person · Reporting owner

HAMMER TODD B

Disclosed activity across 5 companies

Tapewire entity: 18173
SEC CIK: 0001283775

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CREATIVE REALITIES, INC.CREX · Entity 7331	10% owner	November 06, 2025	January 09, 2026
Guerrilla RF, Inc.GUER · Entity 7285	Director · 10% owner	August 28, 2026	September 01, 2026
LENSAR, Inc.LNSR · Entity 6733	Director · 10% owner	June 03, 2026	June 06, 2026
LIGHTPATH TECHNOLOGIES INCLPTH · Entity 5340	Member	June 02, 2026	June 04, 2026
SCIENTIFIC INDUSTRIES INCSCND · Entity 8003	10% owner	February 13, 2024	February 14, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CREATIVE REALITIES, INC.

Report date November 06, 2025 · Filed January 09, 2026

Jointly reported with North Run Strategic Opportunities Fund I, LP, North Run Strategic Opportunities Fund I GP, LLC, NR-SOF I (Co-Invest I), LP, ELLIS THOMAS B

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.00	IndirectSee footnotes	Not disclosed	Reported balance Holding disclosure · report date 2025-11-06 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: The reported securities consist of 25,000 shares of Series A Convertible Preferred Stock ("Preferred Stock" directly held by North Run Strategic Opportunities Fund I, LP ("NR-SOF") and 5,000 shares of Preferred Stock NR-SOF I (Co-Invest I), LP ("NR Co-Invest"), and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC ("NR GP") as the general partner of NR-SOF and NR Co-Invest. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of NR GP. Each share of preferred stock has a stated value of $1,000 and a conversion price at issuance of $3.00. F2: The Series A Convertible Preferred Stock has no expiration date and is convertible at any time at the option of the holder, subject to blocker provisions that prevents conversion into shares of Common Stock of the Issuer if the reporting person, together with its affiliates, would beneficially own more than 19.99% of the Common Stock following such conversion and that prevent conversion to the extent that all shares of Common Stock issued upon conversion of shares of Series A Convertible Preferred Stock would exceed 2,102,734. F3: North Run Strategic Opportunities Fund I GP, LLC, North Run GP, LP, North Run Advisors, LLC, Thomas B. Ellis, Todd B. Hammer and Michael Bosco disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities consist of 25,000 shares of Series A Convertible Preferred Stock ("Preferred Stock" directly held by North Run Strategic Opportunities Fund I, LP ("NR-SOF") and 5,000 shares of Preferred Stock NR-SOF I (Co-Invest I), LP ("NR Co-Invest"), and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC ("NR GP") as the general partner of NR-SOF and NR Co-Invest. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of NR GP. Each share of preferred stock has a stated value of $1,000 and a conversion price at issuance of $3.00.

F2: The Series A Convertible Preferred Stock has no expiration date and is convertible at any time at the option of the holder, subject to blocker provisions that prevents conversion into shares of Common Stock of the Issuer if the reporting person, together with its affiliates, would beneficially own more than 19.99% of the Common Stock following such conversion and that prevent conversion to the extent that all shares of Common Stock issued upon conversion of shares of Series A Convertible Preferred Stock would exceed 2,102,734.

F3: North Run Strategic Opportunities Fund I GP, LLC, North Run GP, LP, North Run Advisors, LLC, Thomas B. Ellis, Todd B. Hammer and Michael Bosco disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Guerrilla RF, Inc.

