Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | Director | June 26, 2025 | June 27, 2025 |
| MODINE MANUFACTURING COMOD · Entity 3547 | Director | August 20, 2026 | August 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date June 26, 2025 · Filed June 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 230,471 |
Reported balance
After 2025-06-26 transaction · row 1
1 source rowRow 1 · 2025-06-26 · Sale · Disposed 20,000 · Balance 230,471 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.
MODINE MANUFACTURING CO
Report date August 20, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 2,064 |
Reported balance
After 2026-08-20 transaction · row 1
1 source rowRow 1 · 2026-08-20 · Grant · Acquired 812 · Balance 2,064 F1: This is an award of restricted stock units. Each restricted stock unit represents a right to receive one share of MOD common stock on the one year anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: This is an award of restricted stock units. Each restricted stock unit represents a right to receive one share of MOD common stock on the one year anniversary of the date of grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Qorvo, Inc.
Report date October 05, 2026 · Filed October 05, 2026
Section 16 reporting ended · disclosed 2026-10-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-10-05 transaction · row 1
1 source rowRow 1 · 2026-10-05 · Disposition to issuer · Disposed 7,233 · Balance 0 F1: On October 5, 2026, Qorvo, Inc. ("Qorvo") and Skyworks Solutions, Inc. ("Skyworks") completed the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 27, 2025, by and among Qorvo, Skyworks, Comet Acquisition Corp. ("Merger Sub I") and Comet Acquisition II, LLC ("Merger Sub II") (the "Mergers"). F2: Pursuant to the terms of the Merger Agreement, (i) each share of Qorvo common stock held by the Reporting Person that was outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive (A) 0.960 shares of Skyworks common stock (together with cash in lieu of fractional shares), without interest, and (B) $32.50 in cash, without interest (together, the "Merger Consideration") and (ii) each outstanding restricted stock unit award corresponding to shares of Qorvo common stock held by the Reporting Person was cancelled in consideration for the right to receive (x) the Merger Consideration in respect of each share of Qorvo common stock then subject thereto and (y) an amount in cash equal to all dividend equivalents accrued but unpaid with respect thereto. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 5, 2026, Qorvo, Inc. ("Qorvo") and Skyworks Solutions, Inc. ("Skyworks") completed the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 27, 2025, by and among Qorvo, Skyworks, Comet Acquisition Corp. ("Merger Sub I") and Comet Acquisition II, LLC ("Merger Sub II") (the "Mergers").
F2: Pursuant to the terms of the Merger Agreement, (i) each share of Qorvo common stock held by the Reporting Person that was outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive (A) 0.960 shares of Skyworks common stock (together with cash in lieu of fractional shares), without interest, and (B) $32.50 in cash, without interest (together, the "Merger Consideration") and (ii) each outstanding restricted stock unit award corresponding to shares of Qorvo common stock held by the Reporting Person was cancelled in consideration for the right to receive (x) the Merger Consideration in respect of each share of Qorvo common stock then subject thereto and (y) an amount in cash equal to all dividend equivalents accrued but unpaid with respect thereto.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 05, 2026 Filed Oct 5, 2026 20:13 UTC | Qorvo, Inc. QRVO · Entity 541 | Disposition to issuerCommon Stock | 7,233 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001977249-26-000145 · form4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On October 5, 2026, Qorvo, Inc. ("Qorvo") and Skyworks Solutions, Inc. ("Skyworks") completed the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 27, 2025, by and among Qorvo, Skyworks, Comet Acquisition Corp. ("Merger Sub I") and Comet Acquisition II, LLC ("Merger Sub II") (the "Mergers"). F2 · kind: Pursuant to the terms of the Merger Agreement, (i) each share of Qorvo common stock held by the Reporting Person that was outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive (A) 0.960 shares of Skyworks common stock (together with cash in lieu of fractional shares), without interest, and (B) $32.50 in cash, without interest (together, the "Merger Consideration") and (ii) each outstanding restricted stock unit award corresponding to shares of Qorvo common stock held by the Reporting Person was cancelled in consideration for the right to receive (x) the Merger Consideration in respect of each share of Qorvo common stock then subject thereto and (y) an amount in cash equal to all dividend equivalents accrued but unpaid with respect thereto. F2 · price: Pursuant to the terms of the Merger Agreement, (i) each share of Qorvo common stock held by the Reporting Person that was outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive (A) 0.960 shares of Skyworks common stock (together with cash in lieu of fractional shares), without interest, and (B) $32.50 in cash, without interest (together, the "Merger Consideration") and (ii) each outstanding restricted stock unit award corresponding to shares of Qorvo common stock held by the Reporting Person was cancelled in consideration for the right to receive (x) the Merger Consideration in respect of each share of Qorvo common stock then subject thereto and (y) an amount in cash equal to all dividend equivalents accrued but unpaid with respect thereto. Read SEC document |
| August 20, 2026 Filed Aug 21, 2026 18:17 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 812 | $0.00 | $0.00 |
DisclosureSEC source: 0001234673-26-000002 · form4-08212026_060822.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,064 F1 · shares: This is an award of restricted stock units. Each restricted stock unit represents a right to receive one share of MOD common stock on the one year anniversary of the date of grant. Read SEC document |
| August 12, 2026 Filed Aug 13, 2026 21:03 UTC | Qorvo, Inc. QRVO · Entity 541 | GrantCommon Stock | 2,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001977249-26-000115 · form4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,233 Read SEC document |
| August 21, 2025 Filed Aug 25, 2025 15:05 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 1,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-022854 · form4-08252025_030828.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,252 F1 · shares: This is an award of restricted stock units. Each restricted stock unit represents a right to receive one share of MOD common stock on the one year anniversary of the date of grant. Read SEC document |
