Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2026 Filed Sep 4, 2026 20:13 UTC |
Vardeman Ryan L.Director
|
Sale0% Convertible Senior Notes due 2026 · Derivative | 3,456 | $0.00 Strike: $1,128.39 | $0.00 |
DisclosureSEC source: 0001574629-26-000002 · wk-form4_1788552798.xml · derivative · entry 3 Vardeman Ryan L. · CIK 0001574629 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes (3)(4)(5) Disclosed balance after: 0 Underlying: Common Stock · 3,456 shares Expires 2026-12-15 F8 · price: Following the closing of the merger of the Issuer with and into SoundHound AI, Inc., Palogic Value Fund sold $3.9 million aggregate principal amount of the Issuer's 0% Convertible Senior Notes due 2026 to the Issuer at a price of $3.12 million. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:13 UTC |
Vardeman Ryan L.Director
|
Disposition to issuerCommon Stock | 23,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001574629-26-000002 · wk-form4_1788552798.xml · nonDerivative · entry 2 Vardeman Ryan L. · CIK 0001574629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F6 · price: Represents 23,350 restricted stock units previously awarded by the Issuer ("Company RSUs") and held by the reporting person immediately prior to the First Effective Time (as defined in the Merger Agreement). F7 · price: Pursuant to the Merger Agreement, at the First Effective Time, these Company RSUs were cancelled and converted into the right to receive the Per Share Merger Consideration, subject to the terms and conditions of the Merger Agreement, in respect of each share of Issuer common stock subject to such Company RSU. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:13 UTC |
Vardeman Ryan L.Director
|
Disposition to issuerCommon Stock | 44,422 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001574629-26-000002 · wk-form4_1788552798.xml · nonDerivative · entry 1 Vardeman Ryan L. · CIK 0001574629 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation ("Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers"). F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement. F3 · ownership.nature: The reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that the reporting person is, for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F4 · ownership.nature: The reporting person declares that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended. F5 · ownership.nature: This statement is filed by and on behalf of Ryan L. Vardeman. Palogic Value Fund, L.P., a Delaware limited partnership (Palogic Value Fund), is the record and direct beneficial owner of the securities covered by this statement. Palogic Value Management, L.P., a Delaware limited partnership (Palogic Value Management), is the general partner of, and may be deemed to beneficially own securities owned by, Palogic Value Fund. Palogic Capital Management, LLC, a Delaware limited liability company (Palogic Capital Management), is the general partner of, and may be deemed to beneficially own securities beneficially owned by, Palogic Value Management. Mr. Vardeman is the sole member of, and may be deemed to beneficially own securities beneficially owned by, Palogic Capital Management. Mr. Vardeman is also a limited partner in, and may be deemed to beneficially own securities owned by, Palogic Value Fund. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:12 UTC |
Greenberg Monica L.EVP, Policy & General Counsel
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 18,902 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434179-26-000017 · wk-form4_1788552748.xml · derivative · entry 3 Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,902 shares Expires not disclosed F5 · security: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). F5 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). F5 · price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:12 UTC |
Greenberg Monica L.EVP, Policy & General Counsel
|
Disposition to issuerCommon Stock | 43,344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434179-26-000017 · wk-form4_1788552748.xml · nonDerivative · entry 2 Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · price: Represents 43,344 restricted stock units previously awarded by the Issuer ("Company RSUs") and held by the reporting person immediately prior to the First Effective Time (as defined in the Merger Agreement). F4 · price: Pursuant to the Merger Agreement, at the First Effective Time, these Company RSUs were automatically assumed by Parent and converted into restricted stock units covering shares of Parent's Class A common stock (the "Assumed RSUs"). The Assumed RSUs will continue to have the same terms and conditions as applied to the corresponding award of Company RSUs immediately prior to the First Effective Time (including service-vesting and settlement terms, but excluding any performance-based vesting conditions). Each award of Assumed RSUs will cover the number of shares of Parent's Class A common stock (rounded down to the nearest whole share) equal to (i) the number of shares of Issuer common stock subject to the corresponding award of Company RSUs immediately prior to the First Effective Time, multiplied by (ii) the Per Share Merger Consideration. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:12 UTC |
Greenberg Monica L.EVP, Policy & General Counsel
|
Disposition to issuerCommon Stock | 32,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434179-26-000017 · wk-form4_1788552748.xml · nonDerivative · entry 1 Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,344 F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers"). F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:11 UTC |
