LTRX

SEC source: 0001683168-23-003140 · ownership.xml · derivative · entry 2

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,455

Underlying: Common Stock · 6,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-23-003140 · ownership.xml · nonDerivative · entry 1

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 8, 2022 (the "Grant Date").

SEC source: 0001683168-23-003138 · ownership.xml · derivative · entry 2

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,455

Underlying: Common Stock · 6,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-23-003138 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 8, 2022 (the "Grant Date").

SEC source: 0001683168-23-003134 · ownership.xml · derivative · entry 4

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 6,455

Underlying: Common Stock · 6,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F5 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by his spouse, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001683168-23-003134 · ownership.xml · nonDerivative · entry 1

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 16,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted to the Reporting Person's spouse on November 8, 2022 (the "Grant Date").

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by his spouse, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001683168-23-003136 · ownership.xml · derivative · entry 2

Cohenour Jason · CIK 0001600926 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,455

Underlying: Common Stock · 6,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-23-003136 · ownership.xml · nonDerivative · entry 1

Cohenour Jason · CIK 0001600926 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 8, 2022 (the "Grant Date").

SEC source: 0001683168-23-001247 · ownership.xml · derivative · entry 3

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-23-001247 · ownership.xml · nonDerivative · entry 2

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,130

F2 · kind: In accordance with the terms of the RSU Agreement, 1,274 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-23-001247 · ownership.xml · nonDerivative · entry 1

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-23-001248 · ownership.xml · derivative · entry 3

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Stock · 15,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-23-001248 · ownership.xml · nonDerivative · entry 2

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,158

F2 · kind: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-23-001248 · ownership.xml · nonDerivative · entry 1

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-23-000649 · ownership.xml · derivative · entry 1

Nguyen Heidi · CIK 0001894926 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 14,809

Underlying: Common Stock · 14,809 shares

Expires 2030-02-05

F1 · derivative.exercise_date: The Option will become vested in 9 substantially equal monthly installments, with one such installment vesting in each of the 9 consecutive calendar months beginning on March 1, 2023 so that 100% of the stock options will be vested at November 1, 2023.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by her spouse or TL Investment GmbH, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001683168-23-000648 · ownership.xml · derivative · entry 1

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,809

Underlying: Common Stock · 14,809 shares

Expires 2030-02-05

F1 · derivative.exercise_date: The Option will become vested in 9 substantially equal monthly installments, with one such installment vesting in each of the 9 consecutive calendar months beginning on March 1, 2023 so that 100% of the stock options will be vested at November 1, 2023.

SEC source: 0001683168-23-000647 · ownership.xml · derivative · entry 2

Bass Eric · CIK 0001963606 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,267

Underlying: Common Stock · 59,267 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on February 1, 2023. The shares subject to the Inducement RSUs shall vest according to the following schedule: 14,817 of the Inducement RSUs shall vest on March 1, 2024, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years.

F2 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on February 1, 2023. The shares subject to the Inducement RSUs shall vest according to the following schedule: 14,817 of the Inducement RSUs shall vest on March 1, 2024, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years.

F2 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on February 1, 2023. The shares subject to the Inducement RSUs shall vest according to the following schedule: 14,817 of the Inducement RSUs shall vest on March 1, 2024, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years.

SEC source: 0001683168-23-000647 · ownership.xml · derivative · entry 1

Bass Eric · CIK 0001963606 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-02-01

F1 · derivative.exercise_date: Represents inducement stock options ("Inducement Options") granted on February 1, 2023. The Inducement Options shall vest according to the following schedule: 25,000 of the options shall vest one year from date of grant, the remaining 75,000 options will vest 1/36th per month over the following 36 months so that 100% of options will be vested at the four year anniversary of the date of grant.

SEC source: 0001683168-22-008188 · ownership.xml · derivative · entry 3

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-22-008188 · ownership.xml · nonDerivative · entry 2

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,279

F2 · kind: In accordance with the terms of the RSU Agreement, 1,080 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-22-008188 · ownership.xml · nonDerivative · entry 1

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-22-008189 · ownership.xml · derivative · entry 3

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 15,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-22-008189 · ownership.xml · nonDerivative · entry 2

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,936

F2 · kind: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-22-008189 · ownership.xml · nonDerivative · entry 1

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-22-007964 · ownership.xml · derivative · entry 7

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2026-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-22-007964 · ownership.xml · derivative · entry 6

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-22-007964 · ownership.xml · derivative · entry 5

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2030-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-22-007964 · ownership.xml · nonDerivative · entry 4

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,198

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.76 to $5.13. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-22-007964 · ownership.xml · nonDerivative · entry 3

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-22-007964 · ownership.xml · nonDerivative · entry 2

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-22-007964 · ownership.xml · nonDerivative · entry 1

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-22-007798 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,052

SEC source: 0001683168-22-007563 · ownership.xml · derivative · entry 3

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-22-007563 · ownership.xml · nonDerivative · entry 1

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 9, 2021 (the "Grant Date").

SEC source: 0001683168-22-007562 · ownership.xml · derivative · entry 5

Nguyen Heidi · CIK 0001894926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-22-007562 · ownership.xml · nonDerivative · entry 1

Nguyen Heidi · CIK 0001894926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 9, 2021 (the "Grant Date").

SEC source: 0001683168-22-007559 · ownership.xml · derivative · entry 3

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-22-007559 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 9, 2021 (the "Grant Date").

SEC source: 0001683168-22-007556 · ownership.xml · derivative · entry 5

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Common Stock · 5,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F5 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by his spouse, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001683168-22-007556 · ownership.xml · nonDerivative · entry 1

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 10,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted to the Reporting Person's spouse on November 9, 2021 (the "Grant Date").

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by his spouse, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001683168-22-007563 · ownership.xml · derivative · entry 2

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,909

Underlying: Common Stock · 12,909 shares

Expires not disclosed

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-22-007562 · ownership.xml · derivative · entry 4

Nguyen Heidi · CIK 0001894926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,909

Underlying: Common Stock · 12,909 shares

Expires not disclosed

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-22-007561 · ownership.xml · derivative · entry 1

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,909

Underlying: Common Stock · 12,909 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F2 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-22-007558 · ownership.xml · derivative · entry 1

Cohenour Jason · CIK 0001600926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,909

Underlying: Common Stock · 12,909 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F2 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-22-007559 · ownership.xml · derivative · entry 2

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,909

Underlying: Common Stock · 12,909 shares

Expires not disclosed

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-22-007556 · ownership.xml · derivative · entry 4

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 12,909

Underlying: Common Stock · 12,909 shares

Expires not disclosed

F4 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F5 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by his spouse, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001683168-22-006489 · ownership.xml · nonDerivative · entry 4

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,234

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $5.11 to $5.25. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-22-006488 · ownership.xml · nonDerivative · entry 4

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,015

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $5.12 to $5.25 The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-22-006491 · ownership.xml · nonDerivative · entry 4

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,494

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $5.11 to $5.23. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: The reporting person transferred 1,637 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

SEC source: 0001683168-22-006490 · ownership.xml · nonDerivative · entry 4

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,714

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $5.10 to $5.25. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.