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person · Reporting owner

Patel Bhavesh V.

Disclosed activity across 5 companies

Tapewire entity
15674
SEC CIK
0001500293

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Air Products & Chemicals, Inc.APD · Entity 2983DirectorSeptember 30, 2026October 01, 2026
HALLIBURTON COHAL · Entity 3141DirectorDecember 05, 2024December 06, 2024
UNION PACIFIC CORPUNP · Entity 2854DirectorApril 01, 2021April 05, 2021
WESTLAKE CORPWLK · Entity 3555DirectorAugust 14, 2026August 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Air Products & Chemicals, Inc.

Report date September 30, 2026 · Filed October 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,105.8489 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 138.1196 · Balance 2,105.8489

F1: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2: Not applicable to this security

F3: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2: Not applicable to this security

F3: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

HALLIBURTON CO

Report date December 05, 2024 · Filed December 06, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
12/2024 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,092 Reported balance After 2024-12-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-12-05 · Grant · Acquired 6,092 · Balance 6,092

F1: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

Common StockSEC Table I · non-derivativeDirect10,000 Reported balance Holding disclosure · report date 2024-12-05 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 10,000

12/2023 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,900.02 Reported balance Holding disclosure · report date 2024-12-05 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 4,900.02

F1: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F3: Includes dividend equivalent units through September 30, 2024.

12/2022 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,108.67 Reported balance Holding disclosure · report date 2024-12-05 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 5,108.67

F1: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F3: Includes dividend equivalent units through September 30, 2024.

12/2021 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,236.51 Reported balance Holding disclosure · report date 2024-12-05 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 8,236.51

F1: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F3: Includes dividend equivalent units through September 30, 2024.

03/2021 Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,229.83 Reported balance Holding disclosure · report date 2024-12-05 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 8,229.83

F1: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F3: Includes dividend equivalent units through September 30, 2024.

Stock Equivalent UnitsSEC Table II · derivative / convertible securityDirect6,702.254 Reported balance Holding disclosure · report date 2024-12-05 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 6,702.254

F4: The security converts to common stock on a one-for-one basis.

F5: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F6: Includes stock equivalent units through September 30, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F3: Includes dividend equivalent units through September 30, 2024.

F4: The security converts to common stock on a one-for-one basis.

F5: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F6: Includes stock equivalent units through September 30, 2024.

UNION PACIFIC CORP

Report date April 01, 2021 · Filed April 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct3,715 Reported balance After 2021-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-04-01 · Grant · Acquired 197 · Balance 3,715

F1: Distribution ratio for Phantom Stock Units is 1:1.

F2: Phantom Stock Units are payable in cash only commencing at retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Distribution ratio for Phantom Stock Units is 1:1.

F2: Phantom Stock Units are payable in cash only commencing at retirement.

WESTLAKE CORP

Report date August 14, 2026 · Filed August 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,184 Reported balance After 2026-08-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-14 · Grant · Acquired 2,184 · Balance 2,184

F1: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2: All of the restricted stock units will vest on August 14, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2: All of the restricted stock units will vest on August 14, 2027.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LyondellBasell Industries N.V.

Report date December 31, 2021 · Filed January 04, 2022

Section 16 reporting ended · disclosed 2022-01-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeDirect126,052 Ending reported balance After 2021-12-31 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2021-12-31 · Disposition to issuer · Disposed 966 · Balance 186,534

F1: The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 966 reported on this Form 4.

F2: Price is not applicable.

Row 2 · 2021-12-31 · Disposition to issuer · Disposed 12,794 · Balance 173,740

F3: The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 12,794 reported on this Form 4.

F2: Price is not applicable.

Row 3 · 2021-12-31 · Disposition to issuer · Disposed 21,713 · Balance 152,027

F4: The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 21,713 reported on this Form 4.

F2: Price is not applicable.

Row 4 · 2021-12-31 · Tax withholding · Disposed 13,307 · Balance 138,720

F5: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 33,816 shares of restricted stock units granted to the reporting person on February 21, 2019.

Row 5 · 2021-12-31 · Tax withholding · Disposed 8,908 · Balance 129,812

F6: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 22,637 shares of restricted stock units granted to the reporting person on February 20, 2020.

Row 6 · 2021-12-31 · Tax withholding · Disposed 3,760 · Balance 126,052

F7: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 9,554 shares of restricted stock units granted to the reporting person on February 25, 2021.

Class A Ordinary SharesSEC Table I · non-derivativeIndirectBy Family Trust207,375 Reported balance Holding disclosure · report date 2021-12-31 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 207,375

F8: Represents shares held by the reporting person's family trust.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 966 reported on this Form 4.

F2: Price is not applicable.