Collins John DeNeenCFO and COO
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 6,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001806386-26-000019 · wk-form4_1788552698.xml · derivative · entry 3 Collins John DeNeen · CIK 0001806386 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,260 shares Expires not disclosed F5 · security: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). F5 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). F5 · price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:11 UTC |
Collins John DeNeenCFO and COO
|
Disposition to issuerCommon Stock | 81,148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001806386-26-000019 · wk-form4_1788552698.xml · nonDerivative · entry 2 Collins John DeNeen · CIK 0001806386 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · price: Represents 81,148 restricted stock units previously awarded by the Issuer ("Company RSUs") and held by the reporting person immediately prior to the First Effective Time (as defined in the Merger Agreement). F4 · price: Pursuant to the Merger Agreement, at the First Effective Time, these Company RSUs were automatically assumed by Parent and converted into restricted stock units covering shares of Parent's Class A common stock (the "Assumed RSUs"). The Assumed RSUs will continue to have the same terms and conditions as applied to the corresponding award of Company RSUs immediately prior to the First Effective Time (including service-vesting and settlement terms, but excluding any performance-based vesting conditions). Each award of Assumed RSUs will cover the number of shares of Parent's Class A common stock (rounded down to the nearest whole share) equal to (i) the number of shares of Issuer common stock subject to the corresponding award of Company RSUs immediately prior to the First Effective Time, multiplied by (ii) the Per Share Merger Consideration. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:11 UTC |
Collins John DeNeenCFO and COO
|
Disposition to issuerCommon Stock | 27,082 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001806386-26-000019 · wk-form4_1788552698.xml · nonDerivative · entry 1 Collins John DeNeen · CIK 0001806386 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,148 F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers"). F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:10 UTC |
Sabino Anthony JohnDirector · Chief Executive Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 66,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002008679-26-000023 · wk-form4_1788552644.xml · derivative · entry 3 Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,666 shares Expires not disclosed F5 · security: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). The number of shares underlying the Options reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. F5 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). The number of shares underlying the Options reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. F5 · price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). The number of shares underlying the Options reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). The number of shares underlying the Options reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). The number of shares underlying the Options reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:10 UTC |
Sabino Anthony JohnDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 135,271 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002008679-26-000023 · wk-form4_1788552644.xml · nonDerivative · entry 2 Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · price: Represents 135,271 restricted stock units previously awarded by the Issuer ("Company RSUs") and held by the reporting person immediately prior to the First Effective Time (as defined in the Merger Agreement). F4 · price: Pursuant to the Merger Agreement, at the First Effective Time, these Company RSUs were automatically assumed by Parent and converted into restricted stock units covering shares of Parent's Class A common stock (the "Assumed RSUs"). The Assumed RSUs will continue to have the same terms and conditions as applied to the corresponding award of Company RSUs immediately prior to the First Effective Time (including service-vesting and settlement terms, but excluding any performance-based vesting conditions). Each award of Assumed RSUs will cover the number of shares of Parent's Class A common stock (rounded down to the nearest whole share) equal to (i) the number of shares of Issuer common stock subject to the corresponding award of Company RSUs immediately prior to the First Effective Time, multiplied by (ii) the Per Share Merger Consideration. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:10 UTC |
Sabino Anthony JohnDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 37,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002008679-26-000023 · wk-form4_1788552644.xml · nonDerivative · entry 1 Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,271 F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers"). F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:09 UTC |
Mina Christopher AllenChief Tech Product Officer
|