Report date August 28, 2026 · Filed September 01, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	46,456	Reported balance After 2026-08-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-08-28 · Exercise / conversion · Acquired 14,164 · Balance 46,456 F5: Pursuant to the exercise of stock options.
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.00 · Expires 2036-08-14	Direct	0	Reported balance After 2026-08-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2026-08-28 · Exercise / conversion · Disposed 14,164 · Balance 0 F4: The option is immediately exercisable, subject to a right of repurchase in favor of the Issuer with respect to shares issued to the Reporting Person upon exercise of the option prior to vesting. The option vests on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's next annual meeting of stockholders (currently expected to be June 9, 2027), subject to the Reporting Person's continued service through such vesting date.
Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $327.87	IndirectSee Footnotes.	7,213,115	Reported balance Holding disclosure · report date 2026-08-28 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 7,213,115 F1: The securities do not have any expiration date. F2: The reported securities are directly held by NR-PRL Partners, LP, and may be deemed to be indirectly beneficially owned by NR-PRL Partners GP, LLC as the general partner of NR-PRL Partners, LP. The securities may also be deemed to be indirectly beneficially owned by the Reporting Person as a member of NR-PRL Partners GP, LLC. F3: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock Purchase WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $3.05 · Expires 2030-02-05	IndirectSee Footnotes.	2,885,246	Reported balance Holding disclosure · report date 2026-08-28 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 2,885,246 F2: The reported securities are directly held by NR-PRL Partners, LP, and may be deemed to be indirectly beneficially owned by NR-PRL Partners GP, LLC as the general partner of NR-PRL Partners, LP. The securities may also be deemed to be indirectly beneficially owned by the Reporting Person as a member of NR-PRL Partners GP, LLC. F3: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The securities do not have any expiration date.

F2: The reported securities are directly held by NR-PRL Partners, LP, and may be deemed to be indirectly beneficially owned by NR-PRL Partners GP, LLC as the general partner of NR-PRL Partners, LP. The securities may also be deemed to be indirectly beneficially owned by the Reporting Person as a member of NR-PRL Partners GP, LLC.

F3: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4: The option is immediately exercisable, subject to a right of repurchase in favor of the Issuer with respect to shares issued to the Reporting Person upon exercise of the option prior to vesting. The option vests on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's next annual meeting of stockholders (currently expected to be June 9, 2027), subject to the Reporting Person's continued service through such vesting date.

F5: Pursuant to the exercise of stock options.

LENSAR, Inc.

Report date June 03, 2026 · Filed June 06, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	56,083	Reported balance After 2026-06-03 transaction · row 1 1 source row Row 1 · 2026-06-03 · Grant · Acquired 17,421 · Balance 56,083 F1: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on June 3, 2027, subject to the Reporting Person's continued service to the Issuer through the vesting date, and will be settled upon the earliest to occur of (a) the Reporting Person's termination of service, (b) a change in control of the Company, or (c) the Reporting Person's death or disability. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	1,100,592	Reported balance Holding disclosure · report date 2026-06-03 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,100,592 F2: The reported securities are directly held by North Run Capital, LP, and may be deemed to be indirectly beneficially owned by North Run Advisors, LLC as the general partner of North Run Capital, LP. The reported securities may also be deemed to be indirectly beneficially owned by the Reporting Person as a member of North Run Advisors, LLC. F3: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on June 3, 2027, subject to the Reporting Person's continued service to the Issuer through the vesting date, and will be settled upon the earliest to occur of (a) the Reporting Person's termination of service, (b) a change in control of the Company, or (c) the Reporting Person's death or disability. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

F2: The reported securities are directly held by North Run Capital, LP, and may be deemed to be indirectly beneficially owned by North Run Advisors, LLC as the general partner of North Run Capital, LP. The reported securities may also be deemed to be indirectly beneficially owned by the Reporting Person as a member of North Run Advisors, LLC.

F3: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

LIGHTPATH TECHNOLOGIES INC

Report date June 02, 2026 · Filed June 04, 2026

Jointly reported with North Run Strategic Opportunities Fund I, LP, ELLIS THOMAS B, North Run Strategic Opportunities Fund I GP, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	2,934,828	Last balance in matching sequence After 2026-06-03 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2026-06-02 · Conversion · Acquired 3,571,400 · Balance 6,506,228 F1: On June 2, 2026, the reporting persons converted 7,678.51 shares of the Issuer's Series G Convertible Preferred Stock into 3,571,400 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion. F2: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Row 2 · 2026-06-03 · Sale · Disposed 3,571,400 · Balance 2,934,828 F3: On June 3, 2026, North Run Strategic Opportunities Fund I, LP sold 3,571,400 shares of Class A Common Stock in a registered secondary offering at a price of $14.00 per share. F2: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.
Series G Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.15	IndirectSee footnote	6,493.08	Reported balance After 2026-06-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-06-02 · Conversion · Disposed 7,678.51 · Balance 6,493.08 F1: On June 2, 2026, the reporting persons converted 7,678.51 shares of the Issuer's Series G Convertible Preferred Stock into 3,571,400 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion. F4: The preferred stock is perpetual and therefore has no expiration date. F2: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: On June 2, 2026, the reporting persons converted 7,678.51 shares of the Issuer's Series G Convertible Preferred Stock into 3,571,400 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion.

