Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIVEPERSON INCLPSN · Entity 7365 | EVP, Global Sales/Cust Success | October 03, 2017 | October 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIVEPERSON INC
Report date October 03, 2017 · Filed October 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,487 |
Reported balance
After 2017-10-03 transaction · row 1
1 source rowRow 1 · 2017-10-03 · Sale · Disposed 2,500 · Balance 67,487 F1: Each RSU represents a contingent right to receive one share of the issuer's Common Stock upon settlement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of the issuer's Common Stock upon settlement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 03, 2017 Filed Oct 5, 2017 21:24 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 2,500 | $14.35 | $35,883.00 |
DisclosureSEC source: 0001102993-17-000112 · wf-form4_150723868246644.xml · nonDerivative · entry 1 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,487 F1 · shares: Each RSU represents a contingent right to receive one share of the issuer's Common Stock upon settlement. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:23 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 1,000 | $13.67 | $13,665.50 |
DisclosureSEC source: 0001102993-17-000098 · wf-form4_150472938933554.xml · nonDerivative · entry 1 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,987 F1 · shares: Each RSU represents a contingent right to receive one share of the issuer's Common Stock upon settlement. Read SEC document |
| July 18, 2017 Filed Jul 20, 2017 20:48 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 2,400 | $11.73 | $28,160.16 |
DisclosureSEC source: 0001102993-17-000083 · wf-form4_150058372541776.xml · nonDerivative · entry 1 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,987 F1 · shares: Each RSU represents a contingent right to receive one share of the issuer's Common Stock upon settlement. Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:57 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 14,042 | $9.49 | $133,258.58 |
DisclosureSEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · nonDerivative · entry 9 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.46 to $9.70, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:57 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,300 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · derivative · entry 13 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,300 shares Expires 2020-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is fully vested and currently exercisable. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:57 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,250 | $0.00 Strike: $9.24 | $0.00 |
DisclosureSEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · derivative · entry 12 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,250 shares Expires 2023-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is fully vested and currently exercisable. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:57 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · derivative · entry 11 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is fully vested and currently exercisable. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:57 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,700 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · derivative · entry 10 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,700 shares Expires 2018-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is fully vested and currently exercisable. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:57 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 8,300 | $9.91 | $82,253.00 |
DisclosureSEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · nonDerivative · entry 8 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:57 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 8,300 | $7.02 | $58,266.00 |
DisclosureSEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · nonDerivative · entry 7 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:57 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 11,250 | $9.88 | $111,150.00 |
DisclosureSEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · nonDerivative · entry 6 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.85 to $9.90, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:57 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 11,250 | $9.24 | $103,950.00 |
DisclosureSEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · nonDerivative · entry 5 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:57 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 5,000 | $10.04 | $50,200.00 |
DisclosureSEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · nonDerivative · entry 4 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.88 to $10.12, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:57 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 5,000 | $1.79 | $8,950.00 |
DisclosureSEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · nonDerivative · entry 3 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:57 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 8,700 | $10.12 | $88,044.00 |
DisclosureSEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · nonDerivative · entry 2 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.15, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:57 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 8,700 | $3.23 | $28,101.00 |
DisclosureSEC source: 0001102993-17-000059 · wf-form4_149514464932486.xml · nonDerivative · entry 1 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 21:10 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 2,770 | $6.65 | $18,420.50 |
DisclosureSEC source: 0001102993-17-000013 · wf-form4_149030343379434.xml · nonDerivative · entry 1 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,387 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 16, 2017. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.65 to $6.675, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 22:08 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 2,244 | $8.05 | $18,064.20 |
DisclosureSEC source: 0001102993-16-000127 · wf-form4_148253092407493.xml · nonDerivative · entry 1 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,157 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on December 16, 2016. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.013 to $8.05, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 23:52 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,000 | $0.00 Strike: $5.90 | $0.00 |
DisclosureSEC source: 0001102993-16-000114 · wf-form4_148037710784570.xml · derivative · entry 4 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires 2017-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested and currently exercisable. F4 · derivative.exercise_date: If not exercised, the option would have expired on 01/30/2017. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 23:52 UTC | LIVEPERSON INC LPSN · Entity 7365 | Disposition to issuerCommon Stock | 1,981 | $8.50 | $16,838.50 |
DisclosureSEC source: 0001102993-16-000114 · wf-form4_148037710784570.xml · nonDerivative · entry 3 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,401 F2 · acquired: These shares were repurchased by the Issuer pursuant to its stock buyback program. The repurchase price was the closing market price of the shares on the date of repurchase. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 23:52 UTC | LIVEPERSON INC LPSN · Entity 7365 | Tax withholdingCommon Stock | 9,019 | $8.50 | $76,661.50 |
DisclosureSEC source: 0001102993-16-000114 · wf-form4_148037710784570.xml · nonDerivative · entry 2 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,382 F1 · kind: The exercise price of the option and related tax withholding were satisfied by the Issuer's withholding shares otherwise deliverable upon exercise of the option. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 23:52 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 11,000 | $5.90 | $64,900.00 |
DisclosureSEC source: 0001102993-16-000114 · wf-form4_148037710784570.xml · nonDerivative · entry 1 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 20:32 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 2,329 | $8.16 | $19,004.64 |
DisclosureSEC source: 0001102993-16-000085 · wf-form4_147448992093003.xml · nonDerivative · entry 1 Dean Dustin · CIK 0001631451 · EVP, Global Sales/Cust Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,401 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on September 16, 2016. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.160 to $8.167, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.