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Friedrichs Dale D

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63288
SEC CIK
0001697503

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CompanyLast reported asReport datePublished
LyondellBasell Industries N.V.LYB · Entity 3246EVP, Ops Excellence, HSEFebruary 27, 2026March 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LyondellBasell Industries N.V.

Report date February 27, 2026 · Filed March 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeDirect47,409 Reported balance After 2026-02-27 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-27 · Tax withholding · Disposed 682 · Balance 47,409

F1: On February 27, 2026 the reporting person's restricted stock units automatically vested 3,097 shares. 682 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2: Includes 8,620 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,428 granted on February 22, 2024 that vest on February 22, 2027; 3,096 granted on February 27, 2025 that vest on February 27, 2027 and 3,096 granted on February 27, 2025 that vest on February 27, 2028.

Class A Ordinary SharesSEC Table I · non-derivativeDirect63,407 Reported balance After 2026-02-28 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-02-28 · Grant · Acquired 15,998 · Balance 63,407

F3: Includes 24,618 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,428 granted on February 22, 2024 that vest on February 22, 2027; 3,096 granted on February 27, 2025 that vest on February 27, 2027 and 3,096 granted on February 27, 2025 that vest on February 27, 2028. The 15,998 RSUs reported on this Form 4 vest as follows: 5,334 vest on February 28, 2027, 5,332 vest on February 28, 2028 and 5,332 vest on February 28, 2029.

Filing footnotes · ownership attribution and instrument terms

F1: On February 27, 2026 the reporting person's restricted stock units automatically vested 3,097 shares. 682 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2: Includes 8,620 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,428 granted on February 22, 2024 that vest on February 22, 2027; 3,096 granted on February 27, 2025 that vest on February 27, 2027 and 3,096 granted on February 27, 2025 that vest on February 27, 2028.

F3: Includes 24,618 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,428 granted on February 22, 2024 that vest on February 22, 2027; 3,096 granted on February 27, 2025 that vest on February 27, 2027 and 3,096 granted on February 27, 2025 that vest on February 27, 2028. The 15,998 RSUs reported on this Form 4 vest as follows: 5,334 vest on February 28, 2027, 5,332 vest on February 28, 2028 and 5,332 vest on February 28, 2029.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2026 Filed Mar 3, 2026 21:39 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 15,998 $0.00 $0.00
Disclosure

SEC source: 0001697503-26-000006 · primarydocument.xml · nonDerivative · entry 2

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,407

F3 · balance_after: Includes 24,618 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,428 granted on February 22, 2024 that vest on February 22, 2027; 3,096 granted on February 27, 2025 that vest on February 27, 2027 and 3,096 granted on February 27, 2025 that vest on February 27, 2028. The 15,998 RSUs reported on this Form 4 vest as follows: 5,334 vest on February 28, 2027, 5,332 vest on February 28, 2028 and 5,332 vest on February 28, 2029.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:39 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 682 $57.52 $39,228.64
Disclosure

SEC source: 0001697503-26-000006 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,409

F1 · shares: On February 27, 2026 the reporting person's restricted stock units automatically vested 3,097 shares. 682 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 8,620 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,428 granted on February 22, 2024 that vest on February 22, 2027; 3,096 granted on February 27, 2025 that vest on February 27, 2027 and 3,096 granted on February 27, 2025 that vest on February 27, 2028.

Read SEC document
February 23, 2026 Filed Feb 24, 2026 21:29 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 1,047 $56.66 $59,323.02
Disclosure

SEC source: 0001697503-26-000004 · primarydocument.xml · nonDerivative · entry 2

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,091

F3 · shares: On February 23, 2026 the reporting person's restricted stock units automatically vested 4,296 shares. 1,047 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F4 · balance_after: Includes 11,717 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,428 granted on February 22, 2024 that vest on February 22, 2027; 3,097 granted on February 27, 2025 that vest on February 27, 2026, 3,096 granted on February 27, 2025 that vest on February 27, 2027 and 3,096 granted on February 27, 2025 that vest on February 27, 2028.

