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LYB

LyondellBasell Industries N.V.

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3246
SEC CIK
0001489393
Parsed reports
791

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2018 Filed Feb 23, 2018 21:13 UTC
Friedrichs Dale DVice President, HSE
GrantClass A Ordinary Shares 1,834 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001191 · primarydocument.xml · nonDerivative · entry 2

Friedrichs Dale D · CIK 0001697503 · Vice President, HSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,625

F3 · balance_after: Includes 2,502 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 668 granted on February 16, 2017 that vest on February 16, 2020. The 1,834 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:13 UTC
Friedrichs Dale DVice President, HSE
Tax withholdingClass A Ordinary Shares 308 $109.09 $33,599.72
Disclosure

SEC source: 0001562180-18-001191 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · Vice President, HSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 1,101 shares of performance-based stock granted to the Reporting Person on February 17, 2015.

F2 · balance_after: Includes 3,098 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 668 granted on February 16, 2017 that vest on February 16, 2020 and 1,834 granted on February 21, 2018 that vest on February 21, 2021. The 596 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:05 UTC
Kaplan Jeffrey AEVP & Chief Legal Officer
GrantStock Options (Right to Buy) · Derivative 16,396 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001562180-18-001186 · primarydocument.xml · derivative · entry 7

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,396

Underlying: Class A Ordinary Shares · 16,396 shares

Expires 2028-02-21

F6 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 5,466 vest on February 21, 2019, 5,465 vest on February 21, 2020 and 5,465 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:05 UTC
Kaplan Jeffrey AEVP & Chief Legal Officer
GrantClass A Ordinary Shares 1,827 $109.09 $199,307.43
Disclosure

SEC source: 0001562180-18-001186 · primarydocument.xml · nonDerivative · entry 6

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,078

F5 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on May 7, 2015 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2018 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 13,352 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 761 granted on May 7, 2015 that vest on May 7, 2018; 3,268 granted on February 16, 2016 that vest on February 16, 2019; 3,324 granted on February 16, 2017 that vest on February 16, 2020 and 3,248 granted on February 21, 2018 that vest on February 21, 2021. The 2,751 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:05 UTC
Kaplan Jeffrey AEVP & Chief Legal Officer
GrantClass A Ordinary Shares 4,054 $109.09 $442,250.86
Disclosure

SEC source: 0001562180-18-001186 · primarydocument.xml · nonDerivative · entry 5

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,251

F4 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 17, 2015 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2018 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 13,352 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 761 granted on May 7, 2015 that vest on May 7, 2018; 3,268 granted on February 16, 2016 that vest on February 16, 2019; 3,324 granted on February 16, 2017 that vest on February 16, 2020 and 3,248 granted on February 21, 2018 that vest on February 21, 2021. The 2,751 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:05 UTC
Kaplan Jeffrey AEVP & Chief Legal Officer
GrantClass A Ordinary Shares 2,751 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001186 · primarydocument.xml · nonDerivative · entry 4

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,197

F2 · balance_after: Includes 13,352 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 761 granted on May 7, 2015 that vest on May 7, 2018; 3,268 granted on February 16, 2016 that vest on February 16, 2019; 3,324 granted on February 16, 2017 that vest on February 16, 2020 and 3,248 granted on February 21, 2018 that vest on February 21, 2021. The 2,751 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:05 UTC
Kaplan Jeffrey AEVP & Chief Legal Officer
GrantClass A Ordinary Shares 3,248 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001186 · primarydocument.xml · nonDerivative · entry 3

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,446

F2 · balance_after: Includes 13,352 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 761 granted on May 7, 2015 that vest on May 7, 2018; 3,268 granted on February 16, 2016 that vest on February 16, 2019; 3,324 granted on February 16, 2017 that vest on February 16, 2020 and 3,248 granted on February 21, 2018 that vest on February 21, 2021. The 2,751 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:05 UTC
Kaplan Jeffrey AEVP & Chief Legal Officer
Tax withholdingClass A Ordinary Shares 445 $109.09 $48,545.05
Disclosure

SEC source: 0001562180-18-001186 · primarydocument.xml · nonDerivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,198

F3 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 1,827 shares of performance-based stock granted to the Reporting Person on May 7, 2015.

