person · Reporting owner

North Run Strategic Opportunities Fund I, LP

Disclosed activity across 2 companies

Tapewire entity: 41487
SEC CIK: 0002052913

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CREATIVE REALITIES, INC.CREX · Entity 7331	10% owner	November 06, 2025	January 09, 2026
LIGHTPATH TECHNOLOGIES INCLPTH · Entity 5340	Director · 10% owner	June 02, 2026	June 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CREATIVE REALITIES, INC.

Report date November 06, 2025 · Filed January 09, 2026

Jointly reported with North Run Strategic Opportunities Fund I GP, LLC, NR-SOF I (Co-Invest I), LP, ELLIS THOMAS B, HAMMER TODD B

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.00	IndirectSee footnotes	Not disclosed	Reported balance Holding disclosure · report date 2025-11-06 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: The reported securities consist of 25,000 shares of Series A Convertible Preferred Stock ("Preferred Stock" directly held by North Run Strategic Opportunities Fund I, LP ("NR-SOF") and 5,000 shares of Preferred Stock NR-SOF I (Co-Invest I), LP ("NR Co-Invest"), and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC ("NR GP") as the general partner of NR-SOF and NR Co-Invest. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of NR GP. Each share of preferred stock has a stated value of $1,000 and a conversion price at issuance of $3.00. F2: The Series A Convertible Preferred Stock has no expiration date and is convertible at any time at the option of the holder, subject to blocker provisions that prevents conversion into shares of Common Stock of the Issuer if the reporting person, together with its affiliates, would beneficially own more than 19.99% of the Common Stock following such conversion and that prevent conversion to the extent that all shares of Common Stock issued upon conversion of shares of Series A Convertible Preferred Stock would exceed 2,102,734. F3: North Run Strategic Opportunities Fund I GP, LLC, North Run GP, LP, North Run Advisors, LLC, Thomas B. Ellis, Todd B. Hammer and Michael Bosco disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities consist of 25,000 shares of Series A Convertible Preferred Stock ("Preferred Stock" directly held by North Run Strategic Opportunities Fund I, LP ("NR-SOF") and 5,000 shares of Preferred Stock NR-SOF I (Co-Invest I), LP ("NR Co-Invest"), and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC ("NR GP") as the general partner of NR-SOF and NR Co-Invest. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of NR GP. Each share of preferred stock has a stated value of $1,000 and a conversion price at issuance of $3.00.

F2: The Series A Convertible Preferred Stock has no expiration date and is convertible at any time at the option of the holder, subject to blocker provisions that prevents conversion into shares of Common Stock of the Issuer if the reporting person, together with its affiliates, would beneficially own more than 19.99% of the Common Stock following such conversion and that prevent conversion to the extent that all shares of Common Stock issued upon conversion of shares of Series A Convertible Preferred Stock would exceed 2,102,734.

F3: North Run Strategic Opportunities Fund I GP, LLC, North Run GP, LP, North Run Advisors, LLC, Thomas B. Ellis, Todd B. Hammer and Michael Bosco disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

LIGHTPATH TECHNOLOGIES INC

Report date June 02, 2026 · Filed June 04, 2026

Jointly reported with ELLIS THOMAS B, HAMMER TODD B, North Run Strategic Opportunities Fund I GP, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	2,934,828	Last balance in matching sequence After 2026-06-03 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2026-06-02 · Conversion · Acquired 3,571,400 · Balance 6,506,228 F1: On June 2, 2026, the reporting persons converted 7,678.51 shares of the Issuer's Series G Convertible Preferred Stock into 3,571,400 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion. F2: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Row 2 · 2026-06-03 · Sale · Disposed 3,571,400 · Balance 2,934,828 F3: On June 3, 2026, North Run Strategic Opportunities Fund I, LP sold 3,571,400 shares of Class A Common Stock in a registered secondary offering at a price of $14.00 per share. F2: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.
Series G Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.15	IndirectSee footnote	6,493.08	Reported balance After 2026-06-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-06-02 · Conversion · Disposed 7,678.51 · Balance 6,493.08 F1: On June 2, 2026, the reporting persons converted 7,678.51 shares of the Issuer's Series G Convertible Preferred Stock into 3,571,400 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion. F4: The preferred stock is perpetual and therefore has no expiration date. F2: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: On June 2, 2026, the reporting persons converted 7,678.51 shares of the Issuer's Series G Convertible Preferred Stock into 3,571,400 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion.