Read SEC document
February 22, 2026 Filed Feb 24, 2026 21:29 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 535 $56.67 $30,318.45
Disclosure

SEC source: 0001697503-26-000004 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,138

F1 · shares: On February 22, 2026 the reporting person's restricted stock units automatically vested 2,428 shares. 535 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 16,013 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 4,296 granted on February 23, 2023 that vest on February 23, 2026; 2,428 granted on February 22, 2024 that vest on February 22, 2027; 3,097 granted on February 27, 2025 that vest on February 27, 2026, 3,096 granted on February 27, 2025 that vest on February 27, 2027 and 3,096 granted on February 27, 2025 that vest on February 27, 2028.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 22:18 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 777 $55.97 $43,488.69
Disclosure

SEC source: 0001697503-26-000002 · primarydocument.xml · nonDerivative · entry 4

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,673

F5 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting and granted to the Reporting Person on February 23, 2023.

F2 · balance_after: Includes 18,441 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 4,296 granted on February 23, 2023 that vest on February 23, 2026; 2,428 granted on February 22, 2024 that vest on February 22, 2026; 2,428 granted on February 22, 2024 that vest on February 22, 2027; 3,097 granted on February 27, 2025 that vest on February 27, 2026, 3,096 granted on February 27, 2025 that vest on February 27, 2027 and 3,096 granted on February 27, 2025 that vest on February 27, 2028.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 22:18 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 2,148 $55.97 $120,223.56
Disclosure

SEC source: 0001697503-26-000002 · primarydocument.xml · nonDerivative · entry 3

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,896

F4 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 23, 2023 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 18, 2026 following certification by the Issuer's Compensation & Talent Development Committee.

F2 · balance_after: Includes 18,441 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 4,296 granted on February 23, 2023 that vest on February 23, 2026; 2,428 granted on February 22, 2024 that vest on February 22, 2026; 2,428 granted on February 22, 2024 that vest on February 22, 2027; 3,097 granted on February 27, 2025 that vest on February 27, 2026, 3,096 granted on February 27, 2025 that vest on February 27, 2027 and 3,096 granted on February 27, 2025 that vest on February 27, 2028.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 22:18 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 190 $55.97 $10,634.30
Disclosure

SEC source: 0001697503-26-000002 · primarydocument.xml · nonDerivative · entry 2

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,748

F3 · shares: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 777 shares in connection with performance-based stock units granted to the Reporting Person on February 23, 2023.

F2 · balance_after: Includes 18,441 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 4,296 granted on February 23, 2023 that vest on February 23, 2026; 2,428 granted on February 22, 2024 that vest on February 22, 2026; 2,428 granted on February 22, 2024 that vest on February 22, 2027; 3,097 granted on February 27, 2025 that vest on February 27, 2026, 3,096 granted on February 27, 2025 that vest on February 27, 2027 and 3,096 granted on February 27, 2025 that vest on February 27, 2028.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 22:18 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 592 $55.97 $33,134.24
Disclosure

SEC source: 0001697503-26-000002 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,938

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 2,148 shares of performance-based stock units granted to the Reporting Person on February 23, 2023.

F2 · balance_after: Includes 18,441 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 4,296 granted on February 23, 2023 that vest on February 23, 2026; 2,428 granted on February 22, 2024 that vest on February 22, 2026; 2,428 granted on February 22, 2024 that vest on February 22, 2027; 3,097 granted on February 27, 2025 that vest on February 27, 2026, 3,096 granted on February 27, 2025 that vest on February 27, 2027 and 3,096 granted on February 27, 2025 that vest on February 27, 2028.

Read SEC document
October 15, 2025 Filed Oct 17, 2025 20:44 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 74 $46.76 $3,460.24
Disclosure

SEC source: 0001697503-25-000003 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,530

F1 · shares: On October 15, 2025 the reporting person's restricted stock units automatically vested 188 shares. 74 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 18,441 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 4,296 granted on February 23, 2023 that vest on February 23, 2026; 7,285 granted on February 22, 2024 of which 2,429 vested on February 22, 2025, 2,428 vest on February 22, 2026; 2,428 vest on February 22, 2027 and 9,289 granted on February 27, 2025 of which 3,097 vest on February 27, 2026, 3,096 vest on February 27, 2027 and 3,096 vest on February 27, 2028.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 21:40 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 9,289 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001855 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,604