F2 · balance_after: Includes 13,352 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 761 granted on May 7, 2015 that vest on May 7, 2018; 3,268 granted on February 16, 2016 that vest on February 16, 2019; 3,324 granted on February 16, 2017 that vest on February 16, 2020 and 3,248 granted on February 21, 2018 that vest on February 21, 2021. The 2,751 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:05 UTC
Kaplan Jeffrey AEVP & Chief Legal Officer
Tax withholdingClass A Ordinary Shares 988 $109.09 $107,780.92
Disclosure

SEC source: 0001562180-18-001186 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,643

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 4,054 shares of performance-based stock granted to the Reporting Person on February 17, 2015.

F2 · balance_after: Includes 13,352 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 761 granted on May 7, 2015 that vest on May 7, 2018; 3,268 granted on February 16, 2016 that vest on February 16, 2019; 3,324 granted on February 16, 2017 that vest on February 16, 2020 and 3,248 granted on February 21, 2018 that vest on February 21, 2021. The 2,751 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:44 UTC
Guilfoyle James DSVP, Global I&D, Supply Chain
GrantStock Options (Right to Buy) · Derivative 11,651 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001562180-18-001173 · primarydocument.xml · derivative · entry 6

Guilfoyle James D · CIK 0001649570 · SVP, Global I&D, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,651

Underlying: Class A Ordinary Shares · 11,651 shares

Expires 2028-02-21

F6 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 3,885 vest on February 21, 2019, 3,883 vest on February 21, 2020 and 3,883 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:44 UTC
Guilfoyle James DSVP, Global I&D, Supply Chain
GrantClass A Ordinary Shares 221 $109.09 $24,108.89
Disclosure

SEC source: 0001562180-18-001173 · primarydocument.xml · nonDerivative · entry 5

Guilfoyle James D · CIK 0001649570 · SVP, Global I&D, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,256

F5 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on June 1, 2015 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2018 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 5,987 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 92 granted on June 1, 2015 vest on June 1, 2018; 1,461 granted on February 16, 2016 that vest on February 16, 2019 and 2,126 granted on February 16, 2017 that vest on February 16, 2020. The 2,308 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:44 UTC
Guilfoyle James DSVP, Global I&D, Supply Chain
GrantClass A Ordinary Shares 788 $109.09 $85,962.92
Disclosure

SEC source: 0001562180-18-001173 · primarydocument.xml · nonDerivative · entry 4

Guilfoyle James D · CIK 0001649570 · SVP, Global I&D, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,035

F4 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 17, 2015 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2018 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 5,987 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 92 granted on June 1, 2015 vest on June 1, 2018; 1,461 granted on February 16, 2016 that vest on February 16, 2019 and 2,126 granted on February 16, 2017 that vest on February 16, 2020. The 2,308 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:44 UTC
Guilfoyle James DSVP, Global I&D, Supply Chain
GrantClass A Ordinary Shares 2,308 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001173 · primarydocument.xml · nonDerivative · entry 3

Guilfoyle James D · CIK 0001649570 · SVP, Global I&D, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,247

F2 · balance_after: Includes 5,987 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 92 granted on June 1, 2015 vest on June 1, 2018; 1,461 granted on February 16, 2016 that vest on February 16, 2019 and 2,126 granted on February 16, 2017 that vest on February 16, 2020. The 2,308 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:44 UTC
Guilfoyle James DSVP, Global I&D, Supply Chain
Tax withholdingClass A Ordinary Shares 197 $109.09 $21,490.73
Disclosure

SEC source: 0001562180-18-001173 · primarydocument.xml · nonDerivative · entry 2

Guilfoyle James D · CIK 0001649570 · SVP, Global I&D, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,939

F3 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 788 shares of performance-based stock granted to the Reporting Person on February 17, 2015.

