Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | EVP, General Manager | August 23, 2023 | August 25, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date August 23, 2023 · Filed August 25, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 117,670 |
Ending reported balance
After 2023-08-24 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-08-23 · Grant · Acquired 24,364 · Balance 118,733 F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Row 2 · 2023-08-24 · Grant · Acquired 1,384 · Balance 120,117 F2: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022. Row 3 · 2023-08-24 · Tax withholding · Disposed 2,447 · Balance 117,670 F3: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.
F2: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022.
F3: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 24, 2023 Filed Aug 25, 2023 21:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,447 | $52.12 | $127,537.64 |
DisclosureSEC source: 0001209191-23-047397 · doc4.xml · nonDerivative · entry 3 Reinhardt Jason · CIK 0001648196 · EVP, General Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,670 F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs. Read SEC document |
| August 24, 2023 Filed Aug 25, 2023 21:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 1,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047397 · doc4.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, General Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,117 F2 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 21:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 24,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047397 · doc4.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, General Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,733 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 19, 2023 Filed Aug 23, 2023 01:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,017 | $47.98 | $48,795.66 |
DisclosureSEC source: 0001209191-23-046972 · doc4.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, General Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,369 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of performance stock units. Read SEC document |
| August 19, 2023 Filed Aug 23, 2023 01:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 2,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046972 · doc4.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, General Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,386 F1 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units granted to the Reporting Person on August 19, 2020. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 21:03 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,208 | $51.34 | $62,018.72 |
DisclosureSEC source: 0001209191-23-046347 · doc4.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, General Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,513 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 309 | $38.35 | $11,850.15 |
DisclosureSEC source: 0001209191-23-030303 · doc4.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, General Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,721 F2 · kind: Shares acquired pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,208 | $45.12 | $54,504.96 |
DisclosureSEC source: 0001209191-23-030303 · doc4.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, General Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,412 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:01 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,280 | $59.93 | $76,710.40 |
DisclosureSEC source: 0001633978-23-000003 · wf-form4_167667125923138.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,620 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 01:16 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 135 | $49.05 | $6,621.75 |
DisclosureSEC source: 0001633978-22-000052 · wf-form4_166864778368416.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · Chief Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,900 F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 01:16 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,344 | $57.71 | $77,562.24 |
DisclosureSEC source: 0001633978-22-000052 · wf-form4_166864778368416.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · Chief Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,765 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 31, 2022 Filed Sep 3, 2022 00:15 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,948 | $83.55 | $162,755.40 |
DisclosureSEC source: 0001633978-22-000038 · wf-form4_166216409854466.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · Chief Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,109 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 21:36 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 15,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-22-000031 · wf-form4_166154977883096.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · Chief Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,057 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 21:27 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 4,531 | $91.57 | $414,903.67 |
DisclosureSEC source: 0001633978-22-000027 · wf-form4_166137640564177.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · Chief Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,165 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of performance stock units. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,777 | $96.19 | $170,929.63 |
DisclosureSEC source: 0001633978-22-000019 · wf-form4_166068983934102.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · Chief Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,696 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 22:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 11,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-22-000019 · wf-form4_166068983934102.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · Chief Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,473 F1 · shares: Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 13, 2019. 100% of the shares will vest on August 22, 2022. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:01 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 147 | $76.45 | $11,238.15 |
DisclosureSEC source: 0001633978-22-000013 · wf-form4_165282118710618.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,961 F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:01 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,595 | $90.08 | $143,677.60 |
DisclosureSEC source: 0001633978-22-000013 · wf-form4_165282118710618.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,814 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:49 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,616 | $97.15 | $156,994.40 |
DisclosureSEC source: 0001633978-22-000003 · wf-form4_164513456470636.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,409 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 21:59 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GiftCommon Stock | 5,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-21-000081 · wf-form4_163761833059106.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,025 Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 172 | $61.35 | $10,552.20 |
DisclosureSEC source: 0001633978-21-000076 · wf-form4_163719137715957.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,579 F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,775 | $90.06 | $159,856.50 |
DisclosureSEC source: 0001633978-21-000076 · wf-form4_163719137715957.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,407 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 31, 2021 Filed Sep 3, 2021 00:59 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 14,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-21-000059 · wf-form4_163063077095066.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,182 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight equal (8) quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 19, 2021 Filed Aug 21, 2021 01:01 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 3,422 | $84.96 | $290,733.12 |
DisclosureSEC source: 0001633978-21-000051 · wf-form4_162950766499224.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,340 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 23:30 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-21-000044 · wf-form4_162924300341215.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,762 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 17:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 13,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-21-000039 · wf-form4_162879064196543.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,661 F1 · shares: Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 19, 2020. 1/3 of shares shall vest one year from the grant date and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| May 15, 2021 Filed May 18, 2021 00:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 186 | $59.54 | $11,074.44 |
