Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LANTRONIX INCLTRX · Entity 1667 | Director | May 08, 2023 | May 10, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LANTRONIX INC
Report date May 08, 2023 · Filed May 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,538 |
Reported balance
After 2023-05-08 transaction · row 1
1 source rowRow 1 · 2023-05-08 · Exercise / conversion · Acquired 6,454 · Balance 16,538 F1: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 8, 2022 (the "Grant Date"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,455 |
Reported balance
After 2023-05-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-05-08 · Exercise / conversion · Disposed 6,454 · Balance 6,455 F2: RSUs convert into common stock on a one-for-one basis. F3: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 131,454 |
Reported balance
Holding disclosure · report date 2023-05-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 131,454 F5: The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by her spouse or TL Investment GmbH, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy TL Investment GmbH | 5,415,880 |
Reported balance
Holding disclosure · report date 2023-05-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,415,880 F4: The Reporting Person serves as Vice President and as a director of TL Investment GmbH, a company formed under the laws of Germany and the direct owner of the subject securities. The Reporting Person's spouse is the sole shareholder and a managing director of TL Investment GmbH. F5: The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by her spouse or TL Investment GmbH, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 8, 2022 (the "Grant Date").
F2: RSUs convert into common stock on a one-for-one basis.
F3: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.
F4: The Reporting Person serves as Vice President and as a director of TL Investment GmbH, a company formed under the laws of Germany and the direct owner of the subject securities. The Reporting Person's spouse is the sole shareholder and a managing director of TL Investment GmbH.
F5: The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by her spouse or TL Investment GmbH, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2023 Filed May 10, 2023 22:15 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 6,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-23-003142 · ownership.xml · derivative · entry 4 Nguyen Heidi · CIK 0001894926 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,455 Underlying: Common Stock · 6,454 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| May 08, 2023 Filed May 10, 2023 22:15 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 6,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-23-003142 · ownership.xml · nonDerivative · entry 1 Nguyen Heidi · CIK 0001894926 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 8, 2022 (the "Grant Date"). Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:33 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantStock Options · Derivative | 14,809 | $0.00 Strike: $5.06 | $0.00 |
DisclosureSEC source: 0001683168-23-000649 · ownership.xml · derivative · entry 1 Nguyen Heidi · CIK 0001894926 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 14,809 Underlying: Common Stock · 14,809 shares Expires 2030-02-05 F1 · derivative.exercise_date: The Option will become vested in 9 substantially equal monthly installments, with one such installment vesting in each of the 9 consecutive calendar months beginning on March 1, 2023 so that 100% of the stock options will be vested at November 1, 2023. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by her spouse or TL Investment GmbH, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 09, 2022 Filed Nov 11, 2022 00:49 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 5,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-007562 · ownership.xml · derivative · entry 5 Nguyen Heidi · CIK 0001894926 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,042 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| November 09, 2022 Filed Nov 11, 2022 00:49 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 5,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-007562 · ownership.xml · nonDerivative · entry 1 Nguyen Heidi · CIK 0001894926 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 9, 2021 (the "Grant Date"). Read SEC document |
| November 08, 2022 Filed Nov 11, 2022 00:49 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantRestricted Stock Units · Derivative | 12,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-007562 · ownership.xml · derivative · entry 4 Nguyen Heidi · CIK 0001894926 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,909 Underlying: Common Stock · 12,909 shares Expires not disclosed F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 25,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001683168-22-004159 · ownership.xml · derivative · entry 4 Nguyen Heidi · CIK 0001894926 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2022-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by her spouse or TL Investment GmbH, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 25,000 | $1.10 | $27,500.00 |
DisclosureSEC source: 0001683168-22-004159 · ownership.xml · nonDerivative · entry 1 Nguyen Heidi · CIK 0001894926 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 131,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by her spouse or TL Investment GmbH, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 09, 2022 Filed May 11, 2022 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 5,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-003445 · ownership.xml · derivative · entry 4 Nguyen Heidi · CIK 0001894926 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,042 Underlying: Common Stock · 5,042 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| May 09, 2022 Filed May 11, 2022 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 5,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-22-003445 · ownership.xml · nonDerivative · entry 1 Nguyen Heidi · CIK 0001894926 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 9, 2021 (the "Grant Date"). Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 01:55 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 705,000 | $7.05 | $4,970,250.00 |
DisclosureSEC source: 0001683168-21-005944 · ownership.xml · nonDerivative · entry 1 Nguyen Heidi · CIK 0001894926 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By TL Investment GmbH Disclosed balance after: 5,415,880 F1 · shares: Represents shares of the Issuer's common stock sold by TL Investment GmbH pursuant to the underwriters' exercise on November 22, 2021 of their option to purchase additional shares of the Issuer's common stock from TL Investment GmbH in connection with an underwritten public offering at a price per share of $7.05, after deducting the underwriting discount. F2 · ownership.nature: The Reporting Person serves as Vice President and as a director of TL Investment GmbH, a company formed under the laws of Germany and the direct owner of the subject securities. The Reporting Person's spouse is the sole shareholder and a managing director of TL Investment GmbH. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by her spouse or TL Investment GmbH, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 09, 2021 Filed Nov 24, 2021 01:52 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantRestricted Stock Units · Derivative | 10,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-005940 · ownership.xml · derivative · entry 1 Nguyen Heidi · CIK 0001894926 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,084 Underlying: Common Stock · 10,084 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F2 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.