F2 · balance_after: Includes 5,987 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 92 granted on June 1, 2015 vest on June 1, 2018; 1,461 granted on February 16, 2016 that vest on February 16, 2019 and 2,126 granted on February 16, 2017 that vest on February 16, 2020. The 2,308 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:44 UTC
Guilfoyle James DSVP, Global I&D, Supply Chain
Tax withholdingClass A Ordinary Shares 54 $109.09 $5,890.86
Disclosure

SEC source: 0001562180-18-001173 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · SVP, Global I&D, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,136

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 221 shares of performance-based stock granted to the Reporting Person on June 1, 2015.

F2 · balance_after: Includes 5,987 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 92 granted on June 1, 2015 vest on June 1, 2018; 1,461 granted on February 16, 2016 that vest on February 16, 2019 and 2,126 granted on February 16, 2017 that vest on February 16, 2020. The 2,308 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:12 UTC
Covezzi MassimoSVP Research & Development
GrantStock Options (Right to Buy) · Derivative 6,292 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001562180-18-001170 · primarydocument.xml · derivative · entry 4

Covezzi Massimo · CIK 0001500649 · SVP Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,292

Underlying: Class A Ordinary Shares · 6,292 shares

Expires 2028-02-21

F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 2,098 vest on February 21, 2019, 2,097 vest on February 21, 2020 and 2,097 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:12 UTC
Covezzi MassimoSVP Research & Development
GrantClass A Ordinary Shares 2,841 $109.09 $309,924.69
Disclosure

SEC source: 0001562180-18-001170 · primarydocument.xml · nonDerivative · entry 3

Covezzi Massimo · CIK 0001500649 · SVP Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,944

F3 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 17, 2015 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2018 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 3,917 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,436 granted on February 16, 2016 that vest on February 16, 2019 and 1,234 granted on February 16, 2017 that vest on February 16, 2020. The 1,247 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:12 UTC
Covezzi MassimoSVP Research & Development
GrantClass A Ordinary Shares 1,247 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001170 · primarydocument.xml · nonDerivative · entry 2

Covezzi Massimo · CIK 0001500649 · SVP Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,103

F2 · balance_after: Includes 3,917 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,436 granted on February 16, 2016 that vest on February 16, 2019 and 1,234 granted on February 16, 2017 that vest on February 16, 2020. The 1,247 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:12 UTC
Covezzi MassimoSVP Research & Development
Tax withholdingClass A Ordinary Shares 1,311 $109.09 $143,016.99
Disclosure

SEC source: 0001562180-18-001170 · primarydocument.xml · nonDerivative · entry 1

Covezzi Massimo · CIK 0001500649 · SVP Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,856

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 2,841 shares of performance-based stock granted to the Reporting Person on February 17, 2015.

F2 · balance_after: Includes 3,917 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,436 granted on February 16, 2016 that vest on February 16, 2019 and 1,234 granted on February 16, 2017 that vest on February 16, 2020. The 1,247 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:05 UTC
Caron Darleen MarieEVP & Chief HR Officer
GrantStock Options (Right to Buy) · Derivative 9,718 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001562180-18-001169 · primarydocument.xml · derivative · entry 2

Caron Darleen Marie · CIK 0001721550 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,718

Underlying: Class A Ordinary Shares · 9,718 shares

Expires 2028-02-21

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 3,240 vest on February 21, 2019, 3,239 vest on February 21, 2020 and 3,239 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:05 UTC
Caron Darleen MarieEVP & Chief HR Officer
GrantClass A Ordinary Shares 1,926 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001169 · primarydocument.xml · nonDerivative · entry 1

Caron Darleen Marie · CIK 0001721550 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,926

F1 · balance_after: Includes 1,926 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,926 granted on February 21, 2018 that vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:04 UTC
Augustowski Paul ASVP, O&P - Americas
GrantStock Options (Right to Buy) · Derivative 6,455 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001562180-18-001168 · primarydocument.xml · derivative · entry 4

Augustowski Paul A · CIK 0001697502 · SVP, O&P - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,455