F1 · balance_after: Includes 18,629 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 188 granted on October 15, 2022 that vest on October 15, 2025; 4,296 granted on February 23, 2023 that vest on February 23, 2026 and 7,285 granted on February 22, 2024 of which 2,429 vested on February 22, 2025, 2,428 vest on February 22, 2026 and 2,428 vest on February 22, 2027. The 9,289 RSUs reported on this Form 4 vest as follows: 3,097 vest on February 27, 2026, 3,096 vest on February 27, 2027 and 3,096 vest on February 27, 2028.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:07 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 46 $76.20 $3,505.20
Disclosure

SEC source: 0001562180-25-001796 · primarydocument.xml · nonDerivative · entry 8

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,315

F9 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting and granted to the Reporting Person on October 15, 2022.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:07 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 1,500 $76.20 $114,300.00
Disclosure

SEC source: 0001562180-25-001796 · primarydocument.xml · nonDerivative · entry 7

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,269

F8 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting and granted to the Reporting Person on February 24, 2022.

F2 · balance_after: Includes 9,340 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 188 granted on October 15, 2022 that vest on October 15, 2025; 4,296 granted on February 23, 2023 that vest on February 23, 2026 and 7,285 granted on February 22, 2024 of which 2,429 vested on February 22, 2025, 2,428 vest on February 22, 2026 and 2,428 vest on February 22, 2027.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:07 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 297 $76.20 $22,631.40
Disclosure

SEC source: 0001562180-25-001796 · primarydocument.xml · nonDerivative · entry 6

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,769

F7 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on October 15, 2022 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 26, 2025 following certification by the Issuer's Compensation & Talent Development Committee.

F2 · balance_after: Includes 9,340 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 188 granted on October 15, 2022 that vest on October 15, 2025; 4,296 granted on February 23, 2023 that vest on February 23, 2026 and 7,285 granted on February 22, 2024 of which 2,429 vested on February 22, 2025, 2,428 vest on February 22, 2026 and 2,428 vest on February 22, 2027.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:07 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 5,536 $76.20 $421,843.20
Disclosure

SEC source: 0001562180-25-001796 · primarydocument.xml · nonDerivative · entry 5

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,472

F6 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 24, 2022 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 26, 2025 following certification by the Issuer's Compensation & Talent Development Committee.

F2 · balance_after: Includes 9,340 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 188 granted on October 15, 2022 that vest on October 15, 2025; 4,296 granted on February 23, 2023 that vest on February 23, 2026 and 7,285 granted on February 22, 2024 of which 2,429 vested on February 22, 2025, 2,428 vest on February 22, 2026 and 2,428 vest on February 22, 2027.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:07 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 19 $76.20 $1,447.80
Disclosure

SEC source: 0001562180-25-001796 · primarydocument.xml · nonDerivative · entry 4

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,936

F5 · shares: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 46 shares in connection with performance-based stock units granted to the Reporting Person on October 15, 2022.

F2 · balance_after: Includes 9,340 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 188 granted on October 15, 2022 that vest on October 15, 2025; 4,296 granted on February 23, 2023 that vest on February 23, 2026 and 7,285 granted on February 22, 2024 of which 2,429 vested on February 22, 2025, 2,428 vest on February 22, 2026 and 2,428 vest on February 22, 2027.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:07 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 1,349 $76.20 $102,793.80
Disclosure

SEC source: 0001562180-25-001796 · primarydocument.xml · nonDerivative · entry 3

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,955

F4 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 5,536 shares of performance-based stock units granted to the Reporting Person on February 24, 2022.

F2 · balance_after: Includes 9,340 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 188 granted on October 15, 2022 that vest on October 15, 2025; 4,296 granted on February 23, 2023 that vest on February 23, 2026 and 7,285 granted on February 22, 2024 of which 2,429 vested on February 22, 2025, 2,428 vest on February 22, 2026 and 2,428 vest on February 22, 2027.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:07 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 366 $76.20 $27,889.20
Disclosure

SEC source: 0001562180-25-001796 · primarydocument.xml · nonDerivative · entry 2

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,304

F3 · shares: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 1,500 shares in connection with performance-based stock units granted to the Reporting Person on February 24, 2022.

F2 · balance_after: Includes 9,340 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 188 granted on October 15, 2022 that vest on October 15, 2025; 4,296 granted on February 23, 2023 that vest on February 23, 2026 and 7,285 granted on February 22, 2024 of which 2,429 vested on February 22, 2025, 2,428 vest on February 22, 2026 and 2,428 vest on February 22, 2027.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:07 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 107 $76.20 $8,153.40
Disclosure

SEC source: 0001562180-25-001796 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,670

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 297 shares of performance-based stock units granted to the Reporting Person on October 15, 2022.