F2: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

F3: On June 3, 2026, North Run Strategic Opportunities Fund I, LP sold 3,571,400 shares of Class A Common Stock in a registered secondary offering at a price of $14.00 per share.

F4: The preferred stock is perpetual and therefore has no expiration date.

SCIENTIFIC INDUSTRIES INC

Report date February 13, 2024 · Filed February 14, 2024

Jointly reported with NORTH RUN CAPITAL, LP, NORTH RUN ADVISORS, LLC, ELLIS THOMAS B

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnotes	575,000	Reported balance Holding disclosure · report date 2024-02-13 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 575,000 F1: The reported securities are directly held by North Run - Due North Partners, LP and may be deemed to be indirectly beneficially owned by North Run Capital, LP as the investment manager of North Run - Due North Partners, LP. The reported securities may also be deemed to be indirectly beneficially owned by North Run Advisors, LLC, the general partner of North Run Capital, LP, and Thomas B. Ellis and Todd B. Hammer, as members of North Run Advisors, LLC. F2: North Run Capital, LP, North Run Advisors, LLC, Thomas B. Ellis and Todd B. Hammer disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock Purchase Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.50 · Expires 2028-12-13	IndirectSee footnotes	Not disclosed	Reported balance Holding disclosure · report date 2024-02-13 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance Not disclosed F1: The reported securities are directly held by North Run - Due North Partners, LP and may be deemed to be indirectly beneficially owned by North Run Capital, LP as the investment manager of North Run - Due North Partners, LP. The reported securities may also be deemed to be indirectly beneficially owned by North Run Advisors, LLC, the general partner of North Run Capital, LP, and Thomas B. Ellis and Todd B. Hammer, as members of North Run Advisors, LLC. F2: North Run Capital, LP, North Run Advisors, LLC, Thomas B. Ellis and Todd B. Hammer disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities are directly held by North Run - Due North Partners, LP and may be deemed to be indirectly beneficially owned by North Run Capital, LP as the investment manager of North Run - Due North Partners, LP. The reported securities may also be deemed to be indirectly beneficially owned by North Run Advisors, LLC, the general partner of North Run Capital, LP, and Thomas B. Ellis and Todd B. Hammer, as members of North Run Advisors, LLC.

