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LYB

LyondellBasell Industries N.V.

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3246
SEC CIK
0001489393
Parsed reports
791

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2018 Filed Jun 1, 2018 18:18 UTC GrantClass A Ordinary Shares 1,517 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002776 · primarydocument.xml · nonDerivative · entry 1

Bindra Jagjeet S. · CIK 0001490079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,193

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 21:43 UTC GrantClass A Ordinary Shares 1,517 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002772 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,380.612

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 21:43 UTC GrantClass A Ordinary Shares 1,517 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002771 · primarydocument.xml · nonDerivative · entry 1

FARLEY CLAIRE S · CIK 0001204506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,923

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 21:43 UTC GrantClass A Ordinary Shares 1,517 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002770 · primarydocument.xml · nonDerivative · entry 1

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,835

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 21:42 UTC GrantClass A Ordinary Shares 1,517 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002769 · primarydocument.xml · nonDerivative · entry 1

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,438.573

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 21:36 UTC GrantClass A Ordinary Shares 1,517 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002768 · primarydocument.xml · nonDerivative · entry 1

Benet Lincoln E · CIK 0001644643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,546

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,517 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 21:36 UTC GrantClass A Ordinary Shares 2,765 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002767 · primarydocument.xml · nonDerivative · entry 1

GWIN ROBERT G · CIK 0001277260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,935

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,765 granted on May 31, 2018 that vest on May 31, 2019.

Read SEC document
May 29, 2018 Filed May 30, 2018 14:10 UTC
Coombs Daniel MEVP - Global O&P, Proc, Tech
Tax withholdingClass A Ordinary Shares 507 $111.45 $56,505.15
Disclosure

SEC source: 0001562180-18-002707 · primarydocument.xml · nonDerivative · entry 1

Coombs Daniel M · CIK 0001642974 · EVP - Global O&P, Proc, Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,026.945

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 1,287 shares of restricted stock units granted to the Reporting Person on May 29, 2015.

F2 · balance_after: Includes 15,984 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 4,235 granted on February 16, 2016 that vest on February 16, 2019; 5,341 granted on Feburary 16, 2017 that vest on February 16, 2020; 4,877 granted on February 21, 2018 that vest on February 21, 2021 and 1,531 granted on February 21, 2018 that vest on February 21, 2021.

Read SEC document
May 23, 2018 Filed May 24, 2018 18:39 UTC Tax withholdingClass A Ordinary Shares 259 $115.66 $29,955.94
Disclosure

SEC source: 0001562180-18-002667 · primarydocument.xml · nonDerivative · entry 1

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,491

F1 · shares: On May 23, 2018 the reporting person's restricted stock units automatically vested 2,110 shares. 259 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

Read SEC document
May 23, 2018 Filed May 24, 2018 18:38 UTC Tax withholdingClass A Ordinary Shares 446 $115.66 $51,584.36
Disclosure

SEC source: 0001562180-18-002666 · primarydocument.xml · nonDerivative · entry 1

van der Meer Rudy · CIK 0001499629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,359

F1 · shares: On May 23, 2018 the reporting person's restricted stock units automatically vested 2,110 shares. 446 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

Read SEC document
May 23, 2018 Filed May 24, 2018 22:39 UTC Tax withholdingClass A Ordinary Shares 400 $115.66 $46,264.00
Disclosure

SEC source: 0001562180-18-002668 · primarydocument.xml · nonDerivative · entry 1

Goren Isabella D · CIK 0001497483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,957

F1 · shares: On May 23, 2018 the reporting person's restricted stock units automatically vested 2,110 shares. 400 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

Read SEC document
May 23, 2018 Filed May 24, 2018 18:52 UTC Tax withholdingClass A Ordinary Shares 297 $115.66 $34,351.02
Disclosure

SEC source: 0001562180-18-002671 · primarydocument.xml · nonDerivative · entry 1

Bindra Jagjeet S. · CIK 0001490079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,876

F1 · shares: On May 23, 2018 the reporting person's restricted stock units automatically vested 2,110 shares. 297 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

Read SEC document
May 23, 2018 Filed May 24, 2018 23:34 UTC Tax withholdingClass A Ordinary Shares 590 $115.66 $68,239.40
Disclosure

SEC source: 0001562180-18-002679 · primarydocument.xml · nonDerivative · entry 1

GWIN ROBERT G · CIK 0001277260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,170

F1 · shares: On May 23, 2018 the reporting person's restricted stock units automatically vested 3,848 shares. 590 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

