Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Lumentum Holdings Inc.
Report date August 25, 2026 · Filed August 28, 2026
Section 16 reporting ended · disclosed 2026-08-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 78,440 |
Ending reported balance
After 2026-08-25 transaction · row 18
18 source rows · reconciled sequenceRow 1 · 2026-08-25 · Sale · Disposed 360 · Balance 116,743 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F2: These sales were executed in multiple trades at prices ranging from $841.745 to $842.695. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (19) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Row 2 · 2026-08-25 · Sale · Disposed 1,213 · Balance 115,530 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F3: These sales were executed in multiple trades at prices ranging from $843.00 to $843.93. Row 3 · 2026-08-25 · Sale · Disposed 1,053 · Balance 114,477 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F4: These sales were executed in multiple trades at prices ranging from $844.00 to $844.93. Row 4 · 2026-08-25 · Sale · Disposed 631 · Balance 113,846 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F5: These sales were executed in multiple trades at prices ranging from $845.00 to $845.99. Row 5 · 2026-08-25 · Sale · Disposed 2,073 · Balance 111,773 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F6: These sales were executed in multiple trades at prices ranging from $846.00 to $846.99. Row 6 · 2026-08-25 · Sale · Disposed 2,121 · Balance 109,652 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F7: These sales were executed in multiple trades at prices ranging from $847.00 to $847.99. Row 7 · 2026-08-25 · Sale · Disposed 1,102 · Balance 108,550 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F8: These sales were executed in multiple trades at prices ranging from $848.075 to $849.05. Row 8 · 2026-08-25 · Sale · Disposed 1,528 · Balance 107,022 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F9: These sales were executed in multiple trades at prices ranging from $849.08 to $850.03. Row 9 · 2026-08-25 · Sale · Disposed 3,017 · Balance 104,005 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F10: These sales were executed in multiple trades at prices ranging from $850.17 to $851.04. Row 10 · 2026-08-25 · Sale · Disposed 4,426 · Balance 99,579 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F11: These sales were executed in multiple trades at prices ranging from $851.175 to $852.17. Row 11 · 2026-08-25 · Sale · Disposed 3,711 · Balance 95,868 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F12: These sales were executed in multiple trades at prices ranging from $852.175 to $853.17. Row 12 · 2026-08-25 · Sale · Disposed 2,465 · Balance 93,403 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F13: These sales were executed in multiple trades at prices ranging from $853.18 to $854.17. Row 13 · 2026-08-25 · Sale · Disposed 3,486 · Balance 89,917 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F14: These sales were executed in multiple trades at prices ranging from $854.295 to $855.17. Row 14 · 2026-08-25 · Sale · Disposed 800 · Balance 89,117 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F15: These sales were executed in multiple trades at prices ranging from $855.41 to $856.2725. Row 15 · 2026-08-25 · Sale · Disposed 4,676 · Balance 84,441 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F16: These sales were executed in multiple trades at prices ranging from $856.46 to $857.43. Row 16 · 2026-08-25 · Sale · Disposed 3,511 · Balance 80,930 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F17: These sales were executed in multiple trades at prices ranging from $857.53 to $858.51. Row 17 · 2026-08-25 · Sale · Disposed 188 · Balance 80,742 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F18: These sales were executed in multiple trades at prices ranging from $858.595 to $859.42. Row 18 · 2026-08-25 · Sale · Disposed 2,302 · Balance 78,440 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F19: These sales were executed in multiple trades at prices ranging from $859.99 to $860.83. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.
F2: These sales were executed in multiple trades at prices ranging from $841.745 to $842.695. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (19) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
F3: These sales were executed in multiple trades at prices ranging from $843.00 to $843.93.
F4: These sales were executed in multiple trades at prices ranging from $844.00 to $844.93.
F5: These sales were executed in multiple trades at prices ranging from $845.00 to $845.99.
F6: These sales were executed in multiple trades at prices ranging from $846.00 to $846.99.
F7: These sales were executed in multiple trades at prices ranging from $847.00 to $847.99.
F8: These sales were executed in multiple trades at prices ranging from $848.075 to $849.05.
F9: These sales were executed in multiple trades at prices ranging from $849.08 to $850.03.
F10: These sales were executed in multiple trades at prices ranging from $850.17 to $851.04.
F11: These sales were executed in multiple trades at prices ranging from $851.175 to $852.17.
F12: These sales were executed in multiple trades at prices ranging from $852.175 to $853.17.
F13: These sales were executed in multiple trades at prices ranging from $853.18 to $854.17.
F14: These sales were executed in multiple trades at prices ranging from $854.295 to $855.17.
F15: These sales were executed in multiple trades at prices ranging from $855.41 to $856.2725.
F16: These sales were executed in multiple trades at prices ranging from $856.46 to $857.43.
