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Nasdaq · USD

LTRX

LANTRONIX INC

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1667
SEC CIK
0001114925
Parsed reports
433

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 14, 2017 Filed Sep 18, 2017 20:35 UTC
Miller Daryl RVP of Engineering
Tax withholdingCommon Stock 1,880 $1.96 $3,684.80
Disclosure

SEC source: 0001683168-17-002406 · miller_f4.xml · nonDerivative · entry 2

Miller Daryl R · CIK 0001570276 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,627

F2 · kind: In accordance with the terms of the RSU Agreement, 1,880 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 20:35 UTC
Miller Daryl RVP of Engineering
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-17-002406 · miller_f4.xml · nonDerivative · entry 1

Miller Daryl R · CIK 0001570276 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 20:35 UTC
Whitaker JeremyChief Financial Officer
Exercise / conversionRestricted Stock Unites · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-17-002407 · whitaker_f4.xml · derivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 1,879 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 20:35 UTC
Whitaker JeremyChief Financial Officer
Tax withholdingCommon Stock 1,879 $1.96 $3,682.84
Disclosure

SEC source: 0001683168-17-002407 · whitaker_f4.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,119

F2 · kind: In accordance with the terms of the RSU Agreement, 1,879 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 20:35 UTC
Whitaker JeremyChief Financial Officer
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-17-002407 · whitaker_f4.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 20:30 UTC
Yoder KevinVP of Worldwide Sales
PurchaseCommon Stock 5,000 $1.98 $9,917.50
Disclosure

SEC source: 0001683168-17-002370 · yoder_f4.xml · nonDerivative · entry 1

Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,622

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.96 to $1.987 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
September 08, 2017 Filed Sep 11, 2017 20:30 UTC
Benck JeffDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $1.94 $9,700.00
Disclosure

SEC source: 0001683168-17-002339 · benck_f4.xml · nonDerivative · entry 1

Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,078

Read SEC document
September 05, 2017 Filed Sep 6, 2017 20:30 UTC PurchaseCommon Stock 2,500 $2.10 $5,245.00
Disclosure

SEC source: 0001683168-17-002313 · printer_f4.xml · nonDerivative · entry 1

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,090

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:27 UTC
Benck JeffDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001683168-17-002308 · benck_f4.xml · derivative · entry 3

Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 19,372 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on April 28, 2016 pursuant to an Inducement Restricted Stock Unit Agreement (the "RSU Agreement"). The remaining RSUs vest at the rate of 37,500 each quarter through December 2018. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Lantronix, Inc. common stock.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on April 28, 2016 pursuant to an Inducement Restricted Stock Unit Agreement (the "RSU Agreement"). The remaining RSUs vest at the rate of 37,500 each quarter through December 2018. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Lantronix, Inc. common stock.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:27 UTC
Benck JeffDirector · Chief Executive Officer
Tax withholdingCommon Stock 19,372 $2.09 $40,487.48
Disclosure

SEC source: 0001683168-17-002308 · benck_f4.xml · nonDerivative · entry 2

Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,078

F2 · kind: In accordance with the terms of the RSU Agreement, 19,372 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 21:27 UTC
Benck JeffDirector · Chief Executive Officer
Exercise / conversionCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001683168-17-002308 · benck_f4.xml · nonDerivative · entry 1

Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents Restricted Stock Units ("RSUs") granted on April 28, 2016 pursuant to an Inducement Restricted Stock Unit Agreement (the "RSU Agreement"). The remaining RSUs vest at the rate of 37,500 each quarter through December 2018. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Lantronix, Inc. common stock.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:32 UTC
Yoder KevinVP of Worldwide Sales
GrantStock Option (Right to buy) · Derivative 85,000 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001683168-17-002281 · yoder_frm4.xml · derivative · entry 1

Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2024-08-29

F1 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (21,250 shares) vests on the first anniversary of the grant date and the remainder of the option (63,750 shares) shall vest ratably each month thereafter over a period of 36 months.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:31 UTC
Whitaker JeremyChief Financial Officer
GrantStock Option (Right to buy) · Derivative 50,000 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001683168-17-002280 · whitaker_frm4.xml · derivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2024-08-29