Disposition to issuerCommon Stock | 43,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002076004-26-000005 · wk-form4_1788552571.xml · nonDerivative · entry 2 Mina Christopher Allen · CIK 0002076004 · Chief Tech Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · price: Represents 43,000 restricted stock units previously awarded by the Issuer ("Company RSUs") and held by the reporting person immediately prior to the First Effective Time (as defined in the Merger Agreement). F4 · price: Pursuant to the Merger Agreement, at the First Effective Time, these Company RSUs were automatically assumed by Parent and converted into restricted stock units covering shares of Parent's Class A common stock (the "Assumed RSUs"). The Assumed RSUs will continue to have the same terms and conditions as applied to the corresponding award of Company RSUs immediately prior to the First Effective Time (including service-vesting and settlement terms, but excluding any performance-based vesting conditions). Each award of Assumed RSUs will cover the number of shares of Parent's Class A common stock (rounded down to the nearest whole share) equal to (i) the number of shares of Issuer common stock subject to the corresponding award of Company RSUs immediately prior to the First Effective Time, multiplied by (ii) the Per Share Merger Consideration. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:09 UTC |
Mina Christopher AllenChief Tech Product Officer
|
Disposition to issuerCommon Stock | 9,636 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002076004-26-000005 · wk-form4_1788552571.xml · nonDerivative · entry 1 Mina Christopher Allen · CIK 0002076004 · Chief Tech Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,000 F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers"). F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:08 UTC |
Lane NathanDirector
|
Disposition to issuerCommon Stock | 23,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002023502-26-000002 · wk-form4_1788552531.xml · nonDerivative · entry 1 Lane Nathan · CIK 0002023502 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers"). F2 · price: Represents 23,350 restricted stock units previously awarded by the Issuer ("Company RSUs") and held by the reporting person immediately prior to the First Effective Time (as defined in the Merger Agreement). F3 · price: Pursuant to the Merger Agreement, at the First Effective Time, these Company RSUs were cancelled and converted into the right to receive the Per Share Merger Consideration, subject to the terms and conditions of the Merger Agreement, in respect of each share of Issuer common stock subject to such Company RSU. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:08 UTC |
ZINGALE ANTHONYDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 26,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001180246-26-000004 · wk-form4_1788552484.xml · derivative · entry 1 ZINGALE ANTHONY · CIK 0001180246 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,666 shares Expires not disclosed F1 · security: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers"). F2 · security: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time (as defined in the Merger Agreement), whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). F1 · derivative.exercise_price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers"). F2 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time (as defined in the Merger Agreement), whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). F3 · shares: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers"). F2 · price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time (as defined in the Merger Agreement), whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). F1 · derivative.exercise_date: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers"). F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time (as defined in the Merger Agreement), whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). F1 · derivative.expiration_date: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers"). F2 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time (as defined in the Merger Agreement), whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:06 UTC |
Pegueros VanessaDirector
|
Disposition to issuerCommon Stock | 22,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001765069-26-000002 · wk-form4_1788552397.xml · nonDerivative · entry 1 Pegueros Vanessa · CIK 0001765069 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers"). F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement. F3 · balance_after: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:05 UTC |
Wesemann WilliamDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 7,067 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001310687-26-000002 · wk-form4_1788552353.xml · derivative · entry 2 Wesemann William · CIK 0001310687 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,067 shares Expires not disclosed F4 · security: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). F4 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). F3 · shares: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. F4 · price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:05 UTC |
Wesemann WilliamDirector
|
Disposition to issuerCommon Stock | 43,655 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001310687-26-000002 · wk-form4_1788552353.xml · nonDerivative · entry 1 Wesemann William · CIK 0001310687 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers"). F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement. F3 · balance_after: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:05 UTC |
Tjon Karin-JoyceDirector
|
Disposition to issuerCommon Stock | 18,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001882368-26-000002 · wk-form4_1788552312.xml · nonDerivative · entry 1 Tjon Karin-Joyce · CIK 0001882368 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers"). F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement. F3 · balance_after: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:04 UTC |
Miller James R.Director