F17: These sales were executed in multiple trades at prices ranging from $857.53 to $858.51.
F18: These sales were executed in multiple trades at prices ranging from $858.595 to $859.42.
F19: These sales were executed in multiple trades at prices ranging from $859.99 to $860.83.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2026 Filed Aug 28, 2026 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,302 | $860.05 | $1,979,839.70 |
DisclosureSEC source: 0001648256-26-000008 · form4-08282026_010803.xml · nonDerivative · entry 18 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 78,440 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F19 · price: These sales were executed in multiple trades at prices ranging from $859.99 to $860.83. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 188 | $858.82 | $161,457.46 |
DisclosureSEC source: 0001648256-26-000008 · form4-08282026_010803.xml · nonDerivative · entry 17 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,742 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F18 · price: These sales were executed in multiple trades at prices ranging from $858.595 to $859.42. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 3,511 | $857.95 | $3,012,262.45 |
DisclosureSEC source: 0001648256-26-000008 · form4-08282026_010803.xml · nonDerivative · entry 16 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,930 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F17 · price: These sales were executed in multiple trades at prices ranging from $857.53 to $858.51. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 4,676 | $856.71 | $4,005,970.82 |
DisclosureSEC source: 0001648256-26-000008 · form4-08282026_010803.xml · nonDerivative · entry 15 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 84,441 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F16 · price: These sales were executed in multiple trades at prices ranging from $856.46 to $857.43. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 800 | $855.84 | $684,672.88 |
DisclosureSEC source: 0001648256-26-000008 · form4-08282026_010803.xml · nonDerivative · entry 14 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 89,117 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F15 · price: These sales were executed in multiple trades at prices ranging from $855.41 to $856.2725. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 3,486 | $854.89 | $2,980,132.25 |
DisclosureSEC source: 0001648256-26-000008 · form4-08282026_010803.xml · nonDerivative · entry 13 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 89,917 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F14 · price: These sales were executed in multiple trades at prices ranging from $854.295 to $855.17. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,465 | $853.62 | $2,104,168.12 |
DisclosureSEC source: 0001648256-26-000008 · form4-08282026_010803.xml · nonDerivative · entry 12 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 93,403 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F13 · price: These sales were executed in multiple trades at prices ranging from $853.18 to $854.17. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 3,711 | $852.60 | $3,164,000.46 |
DisclosureSEC source: 0001648256-26-000008 · form4-08282026_010803.xml · nonDerivative · entry 11 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 95,868 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F12 · price: These sales were executed in multiple trades at prices ranging from $852.175 to $853.17. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 4,426 | $851.68 | $3,769,518.86 |
DisclosureSEC source: 0001648256-26-000008 · form4-08282026_010803.xml · nonDerivative · entry 10 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 99,579 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F11 · price: These sales were executed in multiple trades at prices ranging from $851.175 to $852.17. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 3,017 | $850.66 | $2,566,427.95 |
DisclosureSEC source: 0001648256-26-000008 · form4-08282026_010803.xml · nonDerivative · entry 9 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 104,005 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F10 · price: These sales were executed in multiple trades at prices ranging from $850.17 to $851.04. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,528 | $849.71 | $1,298,350.00 |
DisclosureSEC source: 0001648256-26-000008 · form4-08282026_010803.xml · nonDerivative · entry 8 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 107,022 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F9 · price: These sales were executed in multiple trades at prices ranging from $849.08 to $850.03. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,102 | $848.66 | $935,220.68 |
DisclosureSEC source: 0001648256-26-000008 · form4-08282026_010803.xml · nonDerivative · entry 7 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 108,550 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F8 · price: These sales were executed in multiple trades at prices ranging from $848.075 to $849.05. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,121 | $847.52 | $1,797,581.44 |
DisclosureSEC source: 0001648256-26-000008 · form4-08282026_010803.xml · nonDerivative · entry 6 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 109,652 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F7 · price: These sales were executed in multiple trades at prices ranging from $847.00 to $847.99. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,073 | $846.44 | $1,754,680.07 |
DisclosureSEC source: 0001648256-26-000008 · form4-08282026_010803.xml · nonDerivative · entry 5 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 111,773 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F6 · price: These sales were executed in multiple trades at prices ranging from $846.00 to $846.99. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 631 | $845.63 | $533,592.47 |
DisclosureSEC source: 0001648256-26-000008 · form4-08282026_010803.xml · nonDerivative · entry 4 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 113,846 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F5 · price: These sales were executed in multiple trades at prices ranging from $845.00 to $845.99. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,053 | $844.61 | $889,372.43 |
DisclosureSEC source: 0001648256-26-000008 · form4-08282026_010803.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 114,477 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F4 · price: These sales were executed in multiple trades at prices ranging from $844.00 to $844.93. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,213 | $843.60 | $1,023,288.50 |
