares of common stock under the Issuer's 1994 Stock Incentive Plan. The options became exercisable in 25% increments on May 15, 2010, May 15, 2011, May 15, 2012, and May 15, 2013.

Read SEC document
March 27, 2019 Filed Mar 28, 2019 15:47 UTC Macy's, Inc. M · Entity 3820 SaleCommon Stock 10,000 $24.30 $243,041.00
Disclosure

SEC source: 0000794367-19-000027 · primary_doc.xml · nonDerivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,647

Read SEC document
March 27, 2019 Filed Mar 28, 2019 15:47 UTC Macy's, Inc. M · Entity 3820 Exercise / conversionCommon Stock 10,000 $11.32 $113,200.00
Disclosure

SEC source: 0000794367-19-000027 · primary_doc.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 22:28 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 3,916.089 $30.06 $117,717.64
Disclosure

SEC source: 0001127602-19-003820 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 196,316.9325

Underlying: Common Stock · 3,916.089 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
January 31, 2019 Filed Feb 7, 2019 17:04 UTC Amendment AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 3,950.4134 $30.06 $118,749.43
Disclosure

SEC source: 0001127602-19-004407 · form4a.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 196,351.2569

Underlying: Common Stock · 3,950.4134 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F2 · shares: Amended to reflect correct number of Deferred Stock Units acquired.

F1 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 20:32 UTC Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 420 $32.74 $13,751.77
Disclosure

SEC source: 0000794367-19-000002 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420

Underlying: Common Stock · 420 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 09:49 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GrantCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-037531 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JMR Revocable Trust

Disclosed balance after: 10,492

F1 · shares: Shares issued for a portion of annual retainer under the Issuer's 2016 Incentive Plan in a transaction exempt under Rule 16b-3(d).

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:24 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 3,746.8064 $30.68 $114,952.02
Disclosure

SEC source: 0001127602-18-031904 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 192,400.8435

Underlying: Common Stock · 3,746.8064 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 19:34 UTC Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 371 $37.11 $13,768.55
Disclosure

SEC source: 0000794367-18-000101 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371

Underlying: Common Stock · 371 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 16:15 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GrantCommon Stock 186 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028755 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JMR Revocable Trust

Disclosed balance after: 10,292

F1 · shares: Shares issued for a portion of annual retainer under the Issuer's 2016 Incentive Plan in a transaction exempt under Rule 16b-3(d).

Read SEC document
July 31, 2018 Filed Aug 2, 2018 18:10 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 3,540.2531 $31.97 $113,181.89
Disclosure

SEC source: 0001127602-18-024377 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 188,654.0371

Underlying: Common Stock · 3,540.2531 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
July 27, 2018 Filed Jul 30, 2018 20:35 UTC AT&T INC. T · Entity 1012 PurchaseCommon Stock 3,200 $31.19 $99,794.56
Disclosure

SEC source: 0001127602-18-024024 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,860

Read SEC document
June 30, 2018 Filed Jul 2, 2018 19:23 UTC Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 403 $33.33 $13,431.95
Disclosure

SEC source: 0000794367-18-000082 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403

Underlying: Common Stock · 403 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 16:57 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GrantCommon Stock 151 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022311 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JMR Revocable Trust

Disclosed balance after: 10,106

F1 · shares: Shares issued for a portion of annual retainer under the Issuer's 2016 Incentive Plan in a transaction exempt under Rule 16b-3(d).

Read SEC document
May 18, 2018 Filed May 21, 2018 19:44 UTC Macy's, Inc. M · Entity 3820 GrantRestricted Stock Units · Derivative 4,565 $0.00 $0.00
Disclosure

SEC source: 0000794367-18-000054 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,565

Underlying: Common Stock · 4,565 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
May 18, 2018 Filed Jan 22, 2019 20:35 UTC Amendment Macy's, Inc. M · Entity 3820 GrantRestricted Stock Units · Derivative 4,564 $0.00 $0.00
Disclosure

SEC source: 0000794367-19-000010 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,564

Underlying: Common Stock · 4,564 shares

Expires not disclosed

F1 · security: This amended Form 4 is being filed to correct the number of Restricted Stock Units granted on May 18, 2018, which were previously reported incorrectly. As of May 18, 2018, the reporting person was granted 4,564 Restricted Stock Units.

F2 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

F3 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.