Read SEC document
May 23, 2018 Filed May 24, 2018 23:23 UTC Tax withholdingClass A Ordinary Shares 1,033 $115.66 $119,476.78
Disclosure

SEC source: 0001562180-18-002678 · primarydocument.xml · nonDerivative · entry 1

Benet Lincoln E · CIK 0001644643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,029

F1 · shares: On May 23, 2018 the reporting person's restricted stock units automatically vested 2,110 shares. 1,033 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

Read SEC document
May 23, 2018 Filed May 24, 2018 22:52 UTC Tax withholdingClass A Ordinary Shares 290 $115.66 $33,541.40
Disclosure

SEC source: 0001562180-18-002670 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,863.612

F1 · shares: On May 23, 2018 the reporting person's restricted stock units automatically vested 2,110 shares. 290 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

Read SEC document
May 23, 2018 Filed May 24, 2018 22:51 UTC Tax withholdingClass A Ordinary Shares 415 $115.66 $47,998.90
Disclosure

SEC source: 0001562180-18-002669 · primarydocument.xml · nonDerivative · entry 1

FARLEY CLAIRE S · CIK 0001204506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,406

F1 · shares: On May 23, 2018 the reporting person's restricted stock units automatically vested 2,110 shares. 415 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

Read SEC document
May 23, 2018 Filed May 25, 2018 20:39 UTC Tax withholdingClass A Ordinary Shares 1,005 $115.66 $116,238.30
Disclosure

SEC source: 0001562180-18-002687 · primarydocument.xml · nonDerivative · entry 1

AIGRAIN JACQUES · CIK 0001094730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,823

F1 · shares: On May 23, 2018 the reporting person's restricted stock units automatically vested 2,110 shares. 1,005 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

Read SEC document
May 07, 2018 Filed May 8, 2018 20:43 UTC
Kaplan Jeffrey AEVP & Chief Legal Officer
Tax withholdingClass A Ordinary Shares 300 $104.60 $31,380.00
Disclosure

SEC source: 0001562180-18-002367 · primarydocument.xml · nonDerivative · entry 1

Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,778

F1 · shares: On May 7, 2018 the reporting person's restricted stock units automatically vested 761 shares. 300 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 12,591 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,268 granted on February 16, 2016 that vest on February 16, 2019; 3,324 granted on February 16, 2017 that vest on February 16, 2020; 3,248 granted on February 21, 2018 that vest on February 21, 2021 and 2,751 granted on February 21, 2018 that vest on February 21, 2021.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 19:46 UTC
Roudeix RichardSVP, O&P - EAI
Tax withholdingClass A Ordinary Shares 17 $103.71 $1,763.07
Disclosure

SEC source: 0001562180-18-001793 · primarydocument.xml · nonDerivative · entry 1

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,771.751

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 45 shares of restricted stock units granted to the reporting person on April 2, 2015.

F2 · balance_after: Includes 2,672 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019; 926 granted on February 16, 2017 that vest on February 16, 2020 and 1,034 granted on February 21, 2018 that vest on February 21, 2021.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 19:49 UTC
Smiley Jacinth CChief Accounting Officer
GrantStock Options (Right to Buy) · Derivative 1,586 $0.00 Strike: $103.71 $0.00
Disclosure

SEC source: 0001562180-18-001837 · primarydocument.xml · derivative · entry 3

Smiley Jacinth C · CIK 0001735999 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,586

Underlying: Class A Ordinary Shares · 1,586 shares

Expires 2028-04-02

F3 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 530 vest on April 2, 2019, 528 vest on April 2, 2020 and 528 vest on April 2, 2021.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 19:49 UTC
Smiley Jacinth CChief Accounting Officer
GrantClass A Ordinary Shares 306 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001837 · primarydocument.xml · nonDerivative · entry 2

Smiley Jacinth C · CIK 0001735999 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933

F2 · balance_after: Includes 933 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 627 granted on April 2, 2018 that vest on April 2, 2021 and 306 granted on April 2, 2018 that vest on April 2, 2021.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 19:49 UTC
Smiley Jacinth CChief Accounting Officer
GrantClass A Ordinary Shares 627 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001837 · primarydocument.xml · nonDerivative · entry 1

Smiley Jacinth C · CIK 0001735999 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627

F1 · balance_after: Includes 627 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan granted on April 2, 2018 that vest on April 2, 2021.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 15:50 UTC GrantClass A Ordinary Shares 337 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001796 · primarydocument.xml · nonDerivative · entry 1