F2: North Run Capital, LP, North Run Advisors, LLC, Thomas B. Ellis and Todd B. Hammer disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 28, 2026 Filed Sep 1, 2026 20:46 UTC	Guerrilla RF, Inc. GUER · Entity 7285	Exercise / conversionStock Option · Derivative	14,164	$0.00 Strike: $6.00	$0.00	Disclosure SEC source: 0001437749-26-029432 · rdgdoc.xml · derivative · entry 4 HAMMER TODD B · CIK 0001283775 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,164 shares Expires 2036-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The option is immediately exercisable, subject to a right of repurchase in favor of the Issuer with respect to shares issued to the Reporting Person upon exercise of the option prior to vesting. The option vests on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's next annual meeting of stockholders (currently expected to be June 9, 2027), subject to the Reporting Person's continued service through such vesting date. F4 · derivative.exercise_date: The option is immediately exercisable, subject to a right of repurchase in favor of the Issuer with respect to shares issued to the Reporting Person upon exercise of the option prior to vesting. The option vests on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's next annual meeting of stockholders (currently expected to be June 9, 2027), subject to the Reporting Person's continued service through such vesting date. Read SEC document
August 28, 2026 Filed Sep 1, 2026 20:46 UTC	Guerrilla RF, Inc. GUER · Entity 7285	Exercise / conversionCommon Stock	14,164	$6.00	$84,984.00	Disclosure SEC source: 0001437749-26-029432 · rdgdoc.xml · nonDerivative · entry 1 HAMMER TODD B · CIK 0001283775 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Pursuant to the exercise of stock options. Read SEC document
August 14, 2026 Filed Aug 18, 2026 14:33 UTC	Guerrilla RF, Inc. GUER · Entity 7285	GrantStock Option · Derivative	14,164	$0.00 Strike: $6.00	$0.00	Disclosure SEC source: 0001437749-26-028276 · rdgdoc.xml · derivative · entry 4 HAMMER TODD B · CIK 0001283775 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,164 Underlying: Common Stock · 14,164 shares Expires 2036-08-14 F4 · derivative.exercise_date: The option is immediately exercisable, subject to a right of repurchase in favor of the Issuer with respect to shares issued to the Reporting Person upon exercise of the option prior to vesting. The option vests on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's next annual meeting of stockholders (currently expected to be June 9, 2027), subject to the Reporting Person's continued service through such vesting date. Read SEC document
June 18, 2026 Filed Jun 23, 2026 15:12 UTC	Guerrilla RF, Inc. GUER · Entity 7285	Exercise / conversionStock Option · Derivative	15,625	$0.00 Strike: $3.05	$0.00	Disclosure SEC source: 0001437749-26-021365 · rdgdoc.xml · derivative · entry 4 HAMMER TODD B · CIK 0001283775 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,625 shares Expires 2036-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Pursuant to the exercise of stock options. Read SEC document
June 18, 2026 Filed Jun 23, 2026 15:12 UTC	Guerrilla RF, Inc. GUER · Entity 7285	Exercise / conversionCommon Stock	15,625	$3.05	$47,656.25	Disclosure SEC source: 0001437749-26-021365 · rdgdoc.xml · nonDerivative · entry 1 HAMMER TODD B · CIK 0001283775 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Pursuant to the exercise of stock options. Read SEC document
June 03, 2026 Filed Jun 4, 2026 23:10 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	3,571,400	$14.00	$49,999,600.00	Disclosure SEC source: 0001437749-26-019612 · rdgdoc.xml · nonDerivative · entry 2 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,934,828 F3 · kind: On June 3, 2026, North Run Strategic Opportunities Fund I, LP sold 3,571,400 shares of Class A Common Stock in a registered secondary offering at a price of $14.00 per share. F2 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
June 03, 2026 Filed Jun 6, 2026 01:34 UTC	LENSAR, Inc. LNSR · Entity 6733	GrantCommon Stock	17,421	$0.00	$0.00	Disclosure SEC source: 0001193125-26-260337 · ownership.xml · nonDerivative · entry 1 HAMMER TODD B · CIK 0001283775 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,083 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on June 3, 2027, subject to the Reporting Person's continued service to the Issuer through the vesting date, and will be settled upon the earliest to occur of (a) the Reporting Person's termination of service, (b) a change in control of the Company, or (c) the Reporting Person's death or disability. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer. Read SEC document
June 02, 2026 Filed Jun 4, 2026 23:10 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	ConversionSeries G Convertible Preferred Stock · Derivative	7,678.51	$0.00 Strike: $2.15	$0.00	Disclosure SEC source: 0001437749-26-019612 · rdgdoc.xml · derivative · entry 3 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 6,493.08 Underlying: Class A Common Stock · 3,571,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 2, 2026, the reporting persons converted 7,678.51 shares of the Issuer's Series G Convertible Preferred Stock into 3,571,400 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion. F4 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date. F2 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
