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Lumentum Holdings Inc.

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2957
SEC CIK
0001633978
Parsed reports
684

Last 12 months

Inside the activity.

0 purchase rows · 185 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202600
Feb 2026062
Mar 202600
Apr 202600
May 2026043
Jun 202601
Jul 202600
Aug 2026048
Sep 2026020
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2018 Filed Aug 16, 2018 23:37 UTC
LOWE ALAN SDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 9,232 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000064 · edgar.xml · derivative · entry 6

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 23:37 UTC
LOWE ALAN SDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 12,783 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000064 · edgar.xml · derivative · entry 5

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 23:37 UTC
LOWE ALAN SDirector · CEO and President
Exercise / conversionCommon Stock 9,232 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000064 · edgar.xml · nonDerivative · entry 3

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance shares that vested upon achievement of established target goals.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 23:37 UTC
LOWE ALAN SDirector · CEO and President
Exercise / conversionCommon Stock 12,783 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000064 · edgar.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 18, 2018 01:25 UTC
Reinhardt JasonEVP, Global Sales
Exercise / conversionRestricted Stock Units · Derivative 4,923 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000086 · edgar.xml · derivative · entry 7

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2018 Filed Aug 18, 2018 01:25 UTC
Reinhardt JasonEVP, Global Sales
Exercise / conversionRestricted Stock Units · Derivative 1,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000086 · edgar.xml · derivative · entry 6

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2018 Filed Aug 18, 2018 01:25 UTC
Reinhardt JasonEVP, Global Sales
Exercise / conversionCommon Stock 4,923 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000086 · edgar.xml · nonDerivative · entry 3

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 18, 2018 01:25 UTC
Reinhardt JasonEVP, Global Sales
Exercise / conversionCommon Stock 1,855 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000086 · edgar.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 18, 2018 01:10 UTC
Hamel Judy GSVP & General Cousel
Exercise / conversionRestricted Stock Units · Derivative 3,692 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000084 · edgar.xml · derivative · entry 7

Hamel Judy G · CIK 0001648170 · SVP & General Cousel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2018 Filed Aug 18, 2018 01:10 UTC
Hamel Judy GSVP & General Cousel
Exercise / conversionRestricted Stock Units · Derivative 515 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000084 · edgar.xml · derivative · entry 6

Hamel Judy G · CIK 0001648170 · SVP & General Cousel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2018 Filed Aug 18, 2018 01:10 UTC
Hamel Judy GSVP & General Cousel
Exercise / conversionCommon Stock 3,692 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000084 · edgar.xml · nonDerivative · entry 3

Hamel Judy G · CIK 0001648170 · SVP & General Cousel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 18, 2018 01:10 UTC
Hamel Judy GSVP & General Cousel
Exercise / conversionCommon Stock 515 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000084 · edgar.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP & General Cousel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 18, 2018 01:03 UTC Exercise / conversionRestricted Stock Units · Derivative 2,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000080 · edgar.xml · derivative · entry 7

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2018 Filed Aug 18, 2018 01:03 UTC Exercise / conversionRestricted Stock Units · Derivative 6,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000080 · edgar.xml · derivative · entry 6

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2018 Filed Aug 18, 2018 01:03 UTC Exercise / conversionCommon Stock 2,474 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000080 · edgar.xml · nonDerivative · entry 3

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 18, 2018 01:03 UTC Exercise / conversionCommon Stock 6,400 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000080 · edgar.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 18, 2018 01:07 UTC
Retort VincentEVP and COO
Exercise / conversionRestricted Stock Units · Derivative 3,298 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000082 · edgar.xml · derivative · entry 4

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2018 Filed Aug 18, 2018 01:07 UTC
Retort VincentEVP and COO
Exercise / conversionCommon Stock 3,298 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000082 · edgar.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Nov 13, 2018 21:25 UTC Amendment
Lillie BrianDirector
Exercise / conversionRestricted Stock Units · Derivative 3,282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000137 · edgar.xml · derivative · entry 2

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2018 Filed Nov 13, 2018 21:25 UTC Amendment
Lillie BrianDirector
Exercise / conversionCommon Stock 3,282 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000137 · edgar.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Correction to Table I, increasing the total amount to reflect the correct holdings at the time of the filing.

Read SEC document
August 15, 2018 Filed Nov 13, 2018 21:19 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 3,282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000134 · edgar.xml · derivative · entry 2

THOMAS SAMUEL F · CIK 0001266362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2018 Filed Nov 13, 2018 21:19 UTC Amendment Exercise / conversionCommon Stock 3,282 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000134 · edgar.xml · nonDerivative · entry 1

THOMAS SAMUEL F · CIK 0001266362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Correction to Table I, increasing the total amount to reflect the correct holdings at the time of the filing.

Read SEC document
August 10, 2018 Filed Aug 25, 2018 00:56 UTC
Hamel Judy GSVP & General Cousel
GrantCommon Stock 4,212 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000103 · edgar.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP & General Cousel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,361

F1 · shares: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 4,212 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 2,551 shares previously reported on August 18, 2017 as performance shares.