Read SEC document
May 09, 2018 Filed May 11, 2018 16:12 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GrantCommon Stock 3,040 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017190 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,079

Read SEC document
April 30, 2018 Filed May 2, 2018 20:55 UTC AT&T INC. T · Entity 1012 GrantDeferred Stock Units · Derivative 10,394.7557 $32.70 $339,908.51
Disclosure

SEC source: 0001127602-18-015995 · form4.xml · derivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 185,113.784

Underlying: Common Stock · 10,394.7557 shares

Expires not disclosed

F1 · derivative.exercise_price: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.exercise_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

F1 · derivative.expiration_date: Acquisition of deferred stock units pursuant to the AT&T Inc. Non-Employee Director Stock and Deferral Plan. After the reporting person ceases to be a director, each unit is paid out in cash equal to the value of one share of AT&T common stock at times elected by the director.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 18:17 UTC Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 506 $26.41 $13,361.18
Disclosure

SEC source: 0000794367-18-000029 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506

Underlying: Common Stock · 506 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1 conversion.

F3 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F2 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F2 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
March 31, 2018 Filed May 15, 2018 19:01 UTC Amendment Macy's, Inc. M · Entity 3820 GrantPhantom Stock Units · Derivative 496 $26.41 $13,097.13
Disclosure

SEC source: 0000794367-18-000048 · primary_doc.xml · derivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496

Underlying: Common Stock · 496 shares

Expires not disclosed

F1 · security: This amended Form 4 is being filed to correct the number of Phantom Stock Units granted on March 31, 2018, which were previously reported incorrectly. As of March 31, 2018, the reporting person was granted only 496 Phantom Stock Units.

F2 · derivative.exercise_price: 1-for-1 conversion.

F4 · price: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.

F3 · derivative.exercise_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

F3 · derivative.expiration_date: Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 09:14 UTC TUPPERWARE BRANDS CORP TUP · Entity 90566 GrantCommon Stock 129 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013149 · form4.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JMR Revocable Trust

Disclosed balance after: 9,955

F1 · shares: Shares issued for a portion of annual retainer under the Issuer's 2016 Incentive Plan in a transaction exempt under Rule 16b-3(d).

Read SEC document
March 02, 2018 Filed Mar 5, 2018 17:08 UTC Macy's, Inc. M · Entity 3820 Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $25.32 $0.00
Disclosure

SEC source: 0000794367-18-000020 · primary_doc.xml · derivative · entry 7

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Grant to reporting person of options to purchase 10,000 shares of common stock under the Issuer's 1994 Stock Incentive Plan. The options became exercisable in 25% increments on May 16, 2009, May 16, 2010, May 16, 2011, and May 16, 2012.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 17:08 UTC Macy's, Inc. M · Entity 3820 SaleCommon Stock 100 $30.39 $3,039.00
Disclosure

SEC source: 0000794367-18-000020 · primary_doc.xml · nonDerivative · entry 6

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,647

Read SEC document
March 02, 2018 Filed Mar 5, 2018 17:08 UTC Macy's, Inc. M · Entity 3820 SaleCommon Stock 1,295 $30.39 $39,348.58
Disclosure

SEC source: 0000794367-18-000020 · primary_doc.xml · nonDerivative · entry 5

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,747

Read SEC document
March 02, 2018 Filed Mar 5, 2018 17:08 UTC Macy's, Inc. M · Entity 3820 SaleCommon Stock 3,450 $30.38 $104,822.04
Disclosure

SEC source: 0000794367-18-000020 · primary_doc.xml · nonDerivative · entry 4

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,042

Read SEC document
March 02, 2018 Filed Mar 5, 2018 17:08 UTC Macy's, Inc. M · Entity 3820 SaleCommon Stock 3,400 $30.38 $103,300.16
Disclosure

SEC source: 0000794367-18-000020 · primary_doc.xml · nonDerivative · entry 3

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,492

Read SEC document
March 02, 2018 Filed Mar 5, 2018 17:08 UTC Macy's, Inc. M · Entity 3820 SaleCommon Stock 100 $30.38 $3,038.03
Disclosure

SEC source: 0000794367-18-000020 · primary_doc.xml · nonDerivative · entry 2

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,892

Read SEC document
March 02, 2018 Filed Mar 5, 2018 17:08 UTC Macy's, Inc. M · Entity 3820 Exercise / conversionCommon Stock 10,000 $25.32 $253,200.00
Disclosure

SEC source: 0000794367-18-000020 · primary_doc.xml · nonDerivative · entry 1

ROCHE JOYCE M · CIK 0001057777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.