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Whitaker Jeremy

Disclosed activity across 1 company

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87652
SEC CIK
0001337832

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LANTRONIX INCLTRX · Entity 1667Chief Financial OfficerSeptember 09, 2024September 10, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LANTRONIX INC

Report date September 09, 2024 · Filed September 10, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect342,322 Ending reported balance After 2024-09-09 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2024-09-09 · Grant · Acquired 30,275 · Balance 316,165

F1: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 30,275 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

Row 2 · 2024-09-09 · Grant · Acquired 40,876 · Balance 357,041

F2: On July 5, 2022, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2023 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 40,876 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

Row 3 · 2024-09-09 · Grant · Acquired 52,060 · Balance 409,101

F3: On July 3, 2023, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2024 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 52,060 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

Row 4 · 2024-09-09 · Tax withholding · Disposed 66,779 · Balance 342,322

F4: In accordance with the terms of the applicable RSU award agreements, 66,779 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

Filing footnotes · ownership attribution and instrument terms

F1: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 30,275 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

F2: On July 5, 2022, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2023 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 40,876 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

F3: On July 3, 2023, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2024 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 52,060 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

F4: In accordance with the terms of the applicable RSU award agreements, 66,779 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2024 Filed Sep 10, 2024 22:40 UTC LANTRONIX INC LTRX · Entity 1667 Tax withholdingCommon Stock 66,779 $4.14 $276,465.06
Disclosure

SEC source: 0001683168-24-006286 · ownership.xml · nonDerivative · entry 4

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,322

F4 · kind: In accordance with the terms of the applicable RSU award agreements, 66,779 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

Read SEC document
September 09, 2024 Filed Sep 10, 2024 22:40 UTC LANTRONIX INC LTRX · Entity 1667 GrantCommon Stock 52,060 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006286 · ownership.xml · nonDerivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,101

F3 · kind: On July 3, 2023, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2024 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 52,060 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

F3 · price: On July 3, 2023, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2024 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 52,060 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

Read SEC document
September 09, 2024 Filed Sep 10, 2024 22:40 UTC LANTRONIX INC LTRX · Entity 1667 GrantCommon Stock 40,876 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006286 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,041

F2 · kind: On July 5, 2022, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2023 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 40,876 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

F2 · price: On July 5, 2022, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2023 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 40,876 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

Read SEC document
September 09, 2024 Filed Sep 10, 2024 22:40 UTC LANTRONIX INC LTRX · Entity 1667 GrantCommon Stock 30,275 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-006286 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,165

F1 · kind: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 30,275 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

F1 · price: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 30,275 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

Read SEC document
August 28, 2024 Filed Aug 29, 2024 20:39 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionStock Option (Right to buy) · Derivative 29,720 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001683168-24-006112 · ownership.xml · derivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,720 shares

Expires 2024-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The reporting person previously exercised 20,280 stock options from this award granted on August 29, 2017 for the benefit of his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
August 28, 2024 Filed Aug 29, 2024 20:39 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 11,688 $2.16 $25,246.08
Disclosure

SEC source: 0001683168-24-006112 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock acquired via a net exercise of Stock Options granted on August 29, 2017 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").

Read SEC document
July 01, 2024 Filed Jul 23, 2024 20:30 UTC LANTRONIX INC LTRX · Entity 1667 GrantRestricted Stock Units · Derivative 60,656 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001683168-24-005011 · ownership.xml · derivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,656

Underlying: Common Stock · 60,656 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2027.

F1 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2027.

Read SEC document
September 13, 2023 Filed Sep 14, 2023 21:00 UTC LANTRONIX INC LTRX · Entity 1667 Tax withholdingCommon Stock 8,724 $5.29 $46,149.96
Disclosure

SEC source: 0001683168-23-006444 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Interim CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,202

F2 · kind: In accordance with the terms of the applicable RSU award agreement, 8,724 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

F3 · balance_after: The reporting person transferred 5,145 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
September 13, 2023 Filed Sep 14, 2023 21:00 UTC LANTRONIX INC LTRX · Entity 1667 GrantCommon Stock 25,229 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-006444 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Interim CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,071

F1 · kind: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 25,229 RSUs subject to the award on September 13, 2023, with respect to the performance conditions that were satisfied for fiscal 2023.

F1 · price: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 25,229 RSUs subject to the award on September 13, 2023, with respect to the performance conditions that were satisfied for fiscal 2023.

Read SEC document
July 05, 2023 Filed Jul 6, 2023 20:46 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionStock Option (Right to buy) · Derivative 26,348 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001683168-23-004707 · ownership.xml · derivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Interim CEO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,348 shares

Expires 2023-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The reporting person previously exercised 23,652 stock options from this award granted on September 14, 2016 for the benefit of his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
July 05, 2023 Filed Jul 6, 2023 20:46 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 26,348 $1.37 $36,096.76
Disclosure

SEC source: 0001683168-23-004707 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Interim CEO & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock acquired via exercise of Stock Options granted on September 14, 2016 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").