Underlying: Class A Ordinary Shares · 6,455 shares

Expires 2028-02-21

F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 2,153 vest on February 21, 2019, 2,151 vest on February 21, 2020 and 2,151 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:04 UTC
Augustowski Paul ASVP, O&P - Americas
GrantClass A Ordinary Shares 820 $109.09 $89,453.80
Disclosure

SEC source: 0001562180-18-001168 · primarydocument.xml · nonDerivative · entry 3

Augustowski Paul A · CIK 0001697502 · SVP, O&P - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,246

F3 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 17, 2015 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2018 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 3,359 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 809 granted on February 16, 2016 that vest on February 16, 2019 and 1,271 granted on February 16, 2017 that vest on February 16, 2020. The 1,279 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:04 UTC
Augustowski Paul ASVP, O&P - Americas
GrantClass A Ordinary Shares 1,279 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001168 · primarydocument.xml · nonDerivative · entry 2

Augustowski Paul A · CIK 0001697502 · SVP, O&P - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,426

F2 · balance_after: Includes 3,359 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 809 granted on February 16, 2016 that vest on February 16, 2019 and 1,271 granted on February 16, 2017 that vest on February 16, 2020. The 1,279 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 20:04 UTC
Augustowski Paul ASVP, O&P - Americas
Tax withholdingClass A Ordinary Shares 213 $109.09 $23,236.17
Disclosure

SEC source: 0001562180-18-001168 · primarydocument.xml · nonDerivative · entry 1

Augustowski Paul A · CIK 0001697502 · SVP, O&P - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,147

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 820 shares of performance-based stock granted to the Reporting Person on February 17, 2015.

F2 · balance_after: Includes 3,359 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 809 granted on February 16, 2016 that vest on February 16, 2019 and 1,271 granted on February 16, 2017 that vest on February 16, 2020. The 1,279 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 21:59 UTC
Patel Bhavesh V.Chief Executive Officer
Tax withholdingClass A Ordinary Shares 7,520 $108.61 $816,747.20
Disclosure

SEC source: 0001562180-18-001095 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,688

F1 · shares: On February 17, 2018 the reporting person's restricted stock units automatically vested 19,110 shares. 7,520 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 103,685 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 26,066 granted on February 16, 2016 that vest on February 16, 2019 and 30,344 granted on February 16, 2017 that vest on February 16, 2020.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:43 UTC
Roudeix RichardSVP, O&P - EAI
Tax withholdingClass A Ordinary Shares 65 $108.61 $7,059.65
Disclosure

SEC source: 0001562180-18-001102 · primarydocument.xml · nonDerivative · entry 1

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,248.751

F1 · shares: On February 17, 2018 the reporting person's restricted stock units automatically vested 177 shares. 65 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 1,683 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 45 granted on April 2, 2015 vest on April 2, 2018; 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019 and 926 granted on February 16, 2017 that vest on February 16, 2020.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:43 UTC
Kaplan Jeffrey AEVP & Chief Legal Officer
Tax withholdingClass A Ordinary Shares 427 $108.61 $46,376.47
Disclosure

SEC source: 0001562180-18-001101 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,631

F1 · shares: On February 17, 2018 the reporting person's restricted stock units automatically vested 1,689 shares. 427 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 7,353 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 761 granted on May 7, 2015 that vest on May 7, 2018; 3,268 granted on February 16, 2016 that vest on February 16, 2019 and 3,324 granted on February 16, 2017 that vest on February 16, 2020.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 21:59 UTC
Guilfoyle James DSVP, Global I&D, Supply Chain
Tax withholdingClass A Ordinary Shares 85 $108.61 $9,231.85
Disclosure

SEC source: 0001562180-18-001098 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · SVP, Global I&D, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,190

F1 · shares: On February 17, 2018 the reporting person's restricted stock units automatically vested 328 shares. 85 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 3,679 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 92 granted on June 1, 2015 vest on June 1, 2018; 1,461 granted on February 16, 2016 that vest on February 16, 2019 and 2,126 granted on February 16, 2017 that vest on February 16, 2020.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 21:59 UTC
Augustowski Paul ASVP, O&P - Americas
Tax withholdingClass A Ordinary Shares 102 $108.61 $11,078.22
Disclosure

SEC source: 0001562180-18-001097 · primarydocument.xml · nonDerivative · entry 1

Augustowski Paul A · CIK 0001697502 · SVP, O&P - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,360

F1 · shares: On February 17, 2018 the reporting person's restricted stock units automatically vested 342 shares. 102 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 2,080 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 809 granted on February 16, 2016 that vest on February 16, 2019 and 1,271 granted on February 16, 2017 that vest on February 16, 2020.

