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Nasdaq · USD

LIVN

LivaNova PLC

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Tapewire entity
507
SEC CIK
0001639691
Parsed reports
465

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 30, 2020 Filed Apr 2, 2020 00:31 UTC
Hebbelinck TruiChief Human Resources Officer
Tax withholdingOrdinary Shares 197 $45.75 $9,012.75
Disclosure

SEC source: 0001639691-20-000034 · wf-form4_158578749739051.xml · nonDerivative · entry 2

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 00:31 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionOrdinary Shares 418 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000034 · wf-form4_158578749739051.xml · nonDerivative · entry 1

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Share(s)) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 00:24 UTC
Dolci MarcoSVP Global Operations, R&D
GrantStock Appreciation Rights · Derivative 15,703 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · derivative · entry 10

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,344

Underlying: Ordinary Shares · 15,703 shares

Expires not disclosed

F9 · derivative.exercise_price: $43.57 Conversion or Exercise Price of Derivative Security.

F10 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 30, 2020.

F10 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 30, 2020.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 00:24 UTC
Dolci MarcoSVP Global Operations, R&D
GrantPerformance Stock Units · Derivative 5,737 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · derivative · entry 9

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,276

Underlying: Ordinary Shares · 5,737 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement.

F8 · derivative.exercise_date: On March 30, 2020, reporting person was granted 5,737 PSUs to vest or lapse on the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022 based on how the Company's cumulative adjusted free cash flow for fiscal years 2020, 2021 and 2022 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F8 · derivative.expiration_date: On March 30, 2020, reporting person was granted 5,737 PSUs to vest or lapse on the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022 based on how the Company's cumulative adjusted free cash flow for fiscal years 2020, 2021 and 2022 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 00:24 UTC
Dolci MarcoSVP Global Operations, R&D
GrantPerformance Stock Units · Derivative 5,737 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · derivative · entry 8

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,539

Underlying: Ordinary Shares · 5,737 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement.

F7 · derivative.exercise_date: On March 30, 2020, reporting person was granted 5,737 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2022 ("2022 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2022 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F7 · derivative.expiration_date: On March 30, 2020, reporting person was granted 5,737 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2022 ("2022 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2022 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 00:24 UTC
Dolci MarcoSVP Global Operations, R&D
GrantRestricted Stock Units · Derivative 5,737 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · derivative · entry 7

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,802

Underlying: Ordinary Shares · 5,737 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F5 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2020, subject to continued service during the vesting period and the award agreement.

F5 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2020, subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 00:24 UTC
Dolci MarcoSVP Global Operations, R&D
Exercise / conversionRestricted Stock Units · Derivative 2,780 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · derivative · entry 6

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,065

Underlying: Ordinary Shares · 2,780 shares

Expires 2020-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 00:24 UTC
Dolci MarcoSVP Global Operations, R&D
Exercise / conversionRestricted Stock Units · Derivative 514 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · derivative · entry 5

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,845

Underlying: Ordinary Shares · 514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2019, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2019, subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 00:24 UTC
Dolci MarcoSVP Global Operations, R&D
Tax withholdingOrdinary Shares 1,260 $45.75 $57,645.00
Disclosure

SEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · nonDerivative · entry 4

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,647

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 00:24 UTC
Dolci MarcoSVP Global Operations, R&D
Exercise / conversionOrdinary Shares 2,780 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · nonDerivative · entry 3

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 00:24 UTC
Dolci MarcoSVP Global Operations, R&D
Tax withholdingOrdinary Shares 233 $45.75 $10,659.75
Disclosure

SEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · nonDerivative · entry 2

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,127

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 00:24 UTC
Dolci MarcoSVP Global Operations, R&D
Exercise / conversionOrdinary Shares 514 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · nonDerivative · entry 1

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 18:58 UTC
Khoury RoyPresident, International
Exercise / conversionRestricted Stock Units · Derivative 589 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000027 · wf-form4_158448589365075.xml · derivative · entry 3

Khoury Roy · CIK 0001680129 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,236

Underlying: Ordinary Shares · 589 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 18:58 UTC
Khoury RoyPresident, International
Tax withholdingOrdinary Shares 277 $57.18 $15,838.86
Disclosure

SEC source: 0001639691-20-000027 · wf-form4_158448589365075.xml · nonDerivative · entry 2

Khoury Roy · CIK 0001680129 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,161

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 18:58 UTC
Khoury RoyPresident, International
Exercise / conversionOrdinary Shares 589 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000027 · wf-form4_158448589365075.xml · nonDerivative · entry 1

