Tapewire

Nasdaq · USD

LIVN

LivaNova PLC

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Tapewire entity
507
SEC CIK
0001639691
Parsed reports
465

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2022 Filed Dec 19, 2022 21:28 UTC SaleOrdinary Shares 2,220 $54.56 $121,123.20
Disclosure

SEC source: 0001639691-22-000120 · wf-form4_167148522676620.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,749

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on September 8, 2022.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:22 UTC
Hutchinson Michael DamonChief Legal Officer
GrantRestricted Stock Units · Derivative 9,015 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000118 · wf-form4_167148468588807.xml · derivative · entry 1

Hutchinson Michael Damon · CIK 0001606626 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,015

Underlying: Ordinary Shares · 9,015 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: On December 15, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which will occur on December 15, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F2 · derivative.expiration_date: On December 15, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which will occur on December 15, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:11 UTC Exercise / conversionRestricted Stock Units · Derivative 613 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000116 · wf-form4_167148402704428.xml · derivative · entry 3

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,226

Underlying: Ordinary Shares · 613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On December 15, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on December 15, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On December 15, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on December 15, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:11 UTC Tax withholdingOrdinary Shares 289 $54.37 $15,712.93
Disclosure

SEC source: 0001639691-22-000116 · wf-form4_167148402704428.xml · nonDerivative · entry 2

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,584

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:11 UTC Exercise / conversionOrdinary Shares 613 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000116 · wf-form4_167148402704428.xml · nonDerivative · entry 1

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:56 UTC
Story BrookeDirector
GrantRestricted Stock Units · Derivative 1,725 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000091 · wf-form4_166362099620948.xml · derivative · entry 1

Story Brooke · CIK 0001866136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725

Underlying: Ordinary Shares · 1,725 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on the earliest of (i) September 15, 2023, (ii) the date of a change in control or (iii) a termination of service in accordance with the RSU Agreement.

F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on the earliest of (i) September 15, 2023, (ii) the date of a change in control or (iii) a termination of service in accordance with the RSU Agreement.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 16:49 UTC Exercise / conversionRestricted Stock Units · Derivative 300 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000090 · wf-form4_166362056990527.xml · derivative · entry 3

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On September 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on September 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On September 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on September 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 16:49 UTC Tax withholdingOrdinary Shares 141 $56.80 $8,008.80
Disclosure

SEC source: 0001639691-22-000090 · wf-form4_166362056990527.xml · nonDerivative · entry 2

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,090

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 16:49 UTC Exercise / conversionOrdinary Shares 300 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000090 · wf-form4_166362056990527.xml · nonDerivative · entry 1

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:44 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 440 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000089 · wf-form4_166362025465374.xml · derivative · entry 3

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440

Underlying: Ordinary Shares · 440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On September 15, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on September 15, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On September 15, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on September 15, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:44 UTC
Hebbelinck TruiChief Human Resources Officer
Tax withholdingOrdinary Shares 207 $56.80 $11,757.60
Disclosure

SEC source: 0001639691-22-000089 · wf-form4_166362025465374.xml · nonDerivative · entry 2

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,234

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:44 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionOrdinary Shares 440 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000089 · wf-form4_166362025465374.xml · nonDerivative · entry 1

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 16:02 UTC OtherOrdinary Shares 9 $62.47 $562.23
Disclosure

SEC source: 0001639691-22-000072 · wf-form4_165705133372950.xml · nonDerivative · entry 2

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,931

F1 · kind: Shares acquired under the LivaNova Employee Share Purchase Plan (the "ESPP") from contributions by the reporting person.

F2 · price: Matching Shares acquired under the ESPP under which LivaNova grants one Ordinary Share for every two Ordinary Shares purchased under the ESPP to participants located in certain countries. The Matching Shares are subject to a three year restriction on selling such shares and three year forfeiture period if the participant ceases to be employed by LivaNova (with certain exclusions under the ESPP).

