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Live Oak Bancshares, Inc.

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Tapewire entity
2023
SEC CIK
0001462120
Parsed reports
609

Last 12 months

Inside the activity.

2 purchase rows · 73 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202513
Dec 202508
Jan 202611
Feb 2026015
Mar 202607
Apr 202601
May 202608
Jun 202608
Jul 202604
Aug 2026010
Sep 202608
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2024 Filed May 23, 2024 21:29 UTC GrantRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000241 · wk-form4_1716499718.xml · derivative · entry 2

Glossman Diane Beth · CIK 0001545352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,327

Underlying: Voting Common Stock · 2,327 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2025.

Read SEC document
May 21, 2024 Filed May 23, 2024 21:28 UTC GrantRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000240 · wk-form4_1716499668.xml · derivative · entry 4

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,327

Underlying: Voting Common Stock · 2,327 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2025.

Read SEC document
May 15, 2024 Filed May 16, 2024 21:16 UTC SaleVoting Common Stock 2,600 $35.97 $93,522.00
Disclosure

SEC source: 0001578563-24-000226 · wk-form4_1715894174.xml · nonDerivative · entry 1

Bradford Tonya Williams · CIK 0001824584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,870

Read SEC document
May 02, 2024 Filed May 7, 2024 00:50 UTC GiftVoting Common Stock 137,025 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000219 · wk-form4_1715043004.xml · nonDerivative · entry 2

WILLIAMS WILLIAM L. III · CIK 0001635831 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Elizabeth Williams Family Trust

Disclosed balance after: 137,025

Read SEC document
May 02, 2024 Filed May 7, 2024 00:50 UTC GiftVoting Common Stock 137,025 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000219 · wk-form4_1715043004.xml · nonDerivative · entry 1

WILLIAMS WILLIAM L. III · CIK 0001635831 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Elizabeth L. Williams Revocable Trust

Disclosed balance after: 0

F1 · balance_after: Reflects a change in form of ownership of 312,975 shares from indirect ownership by the Elizabeth L. Williams Revocable Trust to the William L. Williams Revocable Trust.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:25 UTC Exercise / conversionRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000211 · wk-form4_1714767930.xml · derivative · entry 2

Bradford Tonya Williams · CIK 0001824584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2024.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:25 UTC Exercise / conversionVoting Common Stock 3,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000211 · wk-form4_1714767930.xml · nonDerivative · entry 1

Bradford Tonya Williams · CIK 0001824584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2024 Filed May 3, 2024 16:26 UTC Exercise / conversionRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000213 · wk-form4_1714768000.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2024.

Read SEC document
May 01, 2024 Filed May 3, 2024 16:26 UTC Exercise / conversionVoting Common Stock 3,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000213 · wk-form4_1714768000.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:29 UTC Exercise / conversionRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000216 · wk-form4_1714768158.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2024.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:29 UTC Exercise / conversionVoting Common Stock 3,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000216 · wk-form4_1714768158.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000217 · wk-form4_1714768184.xml · derivative · entry 3

Valine Yousef A. · CIK 0001478836 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The RSUs vested on May 1, 2024.

F2 · derivative.expiration_date: The RSUs vested on May 1, 2024.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:30 UTC Exercise / conversionVoting Common Stock 3,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000217 · wk-form4_1714768184.xml · nonDerivative · entry 1

Valine Yousef A. · CIK 0001478836 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:28 UTC Exercise / conversionRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000215 · wk-form4_1714768113.xml · derivative · entry 2

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The RSUs vested on May 1, 2024.