| August 14, 2025 Filed Aug 15, 2025 21:01 UTC | Qorvo, Inc. QRVO · Entity 541 | GrantCommon Stock | 2,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000413 · form4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,906 Read SEC document |
| June 26, 2025 Filed Jun 27, 2025 21:32 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 20,000 | $93.47 | $1,869,400.00 |
DisclosureSEC source: 0001415889-25-018407 · form4-06272025_090649.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 230,471 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. Read SEC document |
| June 18, 2025 Filed Jun 20, 2025 20:55 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 20,000 | $88.47 | $1,769,400.00 |
DisclosureSEC source: 0001415889-25-017878 · form4-06202025_080622.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 250,471 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 22:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 10,000 | $83.58 | $835,800.00 |
DisclosureSEC source: 0001415889-25-016059 · form4-06062025_100623.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 270,471 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. F2 · balance_after: Includes a total of 561 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2023, May 15, 2024, and November 15, 2024. Read SEC document |
| February 20, 2025 Filed Feb 25, 2025 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 76,653 | $76.34 | $5,851,690.02 |
DisclosureSEC source: 0001415889-25-005378 · form4-02252025_010220.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,910 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain restricted stock units and PSUs pursuant to the Transition Agreement. Read SEC document |
| February 20, 2025 Filed Feb 25, 2025 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 62,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-005378 · form4-02252025_010220.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356,563 F1 · kind: Represents the acquisition of shares upon the acceleration of vesting of certain performance stock units (PSUs), as provided by the Transition Agreement and Release, dated February 2, 2025 (the "Transition Agreement"), between the Reporting Person and the Issuer and filed with the Securities and Exchange Commission on February 3, 2025. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:27 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 6,678 | $77.68 | $518,747.04 |
DisclosureSEC source: 0001415889-25-004674 · form4-02192025_100221.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,218 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 15, 2024 Filed Nov 20, 2024 01:12 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 6,671 | $81.45 | $543,352.95 |
DisclosureSEC source: 0001415889-24-027289 · form4-11202024_011108.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,896 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 21:17 UTC | Qorvo, Inc. QRVO · Entity 541 | GrantCommon Stock | 2,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001977249-24-000127 · form4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,410 Read SEC document |
| August 23, 2024 Filed Aug 28, 2024 01:16 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 16,148 | $59.17 | $955,477.16 |
DisclosureSEC source: 0001415889-24-022368 · form4-08282024_010821.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,281 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 21, 2024 Filed Aug 31, 2024 00:02 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 93,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022658 · form4-08312024_120815.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307,567 F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. F2 · balance_after: The number of shares beneficially owned is as of August 30, 2024. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:27 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 10,203 | $52.82 | $538,922.46 |
DisclosureSEC source: 0001415889-24-021861 · form4-08212024_100815.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 230,429 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:27 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 20,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-021861 · form4-08212024_100815.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,632 F1 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on September 10, 2021. Read SEC document |
| August 15, 2024 Filed Aug 20, 2024 01:02 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 4,813 | $52.26 | $251,527.38 |
DisclosureSEC source: 0001415889-24-021653 · form4-08202024_010804.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,505 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| May 15, 2024 Filed May 17, 2024 23:39 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 4,813 | $45.72 | $220,050.36 |
DisclosureSEC source: 0001415889-24-013634 · form4-05172024_110553.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,318 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 01:02 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 4,841 | $49.19 | $238,128.79 |
DisclosureSEC source: 0001415889-24-004505 · form4-02212024_010231.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 230,131 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 15, 2023 Filed Nov 18, 2023 01:31 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 4,709 | $45.14 | $212,564.26 |
DisclosureSEC source: 0001209191-23-055921 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,972 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 24, 2023 Filed Aug 25, 2023 21:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 12,232 | $52.12 | $637,531.84 |
DisclosureSEC source: 0001209191-23-047394 · doc4.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,681 F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs. Read SEC document |
| August 24, 2023 Filed Aug 25, 2023 21:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 3,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047394 · doc4.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,913 F2 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 21:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 95,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047394 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,026 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 19, 2023 Filed Aug 23, 2023 01:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 5,551 | $47.98 | $266,336.98 |
DisclosureSEC source: 0001209191-23-046971 · doc4.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,444 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of performance stock units. Read SEC document |
| August 19, 2023 Filed Aug 23, 2023 01:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 11,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046971 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,995 F1 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units granted to the Reporting Person on August 19, 2020. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 21:02 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 6,230 | $51.34 | $319,848.20 |