Read SEC document
September 19, 2022 Filed Sep 20, 2022 00:02 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 2,479 $5.16 $12,801.56
Disclosure

SEC source: 0001683168-22-006491 · ownership.xml · nonDerivative · entry 4

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,494

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $5.11 to $5.23. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: The reporting person transferred 1,637 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
September 16, 2022 Filed Sep 20, 2022 00:02 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 2,479 $5.23 $12,962.69
Disclosure

SEC source: 0001683168-22-006491 · ownership.xml · nonDerivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,610

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $5.15 to $5.34. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 00:02 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 2,480 $5.50 $13,649.92
Disclosure

SEC source: 0001683168-22-006491 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,089

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.44 to $5.56. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 15, 2022 Filed Sep 20, 2022 00:02 UTC LANTRONIX INC LTRX · Entity 1667 GrantCommon Stock 14,876 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006491 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,569

F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 14,876 RSUs subject to the award on September 15, 2022 with respect to the performance conditions that were satisfied for fiscal 2022.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 00:01 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 2,406 $5.63 $13,540.97
Disclosure

SEC source: 0001683168-22-006407 · ownership.xml · nonDerivative · entry 4

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,693

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $5.57 to $5.69. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: The reporting person transferred 1,588 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 00:01 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 2,406 $5.76 $13,853.75
Disclosure

SEC source: 0001683168-22-006407 · ownership.xml · nonDerivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,687

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $5.65 to $5.99. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 12, 2022 Filed Sep 15, 2022 00:01 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 2,407 $5.71 $13,751.19
Disclosure

SEC source: 0001683168-22-006407 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,093

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.63 to $5.80. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

Read SEC document
September 12, 2022 Filed Sep 15, 2022 00:01 UTC LANTRONIX INC LTRX · Entity 1667 GrantCommon Stock 14,438 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006407 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,500

F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 14,438 RSUs subject to the award on September 12, 2022 with respect to the performance conditions that were satisfied for fiscal 2022.

Read SEC document
September 09, 2022 Filed Sep 10, 2022 00:14 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 2,406 $5.82 $14,000.51
Disclosure

SEC source: 0001683168-22-006295 · ownership.xml · nonDerivative · entry 4

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,062

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $5.74 to $5.87. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: The reporting person transferred 1,588 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
September 08, 2022 Filed Sep 10, 2022 00:14 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 2,406 $5.82 $14,010.14
Disclosure

SEC source: 0001683168-22-006295 · ownership.xml · nonDerivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,056

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $5.80 to $5.89. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 07, 2022 Filed Sep 10, 2022 00:14 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 2,407 $6.06 $14,574.39
Disclosure

SEC source: 0001683168-22-006295 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,462

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.98 to $6.14. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 07, 2022 Filed Sep 10, 2022 00:14 UTC LANTRONIX INC LTRX · Entity 1667 GrantCommon Stock 14,438 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006295 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,869

F1 · kind: On October 18, 2019, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2020 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 14,438 RSUs subject to the award on September 7, 2022 with respect to the performance conditions that were satisfied for fiscal 2022.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 00:25 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 5,000 $6.06 $30,290.00
Disclosure

SEC source: 0001683168-22-006225 · ownership.xml · nonDerivative · entry 6

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,431

F4 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: This transaction was executed in multiple trades at prices ranging from $6.02 to $6.11. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · balance_after: The reporting person transferred 3,979 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 00:25 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 5,000 $6.04 $30,195.00
Disclosure

SEC source: 0001683168-22-006225 · ownership.xml · nonDerivative · entry 5

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,410

F4 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: This transaction was executed in multiple trades at prices ranging from $5.74 to $6.15. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 00:25 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 2,813 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006225 · ownership.xml · derivative · entry 7

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 00:25 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 5,000 $5.85 $29,235.00
Disclosure

SEC source: 0001683168-22-006225 · ownership.xml · nonDerivative · entry 4

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,410

F4 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $5.73 to $5.92. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 00:25 UTC LANTRONIX INC LTRX · Entity 1667 GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006225 · ownership.xml · nonDerivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,410

F3 · kind: On November 2, 2020, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2021 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 30,000 RSUs subject to the award on September 1, 2022 with respect to the performance conditions that were satisfied for fiscal 2022.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 00:25 UTC LANTRONIX INC LTRX · Entity 1667 Tax withholdingCommon Stock 972 $5.85 $5,686.20
Disclosure

SEC source: 0001683168-22-006225 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,410

F2 · kind: In accordance with the terms of the RSU Agreement, 972 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 00:25 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 2,813 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006225 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 01:12 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 3,364 $6.19 $20,836.62
Disclosure

SEC source: 0001683168-22-006135 · ownership.xml · nonDerivative · entry 4

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,569

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding.