June 02, 2026 Filed Jun 4, 2026 23:10 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	ConversionClass A Common Stock	3,571,400	$2.15	$7,678,510.00	Disclosure SEC source: 0001437749-26-019612 · rdgdoc.xml · nonDerivative · entry 1 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 6,506,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 2, 2026, the reporting persons converted 7,678.51 shares of the Issuer's Series G Convertible Preferred Stock into 3,571,400 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion. F2 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
May 18, 2026 Filed May 20, 2026 20:06 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	55,284	$12.32	$681,098.88	Disclosure SEC source: 0001437749-26-017946 · rdgdoc.xml · nonDerivative · entry 1 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,934,828 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.3102 to $12.521 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
May 15, 2026 Filed May 19, 2026 15:01 UTC	Guerrilla RF, Inc. GUER · Entity 7285	GrantStock Option · Derivative	15,625	$0.00 Strike: $3.05	$0.00	Disclosure SEC source: 0001437749-26-017722 · rdgdoc.xml · derivative · entry 4 HAMMER TODD B · CIK 0001283775 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,625 Underlying: Common Stock · 15,625 shares Expires 2036-05-15 Read SEC document
May 14, 2026 Filed May 15, 2026 00:00 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	165,000	$12.16	$2,006,400.00	Disclosure SEC source: 0001437749-26-017176 · rdgdoc.xml · nonDerivative · entry 3 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,990,112 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.32, inclusive. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
May 13, 2026 Filed May 15, 2026 00:00 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	45,000	$12.29	$553,050.00	Disclosure SEC source: 0001437749-26-017176 · rdgdoc.xml · nonDerivative · entry 2 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,155,112 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.25 to $12.3452, inclusive. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
May 12, 2026 Filed May 15, 2026 00:00 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	83,052	$12.25	$1,017,387.00	Disclosure SEC source: 0001437749-26-017176 · rdgdoc.xml · nonDerivative · entry 1 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,200,112 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0813 to $12.4449 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 25, 2026 Filed Mar 26, 2026 20:31 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	ConversionSeries G Convertible Preferred Stock · Derivative	1,591	Not disclosed Strike: $2.15	Not disclosed	Disclosure SEC source: 0001437749-26-009957 · primary_doc.xml · derivative · entry 4 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 14,171.59 Underlying: Class A Common Stock · 740,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On March 25, 2026, the reporting persons converted 1,591 shares of the Issuer's Series G Convertible Preferred Stock into 740,000 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion. F4 · price: On March 25, 2026, the reporting persons converted 1,591 shares of the Issuer's Series G Convertible Preferred Stock into 740,000 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion. F5 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 25, 2026 Filed Mar 26, 2026 20:31 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	302,352	$12.31	$3,721,953.12	Disclosure SEC source: 0001437749-26-009957 · primary_doc.xml · nonDerivative · entry 3 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,283,164 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.72074 inclusive. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 25, 2026 Filed Mar 26, 2026 20:31 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	ConversionClass A Common Stock	740,000	$2.15	$1,591,000.00	Disclosure SEC source: 0001437749-26-009957 · primary_doc.xml · nonDerivative · entry 2 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,585,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On March 25, 2026, the reporting persons converted 1,591 shares of the Issuer's Series G Convertible Preferred Stock into 740,000 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 24, 2026 Filed Mar 26, 2026 20:31 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	54,557	$12.06	$657,957.42	Disclosure SEC source: 0001437749-26-009957 · primary_doc.xml · nonDerivative · entry 1 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,845,516 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0203 to $12.1413 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 18, 2026 Filed Mar 19, 2026 20:16 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	16,000	$12.00	$192,000.00	Disclosure SEC source: 0001437749-26-009061 · rdgdoc.xml · nonDerivative · entry 2 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,900,073 F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 17, 2026 Filed Mar 19, 2026 20:16 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	104,454	$12.01	$1,254,492.54	Disclosure SEC source: 0001437749-26-009061 · rdgdoc.xml · nonDerivative · entry 1 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,916,073 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.0314 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 04, 2026 Filed Mar 5, 2026 01:00 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	55,000	$12.09	$664,950.00	Disclosure SEC source: 0001437749-26-006959 · rdgdoc.xml · nonDerivative · entry 4 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,020,527 F4 · price: The price reported in Column 4 isa weighted average price. These shares were sold in multiple transactions at prices ranging from $12.02 to $12.164 inclusive. