Tapewire

Nasdaq · USD

LPSN

LIVEPERSON INC

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Tapewire entity
7365
SEC CIK
0001102993
Parsed reports
408

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202600
Mar 202604
Apr 202601
May 202602
Jun 202601
Jul 202603
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 24, 2017 Filed Jul 27, 2017 00:08 UTC Exercise / conversionCommon Stock 20,000 $9.44 $188,800.00
Disclosure

SEC source: 0001102993-17-000089 · wf-form4_150111410048619.xml · nonDerivative · entry 5

VASKEVITCH DAVID · CIK 0001193123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2017 Filed Jul 27, 2017 00:08 UTC SaleCommon Stock 8,600 $11.35 $97,610.00
Disclosure

SEC source: 0001102993-17-000089 · wf-form4_150111410048619.xml · nonDerivative · entry 4

VASKEVITCH DAVID · CIK 0001193123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.30 to $11.43, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 24, 2017 Filed Jul 27, 2017 00:08 UTC Exercise / conversionCommon Stock 8,600 $10.01 $86,086.00
Disclosure

SEC source: 0001102993-17-000089 · wf-form4_150111410048619.xml · nonDerivative · entry 3

VASKEVITCH DAVID · CIK 0001193123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2017 Filed Jul 27, 2017 00:08 UTC SaleCommon Stock 20,000 $11.35 $227,000.00
Disclosure

SEC source: 0001102993-17-000089 · wf-form4_150111410048619.xml · nonDerivative · entry 2

VASKEVITCH DAVID · CIK 0001193123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.30 to $11.43, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 24, 2017 Filed Jul 27, 2017 00:08 UTC Exercise / conversionCommon Stock 20,000 $9.20 $184,000.00
Disclosure

SEC source: 0001102993-17-000089 · wf-form4_150111410048619.xml · nonDerivative · entry 1

VASKEVITCH DAVID · CIK 0001193123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2017 Filed Jul 20, 2017 20:48 UTC
Dean DustinEVP, Global Sales/Cust Success
SaleCommon Stock 2,400 $11.73 $28,160.16
Disclosure

SEC source: 0001102993-17-000083 · wf-form4_150058372541776.xml · nonDerivative · entry 1

Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,987

F1 · shares: Each RSU represents a contingent right to receive one share of the issuer's Common Stock upon settlement.

Read SEC document
June 21, 2017 Filed Jun 22, 2017 20:51 UTC
Murphy Daniel RichardChief Financial Officer
SaleCommon Stock 2,628 $11.45 $30,090.60
Disclosure

SEC source: 0001102993-17-000081 · wf-form4_149816469547687.xml · nonDerivative · entry 1

Murphy Daniel Richard · CIK 0001517772 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,978

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on June 16, 2017.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 11.45 to 11.476, inclusive. The reporting person undertakes to provide to LivePerson,Inc., any security holder of LivePerson,Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 21, 2017 Filed Jun 22, 2017 20:51 UTC
Greenberg Monica L.EVP, General Counsel
SaleCommon Stock 1,736 $11.45 $19,877.20
Disclosure

SEC source: 0001102993-17-000080 · wf-form4_149816465318376.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,434

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on June 16, 2017.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 11.45 to 11.476, inclusive. The reporting person undertakes to provide to LivePerson,Inc., any security holder of LivePerson,Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 21, 2017 Filed Jun 22, 2017 20:50 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 527 $11.45 $6,034.15
Disclosure

SEC source: 0001102993-17-000079 · wf-form4_149816461605313.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,226

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on June 16, 2017.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 11.45 to 11.4772, inclusive. The reporting person undertakes to provide to LivePerson,Inc., any security holder of LivePerson,Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 21, 2017 Filed Jun 22, 2017 20:49 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 2,892 $11.45 $33,113.40
Disclosure

SEC source: 0001102993-17-000078 · wf-form4_149816456945767.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,007

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on June 16, 2017.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 11.45 to 11.4772, inclusive. The reporting person undertakes to provide to LivePerson,Inc., any security holder of LivePerson,Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 18:19 UTC
LAVAN KEVINDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $6.54 $0.00
Disclosure

SEC source: 0001102993-17-000069 · wf-form4_149678757520740.xml · derivative · entry 5

LAVAN KEVIN · CIK 0001062124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was fully vested and currently exercisable.

