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FOLINO PAUL F

Disclosed activity across 3 companies

Tapewire entity
113686
SEC CIK
0001244088

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LANTRONIX INCLTRX · Entity 1667DirectorMay 08, 2023May 10, 2023
MICROSEMI CORPMSCC · Entity 166236DirectorMay 10, 2018May 11, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LANTRONIX INC

Report date May 08, 2023 · Filed May 10, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,506 Reported balance After 2023-05-08 transaction · row 1
1 source row

Row 1 · 2023-05-08 · Exercise / conversion · Acquired 6,454 · Balance 31,506

F1: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 8, 2022 (the "Grant Date").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,455 Reported balance After 2023-05-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-05-08 · Exercise / conversion · Disposed 6,454 · Balance 6,455

F2: RSUs convert into common stock on a one-for-one basis.

F3: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Filing footnotes · ownership attribution and instrument terms

F1: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 8, 2022 (the "Grant Date").

F2: RSUs convert into common stock on a one-for-one basis.

F3: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

MICROSEMI CORP

Report date May 10, 2018 · Filed May 11, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Microsemi Common StockSEC Table I · non-derivativeIndirectBy Revocable Living Trust0 Reported balance After 2018-05-10 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-05-10 · Sale · Disposed 2,535 · Balance 0

F1: Shares owned by The Folino Revocable Living Trust

Microsemi Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-05-10 transaction · row 2
1 source row

Row 2 · 2018-05-10 · Sale · Disposed 1,070 · Balance 0

Filing footnotes · ownership attribution and instrument terms

F1: Shares owned by The Folino Revocable Living Trust

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CORELOGIC, INC.

Report date June 04, 2021 · Filed June 08, 2021

Section 16 reporting ended · disclosed 2021-06-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-06-04 transaction · row 1
1 source row

Row 1 · 2021-06-04 · Disposition to issuer · Disposed 12,152.623 · Balance 0

F1: Includes 2,008 restricted stock units of CoreLogic, Inc. ("CoreLogic") subject to time-based vesting ("RSUs"). Each RSU is settled by the delivery of the underlying shares of CoreLogic common stock.

F2: On June 4, 2021, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated February 4, 2021, by and among CoreLogic, Celestial-Saturn Parent Inc., a Delaware corporation ("Parent"), and Celestial-Saturn Acquisition Sub Inc., a Delaware corporation ("Acquisition Sub"), Acquisition Sub merged with and into CoreLogic, with CoreLogic surviving as a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement and by virtue of the Merger, in which each issued and outstanding share of CoreLogic common stock, par value $0.00001 per share, was converted into the right to receive $80 in cash, without interest (the "Merger Consideration"), each RSU held by a non-employee director that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest,

F3: (Continued from footnote 2) equal to the product of (A) the total number of shares of CoreLogic common stock underlying such RSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) multiplied by (B) the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 2,008 restricted stock units of CoreLogic, Inc. ("CoreLogic") subject to time-based vesting ("RSUs"). Each RSU is settled by the delivery of the underlying shares of CoreLogic common stock.

F2: On June 4, 2021, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated February 4, 2021, by and among CoreLogic, Celestial-Saturn Parent Inc., a Delaware corporation ("Parent"), and Celestial-Saturn Acquisition Sub Inc., a Delaware corporation ("Acquisition Sub"), Acquisition Sub merged with and into CoreLogic, with CoreLogic surviving as a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement and by virtue of the Merger, in which each issued and outstanding share of CoreLogic common stock, par value $0.00001 per share, was converted into the right to receive $80 in cash, without interest (the "Merger Consideration"), each RSU held by a non-employee director that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest,

F3: (Continued from footnote 2) equal to the product of (A) the total number of shares of CoreLogic common stock underlying such RSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) multiplied by (B) the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2023 Filed May 10, 2023 22:10 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 6,454 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-003138 · ownership.xml · derivative · entry 2

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,455

Underlying: Common Stock · 6,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Read SEC document
May 08, 2023 Filed May 10, 2023 22:10 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 6,454 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-003138 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 8, 2022 (the "Grant Date").

