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Kaplan Jeffrey A

Disclosed activity across 1 company

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46882
SEC CIK
0001634184

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LyondellBasell Industries N.V.LYB · Entity 3246EVP, Chief PC, Leg & Corp OfcMay 13, 2026May 15, 2026

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LyondellBasell Industries N.V.

Report date May 13, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeDirect96,674 Reported balance After 2026-05-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-13 · Sale · Disposed 10,000 · Balance 96,674

F1: This transaction was executed in multiple trades at prices ranging from $74.13 USD to $74.21 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Includes 32,627 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2028 and 21,203 granted on February 28, 2026 of which: 7,069 vest on February 28, 2027, 7,067 vest on February 28, 2028 and 7,067 vest on February 28, 2029.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $74.13 USD to $74.21 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Includes 32,627 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2028 and 21,203 granted on February 28, 2026 of which: 7,069 vest on February 28, 2027, 7,067 vest on February 28, 2028 and 7,067 vest on February 28, 2029.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2026 Filed May 15, 2026 20:09 UTC LyondellBasell Industries N.V. LYB · Entity 3246 SaleClass A Ordinary Shares 10,000 $74.16 $741,573.00
Disclosure

SEC source: 0001634184-26-000008 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP, Chief PC, Leg & Corp Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,674

F1 · price: This transaction was executed in multiple trades at prices ranging from $74.13 USD to $74.21 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 32,627 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2028 and 21,203 granted on February 28, 2026 of which: 7,069 vest on February 28, 2027, 7,067 vest on February 28, 2028 and 7,067 vest on February 28, 2029.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 21:38 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 21,203 $0.00 $0.00
Disclosure

SEC source: 0001634184-26-000006 · primarydocument.xml · nonDerivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,674

F3 · balance_after: Includes 32,627 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2027 and 4,103 granted on February 27, 2025 that vest on February 27, 2028. The 21,203 RSUs reported on this Form 4 vest as follows: 7,069 vest on February 28, 2027, 7,067 vest on February 28, 2028 and 7,067 vest on February 28, 2029.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:38 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 1,000 $57.52 $57,520.00
Disclosure

SEC source: 0001634184-26-000006 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,471

F1 · shares: On February 27, 2026 the reporting person's restricted stock units automatically vested 4,105 shares. 1,000 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 11,424 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,103 granted on February 27, 2025 that vest on February 27, 2027 and 4,103 granted on February 27, 2025 that vest on February 27, 2028.

Read SEC document
February 23, 2026 Filed Feb 24, 2026 21:31 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 1,341 $56.66 $75,981.06
Disclosure

SEC source: 0001634184-26-000004 · primarydocument.xml · nonDerivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,471

F3 · shares: On February 23, 2026 the reporting person's restricted stock units automatically vested 5,504 shares. 1,341 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F4 · balance_after: Includes 15,529 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,105 granted on February 27, 2025 that vest on February 27, 2026; 4,103 granted on February 27, 2025 that vest on February 27, 2027 and 4,103 granted on February 27, 2025 that vest on February 27, 2028.

Read SEC document
February 22, 2026 Filed Feb 24, 2026 21:31 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 784 $56.67 $44,429.28
Disclosure

SEC source: 0001634184-26-000004 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,812

F1 · shares: On February 22, 2026 the reporting person's restricted stock units automatically vested 3,218 shares. 784 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 21,033 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026; 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,105 granted on February 27, 2025 that vest on February 27, 2026; 4,103 granted on February 27, 2025 that vest on February 27, 2027 and 4,103 granted on February 27, 2025 that vest on February 27, 2028.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 22:19 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 996 $55.97 $55,746.12
Disclosure

SEC source: 0001634184-26-000002 · primarydocument.xml · nonDerivative · entry 4

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,596

F5 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting and granted to the Reporting Person on February 23, 2023.

