LIND

SEC source: 0001567619-20-007579 · doc1.xml · nonDerivative · entry 1

AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-20-007581 · doc1.xml · derivative · entry 7

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,885

Underlying: Common Stock · 8,443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash.

F4 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

SEC source: 0001567619-20-007581 · doc1.xml · nonDerivative · entry 2

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,494,672

SEC source: 0001567619-20-007581 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,497,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-20-006691 · doc1.xml · nonDerivative · entry 2

FAHEY JOHN M JR · CIK 0001255402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,431

SEC source: 0001567619-20-006766 · doc1.xml · nonDerivative · entry 1

BRESSLER BENJAMIN · CIK 0001674110 · President of Natural Habitat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,555

SEC source: 0001567619-20-006588 · doc1.xml · nonDerivative · entry 1

EIN MARK · CIK 0001246840 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,143

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.43 to $4.60, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

SEC source: 0001567619-20-006691 · doc1.xml · nonDerivative · entry 1

FAHEY JOHN M JR · CIK 0001255402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,431

SEC source: 0001567619-20-006418 · doc1.xml · nonDerivative · entry 1

FAHEY JOHN M JR · CIK 0001255402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,431

SEC source: 0001567619-20-006187 · doc1.xml · nonDerivative · entry 2

BISNOW MICHAEL ELLIOTT · CIK 0001726313 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Peak Street Management LLC

Disclosed balance after: 2,446

F2 · ownership.nature: Peak Street Management LLC is the Reporting Person's family office.

SEC source: 0001567619-20-006187 · doc1.xml · nonDerivative · entry 1

BISNOW MICHAEL ELLIOTT · CIK 0001726313 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Umbrella Holding Co. LLC

Disclosed balance after: 9,784

F1 · ownership.nature: Umbrella Holding Co. LLC is the Reporting Person's personal holding company.

SEC source: 0001567619-20-003326 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,489,506

SEC source: 0001567619-19-018556 · doc1.xml · nonDerivative · entry 1

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182,365

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001567619-19-018440 · doc1.xml · nonDerivative · entry 2

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229,946

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001567619-19-018440 · doc1.xml · nonDerivative · entry 1

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,243,512

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001567619-19-018267 · doc1.xml · nonDerivative · entry 2

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,265,701

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001567619-19-018267 · doc1.xml · nonDerivative · entry 1

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,291,700

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001567619-19-018155 · doc1.xml · nonDerivative · entry 2

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,330,157

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001567619-19-018155 · doc1.xml · nonDerivative · entry 1

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,354,990

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001567619-19-018067 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,080

F1 · kind: Shares withheld by Company to satisfy tax liability as a result of the vesting of restricted stock.

SEC source: 0001567619-19-018064 · doc1.xml · nonDerivative · entry 2

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,366,845

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $18.2836 to $18.3353. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

SEC source: 0001567619-19-018064 · doc1.xml · nonDerivative · entry 1

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,397,230

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001567619-19-017902 · doc1.xml · nonDerivative · entry 3

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,408,101

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001567619-19-017902 · doc1.xml · nonDerivative · entry 2

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430,082

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $18.5446 to $18.7056. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

SEC source: 0001567619-19-017902 · doc1.xml · nonDerivative · entry 1

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,522,114

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $18.48 to $19.13. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

SEC source: 0001567619-19-017691 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,499,506

SEC source: 0001567619-19-016332 · doc1.xml · nonDerivative · entry 1

BISNOW MICHAEL ELLIOTT · CIK 0001726313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,896

F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2020, subject to the Reporting Person's continued service with the Company on the vesting date.

SEC source: 0001567619-19-016329 · doc1.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,635

F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2020, subject to the Reporting Person's continued service with the Company on the vesting date.

F1 · shares: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2020, subject to the Reporting Person's continued service with the Company on the vesting date.

SEC source: 0001567619-19-016327 · doc1.xml · nonDerivative · entry 1

EIN MARK · CIK 0001246840 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,143

F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2020, subject to the Reporting Person's continued service with the Company on the vesting date.

F1 · shares: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2020, subject to the Reporting Person's continued service with the Company on the vesting date.

SEC source: 0001567619-19-016331 · doc1.xml · nonDerivative · entry 1

ARONSON BERNARD W · CIK 0001227370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,431

F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2020, subject to the Reporting Person's continued service with the Company on the vesting date.

F1 · shares: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2020, subject to the Reporting Person's continued service with the Company on the vesting date.