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 03, 2026 Filed Mar 5, 2026 01:00 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	381,004	$12.18	$4,640,628.72	Disclosure SEC source: 0001437749-26-006959 · rdgdoc.xml · nonDerivative · entry 3 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,075,527 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.30, inclusive. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 02, 2026 Filed Mar 5, 2026 01:00 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	ConversionSeries G Convertible Preferred Stock · Derivative	1,591	$0.00 Strike: $2.15	$0.00	Disclosure SEC source: 0001437749-26-006959 · rdgdoc.xml · derivative · entry 5 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 15,726.6 Underlying: Class A Common Stock · 740,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 02, 2026 Filed Mar 5, 2026 01:00 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	238,991	$12.03	$2,875,061.73	Disclosure SEC source: 0001437749-26-006959 · rdgdoc.xml · nonDerivative · entry 2 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,456,531 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0002 to $12.1608, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 02, 2026 Filed Mar 5, 2026 01:00 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	ConversionClass A Common Stock	740,000	$2.15	$1,591,000.00	Disclosure SEC source: 0001437749-26-006959 · rdgdoc.xml · nonDerivative · entry 1 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,695,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:44 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	300,092	$12.18	$3,655,120.56	Disclosure SEC source: 0001437749-26-006123 · rdgdoc.xml · nonDerivative · entry 1 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,955,522 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0076 to $12.3617, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
February 24, 2026 Filed Feb 25, 2026 00:24 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	131,281	$12.02	$1,577,997.62	Disclosure SEC source: 0001437749-26-005420 · rdgdoc.xml · nonDerivative · entry 5 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,255,514 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.0214, inclusive. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
February 23, 2026 Filed Feb 25, 2026 00:24 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	6,500	$12.01	$78,065.00	Disclosure SEC source: 0001437749-26-005420 · rdgdoc.xml · nonDerivative · entry 4 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,386,895 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0038 to $12.05, inclusive. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:24 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	ConversionSeries G convertible preferred stock · Derivative	2,709	$0.00 Strike: $2.15	$0.00	Disclosure SEC source: 0001437749-26-005420 · rdgdoc.xml · derivative · entry 6 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 17,353.6 Underlying: Class A Common Stock · 1,260,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:24 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	376,762	$12.15	$4,577,658.30	Disclosure SEC source: 0001437749-26-005420 · rdgdoc.xml · nonDerivative · entry 3 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,393,395 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.92 to $12.6577, inclusive. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:24 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	218,811	$13.18	$2,883,928.98	Disclosure SEC source: 0001437749-26-005420 · rdgdoc.xml · nonDerivative · entry 2 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,770,157 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.3019, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:24 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	ConversionClass A Common Stock	1,260,000	$2.15	$2,709,000.00	Disclosure SEC source: 0001437749-26-005420 · rdgdoc.xml · nonDerivative · entry 1 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,988,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
January 05, 2026 Filed Jan 8, 2026 00:39 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	OtherClass A Common Stock Purchase Warrants (Right to Buy) · Derivative	3,499,289	$0.00 Strike: $2.58	$0.00	Disclosure SEC source: 0001654954-26-000151 · section16.xml · derivative · entry 4 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner North Run - Due North Partners, LP · CIK 0001921221 · Member NORTH RUN GP, LP · CIK 0001283772 · Member NORTH RUN ADVISORS, LLC · CIK 0001283773 · Member ELLIS THOMAS B · CIK 0001283774 · Director · 10% owner HAMMER TODD B · CIK 0001283775 · Member Bosco Michael · CIK 0002058718 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 3,499,289 shares Expires 2031-02-18 F2 · ownership.nature: On February 18, 2025, the Issuer issued to North Run - Due North Partners, LP a senior secured promissory note (the "Promissory Note") with an initial principal amount of $4 million. Upon the occurrence of certain circumstances, North Run - Due North Partners, LP would receive 4,000 shares of Issuer's