F2 · balance_after: Includes 24,251 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026; 3,218 granted on February 22, 2024 that vest on February 22, 2026; 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,105 granted on February 27, 2025 that vest on February 27, 2026; 4,103 granted on February 27, 2025 that vest on February 27, 2027 and 4,103 granted on February 27, 2025 that vest on February 27, 2028.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 22:19 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 2,752 $55.97 $154,029.44
Disclosure

SEC source: 0001634184-26-000002 · primarydocument.xml · nonDerivative · entry 3

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,600

F4 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 23, 2023 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 18, 2026 following certification by the Issuer's Compensation & Talent Development Committee.

F2 · balance_after: Includes 24,251 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026; 3,218 granted on February 22, 2024 that vest on February 22, 2026; 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,105 granted on February 27, 2025 that vest on February 27, 2026; 4,103 granted on February 27, 2025 that vest on February 27, 2027 and 4,103 granted on February 27, 2025 that vest on February 27, 2028.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 22:19 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 243 $55.97 $13,600.71
Disclosure

SEC source: 0001634184-26-000002 · primarydocument.xml · nonDerivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,848

F3 · shares: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 996 shares in connection with performance-based stock units granted to the Reporting Person on February 23, 2023.

F2 · balance_after: Includes 24,251 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026; 3,218 granted on February 22, 2024 that vest on February 22, 2026; 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,105 granted on February 27, 2025 that vest on February 27, 2026; 4,103 granted on February 27, 2025 that vest on February 27, 2027 and 4,103 granted on February 27, 2025 that vest on February 27, 2028.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 22:19 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 728 $55.97 $40,746.16
Disclosure

SEC source: 0001634184-26-000002 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,091

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 2,752 shares of performance-based stock units granted to the Reporting Person on February 23, 2023.

F2 · balance_after: Includes 24,251 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026; 3,218 granted on February 22, 2024 that vest on February 22, 2026; 3,218 granted on February 22, 2024 that vest on February 22, 2027; 4,105 granted on February 27, 2025 that vest on February 27, 2026; 4,103 granted on February 27, 2025 that vest on February 27, 2027 and 4,103 granted on February 27, 2025 that vest on February 27, 2028.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 21:41 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 12,311 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001856 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,819

F1 · balance_after: Includes 24,251 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026 and 9,655 granted on February 22, 2024 of which 3,219 vested on February 22, 2025, 3,218 vest on February 22, 2026 and 3,218 vest on February 22, 2027. The 12,311 RSUs reported on this Form 4 vest as follows: 4,105 vest on February 27, 2026, 4,103 vest on February 27, 2027 and 4,103 vest on February 27, 2028.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 2,230 $76.20 $169,926.00
Disclosure

SEC source: 0001562180-25-001791 · primarydocument.xml · nonDerivative · entry 4

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,508

F5 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting and granted to the Reporting Person on February 24, 2022.

F2 · balance_after: Includes 11,940 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026 and 9,655 granted on February 22, 2024 of which 3,219 vested on February 22, 2025, 3,218 vest on February 22, 2026 and 3,218 vest on February 22, 2027.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 8,232 $76.20 $627,278.40
Disclosure

SEC source: 0001562180-25-001791 · primarydocument.xml · nonDerivative · entry 3

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,278

F4 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 24, 2022 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 26, 2025 following certification by the Issuer's Compensation & Talent Development Committee.

F2 · balance_after: Includes 11,940 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026 and 9,655 granted on February 22, 2024 of which 3,219 vested on February 22, 2025, 3,218 vest on February 22, 2026 and 3,218 vest on February 22, 2027.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 2,553 $76.20 $194,538.60
Disclosure

SEC source: 0001562180-25-001791 · primarydocument.xml · nonDerivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,046

F3 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 8,232 shares of performance-based stock units granted to the Reporting Person on February 24, 2022.

F2 · balance_after: Includes 11,940 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026 and 9,655 granted on February 22, 2024 of which 3,219 vested on February 22, 2025, 3,218 vest on February 22, 2026 and 3,218 vest on February 22, 2027.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 878 $76.20 $66,903.60
Disclosure

SEC source: 0001562180-25-001791 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,599

F1 · shares: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 2,230 shares in connection with performance-based stock units granted to the Reporting Person on February 24, 2022.

