Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LANTRONIX INCLTRX · Entity 1667 | Vice President of Operations | August 29, 2017 | August 31, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LANTRONIX INC
Report date August 29, 2017 · Filed August 31, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.16 · Expires 2024-08-29 | Direct | 40,000 |
Reported balance
After 2017-08-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-08-29 · Grant · Acquired 40,000 · Balance 40,000 F1: The option vests according to the following schedule: 25% of the option (10,000 shares) vests on the first anniversary of the grant date and the remainder of the option (30,000 shares) shall vest ratably each month thereafter over a period of 36 months. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests according to the following schedule: 25% of the option (10,000 shares) vests on the first anniversary of the grant date and the remainder of the option (30,000 shares) shall vest ratably each month thereafter over a period of 36 months.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 29, 2017 Filed Aug 31, 2017 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantStock Option (Right to buy) · Derivative | 40,000 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001683168-17-002277 · fink_frm4.xml · derivative · entry 1 Fink Michael Andrew · CIK 0001570402 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2024-08-29 F1 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (10,000 shares) vests on the first anniversary of the grant date and the remainder of the option (30,000 shares) shall vest ratably each month thereafter over a period of 36 months. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 00:39 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 10,806 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001683168-17-001587 · fink_frm4.xml · derivative · entry 13 Fink Michael Andrew · CIK 0001570402 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,875 Underlying: Common Stock · 10,806 shares Expires 2022-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (7,500 shares) vested on September 1, 2016, and the remainder of the option (22,500 shares) vest ratably each month thereafter over a period of 36 months. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 00:39 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 10,806 | $2.31 | $24,961.86 |
DisclosureSEC source: 0001683168-17-001587 · fink_frm4.xml · nonDerivative · entry 8 Fink Michael Andrew · CIK 0001570402 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,094 F3 · price: This transaction was executed in multiple trades at prices ranging from $2.30 to $2.34. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 00:39 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 10,806 | $1.35 | $14,588.10 |
DisclosureSEC source: 0001683168-17-001587 · fink_frm4.xml · nonDerivative · entry 7 Fink Michael Andrew · CIK 0001570402 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock acquired via exercise of stock options granted under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 00:39 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 2,319 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001683168-17-001587 · fink_frm4.xml · derivative · entry 12 Fink Michael Andrew · CIK 0001570402 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,681 Underlying: Common Stock · 2,319 shares Expires 2022-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (7,500 shares) vested on September 1, 2016, and the remainder of the option (22,500 shares) vest ratably each month thereafter over a period of 36 months. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 00:39 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 18,750 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001683168-17-001587 · fink_frm4.xml · derivative · entry 11 Fink Michael Andrew · CIK 0001570402 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 18,750 shares Expires 2020-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (5,000 shares) vested on August 22, 2014, and the remainder of the option (15,000 shares) vest ratably each month thereafter over a period of 36 months. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 00:39 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 1,125 | $0.00 Strike: $1.87 | $0.00 |
DisclosureSEC source: 0001683168-17-001587 · fink_frm4.xml · derivative · entry 10 Fink Michael Andrew · CIK 0001570402 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,875 Underlying: Common Stock · 1,125 shares Expires 2021-08-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (10,000 shares) vested on August 26, 2015, and the remainder of the option (30,000 shares) vest ratably each month thereafter over a period of 36 months. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 00:39 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 22,194 | $2.28 | $50,602.32 |
DisclosureSEC source: 0001683168-17-001587 · fink_frm4.xml · nonDerivative · entry 6 Fink Michael Andrew · CIK 0001570402 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,094 F2 · price: This transaction was executed in multiple trades at prices ranging from $2.26 to $2.30. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 00:39 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 2,319 | $1.35 | $3,130.65 |
DisclosureSEC source: 0001683168-17-001587 · fink_frm4.xml · nonDerivative · entry 5 Fink Michael Andrew · CIK 0001570402 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock acquired via exercise of stock options granted under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 00:39 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 18,750 | $1.56 | $29,250.00 |
DisclosureSEC source: 0001683168-17-001587 · fink_frm4.xml · nonDerivative · entry 4 Fink Michael Andrew · CIK 0001570402 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock acquired via exercise of stock options granted under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 00:39 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 1,125 | $1.87 | $2,103.75 |
DisclosureSEC source: 0001683168-17-001587 · fink_frm4.xml · nonDerivative · entry 3 Fink Michael Andrew · CIK 0001570402 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock acquired via exercise of stock options granted under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). Read SEC document |
| June 12, 2017 Filed Jun 15, 2017 00:39 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 11,000 | $0.00 Strike: $1.87 | $0.00 |
DisclosureSEC source: 0001683168-17-001587 · fink_frm4.xml · derivative · entry 9 Fink Michael Andrew · CIK 0001570402 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,000 Underlying: Common Stock · 11,000 shares Expires 2021-08-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (10,000 shares) vested on August 26, 2015, and the remainder of the option (30,000 shares) vest ratably each month thereafter over a period of 36 months. Read SEC document |
| June 12, 2017 Filed Jun 15, 2017 00:39 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 11,000 | $2.40 | $26,400.00 |
DisclosureSEC source: 0001683168-17-001587 · fink_frm4.xml · nonDerivative · entry 2 Fink Michael Andrew · CIK 0001570402 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,094 Read SEC document |
| June 12, 2017 Filed Jun 15, 2017 00:39 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 11,000 | $1.87 | $20,570.00 |
DisclosureSEC source: 0001683168-17-001587 · fink_frm4.xml · nonDerivative · entry 1 Fink Michael Andrew · CIK 0001570402 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock acquired via exercise of stock options granted under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 00:29 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001683168-16-000128 · fink_f4.xml · derivative · entry 1 Fink Michael Andrew · CIK 0001570402 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2023-09-14 F1 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (15,000 shares) vests on the first anniversary of the grant date and the remainder of the option (45,000 shares) shall vest ratably each month thereafter over a period of 36 months. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.