Series G Convertible Preferred Stock, which at issuance would be convertible into 1,860,465 shares of Common Stock. The Promissory Note became payable on March 3, 2025 and did not have an expiration date. The Promissory Note was repaid in full by the Issuer on December 31, 2025. F3 · ownership.nature: The reported securities were directly held by North Run - Due North Partners, LP, and may have been deemed to be indirectly beneficially owned by North Run GP, LP as the general partner of North Run - Due North Partners, LP, and may have been deemed to be indirectly beneficially owned by North Run Advisors, LLC as the general partner of North Run GP, LP. The reported securities may have been deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. The reported securities may also have been deemed to be indirectly beneficially owned by Thomas B. Ellis, Todd B. Hammer and Michael Bosco as limited partners of North Run - Due North Partners, LP. Read SEC document
January 05, 2026 Filed Jan 8, 2026 00:39 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	770,321	$11.72	$9,028,162.12	Disclosure SEC source: 0001654954-26-000151 · section16.xml · nonDerivative · entry 2 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner North Run - Due North Partners, LP · CIK 0001921221 · Member NORTH RUN GP, LP · CIK 0001283772 · Member NORTH RUN ADVISORS, LLC · CIK 0001283773 · Member ELLIS THOMAS B · CIK 0001283774 · Director · 10% owner HAMMER TODD B · CIK 0001283775 · Member Bosco Michael · CIK 0002058718 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 2,728,968 F1 · kind: On January 5, 2026, North Run Strategic Opportunities Fund I, LP exercised a warrant to purchase 3,499,289 shares of the Issuer's Class A common stock for $2.58 per share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 770,321 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,728,968 shares. F1 · ownership.nature: On January 5, 2026, North Run Strategic Opportunities Fund I, LP exercised a warrant to purchase 3,499,289 shares of the Issuer's Class A common stock for $2.58 per share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 770,321 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,728,968 shares. F4 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
January 05, 2026 Filed Jan 8, 2026 00:39 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	OtherClass A Common Stock	3,499,289	$2.58	$9,028,165.62	Disclosure SEC source: 0001654954-26-000151 · section16.xml · nonDerivative · entry 1 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner North Run - Due North Partners, LP · CIK 0001921221 · Member NORTH RUN GP, LP · CIK 0001283772 · Member NORTH RUN ADVISORS, LLC · CIK 0001283773 · Member ELLIS THOMAS B · CIK 0001283774 · Director · 10% owner HAMMER TODD B · CIK 0001283775 · Member Bosco Michael · CIK 0002058718 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 3,499,289 F1 · ownership.nature: On January 5, 2026, North Run Strategic Opportunities Fund I, LP exercised a warrant to purchase 3,499,289 shares of the Issuer's Class A common stock for $2.58 per share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 770,321 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,728,968 shares. F4 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
December 31, 2025 Filed Jan 8, 2026 00:39 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	Disposition to issuerConvertible Promissory Note · Derivative	1,860,465	$2.15	$3,999,999.75	Disclosure SEC source: 0001654954-26-000151 · section16.xml · derivative · entry 3 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner North Run - Due North Partners, LP · CIK 0001921221 · Member NORTH RUN GP, LP · CIK 0001283772 · Member NORTH RUN ADVISORS, LLC · CIK 0001283773 · Member ELLIS THOMAS B · CIK 0001283774 · Director · 10% owner HAMMER TODD B · CIK 0001283775 · Member Bosco Michael · CIK 0002058718 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 1,860,465 shares Expires not disclosed F2 · derivative.exercise_price: On February 18, 2025, the Issuer issued to North Run - Due North Partners, LP a senior secured promissory note (the "Promissory Note") with an initial principal amount of $4 million. Upon the occurrence of certain circumstances, North Run - Due North Partners, LP would receive 4,000 shares of Issuer's Series G Convertible Preferred Stock, which at issuance would be convertible into 1,860,465 shares of Common Stock. The Promissory Note became payable on March 3, 2025 and did not have an expiration date. The Promissory Note was repaid in full by the Issuer on December 31, 2025. F2 · derivative.exercise_date: On February 18, 2025, the Issuer issued to North Run - Due North Partners, LP a senior secured promissory note (the "Promissory Note") with an initial principal amount of $4 million. Upon the occurrence of certain circumstances, North Run - Due North Partners, LP would receive 4,000 shares of Issuer's Series G Convertible Preferred Stock, which at issuance would be convertible into 1,860,465 shares of Common Stock. The Promissory Note became payable on March 3, 2025 and did not have an expiration date. The Promissory Note was repaid in full by the Issuer on December 31, 2025. F2 · derivative.expiration_date: On February 18, 2025, the Issuer issued to North Run - Due North Partners, LP a senior secured promissory note (the "Promissory Note") with an initial principal amount of $4 million. Upon the occurrence of certain circumstances, North