F1 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (12,500 shares) vests on the first anniversary of the grant date and the remainder of the option (37,500 shares) shall vest ratably each month thereafter over a period of 36 months.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:31 UTC
Scheuerman Kurt EVP, General Counsel
GrantStock Option (Right to buy) · Derivative 35,000 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001683168-17-002279 · scheuerman_frm4.xml · derivative · entry 1

Scheuerman Kurt E · CIK 0001569925 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2024-08-29

F1 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (8,750 shares) vests on the first anniversary of the grant date and the remainder of the option (26,250 shares) shall vest ratably each month thereafter over a period of 36 months.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:31 UTC
Miller Daryl RVP, Engineering
GrantStock Option (Right to buy) · Derivative 50,000 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001683168-17-002278 · miller_frm4.xml · derivative · entry 1

Miller Daryl R · CIK 0001570276 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2024-08-29

F1 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (12,500 shares) vests on the first anniversary of the grant date and the remainder of the option (37,500 shares) shall vest ratably each month thereafter over a period of 36 months.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:30 UTC
Fink Michael AndrewVice President of Operations
GrantStock Option (Right to buy) · Derivative 40,000 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001683168-17-002277 · fink_frm4.xml · derivative · entry 1

Fink Michael Andrew · CIK 0001570402 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2024-08-29

F1 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (10,000 shares) vests on the first anniversary of the grant date and the remainder of the option (30,000 shares) shall vest ratably each month thereafter over a period of 36 months.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:30 UTC
Datla SanjeevChief Technology Officer
GrantStock Option (Right to buy) · Derivative 70,000 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001683168-17-002276 · datla_frm4.xml · derivative · entry 1

Datla Sanjeev · CIK 0001666531 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2024-08-29

F1 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (17,500 shares) vests on the first anniversary of the grant date and the remainder of the option (52,500 shares) shall vest ratably each month thereafter over a period of 36 months.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:30 UTC
Benck JeffDirector · Chief Executive Officer
GrantStock Option (Right to buy) · Derivative 120,000 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001683168-17-002275 · benk_frm4.xml · derivative · entry 1

Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2024-08-29

F1 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (30,000 shares) vests on the first anniversary of the grant date and the remainder of the option (90,000 shares) shall vest ratably each month thereafter over a period of 36 months.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 00:39 UTC
Fink Michael AndrewVice President of Operations
Exercise / conversionStock Option (Right to buy) · Derivative 10,806 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001683168-17-001587 · fink_frm4.xml · derivative · entry 13

Fink Michael Andrew · CIK 0001570402 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,875

Underlying: Common Stock · 10,806 shares

Expires 2022-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (7,500 shares) vested on September 1, 2016, and the remainder of the option (22,500 shares) vest ratably each month thereafter over a period of 36 months.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 00:39 UTC
Fink Michael AndrewVice President of Operations
SaleCommon Stock 10,806 $2.31 $24,961.86
Disclosure

SEC source: 0001683168-17-001587 · fink_frm4.xml · nonDerivative · entry 8

Fink Michael Andrew · CIK 0001570402 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094

F3 · price: This transaction was executed in multiple trades at prices ranging from $2.30 to $2.34. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 00:39 UTC
Fink Michael AndrewVice President of Operations
Exercise / conversionCommon Stock 10,806 $1.35 $14,588.10
Disclosure

SEC source: 0001683168-17-001587 · fink_frm4.xml · nonDerivative · entry 7

Fink Michael Andrew · CIK 0001570402 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock acquired via exercise of stock options granted under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").

Read SEC document
June 13, 2017 Filed Jun 15, 2017 00:39 UTC
Fink Michael AndrewVice President of Operations
Exercise / conversionStock Option (Right to buy) · Derivative 2,319 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001683168-17-001587 · fink_frm4.xml · derivative · entry 12

Fink Michael Andrew · CIK 0001570402 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,681

Underlying: Common Stock · 2,319 shares

Expires 2022-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (7,500 shares) vested on September 1, 2016, and the remainder of the option (22,500 shares) vest ratably each month thereafter over a period of 36 months.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 00:39 UTC
Fink Michael AndrewVice President of Operations
Exercise / conversionStock Option (Right to buy) · Derivative 18,750 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001683168-17-001587 · fink_frm4.xml · derivative · entry 11

Fink Michael Andrew · CIK 0001570402 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 18,750 shares