F5 · derivative.exercise_date: If not exercised, the option would have expired on June 12, 2017.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 18:19 UTC
LAVAN KEVINDirector
Tax withholdingCommon Stock 6,229 $10.50 $65,404.50
Disclosure

SEC source: 0001102993-17-000069 · wf-form4_149678757520740.xml · nonDerivative · entry 3

LAVAN KEVIN · CIK 0001062124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F2 · shares: These shares were repurchased by the Issuer pursuant to its stock buyback program. The repurchase price was the closing market price of the shares on the date of repurchase.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 18:19 UTC
LAVAN KEVINDirector
Disposition to issuerCommon Stock 3,771 $10.50 $39,595.50
Disclosure

SEC source: 0001102993-17-000069 · wf-form4_149678757520740.xml · nonDerivative · entry 2

LAVAN KEVIN · CIK 0001062124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,229

F1 · shares: The option was exercised and the shares acquired upon such exercise are currently held by the reporting person and have not been sold.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 18:19 UTC
LAVAN KEVINDirector
Exercise / conversionCommon Stock 10,000 $6.54 $65,400.00
Disclosure

SEC source: 0001102993-17-000069 · wf-form4_149678757520740.xml · nonDerivative · entry 1

LAVAN KEVIN · CIK 0001062124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 18:19 UTC
LAVAN KEVINDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $10.60 $0.00
Disclosure

SEC source: 0001102993-17-000069 · wf-form4_149678757520740.xml · derivative · entry 4

LAVAN KEVIN · CIK 0001062124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-06-01

F3 · derivative.exercise_date: This option will become fully exercisable on June 2, 2018.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:20 UTC
Block PeterDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $10.60 $0.00
Disclosure

SEC source: 0001102993-17-000070 · wf-form4_149678759857602.xml · derivative · entry 1

Block Peter · CIK 0001497735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-06-01

F1 · derivative.exercise_date: This option will become fully exercisable on June 2, 2018.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:19 UTC
Mossler FredDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $10.60 $0.00
Disclosure

SEC source: 0001102993-17-000068 · wf-form4_149678755085373.xml · derivative · entry 1

Mossler Fred · CIK 0001704965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-06-01

F1 · derivative.exercise_date: This option will become fully exercisable on June 2, 2018.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $5.24 $0.00
Disclosure

SEC source: 0001102993-17-000066 · wf-form4_149678751066124.xml · derivative · entry 6

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option was exercised and the shares acquired upon such exercise are currently held by the reporting person and have not been sold. If not exercised, the option would have expired on July 31, 2017.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $6.54 $0.00
Disclosure

SEC source: 0001102993-17-000066 · wf-form4_149678751066124.xml · derivative · entry 5

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option was exercised and the shares acquired upon such exercise are currently held by the reporting person and have not been sold. If not exercised, the option would have expired on June 12, 2017.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:18 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $10.60 $0.00
Disclosure

SEC source: 0001102993-17-000066 · wf-form4_149678751066124.xml · derivative · entry 4

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-06-01

F1 · derivative.exercise_date: This option will become fully exercisable on June 2, 2018.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:18 UTC Exercise / conversionCommon Stock 5,000 $5.24 $26,200.00
Disclosure

SEC source: 0001102993-17-000066 · wf-form4_149678751066124.xml · nonDerivative · entry 2

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:18 UTC Exercise / conversionCommon Stock 10,000 $6.54 $65,400.00
Disclosure

SEC source: 0001102993-17-000066 · wf-form4_149678751066124.xml · nonDerivative · entry 1

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:19 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $10.60 $0.00
Disclosure

SEC source: 0001102993-17-000067 · wf-form4_149678753075747.xml · derivative · entry 1

Layfield Jill · CIK 0001690634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-06-01

F1 · derivative.exercise_date: This option will become fully exercisable on June 2, 2018.