Khoury Roy · CIK 0001680129 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 18:54 UTC Exercise / conversionRestricted Stock Units · Derivative 459 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000026 · wf-form4_158448564959214.xml · derivative · entry 3

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,727

Underlying: Ordinary Shares · 459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 18:54 UTC Tax withholdingOrdinary Shares 216 $57.18 $12,350.88
Disclosure

SEC source: 0001639691-20-000026 · wf-form4_158448564959214.xml · nonDerivative · entry 2

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,910

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 18:54 UTC Exercise / conversionOrdinary Shares 459 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000026 · wf-form4_158448564959214.xml · nonDerivative · entry 1

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:02 UTC Exercise / conversionRestricted Stock Units · Derivative 3,182 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000029 · wf-form4_158448613100696.xml · derivative · entry 3

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,520

Underlying: Ordinary Shares · 3,182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:02 UTC Tax withholdingOrdinary Shares 1,496 $57.18 $85,541.28
Disclosure

SEC source: 0001639691-20-000029 · wf-form4_158448613100696.xml · nonDerivative · entry 2

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,778

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:02 UTC Exercise / conversionOrdinary Shares 3,182 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000029 · wf-form4_158448613100696.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 19:00 UTC
Manko Douglas JohnChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 283 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000028 · wf-form4_158448601238642.xml · derivative · entry 3

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,269

Underlying: Ordinary Shares · 283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 19:00 UTC
Manko Douglas JohnChief Accounting Officer
Tax withholdingOrdinary Shares 84 $57.18 $4,803.12
Disclosure

SEC source: 0001639691-20-000028 · wf-form4_158448601238642.xml · nonDerivative · entry 2

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,081

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 19:00 UTC
Manko Douglas JohnChief Accounting Officer
Exercise / conversionOrdinary Shares 283 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000028 · wf-form4_158448601238642.xml · nonDerivative · entry 1

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:04 UTC
Dolci MarcoSVP Global Operations, R&D
Exercise / conversionRestricted Stock Units · Derivative 559 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000030 · wf-form4_158448624540118.xml · derivative · entry 3

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,359

Underlying: Ordinary Shares · 559 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:04 UTC
Dolci MarcoSVP Global Operations, R&D
Tax withholdingOrdinary Shares 254 $57.18 $14,523.72
Disclosure

SEC source: 0001639691-20-000030 · wf-form4_158448624540118.xml · nonDerivative · entry 2

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,846

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:04 UTC
Dolci MarcoSVP Global Operations, R&D
Exercise / conversionOrdinary Shares 559 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000030 · wf-form4_158448624540118.xml · nonDerivative · entry 1

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 22:52 UTC
Huston Thad AllenChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,061 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000025 · wf-form4_158448551055160.xml · derivative · entry 3

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,815

Underlying: Ordinary Shares · 1,061 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 22:52 UTC
Huston Thad AllenChief Financial Officer
Tax withholdingOrdinary Shares 356 $57.18 $20,356.08
Disclosure

SEC source: 0001639691-20-000025 · wf-form4_158448551055160.xml · nonDerivative · entry 2

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,055

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 22:52 UTC
Huston Thad AllenChief Financial Officer
Exercise / conversionOrdinary Shares 1,061 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000025 · wf-form4_158448551055160.xml · nonDerivative · entry 1

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

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March 02, 2020 Filed Mar 3, 2020 21:28 UTC Disposition to issuerOrdinary Shares 1,000 $69.28 $69,280.00
Disclosure

SEC source: 0001639691-20-000020 · wf-form4_158327089249734.xml · nonDerivative · entry 3

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,092

F3 · shares: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019.

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March 01, 2020 Filed Mar 3, 2020 21:28 UTC Exercise / conversionRestricted Stock Units · Derivative 13,352 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000020 · wf-form4_158327089249734.xml · derivative · entry 4

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,702

Underlying: Ordinary Shares · 13,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F5 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement.

F5 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement.

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March 01, 2020 Filed Mar 3, 2020 21:28 UTC Tax withholdingOrdinary Shares 6,276 $69.72 $437,562.72
Disclosure

SEC source: 0001639691-20-000020 · wf-form4_158327089249734.xml · nonDerivative · entry 2

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,092

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:28 UTC Exercise / conversionOrdinary Shares 13,352 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000020 · wf-form4_158327089249734.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 16:35 UTC
Khoury RoyPresident, International
Exercise / conversionRestricted Stock Units · Derivative 1,359 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000023 · wf-form4_158327133872731.xml · derivative · entry 3

Khoury Roy · CIK 0001680129 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,825

Underlying: Ordinary Shares · 1,359 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement.

