Tapewire

Nasdaq · USD

LIVN

LivaNova PLC

Export transactions ↓
Tapewire entity
507
SEC CIK
0001639691
Parsed reports
465

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 29, 2019 Filed Apr 2, 2019 20:10 UTC
Simpson AlistairGeneral Manager, CS
GrantStock Appreciation Rights · Derivative 5,903 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000056 · wf-form4_155423579095326.xml · derivative · entry 4

Simpson Alistair · CIK 0001762885 · General Manager, CS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,796

Underlying: Ordinary Shares · 5,903 shares

Expires not disclosed

F6 · derivative.exercise_price: 97.25 Conversion or Exercise Price of Derivative Security.

F7 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 29, 2019.

F7 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 29, 2019.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:10 UTC
Simpson AlistairGeneral Manager, CS
GrantPerformance Stock Units · Derivative 1,928 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000056 · wf-form4_155423579095326.xml · derivative · entry 3

Simpson Alistair · CIK 0001762885 · General Manager, CS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,052

Underlying: Ordinary Shares · 1,928 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement.

F5 · derivative.exercise_date: On March 29, 2019, reporting person was granted 1,928 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F5 · derivative.expiration_date: On March 29, 2019, reporting person was granted 1,928 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:10 UTC
Simpson AlistairGeneral Manager, CS
GrantPerformance Stock Units · Derivative 1,928 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000056 · wf-form4_155423579095326.xml · derivative · entry 2

Simpson Alistair · CIK 0001762885 · General Manager, CS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,124

Underlying: Ordinary Shares · 1,928 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement.

F4 · derivative.exercise_date: On March 29, 2019, reporting person was granted 1,928 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 ("2021 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2021 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F4 · derivative.expiration_date: On March 29, 2019, reporting person was granted 1,928 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 ("2021 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2021 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:10 UTC
Simpson AlistairGeneral Manager, CS
GrantRestricted Stock Units · Derivative 1,928 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000056 · wf-form4_155423579095326.xml · derivative · entry 1

Simpson Alistair · CIK 0001762885 · General Manager, CS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,196

Underlying: Ordinary Shares · 1,928 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 29, 2019, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 29, 2019, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC
Andrle EdwardGeneral Manager, NM
GrantStock Appreciation Rights · Derivative 5,903 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000055 · wf-form4_155423558567525.xml · derivative · entry 4

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,231

Underlying: Ordinary Shares · 5,903 shares

Expires not disclosed

F6 · derivative.exercise_price: 93.25 Conversion or Exercise Price of Derivative Security.

F7 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 29, 2019.

F7 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 29, 2019.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC
Andrle EdwardGeneral Manager, NM
GrantPerformance Stock Units · Derivative 1,928 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000055 · wf-form4_155423558567525.xml · derivative · entry 3

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,222

Underlying: Ordinary Shares · 1,928 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement.

F5 · derivative.exercise_date: On March 29, 2019, reporting person was granted 1,928 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F5 · derivative.expiration_date: On March 29, 2019, reporting person was granted 1,928 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC
Andrle EdwardGeneral Manager, NM
GrantPerformance Stock Units · Derivative 1,928 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000055 · wf-form4_155423558567525.xml · derivative · entry 2

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,294

Underlying: Ordinary Shares · 1,928 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement.

F4 · derivative.exercise_date: On March 29, 2019, reporting person was granted 1,928 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 ("2021 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2021 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F4 · derivative.expiration_date: On March 29, 2019, reporting person was granted 1,928 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 ("2021 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2021 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:06 UTC
Andrle EdwardGeneral Manager, NM
GrantRestricted Stock Units · Derivative 1,928 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000055 · wf-form4_155423558567525.xml · derivative · entry 1

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,366

Underlying: Ordinary Shares · 1,928 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 29, 2019, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 29, 2019, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:04 UTC
Huston Thad AllenChief Financial Officer
GrantStock Appreciation Rights · Derivative 15,743 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000054 · wf-form4_155423543663996.xml · derivative · entry 4

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,580

Underlying: Stock Appreciation Rights · 15,743 shares

Expires not disclosed

F6 · derivative.exercise_price: 97.25 Conversion or Exercise Price of Derivative Security.

