Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | SVP AND SECRETARY | May 15, 2024 | May 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date May 15, 2024 · Filed May 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,594 |
Reported balance
After 2024-05-15 transaction · row 1
1 source rowRow 1 · 2024-05-15 · Tax withholding · Disposed 965 · Balance 50,594 F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2024 Filed May 17, 2024 23:39 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 965 | $45.72 | $44,119.80 |
DisclosureSEC source: 0001415889-24-013633 · form4-05172024_110559.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP AND SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,594 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 01:00 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,065 | $49.19 | $52,387.35 |
DisclosureSEC source: 0001415889-24-004503 · form4-02212024_120252.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC AND SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,259 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 15, 2023 Filed Nov 18, 2023 01:30 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 944 | $45.14 | $42,612.16 |
DisclosureSEC source: 0001209191-23-055920 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,324 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 24, 2023 Filed Aug 25, 2023 21:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,560 | $52.12 | $133,427.20 |
DisclosureSEC source: 0001209191-23-047393 · doc4.xml · nonDerivative · entry 3 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,268 F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs . Read SEC document |
| August 24, 2023 Filed Aug 25, 2023 21:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 1,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047393 · doc4.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,828 F2 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 21:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 18,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047393 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,640 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 19, 2023 Filed Aug 23, 2023 01:32 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 973 | $47.98 | $46,684.54 |
DisclosureSEC source: 0001209191-23-046970 · doc4.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,367 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of performance stock units. Read SEC document |
| August 19, 2023 Filed Aug 23, 2023 01:32 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 1,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046970 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,340 F1 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units granted to the Reporting Person on August 19, 2020. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 21:01 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,188 | $51.34 | $60,991.92 |
DisclosureSEC source: 0001209191-23-046343 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,381 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,188 | $45.12 | $53,602.56 |
DisclosureSEC source: 0001209191-23-030297 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,569 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,270 | $59.93 | $76,111.10 |
DisclosureSEC source: 0001633978-23-000001 · wf-form4_167667059768600.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,757 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 00:58 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,187 | $57.71 | $68,501.77 |
DisclosureSEC source: 0001633978-22-000046 · wf-form4_166864670382234.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,027 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 31, 2022 Filed Sep 3, 2022 00:09 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,803 | $83.55 | $150,640.65 |
DisclosureSEC source: 0001633978-22-000037 · wf-form4_166216378311633.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,214 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 21:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 11,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-22-000030 · wf-form4_166154899878560.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,017 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 21:20 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 3,456 | $91.57 | $316,465.92 |
DisclosureSEC source: 0001633978-22-000025 · wf-form4_166137597416132.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,098 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of performance stock units. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:36 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,437 | $96.19 | $138,225.03 |
DisclosureSEC source: 0001633978-22-000017 · wf-form4_166068938533108.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,554 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 22:36 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 6,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-22-000017 · wf-form4_166068938533108.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,991 F1 · shares: Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 13, 2019. 100% of the shares will vest on August 22, 2022. Read SEC document |
| May 15, 2022 Filed May 17, 2022 20:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,437 | $90.08 | $129,444.96 |
DisclosureSEC source: 0001633978-22-000011 · wf-form4_165282055862775.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,023 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:46 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,712 | $97.15 | $166,320.80 |
DisclosureSEC source: 0001633978-22-000002 · wf-form4_164513439042190.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,460 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 23:08 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 5,011 | $95.00 | $476,045.00 |
DisclosureSEC source: 0001633978-21-000097 · wf-form4_163917768940774.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,172 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:12 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,666 | $90.06 | $150,039.96 |
DisclosureSEC source: 0001633978-21-000072 · wf-form4_163719071239031.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,183 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:19 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 10,764 | $92.11 | $991,476.35 |
DisclosureSEC source: 0001633978-21-000067 · wf-form4_163657912197919.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,849 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| August 31, 2021 Filed Sep 3, 2021 00:54 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 10,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-21-000057 · wf-form4_163063042919078.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,613 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight equal (8) quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 19, 2021 Filed Aug 21, 2021 00:54 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,939 | $84.96 | $249,697.44 |
DisclosureSEC source: 0001633978-21-000049 · wf-form4_162950727772697.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,709 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-21-000042 · wf-form4_162924261641606.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,648 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 17:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 8,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-21-000037 · wf-form4_162879027312641.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,239 F1 · shares: Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 19, 2020. 1/3 of shares shall vest one year from the grant date and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| May 15, 2021 Filed May 18, 2021 00:17 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 178 | $59.54 | $10,598.12 |
