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NYSE · USD

LOCL

Local Bounti Corporation/DE

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Tapewire entity
7559
SEC CIK
0001840780
Parsed reports
216

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202505
Jan 202601
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2026 Filed Oct 6, 2026 20:00 UTC
VALIASEK KATHLEENDirector · President and CEO
SaleCommon Stock 118,720 $1.06 $125,843.20
Disclosure

SEC source: 0001193125-26-415525 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,406,140

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the settlement of equity awards. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

Read SEC document
August 07, 2026 Filed Aug 10, 2026 20:15 UTC PurchaseCommon Stock Purchase Warrant · Derivative 1,000,000 Not disclosed Strike: $0.13 Not disclosed
Disclosure

SEC source: 0000902664-26-003369 · ownership.xml · derivative · entry 2

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2036-08-07

F1 · security: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026.

F1 · price: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026.

F1 · derivative.exercise_date: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026.

F2 · ownership.nature: Securities held by U.S. Bounti.

Read SEC document
August 07, 2026 Filed Aug 10, 2026 20:15 UTC PurchaseConvertible Note · Derivative Not disclosed Not disclosed Strike: $1.37 $12,500,000.00
Disclosure

SEC source: 0000902664-26-003369 · ownership.xml · derivative · entry 1

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: Not disclosed

Underlying: Common Stock · 9,124,088 shares

Expires 2031-08-07

F1 · security: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026.

F1 · price: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026.

F1 · derivative.exercise_date: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026.

F2 · ownership.nature: Securities held by U.S. Bounti.

Read SEC document
July 02, 2026 Filed Jul 2, 2026 20:55 UTC
VALIASEK KATHLEENPresident and CEO
SaleCommon Stock 118,720 $1.30 $154,336.00
Disclosure

SEC source: 0001694525-26-000008 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,524,860

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the settlement of equity awards. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 16:19 UTC GrantCommon Stock 62,949 $0.00 $0.00
Disclosure

SEC source: 0001125972-26-000002 · ownership.xml · nonDerivative · entry 1

SCHWAB CHARLES R JR. · CIK 0001125972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 606,699

F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 10, 2027, subject to the director's continued service.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 16:16 UTC GrantCommon Stock 62,949 $0.00 $0.00
Disclosure

SEC source: 0001872353-26-000002 · ownership.xml · nonDerivative · entry 1

Brewster Pamela · CIK 0001872353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,124

F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 10, 2027, subject to the director's continued service.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 16:18 UTC GrantCommon Stock 62,949 $0.00 $0.00
Disclosure

SEC source: 0001435748-26-000002 · ownership.xml · nonDerivative · entry 1

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,867

F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 10, 2027, subject to the director's continued service.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:18 UTC GrantCommon Stock 62,949 $0.00 $0.00
Disclosure

SEC source: 0001893900-26-000002 · ownership.xml · nonDerivative · entry 1

Nordby Matthew · CIK 0001893900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,654

F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 10, 2027, subject to the director's continued service.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:17 UTC GrantCommon Stock 62,949 $0.00 $0.00
Disclosure

SEC source: 0002063127-26-000002 · ownership.xml · nonDerivative · entry 1

Molnar Michael · CIK 0002063127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,291

F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 10, 2027, subject to the director's continued service.

Read SEC document
May 01, 2026 Filed May 1, 2026 20:16 UTC
Hurlbert Craig M.Director · Executive Chairman
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001872332-26-000005 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 889,803

F1 · shares: The RSUs will vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, subject to the continuous service of the Reporting Person on each vesting date.

Read SEC document
May 01, 2026 Filed May 1, 2026 20:18 UTC
Hughes AnthonyInterim CFO
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001743539-26-000005 · ownership.xml · nonDerivative · entry 1

Hughes Anthony · CIK 0001743539 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,270

F1 · shares: The RSUs will vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, subject to the continuous service of the Reporting Person on each vesting date.

