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Live Oak Bancshares, Inc.

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Tapewire entity
2023
SEC CIK
0001462120
Parsed reports
609

Last 12 months

Inside the activity.

2 purchase rows · 73 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202513
Dec 202508
Jan 202611
Feb 2026015
Mar 202607
Apr 202601
May 202608
Jun 202608
Jul 202604
Aug 2026010
Sep 202608
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2025 Filed Feb 12, 2025 23:59 UTC
Seward Gregory WGeneral Counsel
Exercise / conversionVoting Common Stock 2,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000049 · wk-form4_1739404750.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:53 UTC
Mann StephanieChief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 174 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000047 · wk-form4_1739404419.xml · derivative · entry 7

Mann Stephanie · CIK 0001937537 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F4 · derivative.exercise_date: 173 of the RSUs vested on February 10, 2023 and 174 of the RSUs vested on each of February 12, 2024 and February 10, 2025.

F4 · derivative.expiration_date: 173 of the RSUs vested on February 10, 2023 and 174 of the RSUs vested on each of February 12, 2024 and February 10, 2025.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:53 UTC
Mann StephanieChief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 1,112 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000047 · wk-form4_1739404419.xml · derivative · entry 6

Mann Stephanie · CIK 0001937537 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,562

Underlying: Voting Common Stock · 1,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: 1,112 of the RSUs vested on each of February 10, 2023 and 2025; 1,113 of the RSUs vested on February 12, 2024; 2,780 of the RSUs will vest on February 10, 2026; and 2,782 of the RSUs will vest on February 10, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.

F3 · derivative.expiration_date: 1,112 of the RSUs vested on each of February 10, 2023 and 2025; 1,113 of the RSUs vested on February 12, 2024; 2,780 of the RSUs will vest on February 10, 2026; and 2,782 of the RSUs will vest on February 10, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:53 UTC
Mann StephanieChief Strategy Officer
GrantRestricted Stock Units · Derivative 7,839 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000047 · wk-form4_1739404419.xml · derivative · entry 5

Mann Stephanie · CIK 0001937537 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,839

Underlying: Voting Common Stock · 7,839 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:53 UTC
Mann StephanieChief Strategy Officer
Tax withholdingVoting Common Stock 61 $35.08 $2,139.88
Disclosure

SEC source: 0001578563-25-000047 · wk-form4_1739404419.xml · nonDerivative · entry 4

Mann Stephanie · CIK 0001937537 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,749

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:53 UTC
Mann StephanieChief Strategy Officer
Exercise / conversionVoting Common Stock 174 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000047 · wk-form4_1739404419.xml · nonDerivative · entry 3

Mann Stephanie · CIK 0001937537 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:53 UTC
Mann StephanieChief Strategy Officer
Tax withholdingVoting Common Stock 387 $35.08 $13,575.96
Disclosure

SEC source: 0001578563-25-000047 · wk-form4_1739404419.xml · nonDerivative · entry 2

Mann Stephanie · CIK 0001937537 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,636

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:53 UTC
Mann StephanieChief Strategy Officer
Exercise / conversionVoting Common Stock 1,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000047 · wk-form4_1739404419.xml · nonDerivative · entry 1

Mann Stephanie · CIK 0001937537 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:48 UTC GrantRestricted Stock Units · Derivative 45,153 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000045 · wk-form4_1739404114.xml · derivative · entry 2

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,153

Underlying: Voting Common Stock · 45,153 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:42 UTC
Davis Micah SChief Marketing & Comm Officer
Exercise / conversionRestricted Stock Units · Derivative 2,003 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000041 · wk-form4_1739403766.xml · derivative · entry 4

Davis Micah S · CIK 0001977288 · Chief Marketing & Comm Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: 2,002 of the RSUs vested on February 12, 2024 and 2,003 of the RSUs vested on February 10, 2025.