Expires 2020-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (5,000 shares) vested on August 22, 2014, and the remainder of the option (15,000 shares) vest ratably each month thereafter over a period of 36 months.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 00:39 UTC
Fink Michael AndrewVice President of Operations
Exercise / conversionStock Option (Right to buy) · Derivative 1,125 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001683168-17-001587 · fink_frm4.xml · derivative · entry 10

Fink Michael Andrew · CIK 0001570402 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,875

Underlying: Common Stock · 1,125 shares

Expires 2021-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (10,000 shares) vested on August 26, 2015, and the remainder of the option (30,000 shares) vest ratably each month thereafter over a period of 36 months.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 00:39 UTC
Fink Michael AndrewVice President of Operations
SaleCommon Stock 22,194 $2.28 $50,602.32
Disclosure

SEC source: 0001683168-17-001587 · fink_frm4.xml · nonDerivative · entry 6

Fink Michael Andrew · CIK 0001570402 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.26 to $2.30. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 00:39 UTC
Fink Michael AndrewVice President of Operations
Exercise / conversionCommon Stock 2,319 $1.35 $3,130.65
Disclosure

SEC source: 0001683168-17-001587 · fink_frm4.xml · nonDerivative · entry 5

Fink Michael Andrew · CIK 0001570402 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock acquired via exercise of stock options granted under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").

Read SEC document
June 13, 2017 Filed Jun 15, 2017 00:39 UTC
Fink Michael AndrewVice President of Operations
Exercise / conversionCommon Stock 18,750 $1.56 $29,250.00
Disclosure

SEC source: 0001683168-17-001587 · fink_frm4.xml · nonDerivative · entry 4

Fink Michael Andrew · CIK 0001570402 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock acquired via exercise of stock options granted under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").

Read SEC document
June 13, 2017 Filed Jun 15, 2017 00:39 UTC
Fink Michael AndrewVice President of Operations
Exercise / conversionCommon Stock 1,125 $1.87 $2,103.75
Disclosure

SEC source: 0001683168-17-001587 · fink_frm4.xml · nonDerivative · entry 3

Fink Michael Andrew · CIK 0001570402 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock acquired via exercise of stock options granted under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").

Read SEC document
June 12, 2017 Filed Jun 15, 2017 00:39 UTC
Fink Michael AndrewVice President of Operations
Exercise / conversionStock Option (Right to buy) · Derivative 11,000 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001683168-17-001587 · fink_frm4.xml · derivative · entry 9

Fink Michael Andrew · CIK 0001570402 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 11,000 shares

Expires 2021-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (10,000 shares) vested on August 26, 2015, and the remainder of the option (30,000 shares) vest ratably each month thereafter over a period of 36 months.

Read SEC document
June 12, 2017 Filed Jun 15, 2017 00:39 UTC
Fink Michael AndrewVice President of Operations
SaleCommon Stock 11,000 $2.40 $26,400.00
Disclosure

SEC source: 0001683168-17-001587 · fink_frm4.xml · nonDerivative · entry 2

Fink Michael Andrew · CIK 0001570402 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094

Read SEC document
June 12, 2017 Filed Jun 15, 2017 00:39 UTC
Fink Michael AndrewVice President of Operations
Exercise / conversionCommon Stock 11,000 $1.87 $20,570.00
Disclosure

SEC source: 0001683168-17-001587 · fink_frm4.xml · nonDerivative · entry 1

Fink Michael Andrew · CIK 0001570402 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock acquired via exercise of stock options granted under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:57 UTC
Benck JeffDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001683168-17-001484 · benck_f4.xml · derivative · entry 3

Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 19,674 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on April 28, 2016 pursuant to an Inducement Restricted Stock Unit Agreement (the "RSU Agreement"). The remaining RSUs vest at the rate of 37,500 each quarter through December 2018. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Lantronix, Inc. common stock.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on April 28, 2016 pursuant to an Inducement Restricted Stock Unit Agreement (the "RSU Agreement"). The remaining RSUs vest at the rate of 37,500 each quarter through December 2018. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Lantronix, Inc. common stock.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:57 UTC
Benck JeffDirector · Chief Executive Officer
Tax withholdingCommon Stock 19,674 $2.50 $49,185.00
Disclosure

SEC source: 0001683168-17-001484 · benck_f4.xml · nonDerivative · entry 2

Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,950

F2 · kind: In accordance with the terms of the RSU Agreement, 19,674 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:57 UTC
Benck JeffDirector · Chief Executive Officer
Exercise / conversionCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001683168-17-001484 · benck_f4.xml · nonDerivative · entry 1

Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents Restricted Stock Units ("RSUs") granted on April 28, 2016 pursuant to an Inducement Restricted Stock Unit Agreement (the "RSU Agreement"). The remaining RSUs vest at the rate of 37,500 each quarter through December 2018. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Lantronix, Inc. common stock.