Read SEC document
August 10, 2018 Filed Aug 25, 2018 00:52 UTC GrantCommon Stock 4,564 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000101 · edgar.xml · nonDerivative · entry 1

Coldren Christopher W. · CIK 0001743188 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,387

F1 · shares: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 4,564 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 2,764 shares previously reported on August 18, 2017 as performance shares.

Read SEC document
August 10, 2018 Filed Aug 25, 2018 00:50 UTC
Retort VincentEVP and COO
GrantCommon Stock 23,699 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000100 · edgar.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,381

F1 · shares: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 23,699 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 14,352 shares previously reported on August 18, 2017 as performance shares.

Read SEC document
August 10, 2018 Filed Aug 25, 2018 00:49 UTC
Reinhardt JasonEVP, Global Sales
GrantCommon Stock 12,288 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000099 · edgar.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,011

F1 · shares: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 12,288 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 7,442 shares previously reported on August 18, 2017 as performance shares.

Read SEC document
August 10, 2018 Filed Aug 25, 2018 00:45 UTC GrantCommon Stock 4,389 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000098 · edgar.xml · nonDerivative · entry 2

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,455

F2 · shares: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 4,389 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 2,658 shares previously reported on August 18, 2017 as performance shares.

Read SEC document
August 10, 2018 Filed Aug 25, 2018 00:45 UTC GrantCommon Stock 10,533 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000098 · edgar.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,724

F1 · shares: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 10,533 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 6,379 shares previously reported on August 18, 2017 as performance shares.

Read SEC document
August 10, 2018 Filed Aug 25, 2018 00:40 UTC
LOWE ALAN SDirector · CEO and President
GrantCommon Stock 52,666 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000096 · edgar.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,032

F1 · shares: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 52,666 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 31,894 shares previously reported on August 18, 2017 as performance shares.

F2 · balance_after: Includes the decrease of shares that had previously been reported in Table 1

Read SEC document
July 16, 2018 Filed Jul 16, 2018 22:00 UTC
Sepe Matthew JosephChief Accounting Officer
SaleCommon Stock 1,466 $58.38 $85,585.08
Disclosure

SEC source: 0001633978-18-000055 · edgar.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,898

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 20:27 UTC
Sepe Matthew JosephChief Accounting Officer
GrantCommon Stock 1,619 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000053 · edgar.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,364

F1 · kind: 1/3 of the shares shall vest annually beginning on the one (1) year anniversary of the Vesting Start Date thereafter the remaining shares vest in equal installments on the second and third anniversary thereafter, on the same day of the month as the Vesting Start Date, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 20:26 UTC GrantCommon Stock 3,239 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000052 · edgar.xml · nonDerivative · entry 2

Coldren Christopher W. · CIK 0001743188 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,587

F1 · kind: 1/3 of the shares shall vest annually beginning on the one (1) year anniversary of the Vesting Start Date thereafter the remaining shares vest in equal installments on the second and third anniversary thereafter, on the same day of the month as the Vesting Start Date, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 20:26 UTC GrantCommon Stock 6,316 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000052 · edgar.xml · nonDerivative · entry 1

Coldren Christopher W. · CIK 0001743188 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,348

F1 · kind: 1/3 of the shares shall vest annually beginning on the one (1) year anniversary of the Vesting Start Date thereafter the remaining shares vest in equal installments on the second and third anniversary thereafter, on the same day of the month as the Vesting Start Date, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP.

Read SEC document
May 21, 2018 Filed May 21, 2018 23:29 UTC
LOWE ALAN SDirector · CEO and President
SaleCommon Stock 5,809 $63.63 $369,617.38
Disclosure

SEC source: 0001633978-18-000042 · wf-form4_152694531903171.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,253

F3 · shares: Transaction pursuant to 10b5-1 plan dated 5/31/16 1st AMEND 5-30-2017

F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.40 to $64.35. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2018 Filed May 21, 2018 23:29 UTC
LOWE ALAN SDirector · CEO and President
SaleCommon Stock 5,863 $62.42 $365,992.50
Disclosure

SEC source: 0001633978-18-000042 · wf-form4_152694531903171.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,062

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards.

F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $61.95 to $62.85. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 17, 2018 Filed May 18, 2018 01:47 UTC
LOWE ALAN SDirector · CEO and President
SaleCommon Stock 6,362 $63.40 $403,370.52
Disclosure

SEC source: 0001633978-18-000040 · wf-form4_152660799932514.xml · nonDerivative · entry 4

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,925

F7 · shares: Transaction pursuant to 10b5-1 plan dated 5/31/16 1st AMEND 5-30-2017

F8 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.05 to $63.675. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number ofsharessold at each separate price.

Read SEC document
May 17, 2018 Filed May 18, 2018 01:41 UTC
Hamel Judy GSVP & General Counsel
SaleCommon Stock 360 $63.21 $22,755.60
Disclosure

SEC source: 0001633978-18-000038 · wf-form4_152660765158738.xml · nonDerivative · entry 4

Hamel Judy G · CIK 0001648170 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,700

F4 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

F6 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $62.675 to $63.675. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number ofshares sold at each separate price.