Run - Due North Partners, LP would receive 4,000 shares of Issuer's Series G Convertible Preferred Stock, which at issuance would be convertible into 1,860,465 shares of Common Stock. The Promissory Note became payable on March 3, 2025 and did not have an expiration date. The Promissory Note was repaid in full by the Issuer on December 31, 2025. F2 · ownership.nature: On February 18, 2025, the Issuer issued to North Run - Due North Partners, LP a senior secured promissory note (the "Promissory Note") with an initial principal amount of $4 million. Upon the occurrence of certain circumstances, North Run - Due North Partners, LP would receive 4,000 shares of Issuer's Series G Convertible Preferred Stock, which at issuance would be convertible into 1,860,465 shares of Common Stock. The Promissory Note became payable on March 3, 2025 and did not have an expiration date. The Promissory Note was repaid in full by the Issuer on December 31, 2025. F3 · ownership.nature: The reported securities were directly held by North Run - Due North Partners, LP, and may have been deemed to be indirectly beneficially owned by North Run GP, LP as the general partner of North Run - Due North Partners, LP, and may have been deemed to be indirectly beneficially owned by North Run Advisors, LLC as the general partner of North Run GP, LP. The reported securities may have been deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. The reported securities may also have been deemed to be indirectly beneficially owned by Thomas B. Ellis, Todd B. Hammer and Michael Bosco as limited partners of North Run - Due North Partners, LP. Read SEC document
May 23, 2025 Filed May 28, 2025 20:56 UTC	LENSAR, Inc. LNSR · Entity 6733	GrantCommon Stock	7,374	$0.00	$0.00	Disclosure SEC source: 0000950170-25-078407 · ownership.xml · nonDerivative · entry 1 HAMMER TODD B · CIK 0001283775 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,662 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 23, 2026, subject to the Reporting Person's continued service to the Issuer through the vesting date, and will be settled upon the earliest to occur of (a) the Reporting Person's termination of service, (b) a change in control of the Company, or (c) the Reporting Person's death or disability. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer. Read SEC document
October 25, 2024 Filed Oct 28, 2024 19:52 UTC	Guerrilla RF, Inc. GUER · Entity 7285	GrantRestricted Stock Unit · Derivative	16,667	$0.00	$0.00	Disclosure SEC source: 0001437749-24-032281 · rdgdoc.xml · derivative · entry 3 HAMMER TODD B · CIK 0001283775 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit. F5 · derivative.exercise_date: The restricted stock units vest 100% on the earliest of (i) May 2, 2025, subject to the recipient's continued service as a Board member of the Company, (ii) the recipient's death, or (iii) the recipient's disability. F1 · derivative.expiration_date: The securities do not have any expiration date. Read SEC document
May 07, 2024 Filed May 9, 2024 20:30 UTC	LENSAR, Inc. LNSR · Entity 6733	GrantCommon Stock	22,000	$0.00	$0.00	Disclosure SEC source: 0000950170-24-057099 · ownership.xml · nonDerivative · entry 1 HAMMER TODD B · CIK 0001283775 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,288 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 7, 2025, subject to the Reporting Person's continued service to the Issuer through the vesting date, and will be settled in the first quarter of 2029. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer. Read SEC document
May 25, 2023 Filed Jun 6, 2023 21:23 UTC	LENSAR, Inc. LNSR · Entity 6733	GrantStock Option (Right to Buy) · Derivative	33,175	$0.00 Strike: $3.23	$0.00	Disclosure SEC source: 0000899243-23-014593 · doc4.xml · derivative · entry 4 HAMMER TODD B · CIK 0001283775 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,175 Underlying: Common Stock · 33,175 shares Expires 2033-05-25 F5 · derivative.exercise_date: The option vests in twelve (12) substantially equal monthly installments commencing June 25, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The option was granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer. Read SEC document
May 25, 2023 Filed Jun 6, 2023 21:23 UTC	LENSAR, Inc. LNSR · Entity 6733	GrantStock Option (Right to Buy) · Derivative	94,787	$0.00 Strike: $3.23	$0.00	Disclosure SEC source: 0000899243-23-014593 · doc4.xml · derivative · entry 3 HAMMER TODD B · CIK 0001283775 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,787 Underlying: Common Stock · 94,787 shares Expires 2033-05-25 F4 · derivative.exercise_date: The option vests as to one-third of the award on May 25, 2024 and, as to the remaining amount of the award, in twenty-four (24) substantially equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The option was granted in accordance with the Issuer's non-employee director compensation program as initial compensation for service to the Issuer. Read SEC document
May 25, 2023 Filed Jun 6, 2023 21:23 UTC	LENSAR, Inc. LNSR · Entity 6733	GrantCommon Stock	9,288	$0.00	$0.00	Disclosure SEC source: 0000899243-23-014593 · doc4.xml · nonDerivative · entry 1 HAMMER TODD B · CIK 0001283775 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,288 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 25, 2024, subject to the Reporting Person's continued service to the Issuer through the vesting date. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.