Read SEC document
November 15, 2022 Filed Nov 16, 2022 01:01 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 9,000 $5.41 $48,690.00
Disclosure

SEC source: 0001683168-22-007798 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,052

Read SEC document
November 09, 2022 Filed Nov 11, 2022 00:48 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 5,042 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-007559 · ownership.xml · derivative · entry 3

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Read SEC document
November 09, 2022 Filed Nov 11, 2022 00:48 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 5,042 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-007559 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 9, 2021 (the "Grant Date").

Read SEC document
November 08, 2022 Filed Nov 11, 2022 00:48 UTC LANTRONIX INC LTRX · Entity 1667 GrantRestricted Stock Units · Derivative 12,909 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-007559 · ownership.xml · derivative · entry 2

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,909

Underlying: Common Stock · 12,909 shares

Expires not disclosed

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Read SEC document
August 30, 2022 Filed Sep 1, 2022 01:03 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 7,500 $6.45 $48,375.00
Disclosure

SEC source: 0001683168-22-006127 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,010

Read SEC document
May 09, 2022 Filed May 11, 2022 20:32 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 5,042 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-003444 · ownership.xml · derivative · entry 2

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,042

Underlying: Common Stock · 5,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Read SEC document
May 09, 2022 Filed May 11, 2022 20:32 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 5,042 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-003444 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 9, 2021 (the "Grant Date").

Read SEC document
November 09, 2021 Filed Nov 13, 2021 01:01 UTC LANTRONIX INC LTRX · Entity 1667 GrantRestricted Stock Units · Derivative 10,084 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-005531 · ownership.xml · derivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,084

Underlying: Common Stock · 10,084 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F2 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Read SEC document
November 03, 2021 Filed Nov 3, 2021 23:23 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-005234 · ownership.xml · derivative · entry 2

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Read SEC document
November 03, 2021 Filed Nov 3, 2021 23:23 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-005234 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 3, 2020 (the "Grant Date").

Read SEC document
June 04, 2021 Filed Jun 8, 2021 19:35 UTC CORELOGIC, INC. CLGX · Entity 138562 Disposition to issuerCommon Stock 12,152.623 $80.00 $972,209.84
Disclosure

SEC source: 0000899243-21-022638 · doc4.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Includes 2,008 restricted stock units of CoreLogic, Inc. ("CoreLogic") subject to time-based vesting ("RSUs"). Each RSU is settled by the delivery of the underlying shares of CoreLogic common stock.

F2 · price: On June 4, 2021, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated February 4, 2021, by and among CoreLogic, Celestial-Saturn Parent Inc., a Delaware corporation ("Parent"), and Celestial-Saturn Acquisition Sub Inc., a Delaware corporation ("Acquisition Sub"), Acquisition Sub merged with and into CoreLogic, with CoreLogic surviving as a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement and by virtue of the Merger, in which each issued and outstanding share of CoreLogic common stock, par value $0.00001 per share, was converted into the right to receive $80 in cash, without interest (the "Merger Consideration"), each RSU held by a non-employee director that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest,

F3 · price: (Continued from footnote 2) equal to the product of (A) the total number of shares of CoreLogic common stock underlying such RSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) multiplied by (B) the Merger Consideration.

Read SEC document
May 21, 2021 Filed May 24, 2021 22:00 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 4,000 $5.38 $21,502.40
Disclosure

SEC source: 0001683168-21-002191 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,468

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.36 to $5.43. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:35 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-001743 · ownership.xml · derivative · entry 2

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year

F3 · derivative.expiration_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year

Read SEC document
May 03, 2021 Filed May 4, 2021 23:35 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-001743 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 3, 2020 (the "Grant Date").