F7 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 29, 2019.

F7 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 29, 2019.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:04 UTC
Huston Thad AllenChief Financial Officer
GrantPerformance Stock Units · Derivative 5,141 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000054 · wf-form4_155423543663996.xml · derivative · entry 3

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,161

Underlying: Ordinary Shares · 5,141 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement.

F5 · derivative.exercise_date: On March 29, 2019, reporting person was granted 5,141 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F5 · derivative.expiration_date: On March 29, 2019, reporting person was granted 5,141 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:04 UTC
Huston Thad AllenChief Financial Officer
GrantPerformance Stock Units · Derivative 5,141 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000054 · wf-form4_155423543663996.xml · derivative · entry 2

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,020

Underlying: Ordinary Shares · 5,141 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement.

F4 · derivative.exercise_date: On March 29, 2019, reporting person was granted 5,141 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 ("2021 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2021 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F4 · derivative.expiration_date: On March 29, 2019, reporting person was granted 5,141 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 ("2021 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2021 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:04 UTC
Huston Thad AllenChief Financial Officer
GrantRestricted Stock Units · Derivative 5,141 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000054 · wf-form4_155423543663996.xml · derivative · entry 1

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,879

Underlying: Ordinary Shares · 5,141 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 29, 2019, subject to continued service during the vesting period and the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 29, 2019, subject to continued service during the vesting period and the RSU Agreement.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:21 UTC Exercise / conversionRestricted Stock Units · Derivative 460 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000044 · wf-form4_155303048574211.xml · derivative · entry 3

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,694

Underlying: Ordinary Shares · 460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:21 UTC Tax withholdingOrdinary Shares 216 $95.84 $20,701.44
Disclosure

SEC source: 0001639691-19-000044 · wf-form4_155303048574211.xml · nonDerivative · entry 2

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:21 UTC Exercise / conversionOrdinary Shares 460 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000044 · wf-form4_155303048574211.xml · nonDerivative · entry 1

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:13 UTC Exercise / conversionRestricted Stock Units · Derivative 3,183 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000043 · wf-form4_155303000425353.xml · derivative · entry 3

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,549

Underlying: Ordinary Shares · 3,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:13 UTC Tax withholdingOrdinary Shares 1,066 $95.84 $102,165.44
Disclosure

SEC source: 0001639691-19-000043 · wf-form4_155303000425353.xml · nonDerivative · entry 2

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,815

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:13 UTC Exercise / conversionOrdinary Shares 3,183 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000043 · wf-form4_155303000425353.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:26 UTC
Manko Douglas JohnChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 283 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000046 · wf-form4_155303079759519.xml · derivative · entry 3

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,827

Underlying: Ordinary Shares · 283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:26 UTC
Manko Douglas JohnChief Accounting Officer
Tax withholdingOrdinary Shares 66 $95.84 $6,325.44
Disclosure

SEC source: 0001639691-19-000046 · wf-form4_155303079759519.xml · nonDerivative · entry 2

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,736

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:26 UTC
Manko Douglas JohnChief Accounting Officer
Exercise / conversionOrdinary Shares 283 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000046 · wf-form4_155303079759519.xml · nonDerivative · entry 1

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 17:04 UTC SaleOrdinary Shares 1,500 $96.63 $144,943.95
Disclosure

SEC source: 0001639691-19-000040 · wf-form4_155302865479502.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,383

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 15, 2018.