DisclosureSEC source: 0001633978-21-000013 · wf-form4_162129702958875.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,272 F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan. Read SEC document |
| May 15, 2021 Filed May 18, 2021 00:17 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,687 | $70.05 | $188,224.35 |
DisclosureSEC source: 0001633978-21-000013 · wf-form4_162129702958875.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,094 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| February 15, 2021 Filed Feb 18, 2021 01:36 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,592 | $93.95 | $149,568.40 |
DisclosureSEC source: 0001209191-21-011589 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,781 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. F2 · balance_after: Ownership is restated pursuant to an internal audit of the Reporting Person's holdings. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 00:05 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 4,865 | $90.00 | $437,850.00 |
DisclosureSEC source: 0001209191-20-062362 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,376 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| November 15, 2020 Filed Nov 18, 2020 01:22 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,593 | $83.69 | $133,318.17 |
DisclosureSEC source: 0001209191-20-058922 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,241 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 22:40 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 4,098 | $90.00 | $368,820.00 |
DisclosureSEC source: 0001209191-20-057331 · doc4.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,834 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 22:40 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,755 | $85.00 | $234,175.00 |
DisclosureSEC source: 0001209191-20-057331 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,932 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| August 22, 2020 Filed Aug 25, 2020 00:26 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,805 | $85.74 | $240,500.70 |
DisclosureSEC source: 0001209191-20-048169 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,687 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 8,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047905 · doc4.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,492 F2 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 19, 2021, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 6,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047905 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,673 F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 22, 2019. The PSUs vest as to 1/3 of the shares on August 22, 2020, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 22:32 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 214 | $87.19 | $18,658.66 |
DisclosureSEC source: 0001209191-20-047801 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,157 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 15, 2020 Filed Aug 17, 2020 23:38 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,065 | $92.99 | $99,034.35 |
DisclosureSEC source: 0001209191-20-047014 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,371 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| May 18, 2020 Filed May 19, 2020 23:24 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 215 | $71.26 | $15,320.90 |
DisclosureSEC source: 0001209191-20-030715 · doc4.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,436 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:24 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,161 | $67.73 | $146,364.53 |
DisclosureSEC source: 0001209191-20-030715 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,651 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and performance stock units. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 02:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 216 | $84.68 | $18,290.88 |
DisclosureSEC source: 0001209191-20-010880 · doc4.xml · nonDerivative · entry 4 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,824 F4 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs. Read SEC document |
| February 18, 2020 Filed Feb 25, 2020 23:07 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 216 | $84.68 | $18,290.88 |
DisclosureSEC source: 0001209191-20-012689 · doc4a.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,812 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 02:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,750 | $87.00 | $152,250.00 |
DisclosureSEC source: 0001209191-20-010880 · doc4.xml · nonDerivative · entry 3 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,040 F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and PSUs. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 02:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 661 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010880 · doc4.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,790 F2 · shares: Represents the acquisition of PSUs upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 8, 2018. The PSUs vested as to 1/3 of the shares on August 28, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Plan. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 02:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 351 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010880 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,129 F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 18, 2017. The PSUs vested as to 1/3 of the shares on August 18, 2018, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan (the "Plan"). Read SEC document |
| February 15, 2020 Filed Feb 25, 2020 23:07 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,750 | $87.00 | $152,250.00 |
DisclosureSEC source: 0001209191-20-012689 · doc4a.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,028 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and performance stock units. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 23:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 3,113 | $80.00 | $249,040.00 |
DisclosureSEC source: 0001209191-19-062327 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,778 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 21:15 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 3,841 | $70.00 | $268,870.00 |
DisclosureSEC source: 0001209191-19-058105 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,891 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 03:00 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 216 | $68.91 | $14,884.56 |
DisclosureSEC source: 0001209191-19-057371 · doc4.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,725 F3 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 15, 2019 Filed Nov 20, 2019 03:00 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 847 | $68.59 | $58,095.73 |
DisclosureSEC source: 0001209191-19-057371 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,941 F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units. F2 · balance_after: The total share amount reflects the further disposition of 7 goal shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.