Last 12 months
Inside the activity.
0 purchase rows · 185 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 10 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 62 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 43 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 48 |
| Sep 2026 | 0 | 20 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2018 Filed Aug 31, 2018 01:03 UTC |
Sepe Matthew JosephChief Accounting Officer
|
GrantCommon Stock | 4,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000114 · edgar.xml · nonDerivative · entry 1 Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,430 F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 1/3 of the shares shall vest on the one (1) year anniversary of the Grant Date and 8 equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP. Read SEC document |
| August 28, 2018 Filed Aug 31, 2018 01:00 UTC |
Hamel Judy GSVP & General Cousel
|
GrantCommon Stock | 8,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000113 · edgar.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,156 F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 1/3 of the shares shall vest on the one (1) year anniversary of the Grant Date and 8 equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP. Read SEC document |
| August 28, 2018 Filed Aug 31, 2018 00:57 UTC |
Retort VincentEVP and COO
|
GrantCommon Stock | 26,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000112 · edgar.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,242 F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 1/3 of the shares shall vest on the one (1) year anniversary of the Grant Date and 8 equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP. Read SEC document |
| August 28, 2018 Filed Aug 31, 2018 00:52 UTC |
Reinhardt JasonEVP, Global Sales
|
GrantCommon Stock | 15,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000110 · edgar.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,424 F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 1/3 of the shares shall vest on the one (1) year anniversary of the Grant Date and 8 equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP. Read SEC document |
| August 28, 2018 Filed Aug 31, 2018 00:54 UTC |
Coldren Christopher W.Interim CFO
|
GrantCommon Stock | 8,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000111 · edgar.xml · nonDerivative · entry 1 Coldren Christopher W. · CIK 0001743188 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,140 F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 1/3 of the shares shall vest on the one (1) year anniversary of the Grant Date and 8 equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP. Read SEC document |
| August 28, 2018 Filed Aug 31, 2018 00:48 UTC |
LOWE ALAN SDirector · CEO and President
|
GrantCommon Stock | 62,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000109 · edgar.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,831 F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 1/3 of the shares shall vest on the one (1) year anniversary of the Grant Date and 8 equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP. Read SEC document |
| August 24, 2018 Filed Aug 25, 2018 00:59 UTC |
Sepe Matthew JosephChief Accounting Officer
|
SaleCommon Stock | 2,000 | $64.91 | $129,820.00 |
DisclosureSEC source: 0001633978-18-000105 · edgar.xml · nonDerivative · entry 1 Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,332 Read SEC document |
| August 23, 2018 Filed Aug 25, 2018 00:54 UTC |
Coldren Christopher W.Interim CFO
|
GrantCommon Stock | 3,416 | $64.36 | $219,853.76 |
DisclosureSEC source: 0001633978-18-000102 · edgar.xml · nonDerivative · entry 1 Coldren Christopher W. · CIK 0001743188 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,122 Read SEC document |
| August 23, 2018 Filed Aug 28, 2018 00:01 UTC Amendment |
Coldren Christopher W.Interim CFO
|
SaleCommon Stock | 3,416 | $64.36 | $219,853.76 |
DisclosureSEC source: 0001633978-18-000107 · edgar.xml · nonDerivative · entry 1 Coldren Christopher W. · CIK 0001743188 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,122 Read SEC document |
| August 22, 2018 Filed Aug 25, 2018 00:57 UTC |
Hamel Judy GSVP & General Cousel
|
SaleCommon Stock | 2,495 | $63.21 | $157,708.95 |
DisclosureSEC source: 0001633978-18-000104 · edgar.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,138 Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 01:57 UTC |
Coldren Christopher W.Interim CFO
|
Tax withholdingCommon Stock | 1,191 | $59.69 | $71,090.79 |