F2 · balance_after: Includes 9,340 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 188 granted on October 15, 2022 that vest on October 15, 2025; 4,296 granted on February 23, 2023 that vest on February 23, 2026 and 7,285 granted on February 22, 2024 of which 2,429 vested on February 22, 2025, 2,428 vest on February 22, 2026 and 2,428 vest on February 22, 2027.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 23:46 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 908 $77.31 $70,197.48
Disclosure

SEC source: 0001562180-25-001633 · primarydocument.xml · nonDerivative · entry 2

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,777

F3 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 3,503 shares of restricted stock units granted to the reporting person on February 24, 2022.

F4 · balance_after: Includes 9,340 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 188 granted on October 15, 2022 that vest on October 15, 2025; 4,296 granted on February 23, 2023 that vest on February 23, 2026 and 7,285 granted on February 22, 2024 of which 2,429 vested on February 22, 2025, 2,428 vest on February 22, 2026 and 2,428 vest on February 22, 2027.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 23:46 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 535 $76.96 $41,173.60
Disclosure

SEC source: 0001562180-25-001633 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,685

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 2,429 shares of restricted stock units granted to the reporting person on February 22, 2024.

F2 · balance_after: Includes 12,843 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,503 granted on February 24, 2022 that vest on February 24, 2025; 188 granted on October 15, 2022 that vest on October 15, 2025; 4,296 granted on February 23, 2023 that vest on February 23, 2026 and 7,285 granted on February 22, 2024 of which 2,429 vested on February 22, 2025, 2,428 vest on February 22, 2026 and 2,428 vest on February 22, 2027.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 20:17 UTC LyondellBasell Industries N.V. LYB · Entity 3246 SaleClass A Ordinary Shares 4,970 $96.78 $480,996.60
Disclosure

SEC source: 0001562180-24-006454 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,220

F1 · balance_after: Includes 15,272 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,503 granted on February 24, 2022 that vest on February 24, 2025; 188 granted on October 15, 2022 that vest on October 15, 2025; 4,296 granted on February 23, 2023 that vest on February 23, 2026 and 7,285 granted on February 22, 2024 of which 2,429 vest on February 22, 2025, 2,428 vest on February 22, 2026 and 2,428 vest on February 22, 2027.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 01:06 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 1,101 $99.27 $109,296.27
Disclosure

SEC source: 0001562180-24-001840 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,190

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 2,796 shares of restricted stock units granted to the reporting person on February 25, 2021.

F2 · balance_after: Includes 15,272 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,503 granted on February 24, 2022 that vest on February 24, 2025; 188 granted on October 15, 2022 that vest on October 15, 2025; 4,296 granted on February 23, 2023 that vest on February 23, 2026 and 7,285 granted on February 22, 2024 of which 2,429 vest on February 22, 2025, 2,428 vest on February 22, 2026 and 2,428 vest on February 22, 2027.

Read SEC document
February 22, 2024 Filed Feb 27, 2024 01:32 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 7,285 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001760 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,291

F1 · balance_after: Includes 18,068 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 2,796 granted on February 25, 2021 that vest on February 25, 2024; 3,503 granted on February 24, 2022 that vest on February 24, 2025; 188 granted on October 15, 2022 that vest on October 15, 2025 and 4,296 granted on February 23, 2023 that vest on February 23, 2026. The 7,285 RSUs reported on this Form 4 vest as follows: 2,429 vest on February 22, 2025, 2,428 vest on February 22, 2026 and 2,428 vest on February 22, 2027.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:06 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 2,268 $97.38 $220,857.84
Disclosure

SEC source: 0001562180-24-001690 · primarydocument.xml · nonDerivative · entry 4

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,868

F5 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting.

F2 · balance_after: Includes 10,783 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 2,796 granted on February 25, 2021 that vest on February 25, 2024; 3,503 granted on February 24, 2022 that vest on February 24, 2025; 188 granted on October 15, 2022 that vest on October 15, 2025 and 4,296 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:06 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 11,182 $97.38 $1,088,903.16
Disclosure

SEC source: 0001562180-24-001690 · primarydocument.xml · nonDerivative · entry 3

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,600

F4 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 25, 2021 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2024 following certification by the Issuer's Compensation & Talent Development Committee.