F2 · balance_after: Includes 11,940 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026 and 9,655 granted on February 22, 2024 of which 3,219 vested on February 22, 2025, 3,218 vest on February 22, 2026 and 3,218 vest on February 22, 2027.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 23:47 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 1,269 $77.31 $98,106.39
Disclosure

SEC source: 0001562180-25-001641 · primarydocument.xml · nonDerivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,477

F3 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 5,210 shares of restricted stock units granted to the reporting person on February 24, 2022.

F4 · balance_after: Includes 11,940 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,504 granted on February 23, 2023 that vest on February 23, 2026 and 9,655 granted on February 22, 2024 of which 3,219 vested on February 22, 2025, 3,218 vest on February 22, 2026 and 3,218 vest on February 22, 2027.

Read SEC document
February 22, 2025 Filed Feb 25, 2025 23:47 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 821 $76.96 $63,184.16
Disclosure

SEC source: 0001562180-25-001641 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,746

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 3,219 shares of restricted stock units granted to the reporting person on February 22, 2024.

F2 · balance_after: Includes 17,150 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,210 granted on February 24, 2022 that vest on February 24, 2025; 5,504 granted on February 23, 2023 that vest on February 23, 2026 and 9,655 granted on February 22, 2024 of which 3,219 vested on February 22, 2025, 3,218 vest on February 22, 2026 and 3,218 vest on February 22, 2027.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 01:04 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 1,955 $99.27 $194,072.85
Disclosure

SEC source: 0001562180-24-001834 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,567

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 4,967 shares of restricted stock units granted to the reporting person on February 25, 2021.

F2 · balance_after: Includes 20,369 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,210 granted on February 24, 2022 that vest on February 24, 2025; 5,504 granted on February 23, 2023 that vest on February 23, 2026 and 9,655 granted on February 22, 2024 of which 3,219 vest on February 22, 2025, 3,218 vest on February 22, 2026 and 3,218 vest on February 22, 2027.

Read SEC document
February 22, 2024 Filed Feb 27, 2024 01:32 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 9,655 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001765 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,522

F1 · balance_after: Includes 25,336 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026. The 9,655 RSUs reported on this Form 4 vest as follows: 3,219 vest on February 22, 2025, 3,218 vest on February 22, 2026 and 3,218 vest on February 22, 2027.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:04 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 4,030 $97.38 $392,441.40
Disclosure

SEC source: 0001562180-24-001681 · primarydocument.xml · nonDerivative · entry 4

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,995

F5 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting.

F2 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:04 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 19,868 $97.38 $1,934,745.84
Disclosure

SEC source: 0001562180-24-001681 · primarydocument.xml · nonDerivative · entry 3

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,965

F4 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 25, 2021 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2024 following certification by the Issuer's Compensation & Talent Development Committee.

F2 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:04 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 6,321 $97.38 $615,538.98
Disclosure

SEC source: 0001562180-24-001681 · primarydocument.xml · nonDerivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,097

F3 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 19,868 shares of performance-based stock units granted to the Reporting Person on February 25, 2021.

F2 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:04 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 1,586 $97.38 $154,444.68
Disclosure

SEC source: 0001562180-24-001681 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,418

F1 · shares: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 4,030 shares in connection with performance-based stock units granted to the Reporting Person on February 25, 2021.

F2 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 21, 2024 Filed Feb 28, 2024 21:08 UTC Amendment LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 4,030 $97.38 $392,441.40
Disclosure

SEC source: 0001562180-24-001871 · primarydocument.xml · nonDerivative · entry 4

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,867

F5 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting.

F2 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 21, 2024 Filed Feb 28, 2024 21:08 UTC Amendment LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 19,868 $97.38 $1,934,745.84
Disclosure

SEC source: 0001562180-24-001871 · primarydocument.xml · nonDerivative · entry 3

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,837

F4 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 25, 2021 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2024 following certification by the Issuer's Compensation & Talent Development Committee.

F2 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 21, 2024 Filed Feb 28, 2024 21:08 UTC Amendment LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 6,321 $97.38 $615,538.98
Disclosure

SEC source: 0001562180-24-001871 · primarydocument.xml · nonDerivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,969

F3 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 19,868 shares of performance-based stock units granted to the Reporting Person on February 25, 2021.