DisclosureSEC source: 0001633978-21-000017 · wf-form4_162129752235040.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,510 F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan. Read SEC document |
| May 15, 2021 Filed May 18, 2021 00:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,716 | $70.05 | $120,205.80 |
DisclosureSEC source: 0001633978-21-000017 · wf-form4_162129752235040.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,324 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| February 15, 2021 Filed Feb 18, 2021 01:37 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,712 | $93.95 | $160,842.40 |
DisclosureSEC source: 0001209191-21-011592 · doc4.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,040 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. F2 · balance_after: Ownership is restated pursuant to an internal audit of the Reporting Person's holdings. Read SEC document |
| November 15, 2020 Filed Nov 18, 2020 01:24 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,716 | $83.69 | $143,612.04 |
DisclosureSEC source: 0001209191-20-058925 · doc4.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,757 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. F2 · balance_after: Includes 183 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2020. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:07 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 10,000 | $89.00 | $890,000.00 |
DisclosureSEC source: 0001209191-20-057437 · doc4.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,290 F1 · kind: These sales were executed in multiple trades at prices ranging from $89.00 to $89.035. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| August 22, 2020 Filed Aug 25, 2020 00:29 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 3,678 | $85.74 | $315,351.72 |
DisclosureSEC source: 0001209191-20-048171 · doc4.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,290 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 12,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047906 · doc4.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,968 F2 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 19, 2021, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 10,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047906 · doc4.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,033 F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 22, 2019. The PSUs vest as to 1/3 of the shares on August 22, 2020, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 22:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 496 | $87.19 | $43,246.24 |
DisclosureSEC source: 0001209191-20-047802 · doc4.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,269 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 15, 2020 Filed Aug 17, 2020 23:41 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,336 | $92.99 | $124,234.64 |
DisclosureSEC source: 0001209191-20-047018 · doc4.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,765 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| May 18, 2020 Filed May 19, 2020 23:29 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 307 | $71.26 | $21,876.82 |
DisclosureSEC source: 0001209191-20-030718 · doc4.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,101 F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:29 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 863 | $67.73 | $58,450.99 |
DisclosureSEC source: 0001209191-20-030718 · doc4.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,408 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and performance stock units. F2 · balance_after: Includes 192 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 15, 2020. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 02:30 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 307 | $84.68 | $25,996.76 |
DisclosureSEC source: 0001209191-20-010883 · doc4.xml · nonDerivative · entry 4 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,338 F4 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs. Read SEC document |
| February 18, 2020 Filed Feb 25, 2020 23:08 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 307 | $84.68 | $25,996.76 |
DisclosureSEC source: 0001209191-20-012690 · doc4a.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,079 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 02:30 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 862 | $87.00 | $74,994.00 |
DisclosureSEC source: 0001209191-20-010883 · doc4.xml · nonDerivative · entry 3 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,645 F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and PSUs. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 02:30 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 1,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010883 · doc4.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,507 F2 · shares: Represents the acquisition of PSUs upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 8, 2018. The PSUs vested as to 1/3 of the shares on August 28, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Plan. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 02:30 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 1,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010883 · doc4.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,258 F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 18, 2017. The PSUs vested as to 1/3 of the shares on August 18, 2018, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan (the "Plan"). Read SEC document |
| February 15, 2020 Filed Feb 25, 2020 23:08 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 862 | $87.00 | $74,994.00 |
DisclosureSEC source: 0001209191-20-012690 · doc4a.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,386 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and performance stock units. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 02:59 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 307 | $68.91 | $21,155.37 |
DisclosureSEC source: 0001209191-19-057369 · doc4.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,234 F3 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 15, 2019 Filed Nov 20, 2019 02:59 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 874 | $68.59 | $59,947.66 |
DisclosureSEC source: 0001209191-19-057369 · doc4.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,541 F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units. F2 · balance_after: The total share amount reflects 272 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2019 and the further disposition of 14 goal shares. Read SEC document |
| November 15, 2019 Filed Nov 26, 2019 02:29 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 874 | $68.59 | $59,947.66 |
DisclosureSEC source: 0001209191-19-058025 · doc4a.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,555 F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units. F2 · balance_after: Footnote (2) to the original Form 4 incorrectly reported the further disposition of 14 shares, which disposition did not occur. Accordingly, the correct ending balance to the original Form 4 should be 64,248 shares following the second transaction reported in such Form 4 to have occurred on November 18, 2019. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 22:29 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 3,790 | $56.74 | $215,044.60 |
DisclosureSEC source: 0001209191-19-047874 · doc4.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,157 F2 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and PSUs. Read SEC document |
| August 22, 2019 Filed Aug 23, 2019 20:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 25,000 | $59.56 | $1,489,000.00 |
DisclosureSEC source: 0001209191-19-047279 · doc4.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,691 Read SEC document |
| August 22, 2019 Filed Aug 27, 2019 00:29 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 17,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047453 · doc4.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,960 F1 · shares: These securities are restricted stock units (RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 22, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.