DisclosureSEC source: 0001648256-26-000008 · form4-08282026_010803.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 115,530 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F3 · price: These sales were executed in multiple trades at prices ranging from $843.00 to $843.93. Read SEC document |
| August 25, 2026 Filed Aug 28, 2026 01:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 360 | $842.22 | $303,197.80 |
DisclosureSEC source: 0001648256-26-000008 · form4-08282026_010803.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 116,743 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F2 · price: These sales were executed in multiple trades at prices ranging from $841.745 to $842.695. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (19) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| August 21, 2026 Filed Aug 22, 2026 00:42 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 7,509 | $866.71 | $6,508,125.39 |
DisclosureSEC source: 0001648256-26-000006 · form4-08222026_120820.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 101,929 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 20, 2026 Filed Aug 22, 2026 00:42 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,483 | $827.82 | $2,055,477.06 |
DisclosureSEC source: 0001648256-26-000006 · form4-08222026_120820.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 109,438 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. Read SEC document |
| August 19, 2026 Filed Aug 22, 2026 00:42 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,574 | $827.60 | $2,130,242.40 |
DisclosureSEC source: 0001648256-26-000006 · form4-08222026_120820.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 111,921 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 18, 2026 Filed Aug 19, 2026 00:47 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 3,183 | $909.43 | $2,894,715.69 |
DisclosureSEC source: 0001648256-26-000005 · form4-08192026_120810.xml · nonDerivative · entry 4 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 114,495 F4 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 00:47 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 32,542 | $968.90 | $31,529,943.80 |
DisclosureSEC source: 0001648256-26-000005 · form4-08192026_120810.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 117,678 F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 00:47 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 63,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001648256-26-000005 · form4-08192026_120810.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 150,220 F2 · kind: Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units ("PSUs") granted to the Reporting Person on August 23, 2023. Read SEC document |
| August 17, 2026 Filed Aug 28, 2026 01:51 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 15,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001648256-26-000007 · form4-08282026_010858.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,438 F1 · kind: The Compensation Committee of the Board of Directors of the Issuer certified achievement of certain performance conditions with respect to performance stock units (PSUs) granted to the Reporting Person on August 19, 2025. The PSUs remain subject to time-based vesting; 100% of the shares shall vest on August 19, 2028, subject to the Reporting Person continuing to be a service provider of the Issuer through such date. F2 · balance_after: The number of shares reported as beneficially owned following the reported transaction is as of August 17, 2026 and prior to other transactions that occurred August 17, 2026 as reported in a Form 4 filed by the Reporting Person on August 18, 2026. Read SEC document |
| August 15, 2026 Filed Aug 19, 2026 00:47 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 3,299 | $926.14 | $3,055,335.86 |
DisclosureSEC source: 0001648256-26-000005 · form4-08192026_120810.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 86,264 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| May 18, 2026 Filed May 20, 2026 00:09 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 3,183 | $953.95 | $3,036,422.85 |
DisclosureSEC source: 0001648256-26-000004 · form4-05202026_120500.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 89,563 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. Read SEC document |
| May 15, 2026 Filed May 20, 2026 00:09 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 3,299 | $970.70 | $3,202,339.30 |
DisclosureSEC source: 0001648256-26-000004 · form4-05202026_120500.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 92,746 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. F2 · balance_after: Includes 70 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 15, 2026. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 305 | $557.84 | $170,142.05 |
DisclosureSEC source: 0001648256-26-000002 · form4-02182026_110253.xml · nonDerivative · entry 17 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 95,975 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F16 · price: These sales were executed in multiple trades at prices ranging from $557.50 to $557.99. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 185 | $556.23 | $102,902.00 |
DisclosureSEC source: 0001648256-26-000002 · form4-02182026_110253.xml · nonDerivative · entry 16 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 96,280 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F15 · price: These sales were executed in multiple trades at prices ranging from $556.05 to $556.405. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 159 | $554.51 | $88,167.54 |
DisclosureSEC source: 0001648256-26-000002 · form4-02182026_110253.xml · nonDerivative · entry 15 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 96,465 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F14 · price: These sales were executed in multiple trades at prices ranging from $554.465 to $554.665. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 110 | $553.11 | $60,841.86 |
DisclosureSEC source: 0001648256-26-000002 · form4-02182026_110253.xml · nonDerivative · entry 14 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 96,624 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F13 · price: These sales were executed in multiple trades at prices ranging from $553.00 to $553.38. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 275 | $552.16 | $151,844.91 |
DisclosureSEC source: 0001648256-26-000002 · form4-02182026_110253.xml · nonDerivative · entry 13 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 96,734 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F12 · price: These sales were executed in multiple trades at prices ranging from $551.93 to $552.81. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 160 | $551.18 | $88,188.50 |