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May 16, 2017 Filed May 17, 2017 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-17-001324 · folino_frm4.xml · derivative · entry 2

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date, and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date, and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

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May 16, 2017 Filed May 17, 2017 20:33 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-17-001324 · folino_frm4.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 16, 2016 (the "Grant Date").

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May 16, 2017 Filed May 17, 2017 20:32 UTC Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-17-001323 · edwards_frm4.xml · derivative · entry 2

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date, and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date, and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

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May 16, 2017 Filed May 17, 2017 20:32 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-17-001323 · edwards_frm4.xml · nonDerivative · entry 1

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 16, 2016 (the "Grant Date").

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May 15, 2017 Filed May 17, 2017 20:32 UTC
Yoder KevinVP of Worldwide Sales
OtherCommon Stock 8,954 $1.06 $9,513.63
Disclosure

SEC source: 0001683168-17-001322 · yoder_frm4.xml · nonDerivative · entry 1

Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,622

F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan.

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May 15, 2017 Filed May 17, 2017 20:31 UTC
Whitaker JeremyChief Financial Officer
OtherCommon Stock 18,015 $1.02 $18,375.30
Disclosure

SEC source: 0001683168-17-001321 · whitaker_frm4.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,998

F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan.

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May 15, 2017 Filed May 17, 2017 20:31 UTC
Scheuerman Kurt EVP, General Counsel
OtherCommon Stock 1,093 $1.02 $1,114.86
Disclosure

SEC source: 0001683168-17-001320 · scheuerman_frm4.xml · nonDerivative · entry 1

Scheuerman Kurt E · CIK 0001569925 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,764

F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan.

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May 15, 2017 Filed May 17, 2017 20:31 UTC
Miller Daryl RVP, Engineering
OtherCommon Stock 1,255 $1.02 $1,280.10
Disclosure

SEC source: 0001683168-17-001319 · miller_frm4.xml · nonDerivative · entry 1

Miller Daryl R · CIK 0001570276 · VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,507

F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan.

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May 15, 2017 Filed May 17, 2017 20:30 UTC
Datla SanjeevChief Technology Officer
OtherCommon Stock 5,883 $1.06 $6,250.69
Disclosure

SEC source: 0001683168-17-001318 · datla_frm4.xml · nonDerivative · entry 1

Datla Sanjeev · CIK 0001666531 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,426

F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan.

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May 15, 2017 Filed May 17, 2017 20:30 UTC
Benck JeffDirector · Chief Executive Officer
OtherCommon Stock 11,765 $1.06 $12,500.31
Disclosure

SEC source: 0001683168-17-001317 · benck_frm4.xml · nonDerivative · entry 1

Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,124

F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:30 UTC
Benck JeffDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001683168-17-000487 · benck_f4.xml · derivative · entry 3

Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 19,874 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

F1 · derivative.exercise_date: As reported on a Form 4 filed on April 29, 2016, the reporting person received a grant of 450,000 Restricted Stock Units ("RSUs") on April 28, 2016 pursuant to an Inducement Restricted Stock Unit Agreement (the "RSU Agreement"). The shares subject to the RSUs vest according to the following schedule: one-third (150,000) of the RSUs vest on December 1, 2016 and the remaining RSUs (300,000) shall vest ratably each quarter thereafter for a period of 24 months. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Lantronix, Inc. common stock. On December 1, 2016, the initial one-third of these RSUs vested, resulting in the issuance of 150,000 shares of Lantronix, Inc. common stock. On March 1, 2017, one-eighth of the remaining 300,000 RSUs vested, resulting in the issuance of 37,500 shares of Lantronix, Inc. common stock.

