Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LANTRONIX INCLTRX · Entity 1667 | VP, Engineering | August 07, 2018 | August 09, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LANTRONIX INC
Report date August 07, 2018 · Filed August 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,653 |
Ending reported balance
After 2018-08-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-07 · Exercise / conversion · Acquired 30,000 · Balance 70,199 F1: Represents shares of common stock acquired via exercise of Stock Options granted on August 22, 2013 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). Row 2 · 2018-08-07 · Tax withholding · Disposed 12,546 · Balance 57,653 F2: Constitutes previously owned shares surrendered to cover the exercise price of the option being exercised through a stock swap. |
| Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.56 · Expires 2020-08-22 | Direct | 0 |
Reported balance
After 2018-08-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-07 · Exercise / conversion · Disposed 30,000 · Balance 0 F3: The option vested according to the following schedule: 25% of the option (7,500 shares) vested on the first anniversary of the Grant Date and the remainder of the option (22,500 shares) vested ratably each month thereafter over a period of 36 months. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock acquired via exercise of Stock Options granted on August 22, 2013 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").
F2: Constitutes previously owned shares surrendered to cover the exercise price of the option being exercised through a stock swap.
F3: The option vested according to the following schedule: 25% of the option (7,500 shares) vested on the first anniversary of the Grant Date and the remainder of the option (22,500 shares) vested ratably each month thereafter over a period of 36 months.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2018 Filed Aug 9, 2018 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 30,000 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001683168-18-002241 · ownership.xml · derivative · entry 3 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2020-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested according to the following schedule: 25% of the option (7,500 shares) vested on the first anniversary of the Grant Date and the remainder of the option (22,500 shares) vested ratably each month thereafter over a period of 36 months. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 12,546 | $3.73 | $46,796.58 |
DisclosureSEC source: 0001683168-18-002241 · ownership.xml · nonDerivative · entry 2 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,653 F2 · shares: Constitutes previously owned shares surrendered to cover the exercise price of the option being exercised through a stock swap. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 30,000 | $1.56 | $46,800.00 |
DisclosureSEC source: 0001683168-18-002241 · ownership.xml · nonDerivative · entry 1 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired via exercise of Stock Options granted on August 22, 2013 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 22:26 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 20,000 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0001683168-18-002136 · ownership.xml · derivative · entry 3 Miller Daryl R · CIK 0001570276 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2019-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested according to the following schedule: 25% of the option (5,000 shares) vested on the first anniversary of the Grant Date and the remainder of the option (15,000 shares) vested ratably each month thereafter over a period of 36 months. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 22:26 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 12,767 | $3.18 | $40,599.06 |
DisclosureSEC source: 0001683168-18-002136 · ownership.xml · nonDerivative · entry 2 Miller Daryl R · CIK 0001570276 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,199 F2 · shares: Constitutes previously owned shares surrendered to cover the exercise price of the option being exercised through a stock swap. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 22:26 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 20,000 | $2.03 | $40,600.00 |
DisclosureSEC source: 0001683168-18-002136 · ownership.xml · nonDerivative · entry 1 Miller Daryl R · CIK 0001570276 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock acquired via exercise of Stock Options granted on August 23, 2012 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 20:53 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-001710 · miller_frm4.xml · derivative · entry 3 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 421 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 20:53 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 421 | $2.75 | $1,157.75 |
DisclosureSEC source: 0001683168-18-001710 · miller_frm4.xml · nonDerivative · entry 2 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,966 F2 · kind: In accordance with the terms of the RSU Agreement, 421 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 20:53 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-001710 · miller_frm4.xml · nonDerivative · entry 1 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 25,547 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001683168-18-001588 · miller_f4.xml · derivative · entry 9 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,547 shares Expires 2019-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was fully vested as of September 1, 2013. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 5,167 | $3.15 | $16,276.05 |