F2 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026.

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February 21, 2024 Filed Feb 28, 2024 21:08 UTC Amendment LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 1,586 $97.38 $154,444.68
Disclosure

SEC source: 0001562180-24-001871 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,290

F1 · shares: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 4,030 shares in connection with performance-based stock units granted to the Reporting Person on February 25, 2021.

F2 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:06 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionStock Options (Right to Buy) · Derivative 10,934 $0.00 Strike: $78.15 $0.00
Disclosure

SEC source: 0001562180-23-007882 · primarydocument.xml · derivative · entry 4

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 10,934 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award has fully vested.

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November 20, 2023 Filed Nov 22, 2023 21:06 UTC LyondellBasell Industries N.V. LYB · Entity 3246 SaleClass A Ordinary Shares 10,934 $96.84 $1,058,883.55
Disclosure

SEC source: 0001562180-23-007882 · primarydocument.xml · nonDerivative · entry 3

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,876

F3 · price: This transaction was executed in multiple trades at prices ranging from $96.66 USD to $97.01 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:06 UTC LyondellBasell Industries N.V. LYB · Entity 3246 SaleClass A Ordinary Shares 5,000 $96.79 $483,950.50
Disclosure

SEC source: 0001562180-23-007882 · primarydocument.xml · nonDerivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,810

F2 · price: This transaction was executed in multiple trades at prices ranging from $96.65 USD to $96.96 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:06 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionClass A Ordinary Shares 10,934 $78.15 $854,492.10
Disclosure

SEC source: 0001562180-23-007882 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
August 29, 2023 Filed Aug 30, 2023 20:39 UTC LyondellBasell Industries N.V. LYB · Entity 3246 SaleClass A Ordinary Shares 10,000 $97.56 $975,623.00
Disclosure

SEC source: 0001562180-23-006628 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,876

F1 · price: This transaction was executed in multiple trades at prices ranging from $97.12 USD to $97.83 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:19 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantStock Options (Right to Buy) · Derivative 20,900 $0.00 Strike: $94.65 $0.00
Disclosure

SEC source: 0001562180-23-001909 · primarydocument.xml · derivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,900

Underlying: Class A Ordinary Shares · 20,900 shares

Expires 2033-02-23

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 6,968 vest February 23, 2024, 6,966 vest February 23, 2025 and 6,966 vest February 23, 2026.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:19 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 5,504 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001909 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,876

F1 · balance_after: Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. The 5,504 RSUs reported on this Form 4 vest on February 23, 2026.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:49 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 2,937 $94.89 $278,691.93
Disclosure

SEC source: 0001562180-23-001878 · primarydocument.xml · nonDerivative · entry 4

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,372

F5 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 9,603 shares of performance-based stock units granted to the Reporting Person on February 20, 2020.

F2 · balance_after: Includes 10,177 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:49 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 845 $94.89 $80,182.05
Disclosure

SEC source: 0001562180-23-001878 · primarydocument.xml · nonDerivative · entry 3

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,309

F4 · shares: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 2,145 shares in connection with performance-based stock units granted to the Reporting Person on February 20, 2020.

F2 · balance_after: Includes 10,177 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:49 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 2,145 $94.89 $203,539.05
Disclosure

SEC source: 0001562180-23-001878 · primarydocument.xml · nonDerivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,154

F3 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting.

F2 · balance_after: Includes 10,177 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:49 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 9,603 $94.89 $911,228.67
Disclosure

SEC source: 0001562180-23-001878 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,009

F1 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 20, 2020 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 22, 2023 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 10,177 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 21:15 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 1,194 $97.32 $116,200.08
Disclosure

SEC source: 0001562180-23-001650 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,406

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 4,802 shares of restricted stock units granted to the reporting person on February 20, 2020.