F2 · balance_after: Includes 10,783 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 2,796 granted on February 25, 2021 that vest on February 25, 2024; 3,503 granted on February 24, 2022 that vest on February 24, 2025; 188 granted on October 15, 2022 that vest on October 15, 2025 and 4,296 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:06 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 893 $97.38 $86,960.34
Disclosure

SEC source: 0001562180-24-001690 · primarydocument.xml · nonDerivative · entry 2

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,418

F3 · shares: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 2,268 shares in connection with performance-based stock units granted to the Reporting Person on February 25, 2021.

F2 · balance_after: Includes 10,783 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 2,796 granted on February 25, 2021 that vest on February 25, 2024; 3,503 granted on February 24, 2022 that vest on February 24, 2025; 188 granted on October 15, 2022 that vest on October 15, 2025 and 4,296 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:06 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 2,907 $97.38 $283,083.66
Disclosure

SEC source: 0001562180-24-001690 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,311

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 11,182 shares of performance-based stock units granted to the Reporting Person on February 25, 2021.

F2 · balance_after: Includes 10,783 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 2,796 granted on February 25, 2021 that vest on February 25, 2024; 3,503 granted on February 24, 2022 that vest on February 24, 2025; 188 granted on October 15, 2022 that vest on October 15, 2025 and 4,296 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 21, 2024 Filed Feb 28, 2024 21:08 UTC Amendment LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 2,268 $97.38 $220,857.84
Disclosure

SEC source: 0001562180-24-001873 · primarydocument.xml · nonDerivative · entry 4

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,006

F5 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting.

F2 · balance_after: Includes 10,783 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 2,796 granted on February 25, 2021 that vest on February 25, 2024; 3,503 granted on February 24, 2022 that vest on February 24, 2025; 188 granted on October 15, 2022 that vest on October 15, 2025 and 4,296 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 21, 2024 Filed Feb 28, 2024 21:08 UTC Amendment LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 11,182 $97.38 $1,088,903.16
Disclosure

SEC source: 0001562180-24-001873 · primarydocument.xml · nonDerivative · entry 3

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,738

F4 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 25, 2021 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2024 following certification by the Issuer's Compensation & Talent Development Committee.

F2 · balance_after: Includes 10,783 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 2,796 granted on February 25, 2021 that vest on February 25, 2024; 3,503 granted on February 24, 2022 that vest on February 24, 2025; 188 granted on October 15, 2022 that vest on October 15, 2025 and 4,296 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 21, 2024 Filed Feb 28, 2024 21:08 UTC Amendment LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 893 $97.38 $86,960.34
Disclosure

SEC source: 0001562180-24-001873 · primarydocument.xml · nonDerivative · entry 2

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,556

F3 · shares: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 2,268 shares in connection with performance-based stock units granted to the Reporting Person on February 25, 2021.

F2 · balance_after: Includes 10,783 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 2,796 granted on February 25, 2021 that vest on February 25, 2024; 3,503 granted on February 24, 2022 that vest on February 24, 2025; 188 granted on October 15, 2022 that vest on October 15, 2025 and 4,296 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 21, 2024 Filed Feb 28, 2024 21:08 UTC Amendment LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 2,907 $97.38 $283,083.66
Disclosure

SEC source: 0001562180-24-001873 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,449

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 11,182 shares of performance-based stock units granted to the Reporting Person on February 25, 2021.

F2 · balance_after: Includes 10,783 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 2,796 granted on February 25, 2021 that vest on February 25, 2024; 3,503 granted on February 24, 2022 that vest on February 24, 2025; 188 granted on October 15, 2022 that vest on October 15, 2025 and 4,296 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:19 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantStock Options (Right to Buy) · Derivative 16,313 $0.00 Strike: $94.65 $0.00
Disclosure

SEC source: 0001562180-23-001910 · primarydocument.xml · derivative · entry 2

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,313

Underlying: Class A Ordinary Shares · 16,313 shares

Expires 2033-02-23

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 5,439 vest February 23, 2024, 5,437 vest February 23, 2025 and 5,437 vest February 23, 2026.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:19 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 4,296 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001910 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,356

F1 · balance_after: Includes 10,783 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 2,796 granted on February 25, 2021 that vest on February 25, 2024; 3,503 granted on February 24, 2022 that vest on February 24, 2025 and 188 granted on October 15, 2022 that vest on October 15, 2025. The 4,296 RSUs reported on this Form 4 vest on February 23, 2026.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:49 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 1,158 $94.89 $109,882.62
Disclosure

SEC source: 0001562180-23-001879 · primarydocument.xml · nonDerivative · entry 4

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,060

F5 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 4,752 shares of performance-based stock units granted to the Reporting Person on February 20, 2020.