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,750

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $111.76, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $111.76, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $111.76, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 19:49 UTC GrantClass A Ordinary Shares 298 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001795 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,153.612

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $111.76, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $111.76, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $111.76, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 19:48 UTC GrantClass A Ordinary Shares 321 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001794 · primarydocument.xml · nonDerivative · entry 1

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,318

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $111.76, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $111.76, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $111.76, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:37 UTC Tax withholdingClass A Ordinary Shares 182 $108.13 $19,679.66
Disclosure

SEC source: 0001562180-18-001457 · primarydocument.xml · nonDerivative · entry 1

Doktycz Stephen J · CIK 0001699680 · SVP, SP&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,319

F1 · shares: On March 1, 2018 the reporting person's restricted stock units automatically vested 747 shares. 182 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 4,702 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 745 granted March 1, 2017 vest on March 1, 2019; 745 granted March 1, 2017 vest on March 1, 2020; 1,598 granted on March 1, 2017 that vest on March 1, 2020 and 1,614 granted on February 21, 2018 that vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 15:30 UTC GrantStock Options (Right to Buy) · Derivative 8,145 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001562180-18-001171 · primarydocument.xml · derivative · entry 2

Doktycz Stephen J · CIK 0001699680 · SVP, SP&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,145

Underlying: Class A Ordinary Shares · 8,145 shares

Expires 2028-02-21

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 21, 2018.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 15:30 UTC GrantClass A Ordinary Shares 1,614 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001171 · primarydocument.xml · nonDerivative · entry 1

Doktycz Stephen J · CIK 0001699680 · SVP, SP&T

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,501

F1 · balance_after: Includes 5,449 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 747 granted March 1, 2017 vest on March 1, 2018; 745 granted March 1, 2017 vest on March 1, 2019; 745 granted March 1, 2017 vest on March 1, 2020 and 1,598 granted on March 1, 2017 that vest on March 1, 2020. The 1,614 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 15:04 UTC GrantStock Options (Right to Buy) · Derivative 27,585 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001562180-18-001167 · primarydocument.xml · derivative · entry 2

Aebischer Thomas · CIK 0001662213 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,585

Underlying: Class A Ordinary Shares · 27,585 shares

Expires 2028-02-21

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 21, 2018.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 15:04 UTC GrantClass A Ordinary Shares 5,465 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001167 · primarydocument.xml · nonDerivative · entry 1

Aebischer Thomas · CIK 0001662213 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,480

F1 · balance_after: Includes 22,139 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,452 granted on January 1, 2016 that vest on January 1, 2019, 6,978 granted on February 16, 2016 that vest on February 16, 2019 and 6,244 granted on February 16, 2017 that vest on February 16, 2020. The 5,465 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:31 UTC
Coombs Daniel MEVP - Global O&P, Proc, Tech
GrantStock Options (Right to Buy) · Derivative 24,617 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001562180-18-001194 · primarydocument.xml · derivative · entry 5

Coombs Daniel M · CIK 0001642974 · EVP - Global O&P, Proc, Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,617

Underlying: Class A Ordinary Shares · 24,617 shares

Expires 2028-02-21

F5 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 8,207 vest on February 21, 2019, 8,205 vest on February 21, 2020 and 8,205 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:31 UTC
Coombs Daniel MEVP - Global O&P, Proc, Tech
GrantClass A Ordinary Shares 3,088 $109.09 $336,869.92
Disclosure

SEC source: 0001562180-18-001194 · primarydocument.xml · nonDerivative · entry 4

Coombs Daniel M · CIK 0001642974 · EVP - Global O&P, Proc, Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,365.674

F4 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on May 29, 2015 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2018 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 17,271 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,287 granted on May 29, 2015 that vest on May 29, 2018; 4,235 granted on February 16, 2016 that vest on February 16, 2019; 5,341 granted on February 16, 2017 that vest on February 16, 2020 and 1,531 granted on February 21, 2018 that vest on February 21, 2021. The 4,877 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:31 UTC
Coombs Daniel MEVP - Global O&P, Proc, Tech
GrantClass A Ordinary Shares 4,877 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001194 · primarydocument.xml · nonDerivative · entry 3

Coombs Daniel M · CIK 0001642974 · EVP - Global O&P, Proc, Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,277.674