F2 · balance_after: Includes 10,177 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 21:55 UTC LyondellBasell Industries N.V. LYB · Entity 3246 SaleClass A Ordinary Shares 10,000 $98.99 $989,901.00
Disclosure

SEC source: 0001562180-23-001188 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,600

F1 · price: This transaction was executed in multiple trades at prices ranging from $98.685 USD to $99.26. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:58 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 10,934 $0.00 Strike: $78.15 $0.00
Disclosure

SEC source: 0001562180-22-004927 · primarydocument.xml · derivative · entry 6

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,934

Underlying: Class A Ordinary Shares · 10,934 shares

Expires 2030-02-20

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F7 · derivative.exercise_date: This stock option award was previously reported as an option relating to 10,934 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $83.35 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:58 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 14,304 $0.00 Strike: $87.49 $0.00
Disclosure

SEC source: 0001562180-22-004927 · primarydocument.xml · derivative · entry 5

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,304

Underlying: Class A Ordinary Shares · 14,304 shares

Expires 2027-02-16

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F6 · derivative.exercise_date: This stock option award was previously reported as an option relating to 14,304 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $92.69 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:58 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 20,600 $0.00 Strike: $89.26 $0.00
Disclosure

SEC source: 0001562180-22-004927 · primarydocument.xml · derivative · entry 4

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,600

Underlying: Class A Ordinary Shares · 20,600 shares

Expires 2032-02-24

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F5 · derivative.exercise_date: This stock option award was previously reported as an option relating to 20,600 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $94.46 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:58 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 2,857 $0.00 Strike: $96.59 $0.00
Disclosure

SEC source: 0001562180-22-004927 · primarydocument.xml · derivative · entry 3

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

Underlying: Class A Ordinary Shares · 2,857 shares

Expires 2025-05-07

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F4 · derivative.exercise_date: This stock option award was previously reported as an option relating to 2,857 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $101.79 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:58 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 25,948 $0.00 Strike: $99.21 $0.00
Disclosure

SEC source: 0001562180-22-004927 · primarydocument.xml · derivative · entry 2

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,948

Underlying: Class A Ordinary Shares · 25,948 shares

Expires 2031-02-25

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F3 · derivative.exercise_date: This stock option award was previously reported as an option relating to 25,948 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $104.41 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:58 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 16,396 $0.00 Strike: $103.89 $0.00
Disclosure

SEC source: 0001562180-22-004927 · primarydocument.xml · derivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,396

Underlying: Class A Ordinary Shares · 16,396 shares

Expires 2028-02-21

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F2 · derivative.exercise_date: This stock option award was previously reported as an option relating to 16,396 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $109.09 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:22 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionStock Options (Right to Buy) · Derivative 12,675 $0.00 Strike: $77.93 $0.00
Disclosure

SEC source: 0001562180-22-004783 · primarydocument.xml · derivative · entry 12

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 12,675 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 16, 2016.

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June 01, 2022 Filed Jun 3, 2022 20:22 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionStock Options (Right to Buy) · Derivative 21,870 $0.00 Strike: $83.35 $0.00
Disclosure

SEC source: 0001562180-22-004783 · primarydocument.xml · derivative · entry 11

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,934

Underlying: Class A Ordinary Shares · 21,870 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 10,936 vested on February 20, 2021; 10,934 vested on February 20, 2022 and 10,934 vests on February 20, 2023.

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June 01, 2022 Filed Jun 3, 2022 20:22 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionStock Options (Right to Buy) · Derivative 23,592 $0.00 Strike: $88.50 $0.00
Disclosure

SEC source: 0001562180-22-004783 · primarydocument.xml · derivative · entry 10

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 23,592 shares

Expires 2029-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 21, 2019.

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June 01, 2022 Filed Jun 3, 2022 20:22 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionStock Options (Right to Buy) · Derivative 6,205 $0.00 Strike: $89.94 $0.00
Disclosure

SEC source: 0001562180-22-004783 · primarydocument.xml · derivative · entry 9

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 6,205 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 2,069 on February 17, 2016; 2,068 on February 17, 2017 and 2,068 on February 17, 2018.

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June 01, 2022 Filed Jun 3, 2022 20:22 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 5,403 $114.31 $617,616.93
Disclosure

SEC source: 0001562180-22-004783 · primarydocument.xml · nonDerivative · entry 8

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,600

F1 · balance_after: Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.