Read SEC document
May 01, 2026 Filed May 1, 2026 20:15 UTC
VALIASEK KATHLEENPresident and CEO
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001694525-26-000005 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,643,580

F1 · shares: The RSUs will vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, subject to the continuous service of the Reporting Person on each vesting date.

Read SEC document
May 01, 2026 Filed May 1, 2026 20:20 UTC
McCandless MargaretGeneral Counsel & Secretary
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001629976-26-000006 · ownership.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,537

F1 · shares: The RSUs will vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, subject to the continuous service of the Reporting Person on each vesting date.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 20:13 UTC
Hurlbert Craig M.Director · Executive Chairman
SaleCommon Stock 100,000 $1.16 $116,000.00
Disclosure

SEC source: 0001872332-26-000002 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,803

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the settlement of equity awards. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 20:14 UTC
Hughes AnthonyInterim CFO
Tax withholdingCommon Stock 23,064 $1.63 $37,594.32
Disclosure

SEC source: 0001743539-26-000002 · ownership.xml · nonDerivative · entry 1

Hughes Anthony · CIK 0001743539 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,270

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 20:11 UTC
VALIASEK KATHLEENPresident and CEO
SaleCommon Stock 200,000 $1.16 $232,000.00
Disclosure

SEC source: 0001694525-26-000002 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,443,580

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the settlement of equity awards. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 20:47 UTC PurchaseCommon Stock Purchase Warrant · Derivative 5,500,000 Not disclosed Strike: $0.13 Not disclosed
Disclosure

SEC source: 0000902664-26-001640 · ownership.xml · derivative · entry 2

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 5,500,000

Underlying: Common Stock · 5,500,000 shares

Expires 2036-03-13

F1 · security: On March 13, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $15 million, (i) a convertible note with an initial principal balance of $15 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 5,500,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 222,241. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a stockholder meeting no later than June 30, 2026.

F1 · price: On March 13, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $15 million, (i) a convertible note with an initial principal balance of $15 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 5,500,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 222,241. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a stockholder meeting no later than June 30, 2026.

F1 · derivative.exercise_date: On March 13, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $15 million, (i) a convertible note with an initial principal balance of $15 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 5,500,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 222,241. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a stockholder meeting no later than June 30, 2026.

F2 · ownership.nature: Securities held by U.S. Bounti, LLC.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 20:47 UTC PurchaseConvertible Note · Derivative Not disclosed Not disclosed Strike: $2.50 $15,000,000.00
Disclosure

SEC source: 0000902664-26-001640 · ownership.xml · derivative · entry 1

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2031-03-13

F1 · security: On March 13, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $15 million, (i) a convertible note with an initial principal balance of $15 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 5,500,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 222,241. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a stockholder meeting no later than June 30, 2026.

F1 · price: On March 13, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $15 million, (i) a convertible note with an initial principal balance of $15 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 5,500,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 222,241. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a stockholder meeting no later than June 30, 2026.

F1 · derivative.exercise_date: On March 13, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $15 million, (i) a convertible note with an initial principal balance of $15 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 5,500,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 222,241. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a stockholder meeting no later than June 30, 2026.

F2 · ownership.nature: Securities held by U.S. Bounti, LLC.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:30 UTC
McCandless MargaretGeneral Counsel & Secretary
Tax withholdingCommon Stock 5,393 $1.52 $8,197.36
Disclosure

SEC source: 0001629976-26-000003 · ownership.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,537

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

Read SEC document
February 01, 2026 Filed Feb 3, 2026 21:19 UTC
McCandless MargaretGeneral Counsel & Secretary
Tax withholdingCommon Stock 2,874 $2.10 $6,035.40
Disclosure

SEC source: 0001193125-26-035601 · ownership.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,930

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 21:11 UTC SaleCommon Stock 1,000 $2.22 $2,222.70
Disclosure

SEC source: 0001193125-26-008926 · ownership.xml · nonDerivative · entry 1

Nordby Matthew · CIK 0001893900 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,705