F3: The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 12,794 reported on this Form 4.

F4: The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 21,713 reported on this Form 4.

F5: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 33,816 shares of restricted stock units granted to the reporting person on February 21, 2019.

F6: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 22,637 shares of restricted stock units granted to the reporting person on February 20, 2020.

F7: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 9,554 shares of restricted stock units granted to the reporting person on February 25, 2021.

F8: Represents shares held by the reporting person's family trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 1, 2026 21:03 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 138.1196 $279.19 Strike: $0.00 $38,561.61
Disclosure

SEC source: 0001225208-26-008032 · doc4.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,105.8489

Underlying: Common Stock · 138.1196 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
August 14, 2026 Filed Aug 17, 2026 16:27 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 2,184 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-353630 · ownership.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,184

Underlying: Common Stock · 2,184 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 14, 2027.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 14, 2027.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 14:43 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 141.1685 $271.35 Strike: $0.00 $38,306.07
Disclosure

SEC source: 0001225208-26-006324 · doc4.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,967.7293

Underlying: Common Stock · 141.1685 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 19:40 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 130.457 $291.56 Strike: $0.00 $38,036.04
Disclosure

SEC source: 0001225208-26-004113 · doc4.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,826.5608

Underlying: Common Stock · 130.457 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 11:51 UTC WESTLAKE CORP WLK · Entity 3555 GrantRestricted Stock Units · Derivative 1,852 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-065177 · ownership.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,852

Underlying: Common Stock · 1,852 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: All of the restricted stock units will vest on February 20, 2027.

F2 · derivative.expiration_date: All of the restricted stock units will vest on February 20, 2027.

Read SEC document
January 28, 2026 Filed Jan 29, 2026 16:41 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 733.251 $259.12 Strike: $0.00 $190,000.00
Disclosure

SEC source: 0001225208-26-001029 · doc4.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,696.1038

Underlying: Common Stock · 733.251 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 16:26 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 146.4839 $248.91 Strike: $0.00 $36,461.31
Disclosure

SEC source: 0001225208-26-000094 · doc4.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 962.8528

Underlying: Common Stock · 146.4839 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 14:57 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 124.734 $270.48 Strike: $0.00 $33,738.05
Disclosure

SEC source: 0001225208-25-008221 · doc4.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 816.3689

Underlying: Common Stock · 124.734 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 14:35 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 118.7374 $282.35 Strike: $0.00 $33,525.50
Disclosure

SEC source: 0001225208-25-006279 · doc4.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 691.6349

Underlying: Common Stock · 118.7374 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 17:43 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 86.9593 $292.27 Strike: $0.00 $25,415.59
Disclosure

SEC source: 0001225208-25-003819 · doc4.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 572.8975

Underlying: Common Stock · 86.9593 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 15:41 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 485.9382 $329.26 Strike: $0.00 $160,000.01
Disclosure

SEC source: 0001225208-25-000941 · doc4.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485.9382

Underlying: Common Stock · 485.9382 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 16:58 UTC HALLIBURTON CO HAL · Entity 3141 Grant12/2024 Restricted Stock Units · Derivative 6,092 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020168 · form4.xml · derivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,092

Underlying: Common Stock · 6,092 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F2 · derivative.expiration_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 17:27 UTC HALLIBURTON CO HAL · Entity 3141 Grant12/2023 Restricted Stock Units · Derivative 4,826 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022162 · form4.xml · derivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,826

Underlying: Common Stock · 4,826 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F2 · derivative.expiration_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 19:19 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 32.016 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-014422 · form4.xml · derivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,547.391

Underlying: Common Stock · 32.016 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: The stock equivalents are attributable to quarterly dividends and are based on the closing price on June 28, 2023 of $32.56.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:25 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 33.083 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-008631 · form4.xml · derivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,515.375

Underlying: Common Stock · 33.083 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: The stock equivalents are attributable to quarterly dividends and are based on the closing price on March 29, 2023 of $31.35.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 20:07 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 436.84 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-000171 · form4.xml · derivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,482.292

Underlying: Common Stock · 436.84 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on December 21, 2022 of $38.63 and December 29, 2022 of $38.87.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 21:14 UTC HALLIBURTON CO HAL · Entity 3141 Grant12/2022 Restricted Stock Units · Derivative 4,941 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-023624 · form4.xml · derivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,941

Underlying: Common Stock · 4,941 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F2 · derivative.expiration_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 19:06 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 685.496 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-020138 · form4.xml · derivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,045.452

Underlying: Common Stock · 685.496 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on September 28, 2022 of $24.74 and September 29, 2022 of $24.64.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 19:36 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 493.079 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-015830 · form4.xml · derivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,359.957