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February 17, 2018 Filed Feb 21, 2018 21:59 UTC
Covezzi MassimoSVP Research & Development
Tax withholdingClass A Ordinary Shares 561 $108.61 $60,930.21
Disclosure

SEC source: 0001562180-18-001096 · primarydocument.xml · nonDerivative · entry 1

Covezzi Massimo · CIK 0001500649 · SVP Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,167

F1 · shares: On February 17, 2018 the reporting person's restricted stock units automatically vested 1,216 shares. 561 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 2,670 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,436 granted on February 16, 2016 that vest on February 16, 2019 and 1,234 granted on February 16, 2017 that vest on February 16, 2020.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:38 UTC
Roudeix RichardSVP, O&P - EAI
Tax withholdingClass A Ordinary Shares 105 $109.70 $11,518.50
Disclosure

SEC source: 0001562180-18-000959 · primarydocument.xml · nonDerivative · entry 1

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,313.751

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 287 shares of restricted stock units granted to the reporting person on February 12, 2013.

F2 · balance_after: Includes 1,860 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 177 granted on February 17, 2015 vest on February 17, 2018; 45 granted on April 2, 2015 vest on April 2, 2018; 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019 and 926 granted on February 16, 2017 that vest on February 16, 2020.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:37 UTC
Guilfoyle James DSVP, Global I&D, Supply Chain
Tax withholdingClass A Ordinary Shares 133 $109.70 $14,590.10
Disclosure

SEC source: 0001562180-18-000958 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · SVP, Global I&D, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,275

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 446 shares of restricted stock units granted to the reporting person on February 12, 2013.

F2 · balance_after: Includes 4,007 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 328 granted on February 17, 2015 vest on February 17, 2018; 92 granted on June 1, 2015 vest on June 1, 2018; 1,461 granted on February 16, 2016 that vest on February 16, 2019 and 2,126 granted on February 16, 2017 that vest on February 16, 2020.

Read SEC document
January 12, 2018 Filed Jan 17, 2018 20:26 UTC
Patel Bhavesh V.Chief Executive Officer
Tax withholdingClass A ordinary shares 8,054 $117.68 $947,794.72
Disclosure

SEC source: 0001562180-18-000331 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,208

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 23,638 shares of restricted stock units granted to the reporting person on January 12, 2015.

F2 · balance_after: Includes 122,795 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 19,110 granted on February 17, 2015 that vest on February 17, 2018; 26,066 granted on February 16, 2016 that vest on February 16, 2019 and 30,344 granted on February 16, 2017 that vest on February 16, 2020.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 18:35 UTC Tax withholdingClass A Ordinary Shares 987 $110.32 $108,885.84
Disclosure

SEC source: 0001562180-18-000159 · primarydocument.xml · nonDerivative · entry 1

Aebischer Thomas · CIK 0001662213 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,015

F1 · balance_after: Includes 16,674 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,452 granted on January 1, 2016 that vest on January 1, 2019, 6,978 granted on February 16, 2016 that vest on February 16, 2019 and 6,244 granted on February 16, 2017 that vest on February 16, 2020.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 18:07 UTC Tax withholdingClass A Ordinary Shares 56 $110.32 $6,177.92
Disclosure

SEC source: 0001562180-18-000157 · primarydocument.xml · nonDerivative · entry 2

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,413

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 18:07 UTC GrantClass A Ordinary Shares 419 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-000157 · primarydocument.xml · nonDerivative · entry 1

