Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LANTRONIX INCLTRX · Entity 1667 | VP of Worldwide Sales | January 22, 2020 | January 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LANTRONIX INC
Report date January 22, 2020 · Filed January 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 184,605 |
Reported balance
After 2020-01-22 transaction · row 1
1 source rowRow 1 · 2020-01-22 · Exercise / conversion · Acquired 50,000 · Balance 184,605 F1: Represents shares of common stock acquired via exercise of Stock Options granted on April 1, 2016 (the "Grant Date") pursuant to an Inducement Stock Option Agreement. |
| Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.86 · Expires 2023-04-02 | Direct | 50,000 |
Reported balance
After 2020-01-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-01-22 · Exercise / conversion · Disposed 50,000 · Balance 50,000 F2: The option vests according to the following schedule: (i) 25% of the option (25,000 shares) vested on September 1, 2017, which was the one year anniversary of the Vesting Commencement Date (September 1, 2016) and (ii) 1/48 of the option vests on each monthly anniversary of the Vesting Commencement Date thereafter, such that 100% of the option will be fully vested on the four year anniversary of the Vesting Commencement Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock acquired via exercise of Stock Options granted on April 1, 2016 (the "Grant Date") pursuant to an Inducement Stock Option Agreement.
F2: The option vests according to the following schedule: (i) 25% of the option (25,000 shares) vested on September 1, 2017, which was the one year anniversary of the Vesting Commencement Date (September 1, 2016) and (ii) 1/48 of the option vests on each monthly anniversary of the Vesting Commencement Date thereafter, such that 100% of the option will be fully vested on the four year anniversary of the Vesting Commencement Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 22, 2020 Filed Jan 24, 2020 23:12 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 50,000 | $0.00 Strike: $0.86 | $0.00 |
DisclosureSEC source: 0001683168-20-000262 · ownership.xml · derivative · entry 2 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2023-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests according to the following schedule: (i) 25% of the option (25,000 shares) vested on September 1, 2017, which was the one year anniversary of the Vesting Commencement Date (September 1, 2016) and (ii) 1/48 of the option vests on each monthly anniversary of the Vesting Commencement Date thereafter, such that 100% of the option will be fully vested on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 23:12 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 50,000 | $0.86 | $43,000.00 |
DisclosureSEC source: 0001683168-20-000262 · ownership.xml · nonDerivative · entry 1 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares of common stock acquired via exercise of Stock Options granted on April 1, 2016 (the "Grant Date") pursuant to an Inducement Stock Option Agreement. Read SEC document |
| December 28, 2019 Filed Jan 7, 2020 01:02 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 50,000 | $0.00 Strike: $0.86 | $0.00 |
DisclosureSEC source: 0001683168-20-000028 · ownership.xml · derivative · entry 2 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 50,000 shares Expires 2023-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests according to the following schedule: (i) 25% of the option (25,000 shares) vested on April 1, 2017, which was the one year anniversary of the Vesting Commencement Date (April 1, 2016) and (ii) 1/48 of the option vests on each monthly anniversary of the Vesting Commencement Date thereafter, such that 100% of the option will be fully vested on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| December 28, 2019 Filed Jan 7, 2020 01:02 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 50,000 | $0.86 | $43,000.00 |
DisclosureSEC source: 0001683168-20-000028 · ownership.xml · nonDerivative · entry 1 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares of common stock acquired via exercise of Stock Options granted on April 1, 2016 (the "Grant Date") pursuant to an Inducement Stock Option Agreement. Read SEC document |
| December 01, 2019 Filed Dec 4, 2019 01:03 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-003877 · ownership.xml · derivative · entry 3 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,375 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 1,081 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (12,500 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (12,500 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| December 01, 2019 Filed Dec 4, 2019 01:03 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 1,081 | $3.36 | $3,632.16 |
DisclosureSEC source: 0001683168-19-003877 · ownership.xml · nonDerivative · entry 2 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,605 F2 · kind: In accordance with the terms of the RSU Agreement, 1,081 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| December 01, 2019 Filed Dec 4, 2019 01:03 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-003877 · ownership.xml · nonDerivative · entry 1 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (12,500 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 02:09 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 7,716 | $2.75 | $21,249.86 |