|
Disposition to issuerCommon Stock | 22,196 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001431244-26-000004 · wk-form4_1788552253.xml · nonDerivative · entry 1 Miller James R. · CIK 0001431244 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers"). F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 20:03 UTC |
Fletcher DanDirector
|
Disposition to issuerCommon Stock | 18,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002046224-26-000002 · wk-form4_1788552210.xml · nonDerivative · entry 1 Fletcher Dan · CIK 0002046224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers"). F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement. F3 · balance_after: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 20:44 UTC |
Greenberg Monica L.EVP, Policy & General Counsel
|
SaleCommon Stock | 506 | $1.67 | $843.50 |
DisclosureSEC source: 0001434179-26-000015 · wk-form4_1785444274.xml · nonDerivative · entry 1 Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,894 F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units. F2 · balance_after: Number reported includes 43,344 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 20:43 UTC |
Collins John DeNeenCFO and COO
|
SaleCommon Stock | 1,494 | $1.67 | $2,490.50 |
DisclosureSEC source: 0001806386-26-000017 · wk-form4_1785444196.xml · nonDerivative · entry 1 Collins John DeNeen · CIK 0001806386 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,230 F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units. F2 · balance_after: Number reported includes 81,148 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 22:40 UTC |
Sabino Anthony JohnDirector · Chief Executive Officer
|
SaleCommon Stock | 4,538 | $1.93 | $8,758.34 |
DisclosureSEC source: 0002008679-26-000021 · wk-form4_1783032022.xml · nonDerivative · entry 1 Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 172,351 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person entered into in November 2025. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.95, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Number reported includes 135,271 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| June 16, 2026 Filed Jun 17, 2026 20:17 UTC |
Sabino Anthony JohnDirector · Chief Executive Officer
|
SaleCommon Stock | 3,405 | $2.01 | $6,840.65 |
DisclosureSEC source: 0002008679-26-000016 · wk-form4_1781727442.xml · nonDerivative · entry 1 Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,889 F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units. F2 · balance_after: Number reported includes 135,271 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| May 18, 2026 Filed May 19, 2026 22:28 UTC |
Greenberg Monica L.EVP, Policy & General Counsel
|
SaleCommon Stock | 3,600 | $2.18 | $7,848.00 |
DisclosureSEC source: 0001434179-26-000011 · wk-form4_1779229698.xml · nonDerivative · entry 1 Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,400 F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units. F2 · balance_after: Number reported includes 44,651 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| May 18, 2026 Filed May 19, 2026 22:24 UTC |
Collins John DeNeenCFO and COO
|
SaleCommon Stock | 7,203 | $2.18 | $15,702.54 |
DisclosureSEC source: 0001806386-26-000013 · wk-form4_1779229495.xml · nonDerivative · entry 1 Collins John DeNeen · CIK 0001806386 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,724 F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units. F2 · balance_after: Number reported includes 84,053 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 21:16 UTC |
Sabino Anthony JohnDirector · Chief Executive Officer
|
SaleCommon Stock | 7,844 | $2.57 | $20,159.08 |
DisclosureSEC source: 0002008679-26-000011 · wk-form4_1775164603.xml · nonDerivative · entry 1 Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 180,294 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person entered into in November 2025. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.53 to $2.63, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Number reported includes 146,023 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| March 23, 2026 Filed Mar 25, 2026 20:28 UTC |
Sabino Anthony JohnDirector · Chief Executive Officer
|
SaleCommon Stock | 8,033 | $2.50 | $20,082.50 |
DisclosureSEC source: 0002008679-26-000007 · wk-form4_1774470504.xml · nonDerivative · entry 1 Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 188,138 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person entered into in November 2025. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.58, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Number reported includes 146,023 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| March 17, 2026 Filed Mar 17, 2026 23:13 UTC |
Sabino Anthony JohnDirector · Chief Executive Officer
|
SaleCommon Stock | 12,594 | $2.72 | $34,255.68 |
DisclosureSEC source: 0002008679-26-000003 · wk-form4_1773789183.xml · nonDerivative · entry 1 Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,171 F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units. F2 · balance_after: Number reported includes 146,023 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| March 17, 2026 Filed Mar 17, 2026 23:11 UTC |
Collins John DeNeenCFO and COO
|
SaleCommon Stock | 931 | $2.72 | $2,532.32 |
DisclosureSEC source: 0001806386-26-000009 · wk-form4_1773789091.xml · nonDerivative · entry 1 Collins John DeNeen · CIK 0001806386 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,927 F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting and settlement of the reporting person's performance-based restricted stock units. F2 · balance_after: Number reported includes 103,764 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| March 17, 2026 Filed Mar 17, 2026 23:09 UTC |