SEC source: 0001567619-19-016334 · doc1.xml · nonDerivative · entry 1

FAHEY JOHN M JR · CIK 0001255402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,431

F1 · kind: Restricted stock units granted under the 2015 Long-Term Incentive Plan. The restricted stock units vest in full on August 8, 2020, subject to the Reporting Person's continued service with the Company on the vesting date.

SEC source: 0001567619-19-016336 · doc1.xml · nonDerivative · entry 1

Hanrahan Daniel J · CIK 0001319154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,542

F1 · kind: Restricted stock units granted under the 2015 Long-Term Incentive Plan. The restricted stock units vest in full on August 8, 2020, subject to the Reporting Person's continued service with the Company on the vesting date.

SEC source: 0001567619-19-016328 · doc1.xml · nonDerivative · entry 1

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,572,365

F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2020, subject to the Reporting Person's continued service with the Company on the vesting date.

F1 · shares: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2020, subject to the Reporting Person's continued service with the Company on the vesting date.

SEC source: 0001209191-19-042754 · doc4.xml · derivative · entry 4

EIN MARK · CIK 0001246840 · Director · 10% owner

Capitol Acquisition Management 2 LLC · CIK 0001575357 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,652,175 shares

Expires 2020-07-08

F1 · price: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants.

F3 · derivative.underlying_shares: Prior to the completion of the Exchange Offer, each Warrant entitled the holder to purchase one share of Common Stock at an exercise price of $11.50, subject to certain adjustments.

F2 · ownership.direct: Leland Investments Inc., an entity controlled by Mark Ein, is the sole member of Capitol Acquisition Management 2 LLC.

F2 · ownership.nature: Leland Investments Inc., an entity controlled by Mark Ein, is the sole member of Capitol Acquisition Management 2 LLC.

SEC source: 0001209191-19-042754 · doc4.xml · derivative · entry 3

EIN MARK · CIK 0001246840 · Director · 10% owner

Capitol Acquisition Management 2 LLC · CIK 0001575357 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 352,500 shares

Expires 2020-07-08

F1 · price: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants.

F3 · derivative.underlying_shares: Prior to the completion of the Exchange Offer, each Warrant entitled the holder to purchase one share of Common Stock at an exercise price of $11.50, subject to certain adjustments.

SEC source: 0001209191-19-042754 · doc4.xml · nonDerivative · entry 2

EIN MARK · CIK 0001246840 · Director · 10% owner

Capitol Acquisition Management 2 LLC · CIK 0001575357 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,962,278

F1 · price: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants.

F2 · ownership.direct: Leland Investments Inc., an entity controlled by Mark Ein, is the sole member of Capitol Acquisition Management 2 LLC.

F2 · ownership.nature: Leland Investments Inc., an entity controlled by Mark Ein, is the sole member of Capitol Acquisition Management 2 LLC.

SEC source: 0001209191-19-042754 · doc4.xml · nonDerivative · entry 1

EIN MARK · CIK 0001246840 · Director · 10% owner

Capitol Acquisition Management 2 LLC · CIK 0001575357 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,962,278

F1 · price: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants.

SEC source: 0001209191-19-042755 · doc4.xml · derivative · entry 2

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,334,891 shares

Expires 2020-07-08

F1 · price: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants.

F2 · derivative.underlying_shares: Prior to the completion of the Exchange Offer, each Warrant entitled the holder to purchase one share of Common Stock at an exercise price of $11.50, subject to certain adjustments.

SEC source: 0001209191-19-042755 · doc4.xml · nonDerivative · entry 1

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,568,414

F1 · shares: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants.

F1 · price: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants.

SEC source: 0001567619-19-013703 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,395

F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.00 to $18.22, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

SEC source: 0001567619-19-013492 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,395

F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.00 to $18.00, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

SEC source: 0001567619-19-013492 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,321

F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.75 to $16.87, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

SEC source: 0001567619-19-012836 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,921

F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.75 to $17.13, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

SEC source: 0001567619-19-012836 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,395

F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001567619-19-012434 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,040

F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.50 to $16.5101, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

SEC source: 0001567619-19-012434 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,495

F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.50 to $16.70, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

SEC source: 0001567619-19-015799 · doc1.xml · nonDerivative · entry 1

AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,381

SEC source: 0001567619-19-012099 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,395

F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.50 to $16.6348, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

SEC source: 0001567619-19-012099 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,895

F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.50 to $16.55, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

SEC source: 0001567619-19-011976 · doc1.xml · nonDerivative · entry 2

BRESSLER BENJAMIN · CIK 0001674110 · President of Natural Habitat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,055

F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.09 to $16.52, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.