F2 · balance_after: Includes 17,271 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,287 granted on May 29, 2015 that vest on May 29, 2018; 4,235 granted on February 16, 2016 that vest on February 16, 2019; 5,341 granted on February 16, 2017 that vest on February 16, 2020 and 1,531 granted on February 21, 2018 that vest on February 21, 2021. The 4,877 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:31 UTC
Coombs Daniel MEVP - Global O&P, Proc, Tech
GrantClass A Ordinary Shares 1,531 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001194 · primarydocument.xml · nonDerivative · entry 2

Coombs Daniel M · CIK 0001642974 · EVP - Global O&P, Proc, Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,400.674

F3 · balance_after: Includes 12,394 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,287 granted on May 29, 2015 that vest on May 29, 2018; 4,235 granted on February 16, 2016 that vest on February 16, 2019; 5,341 granted on February 16, 2017 that vest on February 16, 2020. The 1,531 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:31 UTC
Coombs Daniel MEVP - Global O&P, Proc, Tech
Tax withholdingClass A Ordinary Shares 759 $109.09 $82,799.31
Disclosure

SEC source: 0001562180-18-001194 · primarydocument.xml · nonDerivative · entry 1

Coombs Daniel M · CIK 0001642974 · EVP - Global O&P, Proc, Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,869.674

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 3,088 shares of performance-based stock granted to the Reporting Person on May 29, 2015.

F2 · balance_after: Includes 17,271 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,287 granted on May 29, 2015 that vest on May 29, 2018; 4,235 granted on February 16, 2016 that vest on February 16, 2019; 5,341 granted on February 16, 2017 that vest on February 16, 2020 and 1,531 granted on February 21, 2018 that vest on February 21, 2021. The 4,877 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:05 UTC
Patel Bhavesh V.Chief Executive Officer
GrantStock Options (Right to Buy) · Derivative 136,656 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001562180-18-001187 · primarydocument.xml · derivative · entry 5

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,656

Underlying: Class A Ordinary Shares · 136,656 shares

Expires 2028-02-21

F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 21, 2018.

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February 21, 2018 Filed Feb 23, 2018 21:05 UTC
Patel Bhavesh V.Chief Executive Officer
GrantClass A Ordinary Shares 45,864 $109.09 $5,003,303.76
Disclosure

SEC source: 0001562180-18-001187 · primarydocument.xml · nonDerivative · entry 3

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,575

F3 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 17, 2015 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2018 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 130,756 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 26,066 granted on February 16, 2016 that vest on February 16, 2019 and 30,344 granted on February 16, 2017 that vest on February 16, 2020. The 27,071 RSUs reported on this Form 4 vest on February 21, 2021.

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February 21, 2018 Filed Feb 23, 2018 21:05 UTC
Patel Bhavesh V.Chief Executive Officer
GrantClass A Ordinary Shares 27,071 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001187 · primarydocument.xml · nonDerivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,711

F2 · balance_after: Includes 130,756 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 26,066 granted on February 16, 2016 that vest on February 16, 2019 and 30,344 granted on February 16, 2017 that vest on February 16, 2020. The 27,071 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:05 UTC
Patel Bhavesh V.Chief Executive Officer
Tax withholdingClass A Ordinary Shares 18,048 $109.09 $1,968,856.32
Disclosure

SEC source: 0001562180-18-001187 · primarydocument.xml · nonDerivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,640

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 45,864 shares of performance-based stock granted to the Reporting Person on February 17, 2015.

F2 · balance_after: Includes 130,756 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 26,066 granted on February 16, 2016 that vest on February 16, 2019 and 30,344 granted on February 16, 2017 that vest on February 16, 2020. The 27,071 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:23 UTC
Roudeix RichardSVP, O&P - EAI
GrantStock Options (Right to Buy) · Derivative 5,216 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001562180-18-001192 · primarydocument.xml · derivative · entry 8

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,216

Underlying: Class A Ordinary Shares · 5,216 shares

Expires 2028-02-21

F8 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 1,740 vest on February 21, 2019, 1,738 vest on February 21, 2020 and 1,738 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:23 UTC
Roudeix RichardSVP, O&P - EAI
GrantClass A Ordinary Shares 243 $109.09 $26,508.87
Disclosure

SEC source: 0001562180-18-001192 · primarydocument.xml · nonDerivative · entry 7

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,788.751

F7 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on July 1, 2015 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2018 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 2,717 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 45 granted on April 2, 2015 vest on April 2, 2018; 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019 and 926 granted on February 16, 2017 that vest on February 16, 2020. The 1,034 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:23 UTC
Roudeix RichardSVP, O&P - EAI
GrantClass A Ordinary Shares 112 $109.09 $12,218.08
Disclosure