F2 · balance_after: Includes 6,487 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 2,796 granted on February 25, 2021 that vest on February 25, 2024; 3,503 granted on February 24, 2022 that vest on February 24, 2025 and 188 granted on October 15, 2022 that vest on October 15, 2025.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:49 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 259 $94.89 $24,576.51
Disclosure

SEC source: 0001562180-23-001879 · primarydocument.xml · nonDerivative · entry 3

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,218

F4 · shares: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 1,062 shares in connection with performance-based stock units granted to the Reporting Person on February 20, 2020.

F2 · balance_after: Includes 6,487 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 2,796 granted on February 25, 2021 that vest on February 25, 2024; 3,503 granted on February 24, 2022 that vest on February 24, 2025 and 188 granted on October 15, 2022 that vest on October 15, 2025.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:49 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 1,062 $94.89 $100,773.18
Disclosure

SEC source: 0001562180-23-001879 · primarydocument.xml · nonDerivative · entry 2

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,477

F3 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting.

F2 · balance_after: Includes 6,487 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 2,796 granted on February 25, 2021 that vest on February 25, 2024; 3,503 granted on February 24, 2022 that vest on February 24, 2025 and 188 granted on October 15, 2022 that vest on October 15, 2025.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:49 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 4,752 $94.89 $450,917.28
Disclosure

SEC source: 0001562180-23-001879 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,415

F1 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 20, 2020 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 22, 2023 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 6,487 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 2,796 granted on February 25, 2021 that vest on February 25, 2024; 3,503 granted on February 24, 2022 that vest on February 24, 2025 and 188 granted on October 15, 2022 that vest on October 15, 2025.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 21:15 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 608 $97.32 $59,170.56
Disclosure

SEC source: 0001562180-23-001648 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,663

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 2,376 shares of restricted stock units granted to the reporting person on February 20, 2020.

F2 · balance_after: Includes 6,487 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 2,796 granted on February 25, 2021 that vest on February 25, 2024; 3,503 granted on February 24, 2022 that vest on February 24, 2025 and 188 granted on October 15, 2022 that vest on October 15, 2025.

Read SEC document
October 15, 2022 Filed Oct 18, 2022 22:35 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantStock Options (Right to Buy) · Derivative 709 $0.00 Strike: $77.80 $0.00
Disclosure

SEC source: 0001562180-22-007253 · primarydocument.xml · derivative · entry 2

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709

Underlying: Class A Ordinary Shares · 709 shares

Expires 2032-10-15

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 237 vest October 15, 2023, 236 vest October 15, 2024 and 236 vest October 15, 2025.

Read SEC document
October 15, 2022 Filed Oct 18, 2022 22:35 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 188 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007253 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · EVP, Ops Excellence, HSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,271

F1 · balance_after: Includes 8,863 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 2,376 granted on February 20, 2020 that vest on February 20, 2023; 2,796 granted on February 25, 2021 that vest on February 25, 2024 and 3,503 granted on February 24, 2022 that vest on February 24, 2025. The 188 RSUs reported on this Form 4 vest on October 15, 2025.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:59 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 16,230 $0.00 Strike: $78.15 $0.00
Disclosure

SEC source: 0001562180-22-004929 · primarydocument.xml · derivative · entry 6

Friedrichs Dale D · CIK 0001697503 · SVP, Human Res & Global Proj

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,230

Underlying: Class A Ordinary Shares · 16,230 shares

Expires 2030-02-20

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F7 · derivative.exercise_date: This stock option award was previously reported as an option relating to 16,230 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $83.35 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:59 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 4,644 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001562180-22-004929 · primarydocument.xml · derivative · entry 5