F2 · derivative.expiration_date: The RSUs vested on May 1, 2024.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:28 UTC Exercise / conversionVoting Common Stock 3,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000215 · wk-form4_1714768113.xml · nonDerivative · entry 1

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000212 · wk-form4_1714767969.xml · derivative · entry 4

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2024.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:26 UTC Exercise / conversionVoting Common Stock 3,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000212 · wk-form4_1714767969.xml · nonDerivative · entry 1

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:28 UTC Exercise / conversionRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000214 · wk-form4_1714768073.xml · derivative · entry 2

Glossman Diane Beth · CIK 0001545352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2024.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:28 UTC Exercise / conversionVoting Common Stock 3,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000214 · wk-form4_1714768073.xml · nonDerivative · entry 1

Glossman Diane Beth · CIK 0001545352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 21:04 UTC
Davis Micah SChief Marketing & Comm Officer
SaleVoting Common Stock 8,613 $39.87 $343,420.98
Disclosure

SEC source: 0001578563-24-000164 · wk-form4_1710363862.xml · nonDerivative · entry 1

Davis Micah S · CIK 0001977288 · Chief Marketing & Comm Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,864

F1 · price: This transaction was executed in multiple trades at prices ranging from $39.84 to $40.045. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 20:50 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
SaleVoting Common Stock 1,041 $41.37 $43,069.81
Disclosure

SEC source: 0001578563-24-000159 · wk-form4_1710190241.xml · nonDerivative · entry 2

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,603

F2 · price: This transaction was executed in multiple trades at prices ranging from $41.255 to $41.69. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 20:50 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
SaleVoting Common Stock 9,459 $40.58 $383,821.63
Disclosure

SEC source: 0001578563-24-000159 · wk-form4_1710190241.xml · nonDerivative · entry 1

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,644

F1 · price: This transaction was executed in multiple trades at prices ranging from $40.25 to $41.19. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:26 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001578563-24-000154 · wk-form4_1709591191.xml · derivative · entry 3

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 30,000 shares

Expires 2024-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vested on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of March 26, 2020 and 2021.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:26 UTC SaleVoting Common Stock 10,000 $39.73 $397,252.00
Disclosure

SEC source: 0001578563-24-000154 · wk-form4_1709591191.xml · nonDerivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,941

F1 · price: This transaction was executed in multiple trades at prices ranging from $39.535 to $39.86. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:26 UTC Exercise / conversionVoting Common Stock 30,000 $4.40 $132,000.00
Disclosure

SEC source: 0001578563-24-000154 · wk-form4_1709591191.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:17 UTC
Phifer Walter JChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 68 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000134 · wk-form4_1708985793.xml · derivative · entry 3

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138

Underlying: Voting Common Stock · 68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:17 UTC
Phifer Walter JChief Financial Officer
Tax withholdingVoting Common Stock 34 $39.30 $1,336.20
Disclosure

SEC source: 0001578563-24-000134 · wk-form4_1708985793.xml · nonDerivative · entry 2

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,602

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:17 UTC
Phifer Walter JChief Financial Officer
Exercise / conversionVoting Common Stock 68 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000134 · wk-form4_1708985793.xml · nonDerivative · entry 1

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:20 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 177 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000138 · wk-form4_1708985997.xml · derivative · entry 3

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356

Underlying: Voting Common Stock · 177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:20 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
Tax withholdingVoting Common Stock 89 $39.30 $3,497.70
Disclosure

SEC source: 0001578563-24-000138 · wk-form4_1708985997.xml · nonDerivative · entry 2

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,103

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:20 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
Exercise / conversionVoting Common Stock 177 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000138 · wk-form4_1708985997.xml · nonDerivative · entry 1

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:18 UTC
Smits SteveChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000136 · wk-form4_1708985868.xml · derivative · entry 3

Smits Steve · CIK 0001648958 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Voting Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:18 UTC
Smits SteveChief Credit Officer
Tax withholdingVoting Common Stock 445 $39.30 $17,488.50
Disclosure

SEC source: 0001578563-24-000136 · wk-form4_1708985868.xml · nonDerivative · entry 2

Smits Steve · CIK 0001648958 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steven Joseph Smits Revocable Trust

Disclosed balance after: 150,132

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:18 UTC
Smits SteveChief Credit Officer
Exercise / conversionVoting Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000136 · wk-form4_1708985868.xml · nonDerivative · entry 1

Smits Steve · CIK 0001648958 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Steven Joseph Smits Revocable Trust

Disclosed balance after: 150,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:18 UTC
Spencer CourtneyChief Experience Officer
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000137 · wk-form4_1708985897.xml · derivative · entry 4

