organization · Reporting owner
Capitol Acquisition Management 2 LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND · Entity 1943 | 10% owner | July 17, 2019 | July 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LINDBLAD EXPEDITIONS HOLDINGS, INC.
Report date July 17, 2019 · Filed July 19, 2019
Jointly reported with EIN MARK
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,962,278 |
Reported balance
After 2019-07-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-07-17 · Grant · Acquired 135,712 · Balance 4,962,278 F1: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 4,962,278 |
Reported balance
After 2019-07-17 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-07-17 · Grant · Acquired 1,406,087 · Balance 4,962,278 F1: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants. F2: Leland Investments Inc., an entity controlled by Mark Ein, is the sole member of Capitol Acquisition Management 2 LLC. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2020-07-08 | Direct | 0 |
Reported balance
After 2019-07-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-07-17 · Disposition to issuer · Disposed 352,500 · Balance 0 F1: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants. F3: Prior to the completion of the Exchange Offer, each Warrant entitled the holder to purchase one share of Common Stock at an exercise price of $11.50, subject to certain adjustments. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2020-07-08 | IndirectSee footnote | 0 |
Reported balance
After 2019-07-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-07-17 · Disposition to issuer · Disposed 3,652,175 · Balance 0 F1: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants. F3: Prior to the completion of the Exchange Offer, each Warrant entitled the holder to purchase one share of Common Stock at an exercise price of $11.50, subject to certain adjustments. F2: Leland Investments Inc., an entity controlled by Mark Ein, is the sole member of Capitol Acquisition Management 2 LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants.
F2: Leland Investments Inc., an entity controlled by Mark Ein, is the sole member of Capitol Acquisition Management 2 LLC.
F3: Prior to the completion of the Exchange Offer, each Warrant entitled the holder to purchase one share of Common Stock at an exercise price of $11.50, subject to certain adjustments.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 17, 2019 Filed Jul 19, 2019 20:04 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Disposition to issuerWarrants · Derivative | 3,652,175 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001209191-19-042754 · doc4.xml · derivative · entry 4 EIN MARK · CIK 0001246840 · Director · 10% owner Capitol Acquisition Management 2 LLC · CIK 0001575357 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 3,652,175 shares Expires 2020-07-08 F1 · price: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants. F3 · derivative.underlying_shares: Prior to the completion of the Exchange Offer, each Warrant entitled the holder to purchase one share of Common Stock at an exercise price of $11.50, subject to certain adjustments. F2 · ownership.direct: Leland Investments Inc., an entity controlled by Mark Ein, is the sole member of Capitol Acquisition Management 2 LLC. F2 · ownership.nature: Leland Investments Inc., an entity controlled by Mark Ein, is the sole member of Capitol Acquisition Management 2 LLC. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:04 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Disposition to issuerWarrants · Derivative | 352,500 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001209191-19-042754 · doc4.xml · derivative · entry 3 EIN MARK · CIK 0001246840 · Director · 10% owner Capitol Acquisition Management 2 LLC · CIK 0001575357 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 352,500 shares Expires 2020-07-08 F1 · price: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants. F3 · derivative.underlying_shares: Prior to the completion of the Exchange Offer, each Warrant entitled the holder to purchase one share of Common Stock at an exercise price of $11.50, subject to certain adjustments. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:04 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 1,406,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-042754 · doc4.xml · nonDerivative · entry 2 EIN MARK · CIK 0001246840 · Director · 10% owner Capitol Acquisition Management 2 LLC · CIK 0001575357 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,962,278 F1 · price: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants. F2 · ownership.direct: Leland Investments Inc., an entity controlled by Mark Ein, is the sole member of Capitol Acquisition Management 2 LLC. F2 · ownership.nature: Leland Investments Inc., an entity controlled by Mark Ein, is the sole member of Capitol Acquisition Management 2 LLC. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:04 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 135,712 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-042754 · doc4.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner Capitol Acquisition Management 2 LLC · CIK 0001575357 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,962,278 F1 · price: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.