F2: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

F3: On June 3, 2026, North Run Strategic Opportunities Fund I, LP sold 3,571,400 shares of Class A Common Stock in a registered secondary offering at a price of $14.00 per share.

F4: The preferred stock is perpetual and therefore has no expiration date.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 03, 2026 Filed Jun 4, 2026 23:10 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	3,571,400	$14.00	$49,999,600.00	Disclosure SEC source: 0001437749-26-019612 · rdgdoc.xml · nonDerivative · entry 2 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,934,828 F3 · kind: On June 3, 2026, North Run Strategic Opportunities Fund I, LP sold 3,571,400 shares of Class A Common Stock in a registered secondary offering at a price of $14.00 per share. F2 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
June 02, 2026 Filed Jun 4, 2026 23:10 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	ConversionSeries G Convertible Preferred Stock · Derivative	7,678.51	$0.00 Strike: $2.15	$0.00	Disclosure SEC source: 0001437749-26-019612 · rdgdoc.xml · derivative · entry 3 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 6,493.08 Underlying: Class A Common Stock · 3,571,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 2, 2026, the reporting persons converted 7,678.51 shares of the Issuer's Series G Convertible Preferred Stock into 3,571,400 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion. F4 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date. F2 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
June 02, 2026 Filed Jun 4, 2026 23:10 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	ConversionClass A Common Stock	3,571,400	$2.15	$7,678,510.00	Disclosure SEC source: 0001437749-26-019612 · rdgdoc.xml · nonDerivative · entry 1 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 6,506,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 2, 2026, the reporting persons converted 7,678.51 shares of the Issuer's Series G Convertible Preferred Stock into 3,571,400 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion. F2 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
May 18, 2026 Filed May 20, 2026 20:06 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	55,284	$12.32	$681,098.88	Disclosure SEC source: 0001437749-26-017946 · rdgdoc.xml · nonDerivative · entry 1 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,934,828 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.3102 to $12.521 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
May 14, 2026 Filed May 15, 2026 00:00 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	165,000	$12.16	$2,006,400.00	Disclosure SEC source: 0001437749-26-017176 · rdgdoc.xml · nonDerivative · entry 3 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,990,112 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.32, inclusive. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
May 13, 2026 Filed May 15, 2026 00:00 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	45,000	$12.29	$553,050.00	Disclosure SEC source: 0001437749-26-017176 · rdgdoc.xml · nonDerivative · entry 2 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,155,112 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.25 to $12.3452, inclusive. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
May 12, 2026 Filed May 15, 2026 00:00 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	83,052	$12.25	$1,017,387.00	Disclosure SEC source: 0001437749-26-017176 · rdgdoc.xml · nonDerivative · entry 1 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,200,112 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0813 to $12.4449 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 25, 2026 Filed Mar 26, 2026 20:31 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	ConversionSeries G Convertible Preferred Stock · Derivative	1,591	Not disclosed Strike: $2.15	Not disclosed	Disclosure SEC source: 0001437749-26-009957 · primary_doc.xml · derivative · entry 4 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 14,171.59 Underlying: Class A Common Stock · 740,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On March 25, 2026, the reporting persons converted 1,591 shares of the Issuer's Series G Convertible Preferred Stock into 740,000 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion. F4 · price: On March 25, 2026, the reporting persons converted 1,591 shares of the Issuer's Series G Convertible Preferred Stock into 740,000 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion. F5 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 25, 2026 Filed Mar 26, 2026 20:31 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	302,352	$12.31	$3,721,953.12	Disclosure SEC source: 0001437749-26-009957 · primary_doc.xml · nonDerivative · entry 3 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,283,164 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.72074 inclusive. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 25, 2026 Filed Mar 26, 2026 20:31 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	ConversionClass A Common Stock	740,000	$2.15	$1,591,000.00	Disclosure SEC source: 0001437749-26-009957 · primary_doc.xml · nonDerivative · entry 2 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,585,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On March 25, 2026, the reporting persons converted 1,591 shares of the Issuer's Series G Convertible Preferred Stock into 740,000 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 24, 2026 Filed Mar 26, 2026 20:31 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	54,557	$12.06	$657,957.42	Disclosure SEC source: 0001437749-26-009957 · primary_doc.xml · nonDerivative · entry 1 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,845,516 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0203 to $12.1413 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 18, 2026 Filed Mar 19, 2026 20:16 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	16,000	$12.00	$192,000.00	Disclosure SEC source: 0001437749-26-009061 · rdgdoc.xml · nonDerivative · entry 2 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,900,073 F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 17, 2026 Filed Mar 19, 2026 20:16 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	104,454	$12.01	$1,254,492.54	Disclosure SEC source: 0001437749-26-009061 · rdgdoc.xml · nonDerivative · entry 1 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,916,073 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.0314 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 04, 2026 Filed Mar 5, 2026 01:00 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	55,000	$12.09	$664,950.00	Disclosure SEC source: 0001437749-26-006959 · rdgdoc.xml · nonDerivative · entry 4 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,020,527 F4 · price: The price reported in Column 4 isa weighted average price. These shares were sold in multiple transactions at prices ranging from $12.02 to $12.164 inclusive. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 03, 2026 Filed Mar 5, 2026 01:00 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	381,004	$12.18	$4,640,628.72	Disclosure SEC source: 0001437749-26-006959 · rdgdoc.xml · nonDerivative · entry 3 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,075,527 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.30, inclusive. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 02, 2026 Filed Mar 5, 2026 01:00 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	ConversionSeries G Convertible Preferred Stock · Derivative	1,591	$0.00 Strike: $2.15	$0.00	Disclosure SEC source: 0001437749-26-006959 · rdgdoc.xml · derivative · entry 5 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 15,726.6 Underlying: Class A Common Stock · 740,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 02, 2026 Filed Mar 5, 2026 01:00 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	238,991	$12.03	$2,875,061.73	Disclosure SEC source: 0001437749-26-006959 · rdgdoc.xml · nonDerivative · entry 2 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,456,531 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0002 to $12.1608, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
March 02, 2026 Filed Mar 5, 2026 01:00 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	ConversionClass A Common Stock	740,000	$2.15	$1,591,000.00	Disclosure SEC source: 0001437749-26-006959 · rdgdoc.xml · nonDerivative · entry 1 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,695,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:44 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	300,092	$12.18	$3,655,120.56	Disclosure SEC source: 0001437749-26-006123 · rdgdoc.xml · nonDerivative · entry 1 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,955,522 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0076 to $12.3617, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
February 24, 2026 Filed Feb 25, 2026 00:24 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	131,281	$12.02	$1,577,997.62	Disclosure SEC source: 0001437749-26-005420 · rdgdoc.xml · nonDerivative · entry 5 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,255,514 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.0214, inclusive. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