Read SEC document
April 28, 2021 Filed Apr 30, 2021 17:18 UTC CORELOGIC, INC. CLGX · Entity 138562 GrantCommon Stock 2,008 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014802 · form4.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,152.623

F1 · shares: Represents a grant of Restricted Stock Units awarded on April 28, 2021 and scheduled to vest on the first anniversary of the grant date.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 18:53 UTC CORELOGIC, INC. CLGX · Entity 138562 GrantCommon Stock 17.543 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011198 · form4.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,144.623

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:25 UTC CORELOGIC, INC. CLGX · Entity 138562 GrantCommon Stock 17.587 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031855 · form4.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,127.08

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 21:39 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 5,500 $5.06 $27,824.50
Disclosure

SEC source: 0001683168-20-004200 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,468

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.05 to $5.06. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 05, 2020 Filed Nov 5, 2020 13:04 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-20-003707 · ownership.xml · derivative · entry 3

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F5 · derivative.expiration_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Read SEC document
November 05, 2020 Filed Nov 5, 2020 13:04 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-20-003707 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2019 (the "Grant Date").

Read SEC document
November 03, 2020 Filed Nov 5, 2020 13:04 UTC LANTRONIX INC LTRX · Entity 1667 GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-20-003707 · ownership.xml · derivative · entry 2

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F2 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 18:38 UTC CORELOGIC, INC. CLGX · Entity 138562 GrantCommon Stock 20.405 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-025361 · form4.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,109.493

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

F2 · balance_after: This Form 4 updates and corrects the amount of securities beneficially owned by the reporting person following the reported transaction, which amount has been previously over-reported by 1,750 shares in Form 4s filed since August 9, 2017. A Form 4 filed by the reporting person on August 9, 2017 correctly reported the sale of 1,750 shares of common stock, but the total in Column 5 of Table I was not updated in subsequent Form 4s to reflect such sale.

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June 15, 2020 Filed Jun 17, 2020 20:10 UTC CORELOGIC, INC. CLGX · Entity 138562 GrantCommon Stock 19 $47.57 $903.83
Disclosure

SEC source: 0001127602-20-020004 · form4.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,839

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

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May 07, 2020 Filed May 11, 2020 19:55 UTC CORELOGIC, INC. CLGX · Entity 138562 SaleCommon Stock 1,800 $42.32 $76,167.00
Disclosure

SEC source: 0001127602-20-016144 · form4.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,820.088

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May 05, 2020 Filed May 6, 2020 21:36 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-20-001419 · ownership.xml · derivative · entry 2

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

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May 05, 2020 Filed May 6, 2020 21:36 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-20-001419 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2019 (the "Grant Date").

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April 28, 2020 Filed Apr 30, 2020 14:39 UTC CORELOGIC, INC. CLGX · Entity 138562 GrantCommon Stock 4,160 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014753 · form4.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,620.088

F1 · shares: Represents a grant of Restricted Stock Units awarded on April 28, 2020 and scheduled to vest on the first anniversary of the grant date.

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March 10, 2020 Filed Mar 11, 2020 20:06 UTC CORELOGIC, INC. CLGX · Entity 138562 SaleCommon Stock 650 $46.57 $30,270.50
Disclosure

SEC source: 0001127602-20-010311 · form4.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,460.088

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February 20, 2020 Filed Feb 20, 2020 23:07 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 20,000 $3.52 $70,450.00
Disclosure

SEC source: 0001683168-20-000552 · ownership.xml · nonDerivative · entry 4

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,968

F4 · price: This transaction was executed in multiple trades at prices ranging from $3.52 to $3.53. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 19, 2020 Filed Feb 20, 2020 23:07 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 10,000 $3.50 $35,023.00
Disclosure

SEC source: 0001683168-20-000552 · ownership.xml · nonDerivative · entry 3

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,968

F3 · price: This transaction was executed in multiple trades at prices ranging from $3.50 to $3.53. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 19, 2020 Filed Feb 20, 2020 23:07 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 10,000 $3.38 $33,773.00
Disclosure

SEC source: 0001683168-20-000552 · ownership.xml · nonDerivative · entry 2

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,968

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.37 to $3.38. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 19, 2020 Filed Feb 20, 2020 23:07 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 10,000 $3.36 $33,649.00
Disclosure

SEC source: 0001683168-20-000552 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,968

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.36 to $3.37. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 24, 2020 Filed Jan 28, 2020 21:16 UTC CORELOGIC, INC. CLGX · Entity 138562 GrantCommon Stock 19.088 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002577 · form4.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,110.088

F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate.