Read SEC document
June 30, 2022 Filed Jul 5, 2022 16:02 UTC OtherOrdinary Shares 19 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000072 · wf-form4_165705133372950.xml · nonDerivative · entry 1

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,922

F1 · kind: Shares acquired under the LivaNova Employee Share Purchase Plan (the "ESPP") from contributions by the reporting person.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 16:22 UTC GrantRestricted Stock Units · Derivative 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000066 · wf-form4_165549729355858.xml · derivative · entry 4

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,082

Underlying: Ordinary Shares · 2,082 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F5 · derivative.exercise_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

F5 · derivative.expiration_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 16:22 UTC Exercise / conversionRestricted Stock Units · Derivative 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000066 · wf-form4_165549729355858.xml · derivative · entry 3

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 16:22 UTC Tax withholdingOrdinary Shares 80 $59.94 $4,795.20
Disclosure

SEC source: 0001639691-22-000066 · wf-form4_165549729355858.xml · nonDerivative · entry 2

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,896

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 16:22 UTC Exercise / conversionOrdinary Shares 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000066 · wf-form4_165549729355858.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:29 UTC GrantRestricted Stock Units · Derivative 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000069 · wf-form4_165549777721791.xml · derivative · entry 1

WILVER PETER M · CIK 0001234537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,082

Underlying: Ordinary Shares · 2,082 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

F2 · derivative.expiration_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:11 UTC GrantRestricted Stock Units · Derivative 3,284 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000062 · wf-form4_165549667575937.xml · derivative · entry 4

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,284

Underlying: Ordinary Shares · 3,284 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F5 · derivative.exercise_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

F5 · derivative.expiration_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:11 UTC Exercise / conversionRestricted Stock Units · Derivative 2,264 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000062 · wf-form4_165549667575937.xml · derivative · entry 3

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,264 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:11 UTC Tax withholdingOrdinary Shares 114 $59.94 $6,833.16
Disclosure

SEC source: 0001639691-22-000062 · wf-form4_165549667575937.xml · nonDerivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,470

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:11 UTC Exercise / conversionOrdinary Shares 2,264 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000062 · wf-form4_165549667575937.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:14 UTC GrantRestricted Stock Units · Derivative 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000063 · wf-form4_165549682879999.xml · derivative · entry 4

SCHERMERHORN TODD C · CIK 0001204654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,082

Underlying: Ordinary Shares · 2,082 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F5 · derivative.exercise_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

F5 · derivative.expiration_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:14 UTC Exercise / conversionRestricted Stock Units · Derivative 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000063 · wf-form4_165549682879999.xml · derivative · entry 3

SCHERMERHORN TODD C · CIK 0001204654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:14 UTC Tax withholdingOrdinary Shares 36 $59.94 $2,157.84
Disclosure

SEC source: 0001639691-22-000063 · wf-form4_165549682879999.xml · nonDerivative · entry 2

SCHERMERHORN TODD C · CIK 0001204654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,334

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:14 UTC Exercise / conversionOrdinary Shares 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000063 · wf-form4_165549682879999.xml · nonDerivative · entry 1

SCHERMERHORN TODD C · CIK 0001204654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:08 UTC GrantRestricted Stock Units · Derivative 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000061 · wf-form4_165549646901387.xml · derivative · entry 4

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,082

Underlying: Ordinary Shares · 2,082 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:08 UTC Exercise / conversionRestricted Stock Units · Derivative 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000061 · wf-form4_165549646901387.xml · derivative · entry 3

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,346 shares

Expires 2022-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:08 UTC Tax withholdingOrdinary Shares 129 $59.94 $7,732.26
Disclosure

SEC source: 0001639691-22-000061 · wf-form4_165549646901387.xml · nonDerivative · entry 2

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,013

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:08 UTC Exercise / conversionOrdinary Shares 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000061 · wf-form4_165549646901387.xml · nonDerivative · entry 1

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:25 UTC Exercise / conversionRestricted Stock Units · Derivative 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000067 · wf-form4_165549751888453.xml · derivative · entry 3

