Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | Interim CFO | November 16, 2018 | November 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date November 16, 2018 · Filed November 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,348 |
Ending reported balance
After 2018-11-19 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-11-16 · Tax withholding · Disposed 134 · Balance 28,006 F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock. Row 2 · 2018-11-19 · Tax withholding · Disposed 411 · Balance 27,595 F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock. Row 3 · 2018-11-19 · Tax withholding · Disposed 247 · Balance 27,348 F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2018 Filed Nov 20, 2018 00:59 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 247 | $39.16 | $9,672.52 |
DisclosureSEC source: 0001633978-18-000144 · edgar.xml · nonDerivative · entry 3 Coldren Christopher W. · CIK 0001743188 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,348 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 00:59 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 411 | $39.17 | $16,098.87 |
DisclosureSEC source: 0001633978-18-000144 · edgar.xml · nonDerivative · entry 2 Coldren Christopher W. · CIK 0001743188 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,595 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 00:59 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 134 | $41.24 | $5,526.16 |
DisclosureSEC source: 0001633978-18-000144 · edgar.xml · nonDerivative · entry 1 Coldren Christopher W. · CIK 0001743188 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,006 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock. Read SEC document |
| August 28, 2018 Filed Aug 31, 2018 00:54 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 8,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000111 · edgar.xml · nonDerivative · entry 1 Coldren Christopher W. · CIK 0001743188 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,140 F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 1/3 of the shares shall vest on the one (1) year anniversary of the Grant Date and 8 equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP. Read SEC document |
| August 23, 2018 Filed Aug 25, 2018 00:54 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 3,416 | $64.36 | $219,853.76 |
DisclosureSEC source: 0001633978-18-000102 · edgar.xml · nonDerivative · entry 1 Coldren Christopher W. · CIK 0001743188 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,122 Read SEC document |
| August 23, 2018 Filed Aug 28, 2018 00:01 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 3,416 | $64.36 | $219,853.76 |
DisclosureSEC source: 0001633978-18-000107 · edgar.xml · nonDerivative · entry 1 Coldren Christopher W. · CIK 0001743188 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,122 Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,191 | $59.69 | $71,090.79 |
DisclosureSEC source: 0001633978-18-000094 · edgar.xml · nonDerivative · entry 1 Coldren Christopher W. · CIK 0001743188 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,538 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. F2 · balance_after: Includes additional Performance shares earned based upon achievement of established target goals for Fiscal Year 2018, with one third vesting on the first anniversary of the grant date, and the remaining vesting quarterly over eight quarters. Read SEC document |
| August 17, 2018 Filed Aug 18, 2018 00:59 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 332 | $59.87 | $19,876.84 |
DisclosureSEC source: 0001633978-18-000078 · edgar.xml · nonDerivative · entry 2 Coldren Christopher W. · CIK 0001743188 · Interim CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,929 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 00:59 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 326 | $60.13 | $19,602.38 |
DisclosureSEC source: 0001633978-18-000078 · edgar.xml · nonDerivative · entry 1 Coldren Christopher W. · CIK 0001743188 · Interim CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,261 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 10, 2018 Filed Aug 25, 2018 00:52 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 4,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000101 · edgar.xml · nonDerivative · entry 1 Coldren Christopher W. · CIK 0001743188 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,387 F1 · shares: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 4,564 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 2,764 shares previously reported on August 18, 2017 as performance shares. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 20:26 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 3,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000052 · edgar.xml · nonDerivative · entry 2 Coldren Christopher W. · CIK 0001743188 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,587 F1 · kind: 1/3 of the shares shall vest annually beginning on the one (1) year anniversary of the Vesting Start Date thereafter the remaining shares vest in equal installments on the second and third anniversary thereafter, on the same day of the month as the Vesting Start Date, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 20:26 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 6,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000052 · edgar.xml · nonDerivative · entry 1 Coldren Christopher W. · CIK 0001743188 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,348 F1 · kind: 1/3 of the shares shall vest annually beginning on the one (1) year anniversary of the Vesting Start Date thereafter the remaining shares vest in equal installments on the second and third anniversary thereafter, on the same day of the month as the Vesting Start Date, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.