Friedrichs Dale D · CIK 0001697503 · SVP, Human Res & Global Proj

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,644

Underlying: Class A Ordinary Shares · 4,644 shares

Expires 2029-02-21

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F6 · derivative.exercise_date: This stock option award was previously reported as an option relating to 4,644 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $88.50 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:59 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 2,873 $0.00 Strike: $87.49 $0.00
Disclosure

SEC source: 0001562180-22-004929 · primarydocument.xml · derivative · entry 4

Friedrichs Dale D · CIK 0001697503 · SVP, Human Res & Global Proj

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,873

Underlying: Class A Ordinary Shares · 2,873 shares

Expires 2027-02-16

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F5 · derivative.exercise_date: This stock option award was previously reported as an option relating to 2,873 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $92.69 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:59 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 13,851 $0.00 Strike: $89.26 $0.00
Disclosure

SEC source: 0001562180-22-004929 · primarydocument.xml · derivative · entry 3

Friedrichs Dale D · CIK 0001697503 · SVP, Human Res & Global Proj

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,851

Underlying: Class A Ordinary Shares · 13,851 shares

Expires 2032-02-24

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F4 · derivative.exercise_date: This stock option award was previously reported as an option relating to 13,851 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $94.46 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:59 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 14,602 $0.00 Strike: $99.21 $0.00
Disclosure

SEC source: 0001562180-22-004929 · primarydocument.xml · derivative · entry 2

Friedrichs Dale D · CIK 0001697503 · SVP, Human Res & Global Proj

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,602

Underlying: Class A Ordinary Shares · 14,602 shares

Expires 2031-02-25

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F3 · derivative.exercise_date: This stock option award was previously reported as an option relating to 14,602 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $104.41 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

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June 06, 2022 Filed Jun 8, 2022 21:59 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 3,007 $0.00 Strike: $103.89 $0.00
Disclosure

SEC source: 0001562180-22-004929 · primarydocument.xml · derivative · entry 1

Friedrichs Dale D · CIK 0001697503 · SVP, Human Res & Global Proj

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,007

Underlying: Class A Ordinary Shares · 3,007 shares

Expires 2028-02-21

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F2 · derivative.exercise_date: This stock option award was previously reported as an option relating to 3,007 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $109.09 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

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February 24, 2022 Filed Feb 25, 2022 21:35 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantStock Options (Right to Buy) · Derivative 13,851 $0.00 Strike: $94.46 $0.00
Disclosure

SEC source: 0001562180-22-001933 · primarydocument.xml · derivative · entry 2

Friedrichs Dale D · CIK 0001697503 · SVP, Human Res & Global Proj

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,851

Underlying: Class A Ordinary Shares · 13,851 shares

Expires 2032-02-24

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 24, 2022.

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February 24, 2022 Filed Feb 25, 2022 21:35 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 3,503 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001933 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · SVP, Human Res & Global Proj

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,083

F1 · balance_after: Includes 8,675 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 2,376 granted on February 20, 2020 that vest on February 20, 2023 and 2,796 granted on February 25, 2021 that vest on February 25, 2024. The 3,503 RSUs reported on this Form 4 vest on February 24, 2025.

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February 21, 2022 Filed Feb 22, 2022 22:50 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 241 $99.84 $24,061.44
Disclosure

SEC source: 0001562180-22-001700 · primarydocument.xml · nonDerivative · entry 1

Friedrichs Dale D · CIK 0001697503 · SVP, Human Res & Global Proj

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,580

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 848 shares of restricted stock units granted to the reporting person on February 21, 2019.

F2 · balance_after: Includes 5,172 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 2,376 granted on February 20, 2020 that vest on February 20, 2023 and 2,796 granted on February 25, 2021 that vest on February 25, 2024.

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February 25, 2021 Filed Mar 1, 2021 23:01 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantStock Options (Right to Buy) · Derivative 14,602 $0.00 Strike: $104.41 $0.00
Disclosure

SEC source: 0001562180-21-001691 · primarydocument.xml · derivative · entry 2

Friedrichs Dale D · CIK 0001697503 · SVP, Human Res & Global Proj

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,602

Underlying: Class A Ordinary Shares · 14,602 shares

Expires 2031-02-25

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 4,868 vest February 25, 2022, 4,867 vest February 25, 2023 and 4,867 vest February 25, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.