DisclosureSEC source: 0001633978-18-000094 · edgar.xml · nonDerivative · entry 1 Coldren Christopher W. · CIK 0001743188 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,538 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. F2 · balance_after: Includes additional Performance shares earned based upon achievement of established target goals for Fiscal Year 2018, with one third vesting on the first anniversary of the grant date, and the remaining vesting quarterly over eight quarters. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 01:56 UTC |
Hamel Judy GSVP & General Cousel
|
Tax withholdingCommon Stock | 1,100 | $59.69 | $65,659.00 |
DisclosureSEC source: 0001633978-18-000093 · edgar.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,633 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. F2 · balance_after: Includes additional Performance shares earned based upon achievement of established target goals for Fiscal Year 2018, with one third vesting on the first anniversary of the grant date, and the remaining vesting quarterly over eight quarters. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 01:56 UTC |
Reinhardt JasonEVP, Global Sales
|
Tax withholdingCommon Stock | 4,590 | $59.69 | $273,977.10 |
DisclosureSEC source: 0001633978-18-000092 · edgar.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,279 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. F2 · balance_after: Includes additional Performance shares earned based upon achievement of established target goals for Fiscal Year 2018, with one third vesting on the first anniversary of the grant date, and the remaining vesting quarterly over eight quarters. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 01:55 UTC |
Retort VincentEVP and COO
|
Tax withholdingCommon Stock | 8,847 | $59.69 | $528,077.43 |
DisclosureSEC source: 0001633978-18-000091 · edgar.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,514 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. F2 · balance_after: Includes additional Performance shares earned based upon achievement of established target goals for Fiscal Year 2018, with one third vesting on the first anniversary of the grant date, and the remaining vesting quarterly over eight quarters. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 01:54 UTC | Tax withholdingCommon Stock | 5,574 | $59.69 | $332,712.06 |
DisclosureSEC source: 0001633978-18-000090 · edgar.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,945 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. F2 · balance_after: Includes additional Performance shares earned based upon achievement of established target goals for Fiscal Year 2018, with one third vesting on the first anniversary of the grant date, and the remaining vesting quarterly over eight quarters. Read SEC document |
|
| August 20, 2018 Filed Aug 22, 2018 00:57 UTC |
Sepe Matthew JosephChief Accounting Officer
|
Tax withholdingCommon Stock | 566 | $59.69 | $33,784.54 |
DisclosureSEC source: 0001633978-18-000088 · edgar.xml · nonDerivative · entry 1 Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,332 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 01:54 UTC |
LOWE ALAN SDirector · CEO and President
|
Tax withholdingCommon Stock | 19,660 | $59.69 | $1,173,505.40 |
DisclosureSEC source: 0001633978-18-000089 · edgar.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,130 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. F2 · balance_after: Includes additional Performance shares earned based upon achievement of established target goals for Fiscal Year 2018, with one third vesting on the first anniversary of the grant date, and the remaining vesting quarterly over eight quarters. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 01:54 UTC |
LOWE ALAN SDirector · CEO and President
|
Tax withholdingCommon Stock | 5,863 | $59.69 | $349,962.47 |
DisclosureSEC source: 0001633978-18-000089 · edgar.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,018 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 20, 2018 Filed Aug 25, 2018 00:42 UTC Amendment |
LOWE ALAN SDirector · CEO and President
|
Tax withholdingCommon Stock | 19,660 | $59.69 | $1,173,505.40 |
DisclosureSEC source: 0001633978-18-000097 · edgar.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,465 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. F3 · balance_after: Includes additional Performance shares earned based upon achievement of established target goals for Fiscal Year 2018, with one third vesting on the first anniversary of the grant date, and the remaining vesting quarterly over eight quarters. Read SEC document |
| August 20, 2018 Filed Aug 25, 2018 00:42 UTC Amendment |
LOWE ALAN SDirector · CEO and President
|
Tax withholdingCommon Stock | 5,863 | $59.69 | $349,962.47 |