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:25 UTC Tax withholdingOrdinary Shares 97 $59.94 $5,814.18
Disclosure

SEC source: 0001639691-22-000067 · wf-form4_165549751888453.xml · nonDerivative · entry 2

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,617

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:25 UTC Exercise / conversionOrdinary Shares 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000067 · wf-form4_165549751888453.xml · nonDerivative · entry 1

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 16:16 UTC Exercise / conversionRestricted Stock Units · Derivative 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000064 · wf-form4_165549697681903.xml · derivative · entry 3

ROSENTHAL ARTHUR L · CIK 0001388872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 16:16 UTC Tax withholdingOrdinary Shares 123 $59.94 $7,372.62
Disclosure

SEC source: 0001639691-22-000064 · wf-form4_165549697681903.xml · nonDerivative · entry 2

ROSENTHAL ARTHUR L · CIK 0001388872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,606

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 16:16 UTC Exercise / conversionOrdinary Shares 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000064 · wf-form4_165549697681903.xml · nonDerivative · entry 1

ROSENTHAL ARTHUR L · CIK 0001388872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:27 UTC GrantRestricted Stock Units · Derivative 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000068 · wf-form4_165549765855628.xml · derivative · entry 4

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,082

Underlying: Ordinary Shares · 2,082 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F5 · derivative.exercise_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

F5 · derivative.expiration_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:27 UTC Exercise / conversionRestricted Stock Units · Derivative 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000068 · wf-form4_165549765855628.xml · derivative · entry 3

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:27 UTC Tax withholdingOrdinary Shares 113 $59.94 $6,773.22
Disclosure

SEC source: 0001639691-22-000068 · wf-form4_165549765855628.xml · nonDerivative · entry 2

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,008

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:27 UTC Exercise / conversionOrdinary Shares 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000068 · wf-form4_165549765855628.xml · nonDerivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:33 UTC GrantRestricted Stock Units · Derivative 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000071 · wf-form4_165549798654967.xml · derivative · entry 4

O'Kane Sharon · CIK 0001655980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,082

Underlying: Ordinary Shares · 2,082 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F5 · derivative.exercise_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

F5 · derivative.expiration_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000071 · wf-form4_165549798654967.xml · derivative · entry 3

O'Kane Sharon · CIK 0001655980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:33 UTC Tax withholdingOrdinary Shares 636 $59.94 $38,121.84
Disclosure

SEC source: 0001639691-22-000071 · wf-form4_165549798654967.xml · nonDerivative · entry 2

O'Kane Sharon · CIK 0001655980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,971

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:33 UTC Exercise / conversionOrdinary Shares 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000071 · wf-form4_165549798654967.xml · nonDerivative · entry 1

O'Kane Sharon · CIK 0001655980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:31 UTC Exercise / conversionRestricted Stock Units · Derivative 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000070 · wf-form4_165549788875156.xml · derivative · entry 3

Bianchi Francesco · CIK 0001656080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F3 · derivative.exercise_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.

F3 · derivative.expiration_date: On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:31 UTC Tax withholdingOrdinary Shares 98 $59.94 $5,874.12
Disclosure

SEC source: 0001639691-22-000070 · wf-form4_165549788875156.xml · nonDerivative · entry 2

Bianchi Francesco · CIK 0001656080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,540

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:31 UTC Exercise / conversionOrdinary Shares 1,346 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000070 · wf-form4_165549788875156.xml · nonDerivative · entry 1

Bianchi Francesco · CIK 0001656080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:19 UTC Exercise / conversionRestricted Stock Units · Derivative 1,577 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000065 · wf-form4_165549716016897.xml · derivative · entry 3

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,153

Underlying: Ordinary Shares · 1,577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on June 15, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On June 15, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on June 15, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:19 UTC Tax withholdingOrdinary Shares 742 $59.94 $44,475.48
Disclosure

SEC source: 0001639691-22-000065 · wf-form4_165549716016897.xml · nonDerivative · entry 2

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,260

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.