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,469

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $103.73, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $103.73, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $103.73, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:06 UTC Tax withholdingClass A Ordinary Shares 42 $110.32 $4,633.44
Disclosure

SEC source: 0001562180-18-000155 · primarydocument.xml · nonDerivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,855.612

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:06 UTC GrantClass A Ordinary Shares 377 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-000155 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,897.612

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $103.73, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $103.73, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $103.73, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:07 UTC Tax withholdingClass A Ordinary Shares 92 $110.32 $10,149.44
Disclosure

SEC source: 0001562180-18-000156 · primarydocument.xml · nonDerivative · entry 2

FARLEY CLAIRE S · CIK 0001204506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,821

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:07 UTC GrantClass A Ordinary Shares 413 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-000156 · primarydocument.xml · nonDerivative · entry 1

FARLEY CLAIRE S · CIK 0001204506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,913

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $103.73, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $103.73, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $103.73, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:06 UTC Tax withholdingClass A Ordinary Shares 52 $110.32 $5,736.64
Disclosure

SEC source: 0001562180-18-000154 · primarydocument.xml · nonDerivative · entry 2

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,997

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:06 UTC GrantClass A Ordinary Shares 352 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-000154 · primarydocument.xml · nonDerivative · entry 1

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,049

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $103.73, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $103.73, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $103.73, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:06 UTC Tax withholdingClass A Ordinary Shares 72 $110.32 $7,943.04
Disclosure

SEC source: 0001562180-18-000153 · primarydocument.xml · nonDerivative · entry 2

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,068

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:06 UTC GrantClass A Ordinary Shares 329 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-000153 · primarydocument.xml · nonDerivative · entry 1

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,140

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $103.73, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $103.73, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $103.73, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 23:38 UTC
ALTEP 2010 L.P.Affiliate of 10% Owner
ALTEP 2011 L.P.Affiliate of 10% Owner
OtherOrdinary Shares 77,366 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-001341 · doc4.xml · nonDerivative · entry 2

ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner

ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,754

F1 · price: Reflects distribution of ordinary shares pursuant to an internal reorganization.

F3 · ownership.direct: The securities reported are held directly by Altep 2011 L.P. ("Altep 2011"). Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

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December 29, 2017 Filed Jan 3, 2018 23:38 UTC
ALTEP 2010 L.P.Affiliate of 10% Owner
ALTEP 2011 L.P.Affiliate of 10% Owner
OtherOrdinary Shares 169,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-001341 · doc4.xml · nonDerivative · entry 1

ALTEP 2010 L.P. · CIK 0001509925 · Affiliate of 10% Owner

ALTEP 2011 L.P. · CIK 0001513440 · Affiliate of 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,028

F1 · price: Reflects distribution of ordinary shares pursuant to an internal reorganization.

F2 · ownership.direct: The securities reported are held directly by Altep 2010 L.P. ("Altep 2010"). Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

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December 12, 2017 Filed Mar 29, 2018 18:36 UTC PurchaseClass A Ordinary Shares 249.806 $107.64 $26,889.87
Disclosure

SEC source: 0001562180-18-001729 · primarydocument.xml · nonDerivative · entry 3

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,921.573

F4 · shares: Represents 249.806 shares inadvertently accumulated through automatic dividend reinvestment in reporting person's Vanguard account during 4th quarter 2017.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

Read SEC document
November 01, 2017 Filed Feb 14, 2018 22:56 UTC
Blavatnik Len10% owner
GiftOrdinary shares 850,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-010072 · doc5.xml · nonDerivative · entry 2

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 3,522,699

F1 · kind: These gifts are also reflected in a separate Form 5 filed by AIPH Holdings LLC ("AIPH").

F2 · price: Gift.

F3 · ownership.direct: The securities reported were, at the time of transfer or December 31, 2017, as applicable, held directly by AIPH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIPH, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIPH and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F4 · ownership.direct: Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

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November 01, 2017 Filed Feb 14, 2018 22:55 UTC GiftOrdinary shares 850,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-010071 · doc5.xml · nonDerivative · entry 2

AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,522,699

F1 · price: Gift.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.