F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted on August 14, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 21:03 UTC SaleCommon Stock 1,000 $2.14 $2,137.20
Disclosure

SEC source: 0001193125-26-000911 · ownership.xml · nonDerivative · entry 1

Nordby Matthew · CIK 0001893900 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,705

F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted on August 14, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
December 24, 2025 Filed Dec 29, 2025 21:10 UTC SaleCommon Stock 1,000 $2.19 $2,185.90
Disclosure

SEC source: 0001193125-25-335320 · ownership.xml · nonDerivative · entry 1

Nordby Matthew · CIK 0001893900 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,705

F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted on August 14, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
December 17, 2025 Filed Dec 19, 2025 21:04 UTC SaleCommon Stock 1,000 $2.42 $2,418.50
Disclosure

SEC source: 0001193125-25-326798 · ownership.xml · nonDerivative · entry 1

Nordby Matthew · CIK 0001893900 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,705

F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted on August 14, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.39 to $2.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 21:15 UTC SaleCommon Stock 1,000 $2.55 $2,550.20
Disclosure

SEC source: 0001193125-25-317581 · ownership.xml · nonDerivative · entry 1

Nordby Matthew · CIK 0001893900 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,705

F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted on August 14, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
December 03, 2025 Filed Dec 5, 2025 21:19 UTC SaleCommon Stock 1,000 $2.38 $2,380.50
Disclosure

SEC source: 0001193125-25-309719 · ownership.xml · nonDerivative · entry 1

Nordby Matthew · CIK 0001893900 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,705

F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted on August 14, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
November 26, 2025 Filed Nov 28, 2025 21:01 UTC SaleCommon Stock 1,000 $2.38 $2,381.70
Disclosure

SEC source: 0001193125-25-302417 · ownership.xml · nonDerivative · entry 1

Nordby Matthew · CIK 0001893900 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,705

F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted on August 14, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.30 to $2.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 21:15 UTC SaleCommon Stock 1,000 $2.39 $2,385.50
Disclosure

SEC source: 0001193125-25-291396 · ownership.xml · nonDerivative · entry 1

Nordby Matthew · CIK 0001893900 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,705

F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted on August 14, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.28 to $2.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:18 UTC
Hurlbert Craig M.Director · Executive Chairman
Tax withholdingCommon Stock 34,007 $2.95 $100,320.65
Disclosure

SEC source: 0001193125-25-230232 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 914,803

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:19 UTC
VALIASEK KATHLEENPresident, CEO and CFO
Tax withholdingCommon Stock 84,517 $2.95 $249,325.15
Disclosure

SEC source: 0001193125-25-230239 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · President, CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,643,580

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 16:01 UTC
Almassy DaneChief Commercial Officer
GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-112818 · ownership.xml · nonDerivative · entry 1

Almassy Dane · CIK 0002081558 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

F1 · shares: Represents 300,000 restricted stock units ("RSUs") issued under the Issuer's 2021 Equity Incentive Plan. The RSUs will vest in four equal installments on September 1, 2026, 2027, 2028 and 2029, subject to the continued service of the Reporting Person on each vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:18 UTC PurchaseCommon Stock Purchase Warrant · Derivative 550,000 Not disclosed Strike: $0.13 Not disclosed
Disclosure

SEC source: 0000950170-25-103076 · ownership.xml · derivative · entry 2

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By LLC

Disclosed balance after: 550,000

Underlying: Common Stock · 550,000 shares

Expires 2035-08-01

F1 · security: On August 1, 2025, U.S. Bounti, LLC and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer, for a combined purchase price of $10.0 million, (i) a convertible note with an initial principal balance of $10.0 million (the "Note") and (ii) a common stock purchase warrant (the "Warrant") pursuant to which U.S. Bounti, LLC has the right to purchase and acquire 550,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). (Continued on Footnote 2).