February 23, 2026 Filed Feb 25, 2026 00:24 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	6,500	$12.01	$78,065.00	Disclosure SEC source: 0001437749-26-005420 · rdgdoc.xml · nonDerivative · entry 4 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,386,895 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0038 to $12.05, inclusive. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:24 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	ConversionSeries G convertible preferred stock · Derivative	2,709	$0.00 Strike: $2.15	$0.00	Disclosure SEC source: 0001437749-26-005420 · rdgdoc.xml · derivative · entry 6 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 17,353.6 Underlying: Class A Common Stock · 1,260,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:24 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	376,762	$12.15	$4,577,658.30	Disclosure SEC source: 0001437749-26-005420 · rdgdoc.xml · nonDerivative · entry 3 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,393,395 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.92 to $12.6577, inclusive. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:24 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	218,811	$13.18	$2,883,928.98	Disclosure SEC source: 0001437749-26-005420 · rdgdoc.xml · nonDerivative · entry 2 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,770,157 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.3019, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:24 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	ConversionClass A Common Stock	1,260,000	$2.15	$2,709,000.00	Disclosure SEC source: 0001437749-26-005420 · rdgdoc.xml · nonDerivative · entry 1 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner ELLIS THOMAS B · CIK 0001283774 · Director HAMMER TODD B · CIK 0001283775 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,988,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
January 05, 2026 Filed Jan 8, 2026 00:39 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	OtherClass A Common Stock Purchase Warrants (Right to Buy) · Derivative	3,499,289	$0.00 Strike: $2.58	$0.00	Disclosure SEC source: 0001654954-26-000151 · section16.xml · derivative · entry 4 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner North Run - Due North Partners, LP · CIK 0001921221 · Member NORTH RUN GP, LP · CIK 0001283772 · Member NORTH RUN ADVISORS, LLC · CIK 0001283773 · Member ELLIS THOMAS B · CIK 0001283774 · Director · 10% owner HAMMER TODD B · CIK 0001283775 · Member Bosco Michael · CIK 0002058718 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 3,499,289 shares Expires 2031-02-18 F2 · ownership.nature: On February 18, 2025, the Issuer issued to North Run - Due North Partners, LP a senior secured promissory note (the "Promissory Note") with an initial principal amount of $4 million. Upon the occurrence of certain circumstances, North Run - Due North Partners, LP would receive 4,000 shares of Issuer's Series G Convertible Preferred Stock, which at issuance would be convertible into 1,860,465 shares of Common Stock. The Promissory Note became payable on March 3, 2025 and did not have an expiration date. The Promissory Note was repaid in full by the Issuer on December 31, 2025. F3 · ownership.nature: The reported securities were directly held by North Run - Due North Partners, LP, and may have been deemed to be indirectly beneficially owned by North Run GP, LP as the general partner of North Run - Due North Partners, LP, and may have been deemed to be indirectly beneficially owned by North Run Advisors, LLC as the general partner of North Run GP, LP. The reported securities may have been deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. The reported securities may also have been deemed to be indirectly beneficially owned by Thomas B. Ellis, Todd B. Hammer and Michael Bosco as limited partners of North Run - Due North Partners, LP. Read SEC document
January 05, 2026 Filed Jan 8, 2026 00:39 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	SaleClass A Common Stock	770,321	$11.72	$9,028,162.12	Disclosure SEC source: 0001654954-26-000151 · section16.xml · nonDerivative · entry 2 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner North Run - Due North Partners, LP · CIK 0001921221 · Member NORTH RUN GP, LP · CIK 0001283772 · Member NORTH RUN ADVISORS, LLC · CIK 0001283773 · Member ELLIS THOMAS B · CIK 0001283774 · Director · 10% owner HAMMER TODD B · CIK 0001283775 · Member Bosco Michael · CIK 0002058718 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 2,728,968 F1 · kind: On January 5, 2026, North Run Strategic Opportunities Fund I, LP exercised a warrant to purchase 3,499,289 shares of the Issuer's Class A common stock for $2.58 per share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 770,321 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,728,968 shares. F1 · ownership.nature: On January 5, 2026, North Run Strategic Opportunities Fund I, LP exercised a warrant to purchase 3,499,289 shares of the Issuer's Class A common stock for $2.58 per share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 770,321 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,728,968 shares. F4 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
