Carlough Daryl

SEC source: 0001102993-21-000067 · wf-form4_161800515351394.xml · derivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2023-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-21-000067 · wf-form4_161800515351394.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 8,387 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-21-000057 · wf-form4_161784067450953.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,173

F1 · shares: The reporting person was issued fully vested restricted stock units in lieu of cash in satisfaction of Long-Term Incentive Performance Plan targets.

F2 · balance_after: Number reported includes 8,387 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-21-000035 · wf-form4_161550653568054.xml · derivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2023-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-21-000035 · wf-form4_161550653568054.xml · derivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 2,500 shares

Expires 2027-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option vested with respect to 25% of the option on May 5, 2018 and continues to vest with respect to 6.25% of the option each quarter thereafter.

SEC source: 0001102993-21-000035 · wf-form4_161550653568054.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-21-000035 · wf-form4_161550653568054.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-21-000033 · wf-form4_161524084470226.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,273

F1 · shares: The reporting person was granted fully vested restricted stock units in lieu of cash in satisfaction of their annual bonus.

F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-21-000014 · wf-form4_161360433415047.xml · derivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,557

Underlying: Common Stock · 2,061 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is vested and exercisable with respect to 22,118 underlying shares (after taking into account prior exercises, but including the 2,061 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 17,500 underlying shares in four remaining equal installments on each of May 16, August 16 and November 16, 2021 and February 16, 2022.

SEC source: 0001102993-21-000014 · wf-form4_161360433415047.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,973

F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-21-000014 · wf-form4_161360433415047.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-21-000008 · wf-form4_161282561540480.xml · derivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,225

Underlying: Common Stock · 138 shares

Expires 2029-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is vested and exercisable with respect to 412 underlying shares (after taking into account prior exercises, but including the 138 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023.

SEC source: 0001102993-21-000008 · wf-form4_161282561540480.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,973

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-21-000008 · wf-form4_161282561540480.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-21-000006 · wf-form4_161195719486829.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,973

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-21-000006 · wf-form4_161195719486829.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,082

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on January 26, 2021.

F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000171 · wf-form4_160876478185620.xml · derivative · entry 5

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,363

Underlying: Common Stock · 137 shares

Expires 2029-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: The Option is vested and exercisable with respect to 550 underlying shares (after taking into account prior exercises, but including the 137 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023.

SEC source: 0001102993-20-000171 · wf-form4_160876478185620.xml · derivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,618

Underlying: Common Stock · 2,598 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: The Option is vested and exercisable with respect to 20,341 underlying shares (after taking into account prior exercises, but including the 2,598 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 21,875 underlying shares in five remaining equal installments on each of February 16, May 16, August 16 and November 16, 2021 and February 16, 2022.

SEC source: 0001102993-20-000171 · wf-form4_160876478185620.xml · nonDerivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,177

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.50 to $67.51, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000171 · wf-form4_160876478185620.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000171 · wf-form4_160876478185620.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000169 · wf-form4_160876096963644.xml · derivative · entry 5

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 138 shares

Expires 2029-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: The Option is vested and exercisable with respect to 688 underlying shares (after taking into account prior exercises, but including the 138 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023.

SEC source: 0001102993-20-000169 · wf-form4_160876096963644.xml · derivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,216

Underlying: Common Stock · 2,598 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is vested and exercisable with respect to 22,939 underlying shares (after taking into account prior exercises, but including the 2,598 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 21,875 underlying shares in five remaining equal installments on each of February 16, May 16, August 16 and November 16, 2021 and February 16, 2022.

SEC source: 0001102993-20-000169 · wf-form4_160876096963644.xml · nonDerivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,177

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000169 · wf-form4_160876096963644.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000169 · wf-form4_160876096963644.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000167 · wf-form4_160824379357115.xml · derivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,814

Underlying: Common Stock · 261 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-20-000167 · wf-form4_160824379357115.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,177

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000167 · wf-form4_160824379357115.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000155 · wf-form4_160618391996574.xml · derivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,075

Underlying: Common Stock · 261 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-20-000155 · wf-form4_160618391996574.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,177

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000155 · wf-form4_160618391996574.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000153 · wf-form4_160618375393427.xml · derivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,336

Underlying: Common Stock · 261 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-20-000153 · wf-form4_160618375393427.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,177

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000153 · wf-form4_160618375393427.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000151 · wf-form4_160573849786762.xml · derivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,597

Underlying: Common Stock · 1,044 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-20-000151 · wf-form4_160573849786762.xml · nonDerivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,177

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000151 · wf-form4_160573849786762.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,960

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000151 · wf-form4_160573849786762.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000141 · wf-form4_160401342270871.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,177

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000141 · wf-form4_160401342270871.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,255

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on October 26, 2020.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · derivative · entry 10

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2027-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Option vested with respect to 25% of the option on May 5, 2018 and continues to vest with respect to 6.25% of the option each quarter thereafter.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · derivative · entry 9

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,625 shares

Expires 2024-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · derivative · entry 8

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 12,824 shares

Expires 2023-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · derivative · entry 7

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,641

Underlying: Common Stock · 1,827 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · nonDerivative · entry 6

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · nonDerivative · entry 5

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · nonDerivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · nonDerivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,713

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,974

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.