DisclosureSEC source: 0001648256-26-000002 · form4-02182026_110253.xml · nonDerivative · entry 12 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 97,009 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F11 · price: These sales were executed in multiple trades at prices ranging from $550.60 to $551.39. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 576 | $549.87 | $316,725.93 |
DisclosureSEC source: 0001648256-26-000002 · form4-02182026_110253.xml · nonDerivative · entry 11 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 97,169 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F10 · price: These sales were executed in multiple trades at prices ranging from $549.405 to $550.345. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 130 | $548.95 | $71,363.60 |
DisclosureSEC source: 0001648256-26-000002 · form4-02182026_110253.xml · nonDerivative · entry 10 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 97,745 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F9 · price: These sales were executed in multiple trades at prices ranging from $548.345 to $549.22. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 180 | $542.26 | $97,607.39 |
DisclosureSEC source: 0001648256-26-000002 · form4-02182026_110253.xml · nonDerivative · entry 9 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 97,875 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F8 · price: These sales were executed in multiple trades at prices ranging from $541.78 to $542.65. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 90 | $540.51 | $48,645.90 |
DisclosureSEC source: 0001648256-26-000002 · form4-02182026_110253.xml · nonDerivative · entry 8 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,055 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 112 | $540.29 | $60,513.02 |
DisclosureSEC source: 0001648256-26-000002 · form4-02182026_110253.xml · nonDerivative · entry 7 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,145 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F7 · price: These sales were executed in multiple trades at prices ranging from $539.51 to $540.44. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 300 | $538.78 | $161,634.00 |
DisclosureSEC source: 0001648256-26-000002 · form4-02182026_110253.xml · nonDerivative · entry 6 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,257 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F6 · price: These sales were executed in multiple trades at prices ranging from $538.50 to $539.34. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 444 | $537.89 | $238,822.01 |
DisclosureSEC source: 0001648256-26-000002 · form4-02182026_110253.xml · nonDerivative · entry 5 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,557 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F5 · price: These sales were executed in multiple trades at prices ranging from $537.50 to $538.00. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 5 | $534.35 | $2,671.75 |
DisclosureSEC source: 0001648256-26-000002 · form4-02182026_110253.xml · nonDerivative · entry 4 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 99,001 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 170 | $532.72 | $90,562.09 |
DisclosureSEC source: 0001648256-26-000002 · form4-02182026_110253.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 99,006 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F4 · price: These sales were executed in multiple trades at prices ranging from $532.36 to $533.23. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 240 | $530.80 | $127,392.84 |
DisclosureSEC source: 0001648256-26-000002 · form4-02182026_110253.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 99,176 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F3 · price: These sales were executed in multiple trades at prices ranging from $530.70 to $531.055. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (3) through (16) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 3,039 | $562.74 | $1,710,166.86 |
DisclosureSEC source: 0001648256-26-000002 · form4-02182026_110253.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 99,416 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 12, 2026 Filed Feb 13, 2026 23:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,121 | $601.82 | $674,639.32 |
DisclosureSEC source: 0001648256-26-000001 · form4-02132026_110249.xml · nonDerivative · entry 23 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 102,455 F24 · price: These sales were executed in multiple trades at prices ranging from $601.30 to $602.185. Read SEC document |
| February 12, 2026 Filed Feb 13, 2026 23:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 650 | $600.18 | $390,116.03 |
DisclosureSEC source: 0001648256-26-000001 · form4-02132026_110249.xml · nonDerivative · entry 22 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 103,576 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F23 · price: These sales were executed in multiple trades at prices ranging from $599.97 to $600.88. Read SEC document |
| February 12, 2026 Filed Feb 13, 2026 23:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,516 | $599.51 | $908,861.25 |
DisclosureSEC source: 0001648256-26-000001 · form4-02132026_110249.xml · nonDerivative · entry 21 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 104,226 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F22 · price: These sales were executed in multiple trades at prices ranging from $598.88 to $599.84. Read SEC document |
| February 12, 2026 Filed Feb 13, 2026 23:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,959 | $598.09 | $1,769,736.18 |
DisclosureSEC source: 0001648256-26-000001 · form4-02132026_110249.xml · nonDerivative · entry 20 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 105,742 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F21 · price: These sales were executed in multiple trades at prices ranging from $597.63 to $598.515. Read SEC document |
| February 12, 2026 Filed Feb 13, 2026 23:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,626 | $597.04 | $970,785.58 |
DisclosureSEC source: 0001648256-26-000001 · form4-02132026_110249.xml · nonDerivative · entry 19 Retort Vincent · CIK 0001648256 · SEE REMARKS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 108,701 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F20 · price: These sales were executed in multiple trades at prices ranging from $596.61 to $597.50. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.