Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIGHTPATH TECHNOLOGIES INCLPTH · Entity 5340 | Director | November 18, 2025 | November 21, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIGHTPATH TECHNOLOGIES INC
Report date November 18, 2025 · Filed November 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted stock unitsSEC Table II · derivative / convertible security | Direct | 8,824 |
Reported balance
After 2025-11-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-11-18 · Grant · Acquired 8,824 · Balance 8,824 F1: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
F2: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2025 Filed Nov 21, 2025 23:08 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock units · Derivative | 8,824 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-25-013393 · section16.xml · derivative · entry 1 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,824 Underlying: Class A common stock · 8,824 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. F2 · derivative.expiration_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 20:46 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock units · Derivative | 19,355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-25-007189 · section16.xml · derivative · entry 1 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,151 Underlying: Class A common stock · 19,355 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest November 20, 2025. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. F2 · derivative.expiration_date: The restricted stock units vest November 20, 2025. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. Read SEC document |
| January 31, 2024 Filed Feb 6, 2024 01:56 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock units · Derivative | 43,796 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-24-001318 · section16.xml · derivative · entry 2 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,796 Underlying: Class A common stock · 43,796 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F3 · derivative.exercise_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. F3 · derivative.expiration_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. Read SEC document |
| January 31, 2024 Filed Feb 6, 2024 01:56 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | Exercise / conversionClass A common stock | 58,255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-24-001318 · section16.xml · nonDerivative · entry 1 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Read SEC document |
| November 18, 2022 Filed Nov 18, 2022 22:06 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | Exercise / conversionClass A common stock | 55,493 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-22-015567 · section16.xml · nonDerivative · entry 1 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 22:06 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock units · Derivative | 50,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-015567 · section16.xml · derivative · entry 2 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,847 Underlying: Class A common stock · 50,847 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F3 · derivative.exercise_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. F3 · derivative.expiration_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 12:46 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | PurchaseClass A common stock | 18,367 | $2.09 | $38,387.03 |
DisclosureSEC source: 0001654954-22-004085 · section16.xml · nonDerivative · entry 5 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 22,500 Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 12:46 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | PurchaseClass A common stock | 200 | $2.07 | $414.00 |
DisclosureSEC source: 0001654954-22-004085 · section16.xml · nonDerivative · entry 4 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 22,500 Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 12:46 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | PurchaseClass A common stock | 1,431 | $2.06 | $2,947.86 |
DisclosureSEC source: 0001654954-22-004085 · section16.xml · nonDerivative · entry 3 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 22,500 Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 12:46 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | PurchaseClass A common stock | 2,333 | $2.05 | $4,782.65 |
DisclosureSEC source: 0001654954-22-004085 · section16.xml · nonDerivative · entry 2 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 22,500 Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 12:46 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | PurchaseClass A common stock | 169 | $2.04 | $344.76 |
DisclosureSEC source: 0001654954-22-004085 · section16.xml · nonDerivative · entry 1 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 22,500 Read SEC document |
| November 14, 2021 Filed Nov 16, 2021 01:27 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | Exercise / conversionClass A common stock | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-21-012277 · section16.xml · nonDerivative · entry 2 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 01:27 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | Exercise / conversionClass A common stock | 7,407 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-21-012277 · section16.xml · nonDerivative · entry 1 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 01:27 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock unit · Derivative | 32,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-012277 · section16.xml · derivative · entry 3 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,086 Underlying: Class A common stock · 32,086 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F3 · derivative.exercise_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. F3 · derivative.expiration_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 20:18 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | SaleClass A common stock | 5,407 | $2.22 | $12,003.54 |
DisclosureSEC source: 0001654954-21-010703 · section16.xml · nonDerivative · entry 1 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 27, 2021 Filed Sep 28, 2021 20:07 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | SaleClass A common stock | 10,593 | $2.35 | $24,893.55 |
DisclosureSEC source: 0001654954-21-010482 · section16.xml · nonDerivative · entry 1 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,407 Read SEC document |
| November 16, 2020 Filed Nov 23, 2020 22:03 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | Exercise / conversionClass A Common Stock | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-20-012839 · section16.xml · nonDerivative · entry 1 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units converted into Class A Common Stock on a one-for-one basis upon vesting. Read SEC document |
| November 12, 2020 Filed Nov 23, 2020 22:03 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock unit · Derivative | 22,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012839 · section16.xml · derivative · entry 2 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,222 Underlying: Class A common stock · 22,222 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F3 · derivative.exercise_date: The restricted stock units vest equally over a three year period, with the first vesting on November 12, 2021. F3 · derivative.expiration_date: The restricted stock units vest equally over a three year period, with the first vesting on November 12, 2021. Read SEC document |
| November 14, 2019 Filed Feb 5, 2020 21:17 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock unit · Derivative | 48,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-001137 · section16.xml · derivative · entry 1 Peck Darcie · CIK 0001775573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Class A common stock · 48,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest equally over a three year period, with the first vesting on November 14, 2020. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board. F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period, with the first vesting on November 14, 2020. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.