F2 · price: Represents weighted average selling price. Securities sold through 21 separate sales on the transaction date at prices ranging from $95.55 to $97.59. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:23 UTC
Simpson AlistairGeneral Manager, CS
Exercise / conversionOrdinary Shares · Derivative 531 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000045 · wf-form4_155303058132836.xml · derivative · entry 3

Simpson Alistair · CIK 0001762885 · General Manager, CS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,268

Underlying: Ordinary Shares · 531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:23 UTC
Simpson AlistairGeneral Manager, CS
Tax withholdingOrdinary Shares 249 $95.84 $23,864.16
Disclosure

SEC source: 0001639691-19-000045 · wf-form4_155303058132836.xml · nonDerivative · entry 2

Simpson Alistair · CIK 0001762885 · General Manager, CS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,625

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:23 UTC
Simpson AlistairGeneral Manager, CS
Exercise / conversionOrdinary Shares 531 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000045 · wf-form4_155303058132836.xml · nonDerivative · entry 1

Simpson Alistair · CIK 0001762885 · General Manager, CS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:09 UTC
Andrle EdwardGeneral Manager, NM
Exercise / conversionRestricted Stock Units · Derivative 1,131 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000042 · wf-form4_155302978198243.xml · derivative · entry 6

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,438

Underlying: Ordinary Shares · 1,131 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F5 · derivative.exercise_date: Reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · derivative.expiration_date: Reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:09 UTC
Andrle EdwardGeneral Manager, NM
Exercise / conversionRestricted Stock Units · Derivative 531 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000042 · wf-form4_155302978198243.xml · derivative · entry 5

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,569

Underlying: Ordinary Shares · 531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:09 UTC
Andrle EdwardGeneral Manager, NM
Tax withholdingOrdinary Shares 275 $95.84 $26,356.00
Disclosure

SEC source: 0001639691-19-000042 · wf-form4_155302978198243.xml · nonDerivative · entry 4

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,094

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:09 UTC
Andrle EdwardGeneral Manager, NM
Exercise / conversionOrdinary Shares 1,131 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000042 · wf-form4_155302978198243.xml · nonDerivative · entry 3

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:09 UTC
Andrle EdwardGeneral Manager, NM
Tax withholdingOrdinary Shares 129 $95.84 $12,363.36
Disclosure

SEC source: 0001639691-19-000042 · wf-form4_155302978198243.xml · nonDerivative · entry 2

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,238

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:09 UTC
Andrle EdwardGeneral Manager, NM
Exercise / conversionOrdinary Shares 531 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000042 · wf-form4_155302978198243.xml · nonDerivative · entry 1

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:08 UTC
Huston Thad AllenChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,061 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000041 · wf-form4_155302967861726.xml · derivative · entry 3

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,738

Underlying: Ordinary Shares · 1,061 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:08 UTC
Huston Thad AllenChief Financial Officer
Tax withholdingOrdinary Shares 355 $95.84 $34,023.20
Disclosure

SEC source: 0001639691-19-000041 · wf-form4_155302967861726.xml · nonDerivative · entry 2

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,521

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:08 UTC
Huston Thad AllenChief Financial Officer
Exercise / conversionOrdinary Shares 1,061 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000041 · wf-form4_155302967861726.xml · nonDerivative · entry 1

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:28 UTC
Andrle EdwardGeneral Manager, NM
Exercise / conversionRestricted Stock Units · Derivative 5,208 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000028 · wf-form4_155252327157751.xml · derivative · entry 3

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,100

Underlying: Ordinary Shares · 5,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary shares (Ordinary Share) of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: The reporting person was granted restricted stock units subject to a four-year vesting schedule, vesting 20% on, each, March 11, 2017, March 11, 2018 and March 11, 2019, and 40% on March 11, 2020. The restricted stock units are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F4 · derivative.expiration_date: The reporting person was granted restricted stock units subject to a four-year vesting schedule, vesting 20% on, each, March 11, 2017, March 11, 2018 and March 11, 2019, and 40% on March 11, 2020. The restricted stock units are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:28 UTC
Andrle EdwardGeneral Manager, NM
Tax withholdingOrdinary Shares 1,268 $94.87 $120,295.16
Disclosure