DisclosureSEC source: 0001683168-18-001588 · miller_f4.xml · nonDerivative · entry 8 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,137 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 800 | $3.16 | $2,528.00 |
DisclosureSEC source: 0001683168-18-001588 · miller_f4.xml · nonDerivative · entry 7 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,304 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 665 | $3.17 | $2,108.05 |
DisclosureSEC source: 0001683168-18-001588 · miller_f4.xml · nonDerivative · entry 6 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,104 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 1,700 | $3.18 | $5,406.00 |
DisclosureSEC source: 0001683168-18-001588 · miller_f4.xml · nonDerivative · entry 5 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,769 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 3,515 | $3.19 | $11,212.85 |
DisclosureSEC source: 0001683168-18-001588 · miller_f4.xml · nonDerivative · entry 4 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,469 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 200 | $3.20 | $640.00 |
DisclosureSEC source: 0001683168-18-001588 · miller_f4.xml · nonDerivative · entry 3 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,984 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 13,500 | $3.21 | $43,267.50 |
DisclosureSEC source: 0001683168-18-001588 · miller_f4.xml · nonDerivative · entry 2 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,184 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 25,547 | $2.34 | $59,779.98 |
DisclosureSEC source: 0001683168-18-001588 · miller_f4.xml · nonDerivative · entry 1 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock acquired via exercise of Stock Options granted on October 8, 2009 (the "Grant Date") under the Lantronix, Inc. 2000 Stock Plan. Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:26 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 765 | $1.64 | $1,254.98 |
DisclosureSEC source: 0001683168-18-001441 · miller_frm4.xml · nonDerivative · entry 1 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,137 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| May 11, 2018 Filed May 15, 2018 23:07 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 11,930 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001683168-18-001404 · miller_f4.xml · derivative · entry 3 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,930 shares Expires 2018-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (8,312 shares) vested on the first anniversary of the Grant Date and the remainder of the option (24,938 shares) vest ratably each month thereafter over a period of 36 months. Read SEC document |
| May 11, 2018 Filed May 15, 2018 23:07 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 11,930 | $2.29 | $27,319.70 |
DisclosureSEC source: 0001683168-18-001404 · miller_f4.xml · nonDerivative · entry 2 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,372 Read SEC document |
| May 11, 2018 Filed May 15, 2018 23:07 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 11,930 | $1.63 | $19,445.90 |
DisclosureSEC source: 0001683168-18-001404 · miller_f4.xml · nonDerivative · entry 1 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock acquired via exercise of Stock Options granted on September 9, 2011 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). Read SEC document |
| May 08, 2018 Filed May 9, 2018 23:27 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 5,320 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001683168-18-001249 · mller_frm4.xml · derivative · entry 6 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,930 Underlying: Common Stock · 5,320 shares Expires 2018-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (8,312 shares) vested on the first anniversary of the Grant Date and the remainder of the option (24,938 shares) vest ratably each month thereafter over a period of 36 months. Read SEC document |
| May 08, 2018 Filed May 9, 2018 23:27 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 5,320 | $2.34 | $12,448.80 |
DisclosureSEC source: 0001683168-18-001249 · mller_frm4.xml · nonDerivative · entry 4 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,372 F2 · kind: Average price calculated from total sales over total number of shares sold. Sales price on May 7, 2018 ranged from $2.31 to $2.33; sales price on May 8, 2018 ranged from $2.34 to $2.3401. Read SEC document |
| May 08, 2018 Filed May 9, 2018 23:27 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 5,320 | $1.63 | $8,671.60 |
DisclosureSEC source: 0001683168-18-001249 · mller_frm4.xml · nonDerivative · entry 3 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock acquired via exercise of Stock Options granted on September 9, 2011 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). Read SEC document |
| May 07, 2018 Filed May 9, 2018 23:27 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 16,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001683168-18-001249 · mller_frm4.xml · derivative · entry 5 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,250 Underlying: Common Stock · 16,000 shares Expires 2018-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (8,312 shares) vested on the first anniversary of the Grant Date and the remainder of the option (24,938 shares) vest ratably each month thereafter over a period of 36 months. Read SEC document |
| May 07, 2018 Filed May 9, 2018 23:27 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 16,000 | $2.31 | $36,988.80 |