Greenberg Monica L.EVP, Policy & General Counsel
|
SaleCommon Stock | 315 | $2.72 | $856.80 |
DisclosureSEC source: 0001434179-26-000007 · wk-form4_1773788988.xml · nonDerivative · entry 1 Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,000 F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting and settlement of the reporting person's performance-based restricted stock units. F2 · balance_after: Number reported includes 53,927 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 21:27 UTC |
Greenberg Monica L.EVP, Policy & General Counsel
|
GrantCommon Stock | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001434179-26-000004 · wk-form4_1773696464.xml · nonDerivative · entry 1 Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,315 F1 · shares: The reported transaction reflects the acquisition of performance-vesting restricted stock units in respect of the issuer's Class A common stock that were granted to the reporting person in July 2022, subject to the achievement of certain performance goals in respect of the period July 27, 2022 through July 27, 2025. The level of achievement of those performance goals was formally approved on March 12, 2026. F2 · balance_after: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. Number reported includes 53,927 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 21:26 UTC |
Collins John DeNeenCFO and COO
|
GrantCommon Stock | 1,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001806386-26-000006 · wk-form4_1773696411.xml · nonDerivative · entry 1 Collins John DeNeen · CIK 0001806386 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,858 F1 · shares: The reported transaction reflects the acquisition of performance-vesting restricted stock units in respect of the issuer's Class A common stock that were granted to the reporting person in July 2022, subject to the achievement of certain performance goals in respect of the period July 27, 2022 through July 27, 2025. The level of achievement of those performance goals was formally approved on March 12, 2026. F2 · balance_after: Number reported includes 103,764 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| January 16, 2026 Filed Jan 20, 2026 22:55 UTC |
Mina Christopher AllenChief Tech Product Officer
|
SaleCommon Stock | 7,152 | $3.15 | $22,543.10 |
DisclosureSEC source: 0002076004-26-000003 · wk-form4_1768949739.xml · nonDerivative · entry 1 Mina Christopher Allen · CIK 0002076004 · Chief Tech Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,636 F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units. F2 · balance_after: This number reflects the issuer's 1-for-15 reverse stock split effected October 13, 2025. Number reported includes 43,000 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| January 05, 2026 Filed Jan 8, 2026 02:18 UTC |
Collins John DeNeenCFO and COO
|
GrantCommon Stock | 34,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001806386-26-000002 · wk-form4_1767838730.xml · nonDerivative · entry 1 Collins John DeNeen · CIK 0001806386 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,007 F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs") under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 34,193 RSUs, each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the Issuer through the applicable vesting, these RSUs are scheduled to vest on the first anniversary of the date of grant. F2 · balance_after: Number reported includes 103,764 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| December 17, 2025 Filed Dec 19, 2025 00:28 UTC |
Miller James R.Director
|
SaleCommon Stock | 2,133 | $4.73 | $10,089.09 |
DisclosureSEC source: 0001431244-25-000006 · wk-form4_1766104096.xml · nonDerivative · entry 1 Miller James R. · CIK 0001431244 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,196 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. Number reported includes 13,333 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| December 16, 2025 Filed Dec 17, 2025 21:07 UTC |
Sabino Anthony JohnDirector · Chief Executive Officer
|
SaleCommon Stock | 4,984 | $4.73 | $23,574.32 |
DisclosureSEC source: 0002008679-25-000016 · wk-form4_1766005635.xml · nonDerivative · entry 1 Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,765 F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units. F2 · balance_after: Number reported includes 182,581 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 21:13 UTC |
Vardeman Ryan L.Director
|
GrantCommon Stock | 23,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001574629-25-000010 · wk-form4_1765574021.xml · nonDerivative · entry 1 Vardeman Ryan L. · CIK 0001574629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,350 F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 23,350 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock of the issuer. These RSUs will fully vest on December 10, 2026. F2 · balance_after: Number reported includes 23,350 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 21:11 UTC |
Lane NathanDirector
|
GrantCommon Stock | 23,350 | $0.00 | $0.00 |
DisclosureSEC source: 0002023502-25-000006 · wk-form4_1765573913.xml · nonDerivative · entry 1 Lane Nathan · CIK 0002023502 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,350 F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 23,350 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock of the issuer. These RSUs will fully vest on December 10, 2026. F2 · balance_after: Number reported includes 23,350 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 23:06 UTC |