DisclosureSEC source: 0001633978-18-000097 · edgar.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,125 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. F2 · balance_after: On 9/16/2016 4/A filed to report the grant award on (Table I) the vested shares released on 8/17/2018 were also reported on table I in error; filing to show decrease of shares that had previously been reported in Table 1. Read SEC document |
| August 17, 2018 Filed Aug 18, 2018 01:25 UTC |
Reinhardt JasonEVP, Global Sales
|
Tax withholdingCommon Stock | 1,347 | $59.87 | $80,644.89 |
DisclosureSEC source: 0001633978-18-000086 · edgar.xml · nonDerivative · entry 5 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,023 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 17, 2018 Filed Aug 18, 2018 01:10 UTC |
Hamel Judy GSVP & General Cousel
|
Tax withholdingCommon Stock | 360 | $59.87 | $21,553.20 |
DisclosureSEC source: 0001633978-18-000084 · edgar.xml · nonDerivative · entry 5 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,072 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 17, 2018 Filed Aug 18, 2018 01:03 UTC | Tax withholdingCommon Stock | 1,189 | $59.87 | $71,185.43 |
DisclosureSEC source: 0001633978-18-000080 · edgar.xml · nonDerivative · entry 5 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,634 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
|
| August 17, 2018 Filed Aug 18, 2018 01:07 UTC |
Retort VincentEVP and COO
|
Tax withholdingCommon Stock | 2,694 | $59.87 | $161,289.78 |
DisclosureSEC source: 0001633978-18-000082 · edgar.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,014 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 17, 2018 Filed Aug 18, 2018 00:59 UTC |
Coldren Christopher W.Interim CFO · 10% owner
|
Tax withholdingCommon Stock | 332 | $59.87 | $19,876.84 |
DisclosureSEC source: 0001633978-18-000078 · edgar.xml · nonDerivative · entry 2 Coldren Christopher W. · CIK 0001743188 · Interim CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,929 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 17, 2018 Filed Aug 22, 2018 01:54 UTC |
LOWE ALAN SDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 11,672 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000089 · edgar.xml · derivative · entry 4 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,672 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 17, 2018 Filed Aug 22, 2018 01:54 UTC |
LOWE ALAN SDirector · CEO and President
|
Exercise / conversionCommon Stock | 11,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000089 · edgar.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2018 Filed Aug 16, 2018 23:37 UTC |
LOWE ALAN SDirector · CEO and President
|
Tax withholdingCommon Stock | 4,638 | $60.13 | $278,882.94 |
DisclosureSEC source: 0001633978-18-000064 · edgar.xml · nonDerivative · entry 4 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,209 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 16, 2018 Filed Aug 16, 2018 23:37 UTC |
LOWE ALAN SDirector · CEO and President
|
Tax withholdingCommon Stock | 6,421 | $60.13 | $386,094.73 |
DisclosureSEC source: 0001633978-18-000064 · edgar.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,615 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 01:25 UTC |
Reinhardt JasonEVP, Global Sales
|
Tax withholdingCommon Stock | 1,922 | $60.13 | $115,569.86 |
DisclosureSEC source: 0001633978-18-000086 · edgar.xml · nonDerivative · entry 4 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,370 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 01:25 UTC |
Reinhardt JasonEVP, Global Sales
|
Tax withholdingCommon Stock | 651 | $60.13 | $39,144.63 |
DisclosureSEC source: 0001633978-18-000086 · edgar.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,369 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 01:10 UTC |
Hamel Judy GSVP & General Cousel
|
Tax withholdingCommon Stock | 1,294 | $60.13 | $77,808.22 |
DisclosureSEC source: 0001633978-18-000084 · edgar.xml · nonDerivative · entry 4 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,432 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 01:10 UTC |
Hamel Judy GSVP & General Cousel
|
Tax withholdingCommon Stock | 181 | $60.13 | $10,883.53 |
DisclosureSEC source: 0001633978-18-000084 · edgar.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,034 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 01:03 UTC | Tax withholdingCommon Stock | 867 | $60.13 | $52,132.71 |
DisclosureSEC source: 0001633978-18-000080 · edgar.xml · nonDerivative · entry 4 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,823 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
|