F5 · price: This transaction was executed in multiple trades at prices ranging from $6.04 to $6.33. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: The reporting person transferred 2,220 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
August 30, 2022 Filed Sep 1, 2022 01:12 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 3,364 $6.35 $21,371.49
Disclosure

SEC source: 0001683168-22-006135 · ownership.xml · nonDerivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,153

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding.

F4 · price: This transaction was executed in multiple trades at prices ranging from $6.25 to $6.47. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 29, 2022 Filed Sep 1, 2022 01:12 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 3,364 $6.51 $21,906.37
Disclosure

SEC source: 0001683168-22-006135 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,517

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding.

F3 · price: This transaction was executed in multiple trades at prices ranging from $6.41 to $6.66. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 29, 2022 Filed Sep 1, 2022 01:12 UTC LANTRONIX INC LTRX · Entity 1667 GrantCommon Stock 20,184 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-006135 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,881

F1 · kind: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 20,184 RSUs subject to the award on August 29, 2022 with respect to the performance conditions that were satisfied for fiscal 2022.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:32 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 2,812 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-004161 · ownership.xml · derivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,817

Underlying: Common Stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:32 UTC LANTRONIX INC LTRX · Entity 1667 Tax withholdingCommon Stock 947 $5.64 $5,341.08
Disclosure

SEC source: 0001683168-22-004161 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,697

F2 · kind: In accordance with the terms of the RSU Agreement, 947 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

F3 · balance_after: The reporting person transferred 679 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:32 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 2,812 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-004161 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

Read SEC document
March 04, 2022 Filed Mar 5, 2022 00:03 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 32 $6.53 $208.96
Disclosure

SEC source: 0001683168-22-001465 · ownership.xml · nonDerivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,511

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding obligations.

F4 · balance_after: The reporting person transferred 679 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
March 03, 2022 Filed Mar 5, 2022 00:03 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 2,812 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-001465 · ownership.xml · derivative · entry 4

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,629

Underlying: Common Stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

Read SEC document
March 03, 2022 Filed Mar 5, 2022 00:03 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 1,135 $6.58 $7,468.64
Disclosure

SEC source: 0001683168-22-001465 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,222

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding obligations.

F3 · price: This transaction was executed in multiple trades at prices ranging from $6.53 to $6.64. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 03, 2022 Filed Mar 5, 2022 00:03 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 2,812 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-001465 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

Read SEC document
December 05, 2021 Filed Dec 7, 2021 22:00 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionStock OPtion (Right to buy) · Derivative 20,053 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001683168-21-006168 · ownership.xml · derivative · entry 5

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,053 shares

Expires 2022-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · balance_after: The reporting person previously exercised 19,947 stock options from this award granted on September 1, 2015 for the benefit of his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
December 05, 2021 Filed Dec 7, 2021 22:00 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 20,053 $1.35 $27,071.55
Disclosure

SEC source: 0001683168-21-006168 · ownership.xml · nonDerivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents shares of common stock acquired via exercise of stock options granted on September 1, 2015 under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:00 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestrick Stock Units · Derivative 2,812 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-006168 · ownership.xml · derivative · entry 4

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,441

Underlying: Common Stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:00 UTC LANTRONIX INC LTRX · Entity 1667 SaleCommon Stock 972 $7.01 $6,813.72
Disclosure

SEC source: 0001683168-21-006168 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,492

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding obligations.

F3 · balance_after: The reporting person transferred 408 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:00 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 2,812 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-006168 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

Read SEC document
November 15, 2021 Filed Nov 24, 2021 01:54 UTC LANTRONIX INC LTRX · Entity 1667 OtherCommon Stock 501 $4.24 $2,124.24
Disclosure

SEC source: 0001683168-21-005943 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,060

F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:30 UTC LANTRONIX INC LTRX · Entity 1667 Tax withholdingCommon Stock 6,916 $6.24 $43,155.84
Disclosure

SEC source: 0001683168-21-004302 · ownership.xml · nonDerivative · entry 4

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,559

F4 · kind: In accordance with the terms of the applicable RSU award agreement, 6,916 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

F5 · balance_after: The reporting person transferred 6,307 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:30 UTC LANTRONIX INC LTRX · Entity 1667 GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-004302 · ownership.xml · nonDerivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,782

F3 · kind: On November 2, 2020, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. One third of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2021 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 20,000 RSUs subject to the award on September 13, 2021 with respect to the performance conditions that were satisfied for fiscal 2021.

F3 · price: On November 2, 2020, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. One third of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2021 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 20,000 RSUs subject to the award on September 13, 2021 with respect to the performance conditions that were satisfied for fiscal 2021.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:30 UTC LANTRONIX INC LTRX · Entity 1667 Tax withholdingCommon Stock 12,909 $6.24 $80,552.16
Disclosure

SEC source: 0001683168-21-004302 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,782

F2 · kind: In accordance with the terms of the applicable RSU award agreement, 12,909 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.