F3 · derivative.expiration_date: 2,002 of the RSUs vested on February 12, 2024 and 2,003 of the RSUs vested on February 10, 2025.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:42 UTC
Davis Micah SChief Marketing & Comm Officer
GrantRestricted Stock Units · Derivative 4,275 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000041 · wk-form4_1739403766.xml · derivative · entry 3

Davis Micah S · CIK 0001977288 · Chief Marketing & Comm Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,275

Underlying: Voting Common Stock · 4,275 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:42 UTC
Davis Micah SChief Marketing & Comm Officer
Tax withholdingVoting Common Stock 997 $35.08 $34,974.76
Disclosure

SEC source: 0001578563-25-000041 · wk-form4_1739403766.xml · nonDerivative · entry 2

Davis Micah S · CIK 0001977288 · Chief Marketing & Comm Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,870

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:42 UTC
Davis Micah SChief Marketing & Comm Officer
Exercise / conversionVoting Common Stock 2,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000041 · wk-form4_1739403766.xml · nonDerivative · entry 1

Davis Micah S · CIK 0001977288 · Chief Marketing & Comm Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 22:00 UTC
Cairns MichaelChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 235 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000498 · wk-form4_1734559252.xml · derivative · entry 3

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471

Underlying: Voting Common Stock · 235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: 235 of the RSUs will vest on each of December 15, 2024 and 2025, and 236 of the RSUs will vest on December 15, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: 235 of the RSUs will vest on each of December 15, 2024 and 2025, and 236 of the RSUs will vest on December 15, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 22:00 UTC
Cairns MichaelChief Credit Officer
Tax withholdingVoting Common Stock 105 $44.54 $4,676.70
Disclosure

SEC source: 0001578563-24-000498 · wk-form4_1734559252.xml · nonDerivative · entry 2

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,678

Read SEC document
December 16, 2024 Filed Dec 18, 2024 22:00 UTC
Cairns MichaelChief Credit Officer
Exercise / conversionVoting Common Stock 235 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000498 · wk-form4_1734559252.xml · nonDerivative · entry 1

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 22:01 UTC
Phifer Walter JChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 235 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000499 · wk-form4_1734559271.xml · derivative · entry 3

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471

Underlying: Voting Common Stock · 235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on December 15, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on December 15, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 22:01 UTC
Phifer Walter JChief Financial Officer
Tax withholdingVoting Common Stock 105 $44.54 $4,676.70
Disclosure

SEC source: 0001578563-24-000499 · wk-form4_1734559271.xml · nonDerivative · entry 2

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,605

Read SEC document
December 16, 2024 Filed Dec 18, 2024 22:01 UTC
Phifer Walter JChief Financial Officer
Exercise / conversionVoting Common Stock 235 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000499 · wk-form4_1734559271.xml · nonDerivative · entry 1

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:40 UTC
Cairns MichaelChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 945 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000492 · wk-form4_1733960423.xml · derivative · entry 5

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,784

Underlying: Voting Common Stock · 945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: 945 of the RSUs will vested on December 9, 2024, and 946 of the RSUs will vest on each of December 8, 2025, 2026, 2027, and 2028, subject to the reporting person's continuous service to the Company or a related entity on such date

F3 · derivative.expiration_date: 945 of the RSUs will vested on December 9, 2024, and 946 of the RSUs will vest on each of December 8, 2025, 2026, 2027, and 2028, subject to the reporting person's continuous service to the Company or a related entity on such date

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:40 UTC
Cairns MichaelChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 943 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000492 · wk-form4_1733960423.xml · derivative · entry 4

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,829

Underlying: Voting Common Stock · 943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: 943 of the RSUs will vest on each of December 9, 2024, 2025, 2026, and 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: 943 of the RSUs will vest on each of December 9, 2024, 2025, 2026, and 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:40 UTC
Cairns MichaelChief Credit Officer
Tax withholdingVoting Common Stock 840 $45.30 $38,052.00
Disclosure