F1 · derivative.expiration_date: As reported on a Form 4 filed on April 29, 2016, the reporting person received a grant of 450,000 Restricted Stock Units ("RSUs") on April 28, 2016 pursuant to an Inducement Restricted Stock Unit Agreement (the "RSU Agreement"). The shares subject to the RSUs vest according to the following schedule: one-third (150,000) of the RSUs vest on December 1, 2016 and the remaining RSUs (300,000) shall vest ratably each quarter thereafter for a period of 24 months. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Lantronix, Inc. common stock. On December 1, 2016, the initial one-third of these RSUs vested, resulting in the issuance of 150,000 shares of Lantronix, Inc. common stock. On March 1, 2017, one-eighth of the remaining 300,000 RSUs vested, resulting in the issuance of 37,500 shares of Lantronix, Inc. common stock.

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March 01, 2017 Filed Mar 3, 2017 21:30 UTC
Benck JeffDirector · Chief Executive Officer
Tax withholdingCommon Stock 19,874 $2.87 $57,038.38
Disclosure

SEC source: 0001683168-17-000487 · benck_f4.xml · nonDerivative · entry 2

Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,359

F2 · kind: In accordance with the terms of the RSU Agreement, 19,874 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:30 UTC
Benck JeffDirector · Chief Executive Officer
Exercise / conversionCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001683168-17-000487 · benck_f4.xml · nonDerivative · entry 1

Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: As reported on a Form 4 filed on April 29, 2016, the reporting person received a grant of 450,000 Restricted Stock Units ("RSUs") on April 28, 2016 pursuant to an Inducement Restricted Stock Unit Agreement (the "RSU Agreement"). The shares subject to the RSUs vest according to the following schedule: one-third (150,000) of the RSUs vest on December 1, 2016 and the remaining RSUs (300,000) shall vest ratably each quarter thereafter for a period of 24 months. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Lantronix, Inc. common stock. On December 1, 2016, the initial one-third of these RSUs vested, resulting in the issuance of 150,000 shares of Lantronix, Inc. common stock. On March 1, 2017, one-eighth of the remaining 300,000 RSUs vested, resulting in the issuance of 37,500 shares of Lantronix, Inc. common stock.

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February 10, 2017 Filed Feb 14, 2017 22:06 UTC
Yoder KevinVP of Worldwide Sales
PurchaseCommon Stock 5,000 $2.21 $11,050.00
Disclosure

SEC source: 0001683168-17-000359 · yoder_frm4.xml · nonDerivative · entry 1

Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,668

Read SEC document
December 01, 2016 Filed Dec 2, 2016 23:31 UTC
Benck JeffDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-16-000853 · benck_frm4.xml · derivative · entry 4

Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 56,370 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

F1 · derivative.exercise_date: As reported on a Form 4 filed on April 29, 2016, the reporting person received a grant of 450,000 Restricted Stock Units ("RSUs") on April 28, 2016 pursuant to an Inducement Restricted Stock Unit Agreement (the "RSU Agreement"). The shares subject to the RSUs vest according to the following schedule: one-third (150,000) of the RSUs vest on December 1, 2016 and the remaining RSUs (300,000) shall vest ratably each quarter thereafter for a period of 24 months. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Lantronix, Inc. common stock. On December 1, 2016, the initial one-third of these RSUs vested, resulting in the issuance of 150,000 shares of Lantronix, Inc. common stock.

F1 · derivative.expiration_date: As reported on a Form 4 filed on April 29, 2016, the reporting person received a grant of 450,000 Restricted Stock Units ("RSUs") on April 28, 2016 pursuant to an Inducement Restricted Stock Unit Agreement (the "RSU Agreement"). The shares subject to the RSUs vest according to the following schedule: one-third (150,000) of the RSUs vest on December 1, 2016 and the remaining RSUs (300,000) shall vest ratably each quarter thereafter for a period of 24 months. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Lantronix, Inc. common stock. On December 1, 2016, the initial one-third of these RSUs vested, resulting in the issuance of 150,000 shares of Lantronix, Inc. common stock.

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December 01, 2016 Filed Dec 2, 2016 23:31 UTC
Benck JeffDirector · Chief Executive Officer
Tax withholdingCommon Stock 56,370 $1.55 $87,373.50
Disclosure

SEC source: 0001683168-16-000853 · benck_frm4.xml · nonDerivative · entry 3

Benck Jeff · CIK 0001397573 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,733

F2 · kind: In accordance with the terms of the RSU Agreement, 56,370 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.