F2 · security: (Continued from Footnote 1). Pursuant to the terms of the Purchase Agreement, U.S. Bounti, LLC will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares of Common Stock would exceed 221,031 shares, except that such limitation will not apply after the date that stockholder approval is obtained and deemed effective, as required by the rules and regulations of the New York Stock Exchange (the "Required Stockholder Approval"). The Issuer is required to seek the Required Stockholder Approval at a special stockholders meeting within three months of August 1, 2025.

F1 · price: On August 1, 2025, U.S. Bounti, LLC and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer, for a combined purchase price of $10.0 million, (i) a convertible note with an initial principal balance of $10.0 million (the "Note") and (ii) a common stock purchase warrant (the "Warrant") pursuant to which U.S. Bounti, LLC has the right to purchase and acquire 550,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). (Continued on Footnote 2).

F2 · price: (Continued from Footnote 1). Pursuant to the terms of the Purchase Agreement, U.S. Bounti, LLC will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares of Common Stock would exceed 221,031 shares, except that such limitation will not apply after the date that stockholder approval is obtained and deemed effective, as required by the rules and regulations of the New York Stock Exchange (the "Required Stockholder Approval"). The Issuer is required to seek the Required Stockholder Approval at a special stockholders meeting within three months of August 1, 2025.

F1 · derivative.exercise_date: On August 1, 2025, U.S. Bounti, LLC and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer, for a combined purchase price of $10.0 million, (i) a convertible note with an initial principal balance of $10.0 million (the "Note") and (ii) a common stock purchase warrant (the "Warrant") pursuant to which U.S. Bounti, LLC has the right to purchase and acquire 550,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). (Continued on Footnote 2).

F2 · derivative.exercise_date: (Continued from Footnote 1). Pursuant to the terms of the Purchase Agreement, U.S. Bounti, LLC will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares of Common Stock would exceed 221,031 shares, except that such limitation will not apply after the date that stockholder approval is obtained and deemed effective, as required by the rules and regulations of the New York Stock Exchange (the "Required Stockholder Approval"). The Issuer is required to seek the Required Stockholder Approval at a special stockholders meeting within three months of August 1, 2025.

F3 · ownership.nature: Securities held by U.S. Bounti, LLC.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:18 UTC PurchaseConvertible Note · Derivative Not disclosed Not disclosed Strike: $2.50 $10,000,000.00
Disclosure

SEC source: 0000950170-25-103076 · ownership.xml · derivative · entry 1

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By LLC

Disclosed balance after: Not disclosed

Underlying: Common Stock · 4,000,000 shares

Expires 2030-08-01

F1 · security: On August 1, 2025, U.S. Bounti, LLC and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer, for a combined purchase price of $10.0 million, (i) a convertible note with an initial principal balance of $10.0 million (the "Note") and (ii) a common stock purchase warrant (the "Warrant") pursuant to which U.S. Bounti, LLC has the right to purchase and acquire 550,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). (Continued on Footnote 2).

F2 · security: (Continued from Footnote 1). Pursuant to the terms of the Purchase Agreement, U.S. Bounti, LLC will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares of Common Stock would exceed 221,031 shares, except that such limitation will not apply after the date that stockholder approval is obtained and deemed effective, as required by the rules and regulations of the New York Stock Exchange (the "Required Stockholder Approval"). The Issuer is required to seek the Required Stockholder Approval at a special stockholders meeting within three months of August 1, 2025.

F1 · price: On August 1, 2025, U.S. Bounti, LLC and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer, for a combined purchase price of $10.0 million, (i) a convertible note with an initial principal balance of $10.0 million (the "Note") and (ii) a common stock purchase warrant (the "Warrant") pursuant to which U.S. Bounti, LLC has the right to purchase and acquire 550,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). (Continued on Footnote 2).

F2 · price: (Continued from Footnote 1). Pursuant to the terms of the Purchase Agreement, U.S. Bounti, LLC will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares of Common Stock would exceed 221,031 shares, except that such limitation will not apply after the date that stockholder approval is obtained and deemed effective, as required by the rules and regulations of the New York Stock Exchange (the "Required Stockholder Approval"). The Issuer is required to seek the Required Stockholder Approval at a special stockholders meeting within three months of August 1, 2025.