SEC source: 0001578563-24-000492 · wk-form4_1733960423.xml · nonDerivative · entry 3

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,548

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:40 UTC
Cairns MichaelChief Credit Officer
Exercise / conversionVoting Common Stock 945 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000492 · wk-form4_1733960423.xml · nonDerivative · entry 2

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:40 UTC
Cairns MichaelChief Credit Officer
Exercise / conversionVoting Common Stock 943 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000492 · wk-form4_1733960423.xml · nonDerivative · entry 1

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:40 UTC
Phifer Walter JChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,572 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000491 · wk-form4_1733960386.xml · derivative · entry 3

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,716

Underlying: Voting Common Stock · 1,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on December 9, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on December 9, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:40 UTC
Phifer Walter JChief Financial Officer
Tax withholdingVoting Common Stock 699 $45.30 $31,664.70
Disclosure

SEC source: 0001578563-24-000491 · wk-form4_1733960386.xml · nonDerivative · entry 2

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,475

Read SEC document
December 09, 2024 Filed Dec 11, 2024 23:40 UTC
Phifer Walter JChief Financial Officer
Exercise / conversionVoting Common Stock 1,572 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000491 · wk-form4_1733960386.xml · nonDerivative · entry 1

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:39 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
GiftVoting Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000451 · wk-form4_1731965987.xml · nonDerivative · entry 1

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,015

Read SEC document
November 14, 2024 Filed Nov 15, 2024 22:17 UTC
Seward Gregory WGeneral Counsel
GiftVoting Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000446 · wk-form4_1731709048.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,882

Read SEC document
November 13, 2024 Filed Nov 15, 2024 22:17 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
SaleVoting Common Stock 12,588 $49.00 $616,837.18
Disclosure

SEC source: 0001578563-24-000447 · wk-form4_1731709059.xml · nonDerivative · entry 1

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,015

F1 · price: This transaction was executed in multiple trades at prices ranging from $49.00 to $49.03. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 21:30 UTC
Seward Gregory WGeneral Counsel
SaleVoting Common Stock 5,355 $47.39 $253,774.52
Disclosure

SEC source: 0001578563-24-000438 · wk-form4_1731101440.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,882

F2 · price: This transaction was executed in multiple trades at prices ranging from $47.31 to $47.40. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 21:30 UTC
Seward Gregory WGeneral Counsel
SaleVoting Common Stock 4,645 $46.59 $216,394.29
Disclosure

SEC source: 0001578563-24-000438 · wk-form4_1731101440.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,237

F1 · price: This transaction was executed in multiple trades at prices ranging from $46.29 to $47.14. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
October 29, 2024 Filed Oct 31, 2024 20:22 UTC PurchaseVoting Common Stock 1,000 $39.76 $39,762.00
Disclosure

SEC source: 0001578563-24-000434 · wk-form4_1730406165.xml · nonDerivative · entry 1

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By William H. Cameron Revocable Trust

Disclosed balance after: 202,217

Read SEC document
August 26, 2024 Filed Aug 28, 2024 21:20 UTC
Losch William C IIIChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000395 · wk-form4_1724880007.xml · derivative · entry 3

Losch William C III · CIK 0001453279 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Voting Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

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August 26, 2024 Filed Aug 28, 2024 21:20 UTC
Losch William C IIIChief Financial Officer
Tax withholdingVoting Common Stock 22,220 $42.52 $944,794.40
Disclosure

SEC source: 0001578563-24-000395 · wk-form4_1724880007.xml · nonDerivative · entry 2

Losch William C III · CIK 0001453279 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,740

Read SEC document
August 26, 2024 Filed Aug 28, 2024 21:20 UTC
Losch William C IIIChief Financial Officer
Exercise / conversionVoting Common Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000395 · wk-form4_1724880007.xml · nonDerivative · entry 1