Underlying: Common Stock · 493.079 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on June 22, 2022 of $32.09 and June 29, 2022 of $32.18.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:59 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 393.708 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009472 · form4.xml · derivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,873.283

Underlying: Common Stock · 393.708 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on March 23, 2022 of $38.07 and March 31, 2022 of $38.87.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:33 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 1,269.536 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-000204 · form4.xml · derivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,479.575

Underlying: Common Stock · 1,269.536 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on December 22, 2021 of $22.73 and December 30, 2021 of $22.76.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:00 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 3,760 $92.23 $346,784.80
Disclosure

SEC source: 0001562180-22-000111 · primarydocument.xml · nonDerivative · entry 6

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,052

F7 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 9,554 shares of restricted stock units granted to the reporting person on February 25, 2021.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:00 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 8,908 $92.23 $821,584.84
Disclosure

SEC source: 0001562180-22-000111 · primarydocument.xml · nonDerivative · entry 5

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,812

F6 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 22,637 shares of restricted stock units granted to the reporting person on February 20, 2020.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:00 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 13,307 $92.23 $1,227,304.61
Disclosure

SEC source: 0001562180-22-000111 · primarydocument.xml · nonDerivative · entry 4

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,720

F5 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 33,816 shares of restricted stock units granted to the reporting person on February 21, 2019.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:00 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Disposition to issuerClass A Ordinary Shares 21,713 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000111 · primarydocument.xml · nonDerivative · entry 3

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,027

F4 · shares: The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 21,713 reported on this Form 4.

F2 · price: Price is not applicable.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:00 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Disposition to issuerClass A Ordinary Shares 12,794 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000111 · primarydocument.xml · nonDerivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,740

F3 · shares: The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 12,794 reported on this Form 4.

F2 · price: Price is not applicable.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:00 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Disposition to issuerClass A Ordinary Shares 966 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000111 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,534

F1 · shares: The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 966 reported on this Form 4.

F2 · price: Price is not applicable.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 16:16 UTC HALLIBURTON CO HAL · Entity 3141 Grant12/2021 Restricted Stock Units · Derivative 7,849 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-012594 · form4.xml · derivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,849

Underlying: Common Stock · 7,849 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F2 · derivative.expiration_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 17:39 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 1,301.731 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-009171 · form4.xml · derivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,210.039

Underlying: Common Stock · 1,301.731 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on September 22, 2021 of $19.75 and September 29, 2021 of $22.16.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:39 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 1,269.419 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-006150 · form4.xml · derivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,908.308

Underlying: Common Stock · 1,269.419 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on June 23, 2021 of $23.51 and June 29,2021 of $22.67.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 21:30 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionStock Options (Right to Buy) · Derivative 600 $0.00 Strike: $76.15 $0.00
Disclosure

SEC source: 0001562180-21-004099 · primarydocument.xml · derivative · entry 7

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 600 shares

Expires 2025-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in February 2021.

F5 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 22,706 vested on January 12, 2016, 34,059 vested on January 12, 2017, 56,765 vested on January 12, 2018, 56,764 vested on January 12, 2019 and 56,764 vested on January 12, 2020.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 21:30 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionStock Options (Right to Buy) · Derivative 806 $0.00 Strike: $85.80 $0.00
Disclosure

SEC source: 0001562180-21-004099 · primarydocument.xml · derivative · entry 6

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 806 shares

Expires 2024-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in February 2021.

F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 20, 2014.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 21:30 UTC LyondellBasell Industries N.V. LYB · Entity 3246 SaleClass A Ordinary Shares 806 $118.00 $95,108.00
Disclosure

SEC source: 0001562180-21-004099 · primarydocument.xml · nonDerivative · entry 4

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

F1 · security: The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in February 2021.

F2 · balance_after: Includes 101,480 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 34,782 granted on February 21, 2019 that vest on February 21, 2022; 35,431 granted on February 20, 2020 that vest on February 20, 2023 and 31,267 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 21:30 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionClass A Ordinary Shares 806 $85.80 $69,154.80
Disclosure

SEC source: 0001562180-21-004099 · primarydocument.xml · nonDerivative · entry 3

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in February 2021.

F2 · balance_after: Includes 101,480 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 34,782 granted on February 21, 2019 that vest on February 21, 2022; 35,431 granted on February 20, 2020 that vest on February 20, 2023 and 31,267 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 21:30 UTC LyondellBasell Industries N.V. LYB · Entity 3246 SaleClass A Ordinary Shares 600 $118.00 $70,801.98
Disclosure

SEC source: 0001562180-21-004099 · primarydocument.xml · nonDerivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

F1 · security: The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in February 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $118.00 to $118.015. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 101,480 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 34,782 granted on February 21, 2019 that vest on February 21, 2022; 35,431 granted on February 20, 2020 that vest on February 20, 2023 and 31,267 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 21:30 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionClass A Ordinary Shares 600 $76.15 $45,690.00
Disclosure

SEC source: 0001562180-21-004099 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in February 2021.