January 05, 2026 Filed Jan 8, 2026 00:39 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	OtherClass A Common Stock	3,499,289	$2.58	$9,028,165.62	Disclosure SEC source: 0001654954-26-000151 · section16.xml · nonDerivative · entry 1 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner North Run - Due North Partners, LP · CIK 0001921221 · Member NORTH RUN GP, LP · CIK 0001283772 · Member NORTH RUN ADVISORS, LLC · CIK 0001283773 · Member ELLIS THOMAS B · CIK 0001283774 · Director · 10% owner HAMMER TODD B · CIK 0001283775 · Member Bosco Michael · CIK 0002058718 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 3,499,289 F1 · ownership.nature: On January 5, 2026, North Run Strategic Opportunities Fund I, LP exercised a warrant to purchase 3,499,289 shares of the Issuer's Class A common stock for $2.58 per share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 770,321 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,728,968 shares. F4 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. Read SEC document
December 31, 2025 Filed Jan 8, 2026 00:39 UTC	LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340	Disposition to issuerConvertible Promissory Note · Derivative	1,860,465	$2.15	$3,999,999.75	Disclosure SEC source: 0001654954-26-000151 · section16.xml · derivative · entry 3 North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner North Run - Due North Partners, LP · CIK 0001921221 · Member NORTH RUN GP, LP · CIK 0001283772 · Member NORTH RUN ADVISORS, LLC · CIK 0001283773 · Member ELLIS THOMAS B · CIK 0001283774 · Director · 10% owner HAMMER TODD B · CIK 0001283775 · Member Bosco Michael · CIK 0002058718 · Member North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 1,860,465 shares Expires not disclosed F2 · derivative.exercise_price: On February 18, 2025, the Issuer issued to North Run - Due North Partners, LP a senior secured promissory note (the "Promissory Note") with an initial principal amount of $4 million. Upon the occurrence of certain circumstances, North Run - Due North Partners, LP would receive 4,000 shares of Issuer's Series G Convertible Preferred Stock, which at issuance would be convertible into 1,860,465 shares of Common Stock. The Promissory Note became payable on March 3, 2025 and did not have an expiration date. The Promissory Note was repaid in full by the Issuer on December 31, 2025. F2 · derivative.exercise_date: On February 18, 2025, the Issuer issued to North Run - Due North Partners, LP a senior secured promissory note (the "Promissory Note") with an initial principal amount of $4 million. Upon the occurrence of certain circumstances, North Run - Due North Partners, LP would receive 4,000 shares of Issuer's Series G Convertible Preferred Stock, which at issuance would be convertible into 1,860,465 shares of Common Stock. The Promissory Note became payable on March 3, 2025 and did not have an expiration date. The Promissory Note was repaid in full by the Issuer on December 31, 2025. F2 · derivative.expiration_date: On February 18, 2025, the Issuer issued to North Run - Due North Partners, LP a senior secured promissory note (the "Promissory Note") with an initial principal amount of $4 million. Upon the occurrence of certain circumstances, North Run - Due North Partners, LP would receive 4,000 shares of Issuer's Series G Convertible Preferred Stock, which at issuance would be convertible into 1,860,465 shares of Common Stock. The Promissory Note became payable on March 3, 2025 and did not have an expiration date. The Promissory Note was repaid in full by the Issuer on December 31, 2025. F2 · ownership.nature: On February 18, 2025, the Issuer issued to North Run - Due North Partners, LP a senior secured promissory note (the "Promissory Note") with an initial principal amount of $4 million. Upon the occurrence of certain circumstances, North Run - Due North Partners, LP would receive 4,000 shares of Issuer's Series G Convertible Preferred Stock, which at issuance would be convertible into 1,860,465 shares of Common Stock. The Promissory Note became payable on March 3, 2025 and did not have an expiration date. The Promissory Note was repaid in full by the Issuer on December 31, 2025. F3 · ownership.nature: The reported securities were directly held by North Run - Due North Partners, LP, and may have been deemed to be indirectly beneficially owned by North Run GP, LP as the general partner of North Run - Due North Partners, LP, and may have been deemed to be indirectly beneficially owned by North Run Advisors, LLC as the general partner of North Run GP, LP. The reported securities may have been deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. The reported securities may also have been deemed to be indirectly beneficially owned by Thomas B. Ellis, Todd B. Hammer and Michael Bosco as limited partners of North Run - Due North Partners, LP. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.