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Hoang Phu

Disclosed activity across 1 company

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86289
SEC CIK
0001953762

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LANTRONIX INCLTRX · Entity 1667DirectorNovember 04, 2024November 06, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LANTRONIX INC

Report date November 04, 2024 · Filed November 06, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect29,877 Reported balance After 2024-11-04 transaction · row 1
1 source row

Row 1 · 2024-11-04 · Exercise / conversion · Acquired 8,484 · Balance 29,877

F1: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 7, 2023 (the "Grant Date").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-11-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-11-04 · Exercise / conversion · Disposed 8,484 · Balance 0

F2: RSUs convert into common stock on a one-for-one basis.

F3: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Filing footnotes · ownership attribution and instrument terms

F1: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 7, 2023 (the "Grant Date").

F2: RSUs convert into common stock on a one-for-one basis.

F3: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2024 Filed Nov 6, 2024 22:00 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 8,484 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-007688 · ownership.xml · derivative · entry 2

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Read SEC document
November 04, 2024 Filed Nov 6, 2024 22:00 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 8,484 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-007688 · ownership.xml · nonDerivative · entry 1

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 7, 2023 (the "Grant Date").

Read SEC document
May 07, 2024 Filed May 8, 2024 22:12 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 8,484 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-003120 · ownership.xml · derivative · entry 2

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,484

Underlying: Common Stock · 8,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Read SEC document
May 07, 2024 Filed May 8, 2024 22:12 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 8,484 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-003120 · ownership.xml · nonDerivative · entry 1

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 7, 2023 (the "Grant Date").

Read SEC document
November 08, 2023 Filed Nov 9, 2023 22:02 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 6,455 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-007824 · ownership.xml · derivative · entry 3

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 22:02 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 6,455 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-007824 · ownership.xml · nonDerivative · entry 1

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 8, 2022 (the "Grant Date").

Read SEC document
November 07, 2023 Filed Nov 9, 2023 22:02 UTC LANTRONIX INC LTRX · Entity 1667 GrantRestricted Stock Units · Derivative 16,968 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-007824 · ownership.xml · derivative · entry 2

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,968

Underlying: Common Stock · 16,968 shares

Expires not disclosed

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Read SEC document
May 08, 2023 Filed May 10, 2023 22:13 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 6,454 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-003140 · ownership.xml · derivative · entry 2

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,455

Underlying: Common Stock · 6,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Read SEC document
May 08, 2023 Filed May 10, 2023 22:13 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 6,454 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-003140 · ownership.xml · nonDerivative · entry 1

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 8, 2022 (the "Grant Date").

Read SEC document
November 08, 2022 Filed Nov 11, 2022 00:49 UTC LANTRONIX INC LTRX · Entity 1667 GrantRestricted Stock Units · Derivative 12,909 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-007561 · ownership.xml · derivative · entry 1

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,909

Underlying: Common Stock · 12,909 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F2 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.