F2 · balance_after: Includes 101,480 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 34,782 granted on February 21, 2019 that vest on February 21, 2022; 35,431 granted on February 20, 2020 that vest on February 20, 2023 and 31,267 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:05 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 197 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-21-000143 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,715

Underlying: Common Stock · 197 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:31 UTC HALLIBURTON CO HAL · Entity 3141 GrantStock Equivalent Units · Derivative 638.889 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-003320 · form4.xml · derivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638.889

Underlying: Common Stock · 638.889 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: The stock equivalents are attributable to quarterly fees and are based on the closing price on March 30,2021 of $21.50.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:40 UTC HALLIBURTON CO HAL · Entity 3141 Grant03/2021 Restricted Stock Units · Derivative 7,778 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002271 · form4.xml · derivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,778

Underlying: Common Stock · 7,778 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F2 · derivative.expiration_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:54 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantStock Options (Right to Buy) · Derivative 163,337 $0.00 Strike: $104.41 $0.00
Disclosure

SEC source: 0001562180-21-001688 · primarydocument.xml · derivative · entry 3

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,337

Underlying: Class A Ordinary Shares · 163,337 shares

Expires 2031-02-25

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 54,447 vest February 25, 2022, 54,445 vest February 25, 2023 and 54,445 vest February 25, 2024.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:54 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 31,267 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001688 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

F1 · balance_after: Includes 101,480 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 34,782 granted on February 21, 2019 that vest on February 21, 2022 and 35,431 granted on February 20, 2020 that vest on February 20, 2023. The 31,267 RSUs reported on this Form 4 vest on February 25, 2024.

Read SEC document
February 21, 2021 Filed Feb 22, 2021 23:57 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 9,156 $100.22 $917,614.32
Disclosure

SEC source: 0001562180-21-001391 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,233

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 27,071 shares of restricted stock units granted to the reporting person on February 21, 2018.

F2 · balance_after: Includes 70,213 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 34,782 granted on February 21, 2019 that vest on February 21, 2022 and 35,431 granted on February 20, 2020 that vest on February 20, 2023.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:37 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 213 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-21-000018 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,518

Underlying: Common Stock · 213 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 01, 2020 Filed Oct 2, 2020 22:10 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 221 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000282 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,305

Underlying: Common Stock · 221 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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July 01, 2020 Filed Jul 2, 2020 20:49 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 256 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000202 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,084

Underlying: Common Stock · 256 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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April 06, 2020 Filed Apr 7, 2020 21:04 UTC LyondellBasell Industries N.V. LYB · Entity 3246 PurchaseClass A Ordinary Shares 4,654 $49.35 $229,674.90
Disclosure

SEC source: 0001562180-20-002958 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 207,375

F1 · shares: Represents shares purchased by the reporting person's family trust on April 6, 2020 which purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $48.33 to $50.25. The price reported above reflects the weighted-average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Represents shares held by the reporting person's family trust.

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April 01, 2020 Filed Apr 2, 2020 17:43 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000123 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,828

Underlying: Common Stock · 312 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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March 09, 2020 Filed Mar 11, 2020 20:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 PurchaseClass A Ordinary shares 7,346 $64.51 $473,890.46
Disclosure

SEC source: 0001562180-20-002394 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 202,721

F1 · shares: Represents shares purchased by the reporting person's family trust on March 9, 2020 which purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $62.89 to $66.10. The price reported above reflects the weighted-average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Represents shares held by the reporting person's family trust.

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February 20, 2020 Filed Feb 24, 2020 21:31 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantStock Options (Right to Buy) · Derivative 242,060 $0.00 Strike: $83.35 $0.00
Disclosure

SEC source: 0001562180-20-001572 · primarydocument.xml · derivative · entry 3

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,060

Underlying: Class A Ordinary Shares · 242,060 shares

Expires 2030-02-20

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 80,688 vest on February 20, 2021; 80,686 vest on February 20, 2022 and 80,686 vest on February 20, 2023.

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February 20, 2020 Filed Feb 24, 2020 21:31 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 35,431 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001572 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,389

F1 · balance_after: Includes 97,284 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 27,071 granted on February 21, 2018 that vest on February 21, 2021 and 34,782 granted on February 21, 2019 that vest on February 21, 2022. The 35,431 RSUs reported on this Form 4 vest on February 20, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.