Read SEC document
May 17, 2018 Filed May 18, 2018 01:39 UTC
Reinhardt JasonEVP, Global Sales
SaleCommon Stock 940 $63.21 $59,417.40
Disclosure

SEC source: 0001633978-18-000036 · wf-form4_152660753038948.xml · nonDerivative · entry 3

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,165

F3 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit.

F5 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $62.675 to $63.675. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 17, 2018 Filed May 18, 2018 01:33 UTC SaleCommon Stock 830 $63.21 $52,464.30
Disclosure

SEC source: 0001633978-18-000034 · wf-form4_152660716658393.xml · nonDerivative · entry 3

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,570

F3 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit.

F5 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $62.675 to $63.675. This transaction was apart ofa group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding thenumber of shares sold at each separate price.

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May 17, 2018 Filed May 18, 2018 01:28 UTC
Retort VincentEVP and COO
SaleCommon Stock 2,663 $63.21 $168,328.23
Disclosure

SEC source: 0001633978-18-000032 · wf-form4_152660686974510.xml · nonDerivative · entry 3

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,034

F3 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit.

F5 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $62.675 to $63.675. This transaction was apart of a groupsale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number ofshares sold at each separate price.

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May 16, 2018 Filed May 18, 2018 01:47 UTC
LOWE ALAN SDirector · CEO and President
SaleCommon Stock 6,421 $63.59 $408,311.39
Disclosure

SEC source: 0001633978-18-000040 · wf-form4_152660799932514.xml · nonDerivative · entry 3

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,287

F5 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock units.

F6 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.00 to $64.05. This transaction was apart of a group sale.The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number ofshares soldat each separate price.

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May 16, 2018 Filed May 18, 2018 01:41 UTC
Hamel Judy GSVP & General Counsel
SaleCommon Stock 181 $63.59 $11,509.79
Disclosure

SEC source: 0001633978-18-000038 · wf-form4_152660765158738.xml · nonDerivative · entry 3

Hamel Judy G · CIK 0001648170 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,060

F4 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

F5 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.00 to $64.05. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number ofshares sold at each separate price.

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May 16, 2018 Filed May 18, 2018 01:39 UTC
Reinhardt JasonEVP, Global Sales
SaleCommon Stock 651 $63.59 $41,397.09
Disclosure

SEC source: 0001633978-18-000036 · wf-form4_152660753038948.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,105

F3 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit.

F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.00 to $64.05. This transaction was apart of a group sale. The reporting person under takes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 16, 2018 Filed May 18, 2018 01:33 UTC SaleCommon Stock 867 $63.59 $55,132.53
Disclosure

SEC source: 0001633978-18-000034 · wf-form4_152660716658393.xml · nonDerivative · entry 2

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,400

F3 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit.

F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.00 to $64.05. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 16, 2018 Filed May 18, 2018 01:28 UTC
Retort VincentEVP and COO
SaleCommon Stock 1,156 $63.59 $73,510.04
Disclosure

SEC source: 0001633978-18-000032 · wf-form4_152660686974510.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,697

F3 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit.

F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.00 to $64.05. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 15, 2018 Filed May 18, 2018 01:47 UTC
LOWE ALAN SDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 12,783 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000040 · wf-form4_152660799932514.xml · derivative · entry 5

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,783

Underlying: Common Stock · 12,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.expiration_date: Restricted Stock Units have no expiration date.

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May 15, 2018 Filed May 18, 2018 01:47 UTC
LOWE ALAN SDirector · CEO and President
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000040 · wf-form4_152660799932514.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,708

F2 · kind: On May 15, 2018, the reporting person made a charitable gift of 1,000 shares.

F3 · price: Bona Fide Gift. No compensation was given to the donor for the gifting of shares.

F4 · balance_after: Includes 382 shares purchased on May 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP).

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May 15, 2018 Filed May 18, 2018 01:47 UTC
LOWE ALAN SDirector · CEO and President
Exercise / conversionCommon Stock 12,783 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000040 · wf-form4_152660799932514.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

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May 15, 2018 Filed May 18, 2018 01:41 UTC
Hamel Judy GSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 515 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000038 · wf-form4_152660765158738.xml · derivative · entry 5

Hamel Judy G · CIK 0001648170 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515

Underlying: Common Stock · 515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.expiration_date: Restricted Stock Units have no expiration date.

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May 15, 2018 Filed May 18, 2018 01:41 UTC
Hamel Judy GSVP & General Counsel
GrantCommon Stock 6,627 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000038 · wf-form4_152660765158738.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,241

F3 · kind: 1/3 of the shares shall vest annually beginning on the one (1) year anniversary of the Vesting Start Date thereafter the remaining shares vest in equal installments on the second and third anniversary thereafter, on the same day of the month as the Vesting Start Date, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.