F1 · derivative.exercise_date: On August 1, 2025, U.S. Bounti, LLC and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer, for a combined purchase price of $10.0 million, (i) a convertible note with an initial principal balance of $10.0 million (the "Note") and (ii) a common stock purchase warrant (the "Warrant") pursuant to which U.S. Bounti, LLC has the right to purchase and acquire 550,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). (Continued on Footnote 2).

F2 · derivative.exercise_date: (Continued from Footnote 1). Pursuant to the terms of the Purchase Agreement, U.S. Bounti, LLC will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares of Common Stock would exceed 221,031 shares, except that such limitation will not apply after the date that stockholder approval is obtained and deemed effective, as required by the rules and regulations of the New York Stock Exchange (the "Required Stockholder Approval"). The Issuer is required to seek the Required Stockholder Approval at a special stockholders meeting within three months of August 1, 2025.

F3 · ownership.nature: Securities held by U.S. Bounti, LLC.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:06 UTC
Hurlbert Craig M.Director · Executive Chairman
Tax withholdingCommon Stock 40,786 $2.41 $98,294.26
Disclosure

SEC source: 0000950170-25-093843 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 948,810

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:05 UTC
VALIASEK KATHLEENPresident, CEO and CFO
Tax withholdingCommon Stock 79,021 $2.41 $190,440.61
Disclosure

SEC source: 0000950170-25-093841 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · President, CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,728,097

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

Read SEC document
June 24, 2025 Filed Jun 26, 2025 21:03 UTC
VALIASEK KATHLEENPresident, CEO and CFO
Tax withholdingCommon Stock 9,783 $2.27 $22,207.41
Disclosure

SEC source: 0000950170-25-090492 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · President, CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,807,118

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

Read SEC document
June 13, 2025 Filed Jun 13, 2025 20:31 UTC
Hurlbert Craig M.Director · Executive Chairman
GrantCommon Stock 700,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-086274 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 989,596

F1 · shares: The RSUs will vest in eight equal quarterly installments, with the first installment on July 1, 2025, subject to the continuous service of the Reporting Person on each vesting date.

Read SEC document
June 13, 2025 Filed Jun 13, 2025 20:34 UTC
VALIASEK KATHLEENPresident, CEO and CFO
GrantCommon Stock 1,400,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-086280 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · President, CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,816,901

F1 · shares: The RSUs will vest in eight equal quarterly installments, with the first installment on July 1, 2025, subject to the continuous service of the Reporting Person on each vesting date.

Read SEC document
June 11, 2025 Filed Jun 14, 2025 01:22 UTC ConversionSeries A Convertible Preferred Stock · Derivative 10,299,277 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-086500 · ownership.xml · derivative · entry 5

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 0

Underlying: Common Stock · 10,299,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Pursuant to the terms of the Securities Purchase Agreement dated as of March 31, 2025, by and among the Issuer, the Reporting Party and the other parties thereto, the Issuer submitted to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). The Conversion Proposal was approved at the 2025 annual meeting of stockholders and following such approval of the Conversion Proposal, each share of Preferred Stock automatically converted into one share of Common Stock.

F5 · derivative.exercise_date: Pursuant to the terms of the Securities Purchase Agreement dated as of March 31, 2025, by and among the Issuer, the Reporting Party and the other parties thereto, the Issuer submitted to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). The Conversion Proposal was approved at the 2025 annual meeting of stockholders and following such approval of the Conversion Proposal, each share of Preferred Stock automatically converted into one share of Common Stock.

F5 · derivative.expiration_date: Pursuant to the terms of the Securities Purchase Agreement dated as of March 31, 2025, by and among the Issuer, the Reporting Party and the other parties thereto, the Issuer submitted to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). The Conversion Proposal was approved at the 2025 annual meeting of stockholders and following such approval of the Conversion Proposal, each share of Preferred Stock automatically converted into one share of Common Stock.