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March 01, 2020 Filed Mar 3, 2020 16:35 UTC
Khoury RoyPresident, International
Tax withholdingOrdinary Shares 639 $69.72 $44,551.08
Disclosure

SEC source: 0001639691-20-000023 · wf-form4_158327133872731.xml · nonDerivative · entry 2

Khoury Roy · CIK 0001680129 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,849

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 16:35 UTC
Khoury RoyPresident, International
Exercise / conversionOrdinary Shares 1,359 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000023 · wf-form4_158327133872731.xml · nonDerivative · entry 1

Khoury Roy · CIK 0001680129 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 16:39 UTC
Manko Douglas JohnChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 754 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000024 · wf-form4_158327153222610.xml · derivative · entry 3

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,552

Underlying: Ordinary Shares · 754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 16:39 UTC
Manko Douglas JohnChief Accounting Officer
Tax withholdingOrdinary Shares 224 $69.72 $15,617.28
Disclosure

SEC source: 0001639691-20-000024 · wf-form4_158327153222610.xml · nonDerivative · entry 2

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,882

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 16:39 UTC
Manko Douglas JohnChief Accounting Officer
Exercise / conversionOrdinary Shares 754 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000024 · wf-form4_158327153222610.xml · nonDerivative · entry 1

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:33 UTC
Dolci MarcoSVP Global Operations, R&D
Exercise / conversionRestricted Stock Units · Derivative 1,695 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000022 · wf-form4_158327121556088.xml · derivative · entry 3

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,918

Underlying: Ordinary Shares · 1,695 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement.

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March 01, 2020 Filed Mar 3, 2020 21:33 UTC
Dolci MarcoSVP Global Operations, R&D
Tax withholdingOrdinary Shares 768 $69.72 $53,544.96
Disclosure

SEC source: 0001639691-20-000022 · wf-form4_158327121556088.xml · nonDerivative · entry 2

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,541

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:33 UTC
Dolci MarcoSVP Global Operations, R&D
Exercise / conversionOrdinary Shares 1,695 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000022 · wf-form4_158327121556088.xml · nonDerivative · entry 1

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:31 UTC
Huston Thad AllenChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,784 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000021 · wf-form4_158327107578268.xml · derivative · entry 3

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,876

Underlying: Ordinary Shares · 4,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On May 20, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On May 20, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:31 UTC
Huston Thad AllenChief Financial Officer
Tax withholdingOrdinary Shares 1,603 $69.72 $111,761.16
Disclosure

SEC source: 0001639691-20-000021 · wf-form4_158327107578268.xml · nonDerivative · entry 2

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,350

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:31 UTC
Huston Thad AllenChief Financial Officer
Exercise / conversionOrdinary Shares 4,784 $0.00 $0.00
Disclosure

SEC source: 0001639691-20-000021 · wf-form4_158327107578268.xml · nonDerivative · entry 1

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 17:44 UTC SaleOrdinary Shares 1,000 $68.00 $68,000.00
Disclosure

SEC source: 0001639691-20-000012 · wf-form4_158092465871037.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,016

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 18:04 UTC SaleOrdinary Shares 1,000 $75.68 $75,680.00
Disclosure

SEC source: 0001639691-20-000001 · wf-form4_157807464038254.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,016

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 13:06 UTC OtherOrdinary Shares 9 Not disclosed Not disclosed
Disclosure

SEC source: 0001639691-20-000002 · wf-form4_157807478418146.xml · nonDerivative · entry 2

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

F1 · kind: Shares acquired under the LivaNova Employee Share Program Plan (the "ESPP") from contributions by the reporting person.

F2 · price: Matching Shares acquired under the ESPP where LivaNova grants one Ordinary Share for every two Ordinary Shares purchased under the ESPP to participants located in certain countries. The Matching Shares are subject to a three year restriction on selling such shares and three year forfeiture period if the participant ceases to be employed by LivaNova (with certain exclusions under the ESPP).

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December 31, 2019 Filed Jan 3, 2020 13:06 UTC OtherOrdinary Shares 18 $72.26 $1,300.68
Disclosure

SEC source: 0001639691-20-000002 · wf-form4_157807478418146.xml · nonDerivative · entry 1

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,658

F1 · kind: Shares acquired under the LivaNova Employee Share Program Plan (the "ESPP") from contributions by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.