LITE

SEC source: 0001633978-19-000059 · edgar.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,333

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001633978-19-000048 · edgar.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,313

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001633978-19-000048 · edgar.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,355

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001633978-19-000052 · edgar.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,208

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001633978-19-000046 · edgar.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,093

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001633978-19-000044 · edgar.xml · nonDerivative · entry 3

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,252

F1 · kind: F(1)These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001633978-19-000043 · edgar.xml · nonDerivative · entry 3

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,236

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001633978-19-000042 · edgar.xml · nonDerivative · entry 3

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,468

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001633978-19-000040 · edgar.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,051

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001633978-19-000044 · edgar.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,658

F2 · kind: A(2)Includes 343 Shares Purchased on May 15, 2019 pursuant to the company's Employee Stock Purchase Plan (ESPP)

SEC source: 0001633978-19-000044 · edgar.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,315

F1 · kind: F(1)These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001633978-19-000041 · edgar.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,321

F1 · kind: Includes 408 Shares purchased on May 15, 2019 pursuant to the company's Employee Stock Purchase Plan (ESPP)

SEC source: 0001633978-19-000043 · edgar.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,910

F2 · kind: Includes 305 Shares Purchased on May 15, 2019 pursuant to the company's Employee Stock Purchase Plan (ESPP)

SEC source: 0001633978-19-000043 · edgar.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,605

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001633978-19-000042 · edgar.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,834

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001633978-19-000042 · edgar.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,664

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001633978-19-000040 · edgar.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,415

F2 · kind: Includes 566 Shares Purchased on May 15, 2019 pursuant to the company's Employee Stock Purchase Plan (ESPP)

SEC source: 0001633978-19-000034 · edgar.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,793

SEC source: 0001633978-19-000025 · edgar.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,877

F1 · price: These sales were executed in multiple trades at prices ranging from $50.36 to $50.44. The price reported above reflects the weighted average sale price. Mr. Reinhardt hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

SEC source: 0001633978-19-000028 · edgar.xml · nonDerivative · entry 1

KAPLAN MARTIN A · CIK 0001182378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,902

F1 · price: These sales were executed in multiple trades at prices ranging from $48.7115 to $48.72. The price reported above reflects the weighted average sale price. Mr. Kaplan hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

SEC source: 0001633978-19-000023 · edgar.xml · nonDerivative · entry 2

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,913

F2 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

SEC source: 0001633978-19-000021 · edgar.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,057

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

SEC source: 0001633978-19-000020 · edgar.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,452

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

SEC source: 0001633978-19-000019 · edgar.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · SVP & General Cousel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,222

F2 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

SEC source: 0001633978-19-000018 · edgar.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,849

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

SEC source: 0001633978-19-000009 · edgar.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,928

F2 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 1/3 of the shares shall vest on the Initial Vest Date and the remaining shares shall vest quarterly thereafter on the 15th day of the following months of May, August, November and February following the Initial Vest Date in eight (8) equal installments (rounded down for any fractional shares, with the final vesting installment to be rounded up as necessary so that 100% of the shares shall have vested as of the last vest date), subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP.

SEC source: 0001633978-19-000009 · edgar.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,774

F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 15% of the shares shall vest on the Initial Vest Date and 25% of the shares shall vest on February 15, 2020 the remaining shares shall vest quarterly thereafter on the 15th day of the following months of May, August, November and February, following February 15, 2020 in eight (8) equal installments (rounded down for any fractional shares, with the final vesting installment to be rounded up as necessary so that 100% of the shares shall have vested as of the last vest date), subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP.

SEC source: 0001633978-19-000023 · edgar.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,047

F1 · shares: 1/3 of the shares shall vest on the Initial Vest Date and the remaining shares shall vest quarterly thereafter on the 15th day of the following months of May, August, November and February following the Initial Vest Date in eight (8) equal installments (rounded down for any fractional shares, with the final vesting installment to be rounded up as necessary so that 100% of the shares shall have vested as of the last vest date), subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP.