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Voting Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: 2,000 of the RSUs will vest on each of February 22, 2023, 2024, 2025, and 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: 2,000 of the RSUs will vest on each of February 22, 2023, 2024, 2025, and 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:18 UTC
Spencer CourtneyChief Experience Officer
Tax withholdingVoting Common Stock 889 $39.30 $34,937.70
Disclosure

SEC source: 0001578563-24-000137 · wk-form4_1708985897.xml · nonDerivative · entry 2

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,176

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:18 UTC
Spencer CourtneyChief Experience Officer
Exercise / conversionVoting Common Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000137 · wk-form4_1708985897.xml · nonDerivative · entry 1

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:17 UTC
Seward Gregory WGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000135 · wk-form4_1708985837.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Voting Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:17 UTC
Seward Gregory WGeneral Counsel
Tax withholdingVoting Common Stock 445 $39.30 $17,488.50
Disclosure

SEC source: 0001578563-24-000135 · wk-form4_1708985837.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,882

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:17 UTC
Seward Gregory WGeneral Counsel
Exercise / conversionVoting Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000135 · wk-form4_1708985837.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:16 UTC
Mann StephanieChief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000133 · wk-form4_1708985763.xml · derivative · entry 3

Mann Stephanie · CIK 0001937537 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Voting Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: 2,000 of the RSUs will vest on each of February 22, 2023, 2024, 2025, and 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: 2,000 of the RSUs will vest on each of February 22, 2023, 2024, 2025, and 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:16 UTC
Mann StephanieChief Strategy Officer
Tax withholdingVoting Common Stock 589 $39.30 $23,147.70
Disclosure

SEC source: 0001578563-24-000133 · wk-form4_1708985763.xml · nonDerivative · entry 2

Mann Stephanie · CIK 0001937537 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,911

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:16 UTC
Mann StephanieChief Strategy Officer
Exercise / conversionVoting Common Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000133 · wk-form4_1708985763.xml · nonDerivative · entry 1

Mann Stephanie · CIK 0001937537 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:15 UTC
Davis Micah SChief Marketing & Comm Officer
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000132 · wk-form4_1708985733.xml · derivative · entry 3

Davis Micah S · CIK 0001977288 · Chief Marketing & Comm Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Voting Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: 1,000 of the RSUs will vest on each of February 22, 2024, 2025 and 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: 1,000 of the RSUs will vest on each of February 22, 2024, 2025 and 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:15 UTC
Davis Micah SChief Marketing & Comm Officer
Tax withholdingVoting Common Stock 445 $39.30 $17,488.50
Disclosure

SEC source: 0001578563-24-000132 · wk-form4_1708985733.xml · nonDerivative · entry 2

Davis Micah S · CIK 0001977288 · Chief Marketing & Comm Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,477

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:15 UTC
Davis Micah SChief Marketing & Comm Officer
Exercise / conversionVoting Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000132 · wk-form4_1708985733.xml · nonDerivative · entry 1

Davis Micah S · CIK 0001977288 · Chief Marketing & Comm Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:34 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001578563-24-000112 · wk-form4_1708724031.xml · derivative · entry 4

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 30,000 shares

Expires 2024-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vested on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of March 26, 2020 and 2021.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:34 UTC Exercise / conversionVoting Common Stock 30,000 $4.40 $132,000.00
Disclosure

SEC source: 0001578563-24-000112 · wk-form4_1708724031.xml · nonDerivative · entry 1

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By William H. Cameron Revocable Trust

Disclosed balance after: 201,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:55 UTC
Derraik RenatoChief Info./Digital Off., Bank
Exercise / conversionRestricted Stock Units · Derivative 1,580 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000101 · wk-form4_1708124117.xml · derivative · entry 6

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,740

Underlying: Voting Common Stock · 1,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:55 UTC
Derraik RenatoChief Info./Digital Off., Bank
Tax withholdingVoting Common Stock 786 $39.21 $30,819.06
Disclosure

SEC source: 0001578563-24-000101 · wk-form4_1708124117.xml · nonDerivative · entry 4

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,554

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.