DisclosureSEC source: 0001209191-23-046346 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,801 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:27 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 447 | $38.35 | $17,142.45 |
DisclosureSEC source: 0001209191-23-030301 · doc4.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,031 F2 · kind: Shares acquired pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:27 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 6,230 | $45.12 | $281,097.60 |
DisclosureSEC source: 0001209191-23-030301 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,584 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 6,230 | $59.93 | $373,363.90 |
DisclosureSEC source: 0001633978-23-000002 · wf-form4_167667100574770.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,814 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 01:13 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 45 | $49.05 | $2,207.25 |
DisclosureSEC source: 0001633978-22-000051 · wf-form4_166864761913633.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,044 F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 01:13 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 6,229 | $57.71 | $359,475.59 |
DisclosureSEC source: 0001633978-22-000051 · wf-form4_166864761913633.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,999 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 31, 2022 Filed Sep 3, 2022 00:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 8,531 | $83.55 | $712,765.05 |
DisclosureSEC source: 0001633978-22-000040 · wf-form4_166216458324383.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,228 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 22:00 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 62,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-22-000034 · wf-form4_166155118878437.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,759 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 21:22 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 22,533 | $91.57 | $2,063,346.81 |
DisclosureSEC source: 0001633978-22-000026 · wf-form4_166137616033747.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,413 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of performance stock units. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:40 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 8,809 | $94.94 | $836,326.46 |
DisclosureSEC source: 0001633978-22-000018 · wf-form4_166068959076646.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,946 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:40 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 8,668 | $96.19 | $833,774.92 |
DisclosureSEC source: 0001633978-22-000018 · wf-form4_166068959076646.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,755 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 22:40 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 45,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-22-000018 · wf-form4_166068959076646.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,423 F1 · shares: Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 14, 2019. 100% of the shares will vest on August 22, 2022. Read SEC document |
| May 15, 2022 Filed May 17, 2022 20:55 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 235 | $76.45 | $17,965.75 |
DisclosureSEC source: 0001633978-22-000012 · wf-form4_165282092402884.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,979 F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan. Read SEC document |
| May 15, 2022 Filed May 17, 2022 20:55 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 8,668 | $90.08 | $780,813.44 |
DisclosureSEC source: 0001633978-22-000012 · wf-form4_165282092402884.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,744 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| May 09, 2022 Filed May 10, 2022 21:12 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GiftCommon Stock | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-22-000009 · wf-form4_165221711141767.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,412 Read SEC document |
| February 17, 2022 Filed Feb 17, 2022 22:06 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 8,809 | $100.80 | $887,971.87 |
DisclosureSEC source: 0001633978-22-000006 · wf-form4_164513553516462.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,987 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F3 · price: The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:06 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 8,669 | $97.15 | $842,193.35 |
DisclosureSEC source: 0001633978-22-000006 · wf-form4_164513553516462.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,796 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| November 17, 2021 Filed Nov 17, 2021 23:18 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 8,810 | $90.90 | $800,829.00 |
DisclosureSEC source: 0001633978-21-000074 · wf-form4_163719108156813.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,465 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:18 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 39 | $61.35 | $2,392.65 |
DisclosureSEC source: 0001633978-21-000074 · wf-form4_163719108156813.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,275 F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:18 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 8,668 | $90.06 | $780,640.08 |
DisclosureSEC source: 0001633978-21-000074 · wf-form4_163719108156813.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,236 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:26 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 26,514 | $92.11 | $2,442,199.24 |
DisclosureSEC source: 0001633978-21-000069 · wf-form4_163657954335765.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,904 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| August 31, 2021 Filed Sep 3, 2021 00:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 51,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-21-000058 · wf-form4_163063060681651.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,418 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight equal (8) quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 21:52 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 9,861 | $86.86 | $856,526.46 |
DisclosureSEC source: 0001633978-21-000053 · wf-form4_162992834382648.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,803 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| August 19, 2021 Filed Aug 21, 2021 00:58 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 16,378 | $84.96 | $1,391,474.88 |
DisclosureSEC source: 0001633978-21-000050 · wf-form4_162950747200515.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,664 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.