| August 16, 2018 Filed Aug 18, 2018 01:03 UTC | Tax withholdingCommon Stock | 2,754 | $60.13 | $165,598.02 |
DisclosureSEC source: 0001633978-18-000080 · edgar.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,216 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
|
| August 16, 2018 Filed Aug 18, 2018 01:07 UTC |
Retort VincentEVP and COO
|
Tax withholdingCommon Stock | 1,624 | $60.13 | $97,651.12 |
DisclosureSEC source: 0001633978-18-000082 · edgar.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,708 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 00:59 UTC |
Coldren Christopher W.Interim CFO · 10% owner
|
Tax withholdingCommon Stock | 326 | $60.13 | $19,602.38 |
DisclosureSEC source: 0001633978-18-000078 · edgar.xml · nonDerivative · entry 1 Coldren Christopher W. · CIK 0001743188 · Interim CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,261 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 00:53 UTC |
KAPLAN MARTIN ADirector
|
SaleCommon Stock | 7,000 | $60.00 | $420,000.00 |
DisclosureSEC source: 0001633978-18-000076 · edgar.xml · nonDerivative · entry 1 KAPLAN MARTIN A · CIK 0001182378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,910 Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 00:41 UTC |
HERSCHER PENNYDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,282 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000074 · edgar.xml · derivative · entry 4 HERSCHER PENNY · CIK 0001232019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 00:41 UTC |
HERSCHER PENNYDirector
|
SaleCommon Stock | 100 | $59.70 | $5,970.00 |
DisclosureSEC source: 0001633978-18-000074 · edgar.xml · nonDerivative · entry 3 HERSCHER PENNY · CIK 0001232019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,940 F1 · kind: Shares sold under a 10B5-1 Trading Plan. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 00:41 UTC |
HERSCHER PENNYDirector
|
SaleCommon Stock | 1,213 | $58.78 | $71,302.57 |
DisclosureSEC source: 0001633978-18-000074 · edgar.xml · nonDerivative · entry 2 HERSCHER PENNY · CIK 0001232019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,040 F1 · kind: Shares sold under a 10B5-1 Trading Plan. F2 · kind: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.50 to $59.00. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.50 to $59.00. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 00:41 UTC |
HERSCHER PENNYDirector
|
Exercise / conversionCommon Stock | 3,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000074 · edgar.xml · nonDerivative · entry 1 HERSCHER PENNY · CIK 0001232019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 00:03 UTC |
Lillie BrianDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,282 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000072 · edgar.xml · derivative · entry 2 Lillie Brian · CIK 0001648231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 00:03 UTC |
Lillie BrianDirector
|
Exercise / conversionCommon Stock | 3,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000072 · edgar.xml · nonDerivative · entry 1 Lillie Brian · CIK 0001648231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 00:00 UTC |
COVERT HAROLD LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,282 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000070 · edgar.xml · derivative · entry 2 COVERT HAROLD L · CIK 0001229072 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 00:00 UTC |
COVERT HAROLD LDirector
|
Exercise / conversionCommon Stock | 3,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000070 · edgar.xml · nonDerivative · entry 1 COVERT HAROLD L · CIK 0001229072 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 23:51 UTC |
KAPLAN MARTIN ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,282 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000068 · edgar.xml · derivative · entry 2 KAPLAN MARTIN A · CIK 0001182378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 23:51 UTC |
KAPLAN MARTIN ADirector
|
Exercise / conversionCommon Stock | 3,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000068 · edgar.xml · nonDerivative · entry 1 KAPLAN MARTIN A · CIK 0001182378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 23:47 UTC |
THOMAS SAMUEL FDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,282 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000066 · edgar.xml · derivative · entry 2 THOMAS SAMUEL F · CIK 0001266362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 23:47 UTC |
THOMAS SAMUEL FDirector
|
Exercise / conversionCommon Stock | 3,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000066 · edgar.xml · nonDerivative · entry 1 THOMAS SAMUEL F · CIK 0001266362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.