SEC source: 0001562180-18-001192 · primarydocument.xml · nonDerivative · entry 6

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,545.751

F6 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on April 2, 2015 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2018 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 2,717 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 45 granted on April 2, 2015 vest on April 2, 2018; 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019 and 926 granted on February 16, 2017 that vest on February 16, 2020. The 1,034 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:23 UTC
Roudeix RichardSVP, O&P - EAI
GrantClass A Ordinary Shares 442 $109.09 $48,217.78
Disclosure

SEC source: 0001562180-18-001192 · primarydocument.xml · nonDerivative · entry 5

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,433.751

F5 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 17, 2015 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2018 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 2,717 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 45 granted on April 2, 2015 vest on April 2, 2018; 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019 and 926 granted on February 16, 2017 that vest on February 16, 2020. The 1,034 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:23 UTC
Roudeix RichardSVP, O&P - EAI
GrantClass A Ordinary Shares 1,034 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001192 · primarydocument.xml · nonDerivative · entry 4

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,991.751

F2 · balance_after: Includes 2,717 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 45 granted on April 2, 2015 vest on April 2, 2018; 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019 and 926 granted on February 16, 2017 that vest on February 16, 2020. The 1,034 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:23 UTC
Roudeix RichardSVP, O&P - EAI
Tax withholdingClass A Ordinary Shares 89 $109.09 $9,709.01
Disclosure

SEC source: 0001562180-18-001192 · primarydocument.xml · nonDerivative · entry 3

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,957.751

F4 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 243 shares of performance-based stock granted to the Reporting Person on July 1, 2015.

F2 · balance_after: Includes 2,717 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 45 granted on April 2, 2015 vest on April 2, 2018; 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019 and 926 granted on February 16, 2017 that vest on February 16, 2020. The 1,034 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:23 UTC
Roudeix RichardSVP, O&P - EAI
Tax withholdingClass A Ordinary Shares 161 $109.09 $17,563.49
Disclosure

SEC source: 0001562180-18-001192 · primarydocument.xml · nonDerivative · entry 2

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,046.751

F3 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 112 shares of performance-based stock granted to the Reporting Person on February 17, 2015.

F2 · balance_after: Includes 2,717 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 45 granted on April 2, 2015 vest on April 2, 2018; 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019 and 926 granted on February 16, 2017 that vest on February 16, 2020. The 1,034 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:23 UTC
Roudeix RichardSVP, O&P - EAI
Tax withholdingClass A Ordinary Shares 41 $109.09 $4,472.69
Disclosure

SEC source: 0001562180-18-001192 · primarydocument.xml · nonDerivative · entry 1

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,207.751

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 442 shares of performance-based stock granted to the Reporting Person on April 2, 2015.

F2 · balance_after: Includes 2,717 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 45 granted on April 2, 2015 vest on April 2, 2018; 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019 and 926 granted on February 16, 2017 that vest on February 16, 2020. The 1,034 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:13 UTC
Friedrichs Dale DVice President, HSE
GrantStock Options (Right to Buy) · Derivative 3,007 $0.00 Strike: $109.09 $0.00
Disclosure

SEC source: 0001562180-18-001191 · primarydocument.xml · derivative · entry 5

Friedrichs Dale D · CIK 0001697503 · Vice President, HSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,007

Underlying: Class A Ordinary Shares · 3,007 shares

Expires 2028-02-21

F5 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 1,003 vest on February 21, 2019, 1,002 vest on February 21, 2020 and 1,002 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:13 UTC
Friedrichs Dale DVice President, HSE
GrantClass A Ordinary Shares 1,101 $109.09 $120,108.09
Disclosure

SEC source: 0001562180-18-001191 · primarydocument.xml · nonDerivative · entry 4

Friedrichs Dale D · CIK 0001697503 · Vice President, HSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,322

F4 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 17, 2015 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2018 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 3,098 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 668 granted on February 16, 2017 that vest on February 16, 2020 and 1,834 granted on February 21, 2018 that vest on February 21, 2021. The 596 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:13 UTC
Friedrichs Dale DVice President, HSE
GrantClass A Ordinary Shares 596 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001191 · primarydocument.xml · nonDerivative · entry 3

Friedrichs Dale D · CIK 0001697503 · Vice President, HSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,221

F2 · balance_after: Includes 3,098 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 668 granted on February 16, 2017 that vest on February 16, 2020 and 1,834 granted on February 21, 2018 that vest on February 21, 2021. The 596 RSUs reported on this Form 4 vest on February 21, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.