DisclosureSEC source: 0001683168-18-001249 · mller_frm4.xml · nonDerivative · entry 2 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,372 F2 · kind: Average price calculated from total sales over total number of shares sold. Sales price on May 7, 2018 ranged from $2.31 to $2.33; sales price on May 8, 2018 ranged from $2.34 to $2.3401. Read SEC document |
| May 07, 2018 Filed May 9, 2018 23:27 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 16,000 | $1.63 | $26,080.00 |
DisclosureSEC source: 0001683168-18-001249 · mller_frm4.xml · nonDerivative · entry 1 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock acquired via exercise of Stock Options granted on September 9, 2011 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 21:50 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-000683 · miller_f4.xml · derivative · entry 3 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 514 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 21:50 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 514 | $2.25 | $1,156.50 |
DisclosureSEC source: 0001683168-18-000683 · miller_f4.xml · nonDerivative · entry 2 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,372 F2 · kind: In accordance with the terms of the RSU Agreement, 514 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 21:50 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-000683 · miller_f4.xml · nonDerivative · entry 1 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 22:00 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-003331 · miller_frm4.xml · derivative · entry 3 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 471 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 22:00 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 471 | $1.92 | $904.32 |
DisclosureSEC source: 0001683168-17-003331 · miller_frm4.xml · nonDerivative · entry 2 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,636 F2 · kind: In accordance with the terms of the RSU Agreement, 471 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 22:00 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-003331 · miller_frm4.xml · nonDerivative · entry 1 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:22 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 1,230 | $1.02 | $1,254.60 |
DisclosureSEC source: 0001683168-17-003089 · miller_f4-111517.xml · nonDerivative · entry 1 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,857 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 20:35 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Unites · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-002406 · miller_f4.xml · derivative · entry 3 Miller Daryl R · CIK 0001570276 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 1,880 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 20:35 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 1,880 | $1.96 | $3,684.80 |
DisclosureSEC source: 0001683168-17-002406 · miller_f4.xml · nonDerivative · entry 2 Miller Daryl R · CIK 0001570276 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,627 F2 · kind: In accordance with the terms of the RSU Agreement, 1,880 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 20:35 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-002406 · miller_f4.xml · nonDerivative · entry 1 Miller Daryl R · CIK 0001570276 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on September 14, 2016. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (5,000 shares) vested on September 14, 2017, the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 20:31 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantStock Option (Right to buy) · Derivative | 50,000 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001683168-17-002278 · miller_frm4.xml · derivative · entry 1 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-08-29 F1 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (12,500 shares) vests on the first anniversary of the grant date and the remainder of the option (37,500 shares) shall vest ratably each month thereafter over a period of 36 months. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:31 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 1,255 | $1.02 | $1,280.10 |
DisclosureSEC source: 0001683168-17-001319 · miller_frm4.xml · nonDerivative · entry 1 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,507 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 1,403 | $1.02 | $1,431.06 |
DisclosureSEC source: 0001683168-16-000699 · miller_frm4.xml · nonDerivative · entry 1 Miller Daryl R · CIK 0001570276 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,252 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 00:31 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantRestricted Stock Units · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001683168-16-000130 · miller_f4.xml · derivative · entry 2 Miller Daryl R · CIK 0001570276 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest such that (a) 25% of the shares (5,000 shares) vest on the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest such that (a) 25% of the shares (5,000 shares) vest on the one-year anniversary of the grant date and (b) 1/16 of the shares (1,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 00:31 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001683168-16-000130 · miller_f4.xml · derivative · entry 1 Miller Daryl R · CIK 0001570276 · Vice President of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2023-09-14 F1 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (12,500 shares) vests on the first anniversary of the grant date and the remainder of the option (37,500 shares) shall vest ratably each month thereafter over a period of 36 months. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.