SEC source: 0001639691-19-000028 · wf-form4_155252327157751.xml · nonDerivative · entry 2

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,836

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:28 UTC
Andrle EdwardGeneral Manager, NM
Exercise / conversionOrdinary Shares 5,208 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000028 · wf-form4_155252327157751.xml · nonDerivative · entry 1

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:49 UTC Exercise / conversionRestricted Stock Units · Derivative 13,352 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000022 · wf-form4_155182256707808.xml · derivative · entry 3

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,732

Underlying: Ordinary Shares · 13,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share ("Ordinary Share") of LivaNova PLC (the "Company") or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:49 UTC Tax withholdingOrdinary Shares 4,472 $96.02 $429,401.44
Disclosure

SEC source: 0001639691-19-000022 · wf-form4_155182256707808.xml · nonDerivative · entry 2

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,698

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:49 UTC Exercise / conversionOrdinary Shares 13,352 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000022 · wf-form4_155182256707808.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:46 UTC
Manko Douglas JohnChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 754 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000021 · wf-form4_155182236608497.xml · derivative · entry 3

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,110

Underlying: Ordinary Shares · 754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:46 UTC
Manko Douglas JohnChief Accounting Officer
Tax withholdingOrdinary Shares 223 $96.02 $21,412.46
Disclosure

SEC source: 0001639691-19-000021 · wf-form4_155182236608497.xml · nonDerivative · entry 2

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,519

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:46 UTC
Manko Douglas JohnChief Accounting Officer
Exercise / conversionOrdinary Shares 754 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000021 · wf-form4_155182236608497.xml · nonDerivative · entry 1

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:35 UTC
Andrle EdwardGeneral Manager, NM
Exercise / conversionRestricted Stock Units · Derivative 2,063 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000020 · wf-form4_155182173742775.xml · derivative · entry 3

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,308

Underlying: Ordinary Shares · 2,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:35 UTC
Andrle EdwardGeneral Manager, NM
Tax withholdingOrdinary Shares 533 $96.02 $51,178.66
Disclosure

SEC source: 0001639691-19-000020 · wf-form4_155182173742775.xml · nonDerivative · entry 2

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,896

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:35 UTC
Andrle EdwardGeneral Manager, NM
Exercise / conversionOrdinary Shares 2,063 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000020 · wf-form4_155182173742775.xml · nonDerivative · entry 1

Andrle Edward · CIK 0001656026 · General Manager, NM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:52 UTC
Simpson AlistairGeneral Manager, CS
Exercise / conversionOrdinary Shares · Derivative 1,812 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000023 · wf-form4_155182274746155.xml · derivative · entry 3

Simpson Alistair · CIK 0001762885 · General Manager, CS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,799

Underlying: Ordinary Shares · 1,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:52 UTC
Simpson AlistairGeneral Manager, CS
Tax withholdingOrdinary Shares 851 $96.02 $81,713.02
Disclosure

SEC source: 0001639691-19-000023 · wf-form4_155182274746155.xml · nonDerivative · entry 2

Simpson Alistair · CIK 0001762885 · General Manager, CS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,343

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:52 UTC
Simpson AlistairGeneral Manager, CS
Exercise / conversionOrdinary Shares 1,812 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000023 · wf-form4_155182274746155.xml · nonDerivative · entry 1

Simpson Alistair · CIK 0001762885 · General Manager, CS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:31 UTC
Huston Thad AllenChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,784 $0.00 $0.00
Disclosure

SEC source: 0001639691-19-000019 · wf-form4_155182148753988.xml · derivative · entry 3

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,799

Underlying: Ordinary Shares · 4,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On May 20, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

F4 · derivative.expiration_date: On May 20, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.