DisclosureSEC source: 0001683168-19-003725 · ownership.xml · nonDerivative · entry 1 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,561 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 21:44 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-002826 · ownership.xml · derivative · entry 3 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In accordance with the terms of the RSU Agreement, 4,323 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (12,500 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (12,500 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 21:44 UTC | LANTRONIX INC LTRX · Entity 1667 | Tax withholdingCommon Stock | 4,323 | $3.28 | $14,179.44 |
DisclosureSEC source: 0001683168-19-002826 · ownership.xml · nonDerivative · entry 2 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,845 F2 · kind: In accordance with the terms of the RSU Agreement, 4,323 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 21:44 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-002826 · ownership.xml · nonDerivative · entry 1 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (12,500 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | PurchaseCommon Stock | 7,000 | $2.85 | $19,950.00 |
DisclosureSEC source: 0001683168-19-000441 · ownership.xml · nonDerivative · entry 1 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,668 Read SEC document |
| August 31, 2018 Filed Aug 31, 2018 12:00 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002578 · ownership.xml · derivative · entry 1 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest such that (a) 25% of the shares (12,500 shares) vest on September 1, 2019 (b) 1/16 of the shares (3,125 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. F1 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest such that (a) 25% of the shares (12,500 shares) vest on September 1, 2019 (b) 1/16 of the shares (3,125 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2022. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 30,000 | $0.00 Strike: $0.86 | $0.00 |
DisclosureSEC source: 0001683168-18-001613 · yoder_f4.xml · derivative · entry 3 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 30,000 shares Expires 2023-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests according to the following schedule: (i) 25% of the option (25,000 shares) vested on April 1, 2017, which was the one year anniversary of the Vesting Commencement Date (April 1, 2016) and (ii) 1/48 of the option vests on each monthly anniversary of the Vesting Commencement Date thereafter, such that 100% of the option will be fully vested on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | SaleCommon Stock | 30,000 | $3.39 | $101,700.00 |
DisclosureSEC source: 0001683168-18-001613 · yoder_f4.xml · nonDerivative · entry 2 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,668 F2 · price: This transaction was executed in multiple trades at prices ranging from $3.38 to $3.43. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 30,000 | $0.86 | $25,800.00 |
DisclosureSEC source: 0001683168-18-001613 · yoder_f4.xml · nonDerivative · entry 1 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares of common stock acquired via exercise of Stock Options granted on April 1, 2016 (the "Grant Date") pursuant to an Inducement Stock Option Agreement. Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:27 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 20,000 | $1.06 | $21,250.00 |
DisclosureSEC source: 0001683168-18-001443 · yoder_frm4.xml · nonDerivative · entry 1 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,668 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:23 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 11,046 | $1.06 | $11,736.38 |
DisclosureSEC source: 0001683168-17-003091 · yoder_f4-111517.xml · nonDerivative · entry 1 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,668 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | PurchaseCommon Stock | 5,000 | $1.98 | $9,917.50 |
DisclosureSEC source: 0001683168-17-002370 · yoder_f4.xml · nonDerivative · entry 1 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,622 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.96 to $1.987 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantStock Option (Right to buy) · Derivative | 85,000 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001683168-17-002281 · yoder_frm4.xml · derivative · entry 1 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2024-08-29 F1 · derivative.exercise_date: The option vests according to the following schedule: 25% of the option (21,250 shares) vests on the first anniversary of the grant date and the remainder of the option (63,750 shares) shall vest ratably each month thereafter over a period of 36 months. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 8,954 | $1.06 | $9,513.63 |
DisclosureSEC source: 0001683168-17-001322 · yoder_frm4.xml · nonDerivative · entry 1 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,622 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:06 UTC | LANTRONIX INC LTRX · Entity 1667 | PurchaseCommon Stock | 5,000 | $2.21 | $11,050.00 |
DisclosureSEC source: 0001683168-17-000359 · yoder_frm4.xml · nonDerivative · entry 1 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,668 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | OtherCommon Stock | 9,668 | $1.06 | $10,272.25 |
DisclosureSEC source: 0001683168-16-000703 · yoder_frm4.xml · nonDerivative · entry 1 Yoder Kevin · CIK 0001669090 · VP of Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,668 F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.