Read SEC document
May 17, 2017 Filed May 18, 2017 21:57 UTC
Dean DustinEVP, Global Sales/Cust Success
SaleCommon Stock 14,042 $9.49 $133,258.58
Disclosure

SEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · nonDerivative · entry 9

Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.46 to $9.70, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 16, 2017 Filed May 18, 2017 21:57 UTC
Dean DustinEVP, Global Sales/Cust Success
Exercise / conversionStock Option (Right to Buy) · Derivative 8,300 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · derivative · entry 13

Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,300 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is fully vested and currently exercisable.

Read SEC document
May 16, 2017 Filed May 18, 2017 21:57 UTC
Dean DustinEVP, Global Sales/Cust Success
Exercise / conversionStock Option (Right to Buy) · Derivative 11,250 $0.00 Strike: $9.24 $0.00
Disclosure

SEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · derivative · entry 12

Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is fully vested and currently exercisable.

Read SEC document
May 16, 2017 Filed May 18, 2017 21:57 UTC
Dean DustinEVP, Global Sales/Cust Success
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · derivative · entry 11

Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is fully vested and currently exercisable.

Read SEC document
May 16, 2017 Filed May 18, 2017 21:57 UTC
Dean DustinEVP, Global Sales/Cust Success
Exercise / conversionStock Option (Right to Buy) · Derivative 8,700 $0.00 Strike: $3.23 $0.00
Disclosure

SEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · derivative · entry 10

Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,700 shares

Expires 2018-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is fully vested and currently exercisable.

Read SEC document
May 16, 2017 Filed May 18, 2017 21:57 UTC
Dean DustinEVP, Global Sales/Cust Success
SaleCommon Stock 8,300 $9.91 $82,253.00
Disclosure

SEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · nonDerivative · entry 8

Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 16, 2017 Filed May 18, 2017 21:57 UTC
Dean DustinEVP, Global Sales/Cust Success
Exercise / conversionCommon Stock 8,300 $7.02 $58,266.00
Disclosure

SEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · nonDerivative · entry 7

Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 18, 2017 21:57 UTC
Dean DustinEVP, Global Sales/Cust Success
SaleCommon Stock 11,250 $9.88 $111,150.00
Disclosure

SEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · nonDerivative · entry 6

Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.85 to $9.90, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 16, 2017 Filed May 18, 2017 21:57 UTC
Dean DustinEVP, Global Sales/Cust Success
Exercise / conversionCommon Stock 11,250 $9.24 $103,950.00
Disclosure

SEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · nonDerivative · entry 5

Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 18, 2017 21:57 UTC
Dean DustinEVP, Global Sales/Cust Success
SaleCommon Stock 5,000 $10.04 $50,200.00
Disclosure

SEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · nonDerivative · entry 4

Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.88 to $10.12, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 16, 2017 Filed May 18, 2017 21:57 UTC
Dean DustinEVP, Global Sales/Cust Success
Exercise / conversionCommon Stock 5,000 $1.79 $8,950.00
Disclosure

SEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · nonDerivative · entry 3

Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 18, 2017 21:57 UTC
Dean DustinEVP, Global Sales/Cust Success
SaleCommon Stock 8,700 $10.12 $88,044.00
Disclosure

SEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · nonDerivative · entry 2

Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.15, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 16, 2017 Filed May 18, 2017 21:57 UTC
Dean DustinEVP, Global Sales/Cust Success
Exercise / conversionCommon Stock 8,700 $3.23 $28,101.00
Disclosure

SEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · nonDerivative · entry 1

Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:33 UTC
Carlough DarylSVP, Global & Corp Controller
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001102993-17-000050 · wf-form4_149436200623270.xml · derivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-05-05

F1 · derivative.exercise_date: The Option will vest and become exercisable as follows: 25% on May 5, 2018 and 6.25% each quarter thereafter.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:33 UTC
Murphy Daniel RichardChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001102993-17-000049 · wf-form4_149436198310145.xml · derivative · entry 1

Murphy Daniel Richard · CIK 0001517772 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2027-05-05

F1 · derivative.exercise_date: The Option will vest and become exercisable as follows: 25% on May 5, 2018 and 6.25% each quarter thereafter.