F1 · ownership.nature: Shares owned by U.S. Bounti, LLC.

Read SEC document
June 11, 2025 Filed Jun 14, 2025 01:22 UTC ConversionCommon Stock 10,299,277 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-086500 · ownership.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 12,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares owned by U.S. Bounti, LLC.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 21:22 UTC ConversionSeries A Convertible Preferred Stock · Derivative 429,137 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-086501 · ownership.xml · derivative · entry 3

SCHWAB CHARLES R JR. · CIK 0001125972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 429,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the terms of the Securities Purchase Agreement dated as of March 31, 2025, by and among the Issuer, the Reporting Party and the other parties thereto, the Issuer submitted to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). The Conversion Proposal was approved at the 2025 annual meeting of stockholders and following such approval of the Conversion Proposal, each share of Preferred Stock automatically converted into one share of Common Stock.

F2 · derivative.exercise_date: Pursuant to the terms of the Securities Purchase Agreement dated as of March 31, 2025, by and among the Issuer, the Reporting Party and the other parties thereto, the Issuer submitted to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). The Conversion Proposal was approved at the 2025 annual meeting of stockholders and following such approval of the Conversion Proposal, each share of Preferred Stock automatically converted into one share of Common Stock.

F2 · derivative.expiration_date: Pursuant to the terms of the Securities Purchase Agreement dated as of March 31, 2025, by and among the Issuer, the Reporting Party and the other parties thereto, the Issuer submitted to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). The Conversion Proposal was approved at the 2025 annual meeting of stockholders and following such approval of the Conversion Proposal, each share of Preferred Stock automatically converted into one share of Common Stock.

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June 11, 2025 Filed Jun 13, 2025 21:22 UTC ConversionCommon Stock 429,137 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-086501 · ownership.xml · nonDerivative · entry 2

SCHWAB CHARLES R JR. · CIK 0001125972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 543,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 21:22 UTC GrantCommon Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-086501 · ownership.xml · nonDerivative · entry 1

SCHWAB CHARLES R JR. · CIK 0001125972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,613

F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 11, 2026, subject to the director's continued service.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 16:35 UTC GrantCommon Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-086285 · ownership.xml · nonDerivative · entry 1

Brewster Pamela · CIK 0001872353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,175

F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 11, 2026, subject to the director's continued service.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 16:36 UTC GrantCommon Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-086290 · ownership.xml · nonDerivative · entry 1

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,918

F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 11, 2026, subject to the director's continued service.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:36 UTC GrantCommon Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-086286 · ownership.xml · nonDerivative · entry 1

Nordby Matthew · CIK 0001893900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,705

F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 11, 2026, subject to the director's continued service.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:35 UTC GrantCommon Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-086281 · ownership.xml · nonDerivative · entry 1

Molnar Michael · CIK 0002063127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,342

F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 11, 2026, subject to the director's continued service.

Read SEC document
May 01, 2025 Filed May 2, 2025 21:55 UTC
VALIASEK KATHLEENPresident, CEO and CFO
Tax withholdingCommon Stock 3,365 $2.39 $8,042.35
Disclosure

SEC source: 0000950170-25-062987 · ownership.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · President, CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,901

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

Read SEC document
May 01, 2025 Filed May 2, 2025 21:56 UTC
McCandless MargaretGeneral Counsel & Secretary
Tax withholdingCommon Stock 4,535 $2.39 $10,838.65
Disclosure

SEC source: 0000950170-25-062989 · ownership.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,804

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

Read SEC document
April 14, 2025 Filed Apr 16, 2025 21:11 UTC
McCandless MargaretGeneral Counsel & Secretary
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-054859 · ownership.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,339

F1 · shares: Represents 40,000 restricted stock units ("RSUs") issued under the Issuer's 2021 Equity Incentive Plan. The RSUs will vest in three equal installments on May 1, 2025, March 1, 2026 and March 1, 2027, subject to the continuous service of the Reporting Person on each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.