Losch William C III · CIK 0001453279 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
August 23, 2024 Filed Aug 27, 2024 21:15 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
SaleVoting Common Stock 20,000 $43.00 $859,976.00
Disclosure

SEC source: 0001578563-24-000393 · wk-form4_1724793305.xml · nonDerivative · entry 1

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,603

F1 · price: This transaction was executed in multiple trades at prices ranging from $42.84 to $43.25. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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August 19, 2024 Filed Aug 21, 2024 21:21 UTC
Cairns MichaelChief Credit Officer
GrantRestricted Stock Units · Derivative 12,100 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000390 · wk-form4_1724275298.xml · derivative · entry 2

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,100

Underlying: Voting Common Stock · 12,100 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: 2,420 of the RSUs will vest on each of August 19, 2025, 2026, 2027, 2028, and 2029, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: 2,420 of the RSUs will vest on each of August 19, 2025, 2026, 2027, 2028, and 2029, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 21:14 UTC
Derraik RenatoChief Info./Digital Off., Bank
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000373 · wk-form4_1723670064.xml · derivative · entry 3

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Voting Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 21:14 UTC
Derraik RenatoChief Info./Digital Off., Bank
Tax withholdingVoting Common Stock 11,110 $38.43 $426,957.30
Disclosure

SEC source: 0001578563-24-000373 · wk-form4_1723670064.xml · nonDerivative · entry 2

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,444

Read SEC document
August 12, 2024 Filed Aug 14, 2024 21:14 UTC
Derraik RenatoChief Info./Digital Off., Bank
Exercise / conversionVoting Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000373 · wk-form4_1723670064.xml · nonDerivative · entry 1

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 21:16 UTC
Losch William C IIIChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 42,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000375 · wk-form4_1723670154.xml · derivative · entry 3

Losch William C III · CIK 0001453279 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,000

Underlying: Voting Common Stock · 42,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 21:16 UTC
Losch William C IIIChief Financial Officer
Tax withholdingVoting Common Stock 18,665 $38.43 $717,295.95
Disclosure

SEC source: 0001578563-24-000375 · wk-form4_1723670154.xml · nonDerivative · entry 2

Losch William C III · CIK 0001453279 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,960

Read SEC document
August 12, 2024 Filed Aug 14, 2024 21:16 UTC
Losch William C IIIChief Financial Officer
Exercise / conversionVoting Common Stock 42,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000375 · wk-form4_1723670154.xml · nonDerivative · entry 1

Losch William C III · CIK 0001453279 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
July 30, 2024 Filed Aug 1, 2024 20:23 UTC GiftVoting Common Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000337 · wk-form4_1722543780.xml · nonDerivative · entry 1

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,350

Read SEC document
May 21, 2024 Filed May 23, 2024 21:25 UTC GrantRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000239 · wk-form4_1716499517.xml · derivative · entry 2

Bradford Tonya Williams · CIK 0001824584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,327

Underlying: Voting Common Stock · 2,327 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2025.

Read SEC document
May 21, 2024 Filed May 23, 2024 17:31 UTC GrantRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000242 · wk-form4_1716499857.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,327

Underlying: Voting Common Stock · 2,327 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2025.

Read SEC document
May 21, 2024 Filed May 23, 2024 21:34 UTC GrantRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000244 · wk-form4_1716500025.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,327

Underlying: Voting Common Stock · 2,327 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2025.

Read SEC document
May 21, 2024 Filed May 23, 2024 21:35 UTC GrantRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000245 · wk-form4_1716500094.xml · derivative · entry 3

Valine Yousef A. · CIK 0001478836 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,327

Underlying: Voting Common Stock · 2,327 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2025.

Read SEC document
May 21, 2024 Filed May 23, 2024 21:32 UTC GrantRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000243 · wk-form4_1716499909.xml · derivative · entry 2

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,327

Underlying: Voting Common Stock · 2,327 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2025.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.