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May 05, 2017 Filed May 9, 2017 20:32 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001102993-17-000048 · wf-form4_149436196240560.xml · derivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2027-05-05

F1 · derivative.exercise_date: The Option will vest and become exercisable as follows: 25% on May 5, 2018 and 6.25% each quarter thereafter.

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May 05, 2017 Filed May 9, 2017 20:32 UTC
Vanounou EranChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001102993-17-000047 · wf-form4_149436194023282.xml · derivative · entry 1

Vanounou Eran · CIK 0001599221 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2027-05-05

F1 · derivative.exercise_date: The Option will vest and become exercisable as follows: 25% on May 5, 2018 and 6.25% each quarter thereafter.

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May 05, 2017 Filed May 9, 2017 20:32 UTC
Greenberg Monica L.EVP, General Counsel
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001102993-17-000046 · wf-form4_149436192007675.xml · derivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2027-05-05

F1 · derivative.exercise_date: The Option will vest and become exercisable as follows: 25% on May 5, 2018 and 6.25% each quarter thereafter.

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May 01, 2017 Filed May 3, 2017 20:20 UTC
Mossler FredDirector
GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $7.45 $0.00
Disclosure

SEC source: 0001102993-17-000030 · wf-form4_149384283392770.xml · derivative · entry 1

Mossler Fred · CIK 0001704965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2027-04-30

F1 · derivative.exercise_date: The option is immediately exercisable.

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March 22, 2017 Filed Mar 23, 2017 21:11 UTC
Greenberg Monica L.EVP, General Counsel
SaleCommon Stock 1,602 $6.65 $10,653.30
Disclosure

SEC source: 0001102993-17-000015 · wf-form4_149030347756674.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,170

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 16, 2017.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.65 to $6.675, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 22, 2017 Filed Mar 23, 2017 21:11 UTC
Murphy Daniel RichardChief Financial Officer
SaleCommon Stock 2,447 $6.65 $16,272.55
Disclosure

SEC source: 0001102993-17-000014 · wf-form4_149030345408055.xml · nonDerivative · entry 1

Murphy Daniel Richard · CIK 0001517772 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,606

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 16, 2017.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.65 to $6.675, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 22, 2017 Filed Mar 23, 2017 21:10 UTC
Dean DustinEVP, Global Sales/Cust Success
SaleCommon Stock 2,770 $6.65 $18,420.50
Disclosure

SEC source: 0001102993-17-000013 · wf-form4_149030343379434.xml · nonDerivative · entry 1

Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,387

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 16, 2017.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.65 to $6.675, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 22, 2017 Filed Mar 23, 2017 21:10 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 2,728 $6.65 $18,141.20
Disclosure

SEC source: 0001102993-17-000012 · wf-form4_149030340489698.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,899

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 16, 2017.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.65 to $6.675, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 22, 2017 Filed Mar 23, 2017 21:09 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 480 $6.65 $3,192.00
Disclosure

SEC source: 0001102993-17-000011 · wf-form4_149030338356314.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,753

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 16, 2017.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.65 to $6.675, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 21, 2016 Filed Dec 23, 2016 22:09 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 2,493 $8.05 $20,068.65
Disclosure

SEC source: 0001102993-16-000128 · wf-form4_148253094430013.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,627

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on December 16, 2016.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.013 to $8.05, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 21, 2016 Filed Dec 23, 2016 22:09 UTC
Greenberg Monica L.EVP, General Counsel
SaleCommon Stock 1,497 $8.05 $12,050.85
Disclosure

SEC source: 0001102993-16-000129 · wf-form4_148253096724942.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,772

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on December 16, 2016.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.025 to $8.05, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 21, 2016 Filed Dec 23, 2016 22:08 UTC
Dean DustinEVP, Global Sales/Cust Success
SaleCommon Stock 2,244 $8.05 $18,064.20
Disclosure

SEC source: 0001102993-16-000127 · wf-form4_148253092407493.xml · nonDerivative · entry 1

Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,157

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on December 16, 2016.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.013 to $8.05, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.