Sabino Anthony JohnDirector · Chief Executive Officer
|
GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0002008679-25-000013 · wk-form4_1764716764.xml · nonDerivative · entry 1 Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,749 F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs") under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 60,000 RSUs, each of which represents a contingent right to receive one share of common stock. Subject to the reporting persons continued employment with the Issuer through the applicable vesting dates, these RSUs are scheduled to vest 35% on September 15, 2026 and 65% on September 15, 2027. F2 · balance_after: Number reported includes 193,333 unvested RSUs granted to and held by the reporting person following the reported transaction. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 23:06 UTC |
Collins John DeNeenCFO and COO
|
SaleCommon Stock | 20,000 | $5.19 | $103,888.00 |
DisclosureSEC source: 0001806386-25-000015 · wk-form4_1763507201.xml · nonDerivative · entry 1 Collins John DeNeen · CIK 0001806386 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,814 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.13 to $5.38, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. Number reported includes 69,571 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 23:06 UTC |
Sabino Anthony JohnDirector · Chief Executive Officer
|
SaleCommon Stock | 30,000 | $5.26 | $157,890.00 |
DisclosureSEC source: 0002008679-25-000010 · wk-form4_1763507166.xml · nonDerivative · entry 1 Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,749 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.11 to $5.475, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. Number reported includes 133,333 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| September 25, 2025 Filed Sep 26, 2025 23:55 UTC |
Collins John DeNeenCFO and COO
|
SaleCommon Stock | 446,601 | $0.63 | $280,912.03 |
DisclosureSEC source: 0001806386-25-000012 · wk-form4_1758930940.xml · nonDerivative · entry 1 Collins John DeNeen · CIK 0001806386 · CFO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,527,209 F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units ("RSUs"). F2 · balance_after: Number reported includes 1,043,573 unvested RSUs granted to and held by the reporting person following the reported transaction. Read SEC document |
| September 24, 2025 Filed Sep 26, 2025 23:44 UTC |
Greenberg Monica L.EVP, Policy & General Counsel
|
SaleCommon Stock | 157,203 | $0.64 | $100,452.72 |
DisclosureSEC source: 0001434179-25-000010 · wk-form4_1758930237.xml · nonDerivative · entry 1 Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,192,230 F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units ("RSUs"). F2 · balance_after: Number reported includes 808,912 unvested RSUs granted to and held by the reporting person following the reported transaction. Read SEC document |
| September 24, 2025 Filed Sep 26, 2025 23:35 UTC |
Ford JeffreyChief Accounting Officer
|
SaleCommon Stock | 59,053 | $0.64 | $37,734.87 |
DisclosureSEC source: 0001993556-25-000007 · wk-form4_1758929740.xml · nonDerivative · entry 1 Ford Jeffrey · CIK 0001993556 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 406,617 F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units ("RSUs"). F2 · balance_after: Number reported includes 267,445 unvested RSUs granted to and held by the reporting person following the reported transaction. Read SEC document |
| September 17, 2025 Filed Sep 18, 2025 22:36 UTC |
Sabino Anthony JohnDirector · Chief Executive Officer
|
SaleCommon Stock | 96,062 | $0.69 | $65,898.53 |
DisclosureSEC source: 0002008679-25-000007 · wk-form4_1758234985.xml · nonDerivative · entry 1 Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,756,234 F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units. F2 · balance_after: Number reported includes 2,000,002 unvested restricted stock units granted to and held by the reporting person following the reported transaction. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 20:53 UTC |
Mina Christopher AllenChief Tech Product Officer
|
GrantCommon Stock | 395,000 | $0.00 | $0.00 |
DisclosureSEC source: 0002076004-25-000006 · wk-form4_1758142415.xml · nonDerivative · entry 1 Mina Christopher Allen · CIK 0002076004 · Chief Tech Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 896,832 F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs") under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 395,000 RSUs, each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the Issuer through the applicable vesting, these RSUs are scheduled to vest on the first anniversary of the date of grant. F2 · balance_after: Number reported includes 895,000 unvested RSUs granted to and held by the reporting person following the reported transaction. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 20:52 UTC |
Greenberg Monica L.EVP, Policy & General Counsel
|
GrantCommon Stock | 650,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001434179-25-000006 · wk-form4_1758142341.xml · nonDerivative · entry 1 Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,349,433 F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs") under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 650,163 RSUs, each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the Issuer through the applicable vesting, these RSUs are scheduled to vest on the first anniversary of the date of grant. F2 · balance_after: Number reported includes 1,208,912 unvested RSUs granted to and held by the reporting person following the reported transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.