Read SEC document
December 05, 2019 Filed Dec 5, 2019 22:19 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 9,926 $3.32 $32,913.62
Disclosure

SEC source: 0001683168-19-003894 · ownership.xml · nonDerivative · entry 3

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,968

F3 · price: This transaction was executed in multiple trades at prices ranging from $3.29 to $3.35. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 04, 2019 Filed Dec 5, 2019 22:19 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 5,000 $3.30 $16,507.00
Disclosure

SEC source: 0001683168-19-003894 · ownership.xml · nonDerivative · entry 2

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,894

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.26 to $3.34. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 22:19 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 5,000 $3.30 $16,504.50
Disclosure

SEC source: 0001683168-19-003894 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,894

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.30 to $3.31. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 02, 2019 Filed Dec 3, 2019 21:30 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 4,958 $3.33 $16,507.17
Disclosure

SEC source: 0001683168-19-003873 · ownership.xml · nonDerivative · entry 2

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,894

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.32 to $3.37. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 29, 2019 Filed Dec 3, 2019 21:30 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 42 $3.37 $141.54
Disclosure

SEC source: 0001683168-19-003873 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,852

Read SEC document
November 25, 2019 Filed Nov 27, 2019 21:30 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionStock Option (Right to buy) · Derivative 25,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001683168-19-003849 · ownership.xml · derivative · entry 5

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2021-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 21:30 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionStock Option (Right to buy) · Derivative 25,000 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001683168-19-003849 · ownership.xml · derivative · entry 4

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 21:30 UTC LANTRONIX INC LTRX · Entity 1667 Tax withholdingCommon Stock 25,074 $3.40 $85,251.60
Disclosure

SEC source: 0001683168-19-003849 · ownership.xml · nonDerivative · entry 3

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,894

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 24,926 shares of common stock on net exercise of option to purchase 50,000 shares of common stock. The Company withheld 25,074 shares of common stock underlying the option for payment of the exercise price, using the closing stock price on November 25, 2019 of $3.40, pursuant to the terms of the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan.

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November 25, 2019 Filed Nov 27, 2019 21:30 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 25,000 $1.90 $47,500.00
Disclosure

SEC source: 0001683168-19-003849 · ownership.xml · nonDerivative · entry 2

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 24,926 shares of common stock on net exercise of option to purchase 50,000 shares of common stock. The Company withheld 25,074 shares of common stock underlying the option for payment of the exercise price, using the closing stock price on November 25, 2019 of $3.40, pursuant to the terms of the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan.

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November 25, 2019 Filed Nov 27, 2019 21:30 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 25,000 $1.51 $37,750.00
Disclosure

SEC source: 0001683168-19-003849 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 24,926 shares of common stock on net exercise of option to purchase 50,000 shares of common stock. The Company withheld 25,074 shares of common stock underlying the option for payment of the exercise price, using the closing stock price on November 25, 2019 of $3.40, pursuant to the terms of the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan.

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November 13, 2019 Filed Nov 15, 2019 21:31 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-003681 · ownership.xml · derivative · entry 2

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

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November 13, 2019 Filed Nov 15, 2019 21:31 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-003681 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 13, 2018 (the "Grant Date").

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November 05, 2019 Filed Nov 6, 2019 23:09 UTC LANTRONIX INC LTRX · Entity 1667 GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-003466 · ownership.xml · derivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F2 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

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August 16, 2019 Filed Aug 20, 2019 19:45 UTC CORELOGIC, INC. CLGX · Entity 138562 SaleCommon Stock 1,100 $45.84 $50,424.00
Disclosure

SEC source: 0000036047-19-000090 · wf-form4_156634473251849.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,902

F1 · price: Price reported is a weighted average. The shares were sold in multiple transactions at prices ranging from 45.79 to 45.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 16, 2019 Filed May 17, 2019 20:30 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionStock Option (Right to buy) · Derivative 25,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001683168-19-001617 · ownership.xml · derivative · entry 8

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2019-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.