SEC source: 0001633978-19-000019 · edgar.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP & General Cousel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,847

F1 · shares: 1/3 of the shares shall vest on the Initial Vest Date and the remaining shares shall vest quarterly thereafter on the 15th day of the following months of May, August, November and February following the Initial Vest Date in eight (8) equal installments (rounded down for any fractional shares, with the final vesting installment to be rounded up as necessary so that 100% of the shares shall have vested as of the last vest date), subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP.

SEC source: 0001633978-19-000011 · edgar.xml · nonDerivative · entry 1

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

SEC source: 0001633978-18-000154 · edgar.xml · nonDerivative · entry 1

Small Ian · CIK 0001714910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,041

F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. Such award will vest in three equal annual installments on each anniversary of the date the individual's service as a non-employee director commences, subject to continued service as a director through the applicable vesting date.

SEC source: 0001633978-18-000148 · edgar.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,617

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

F2 · balance_after: Includes 306 shares purchased on November 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP).

SEC source: 0001633978-18-000147 · edgar.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,676

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

F2 · balance_after: Includes 308 shares purchased on November 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP).

SEC source: 0001633978-18-000146 · edgar.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,483

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

F2 · balance_after: Includes 334 shares purchased on November 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP).

SEC source: 0001633978-18-000145 · edgar.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · SVP & General Cousel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,309

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

F2 · balance_after: Includes 98 shares purchased on November 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP).

SEC source: 0001633978-18-000143 · edgar.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,693

F1 · kind: Shese shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

F2 · balance_after: Includes 47 shares purchased on November 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP).

SEC source: 0001633978-18-000144 · edgar.xml · nonDerivative · entry 3

Coldren Christopher W. · CIK 0001743188 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,348

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

SEC source: 0001633978-18-000144 · edgar.xml · nonDerivative · entry 2

Coldren Christopher W. · CIK 0001743188 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,595

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

SEC source: 0001633978-18-000147 · edgar.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,015

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

SEC source: 0001633978-18-000146 · edgar.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,249

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

SEC source: 0001633978-18-000145 · edgar.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP & General Cousel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,979

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

SEC source: 0001633978-18-000143 · edgar.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,625

F1 · kind: Shese shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

SEC source: 0001633978-18-000144 · edgar.xml · nonDerivative · entry 1

Coldren Christopher W. · CIK 0001743188 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,006

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

SEC source: 0001633978-18-000129 · edgar.xml · nonDerivative · entry 1

Johnson Julia Suzanne · CIK 0001722289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,436

F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 100% of the shares shall vest on the one (1) year anniversary of the grant date, subject to the Participant continuing through such date to be a Service Provider as defined under the Issuer's 2015 Equity Incentive Plan.

SEC source: 0001633978-18-000131 · edgar.xml · nonDerivative · entry 1

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,017

F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 100% of the shares shall vest on the one (1) year anniversary of the grant date, subject to the Participant continuing through such date to be a Service Provider as defined under the Issuer's 2015 Equity Incentive Plan.

SEC source: 0001633978-18-000130 · edgar.xml · nonDerivative · entry 1

KAPLAN MARTIN A · CIK 0001182378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,927

F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 100% of the shares shall vest on the one (1) year anniversary of the grant date, subject to the Participant continuing through such date to be a Service Provider as defined under the Issuer's 2015 Equity Incentive Plan.

SEC source: 0001633978-18-000128 · edgar.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,760

F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 100% of the shares shall vest on the one (1) year anniversary of the grant date, subject to the Participant continuing through such date to be a Service Provider as defined under the Issuer's 2015 Equity Incentive Plan.

SEC source: 0001633978-18-000138 · edgar.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,989

F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 100% of the shares shall vest on the one (1) year anniversary of the grant date, subject to the Participant continuing through such date to be a Service Provider as defined under the Issuer's 2015 Equity Incentive Plan.

SEC source: 0001633978-18-000135 · edgar.xml · nonDerivative · entry 1

THOMAS SAMUEL F · CIK 0001266362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,989

F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 100% of the shares shall vest on the one (1) year anniversary of the grant date, subject to the Participant continuing through such date to be a Service Provider as defined under the Issuer's 2015 Equity Incentive Plan.

SEC source: 0001633978-18-000116 · edgar.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,743

F1 · kind: Shares sold under a 10B5-1 Trading Plan.

F2 · kind: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $52.21 to $55.05. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $52.21 to $55.05. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.