LIDR

SEC source: 0001062993-21-007900 · form4.xml · derivative · entry 1

GOTTSCHALK BERND · CIK 0001189311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,416

Underlying: Common Stock · 74,416 shares

Expires 2030-11-16

F1 · price: Received in exchange for stock options to acquire 20,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 29, 2022.

F1 · derivative.exercise_date: Received in exchange for stock options to acquire 20,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 29, 2022.

SEC source: 0001062993-21-008005 · form4.xml · derivative · entry 9

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,162

Underlying: Common Stock · 11,162 shares

Expires 2031-04-05

F9 · price: Received in exchange for stock options to acquire 3,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on February 16, 2022.

F9 · derivative.exercise_date: Received in exchange for stock options to acquire 3,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on February 16, 2022.

SEC source: 0001062993-21-008005 · form4.xml · derivative · entry 8

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,497,789

Underlying: Common Stock · 6,497,789 shares

Expires 2030-09-30

F8 · price: Received in exchange for stock options to acquire 1,746,342 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on December 10, 2023.

F8 · derivative.exercise_date: Received in exchange for stock options to acquire 1,746,342 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on December 10, 2023.

SEC source: 0001062993-21-008005 · form4.xml · derivative · entry 7

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,481

Underlying: Common Stock · 30,481 shares

Expires 2030-04-09

F7 · price: Received in exchange for stock options to acquire 8,192 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested.

F7 · derivative.exercise_date: Received in exchange for stock options to acquire 8,192 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested.

SEC source: 0001062993-21-008005 · form4.xml · derivative · entry 6

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,930

Underlying: Common Stock · 20,930 shares

Expires 2029-07-01

F6 · price: Received in exchange for stock options to acquire 5,625 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on March 18, 2023.

F6 · derivative.exercise_date: Received in exchange for stock options to acquire 5,625 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on March 18, 2023.

SEC source: 0001062993-21-008005 · form4.xml · derivative · entry 5

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,525

Underlying: Common Stock · 108,525 shares

Expires 2029-02-27

F5 · price: Received in exchange for stock options to acquire 29,167 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on January 1, 2023.

F5 · derivative.exercise_date: Received in exchange for stock options to acquire 29,167 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on January 1, 2023.

SEC source: 0001062993-21-008005 · form4.xml · derivative · entry 4

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,362

Underlying: Common Stock · 30,362 shares

Expires 2028-09-17

F4 · price: Received in exchange for stock options to acquire 8,160 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 18, 2022.

F4 · derivative.exercise_date: Received in exchange for stock options to acquire 8,160 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 18, 2022.

SEC source: 0001062993-21-008005 · form4.xml · derivative · entry 3

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,382

Underlying: Common Stock · 19,382 shares

Expires 2028-05-07

F3 · price: Received in exchange for stock options to acquire 5,209 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested.

F3 · derivative.exercise_date: Received in exchange for stock options to acquire 5,209 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested.

SEC source: 0001062993-21-008005 · form4.xml · derivative · entry 2

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,519

Underlying: Common Stock · 77,519 shares

Expires 2027-05-31

F2 · price: Received in exchange for stock options to acquire 20,834 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested.

F2 · derivative.exercise_date: Received in exchange for stock options to acquire 20,834 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested.

SEC source: 0001062993-21-008005 · form4.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,405,484

F1 · price: Received in exchange for 377,737 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080

SEC source: 0001062993-21-008058 · form4.xml · derivative · entry 1

Dunn Timothy J · CIK 0001604192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,604

Underlying: Common Stock · 18,604 shares

Expires 2030-11-16

F1 · price: Received in exchange for stock options to acquire 5,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on November 10, 2021.

F1 · derivative.exercise_date: Received in exchange for stock options to acquire 5,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on November 10, 2021.

SEC source: 0001062993-21-008543 · form4.xml · derivative · entry 1

Neumann Karl-Thomas · CIK 0001569823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,441

Underlying: Common Stock · 7,441 shares

Expires 2031-04-05

F1 · price: Received in exchange for stock options to acquire 2,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on February 5, 2023.

F1 · derivative.exercise_date: Received in exchange for stock options to acquire 2,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on February 5, 2023.

SEC source: 0001062993-21-008518 · form4.xml · derivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,248

Underlying: Common Stock · 223,248 shares

Expires 2031-04-05

F1 · price: Received in exchange for stock options to acquire 60,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on March 15, 2025.

F1 · derivative.exercise_date: Received in exchange for stock options to acquire 60,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on March 15, 2025.

SEC source: 0001062993-21-008700 · form4a.xml · nonDerivative · entry 1

Neumann Karl-Thomas · CIK 0001569823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,441

F1 · shares: Received in exchange for 2,000 Restricted Stock Units of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These Restricted Stock Units vest monthly over two years beginning on February 5, 2021 until February 5, 2023.

SEC source: 0001062993-21-008697 · form4a.xml · nonDerivative · entry 1

DiBattiste Carol · CIK 0001324957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,604

F1 · shares: Received in exchange for 5,000 Restricted Stock Units of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These RSUs are partially vested and will fully vest on April 12, 2022.

SEC source: 0001062993-21-008920 · form4a.xml · derivative · entry 9

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,497,789

Underlying: Common Stock · 6,497,789 shares

Expires 2030-09-30

F9 · derivative.exercise_date: Received in exchange for stock options to acquire 1,746,342 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on December 10, 2023.

SEC source: 0001062993-21-008920 · form4a.xml · derivative · entry 8

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,481

Underlying: Common Stock · 30,481 shares

Expires 2030-04-09

F8 · derivative.exercise_date: Received in exchange for stock options to acquire 8,192 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested.

SEC source: 0001062993-21-008920 · form4a.xml · derivative · entry 7

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,930

Underlying: Common Stock · 20,930 shares

Expires 2029-07-01

F7 · derivative.exercise_date: Received in exchange for stock options to acquire 5,625 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on March 18, 2023.

SEC source: 0001062993-21-008920 · form4a.xml · derivative · entry 6

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,525

Underlying: Common Stock · 108,525 shares

Expires 2029-02-27

F6 · derivative.exercise_date: Received in exchange for stock options to acquire 29,167 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on January 1, 2023.

SEC source: 0001062993-21-008920 · form4a.xml · derivative · entry 5

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,362

Underlying: Common Stock · 30,362 shares

Expires 2028-09-17

F5 · derivative.exercise_date: Received in exchange for stock options to acquire 8,160 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 18, 2022.

SEC source: 0001062993-21-008920 · form4a.xml · derivative · entry 4

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,382

Underlying: Common Stock · 19,382 shares

Expires 2028-05-07

F4 · derivative.exercise_date: Received in exchange for stock options to acquire 5,209 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested.

SEC source: 0001062993-21-008920 · form4a.xml · derivative · entry 3

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,519

Underlying: Common Stock · 77,519 shares

Expires 2027-05-31

F3 · derivative.exercise_date: Received in exchange for stock options to acquire 20,834 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested.

SEC source: 0001062993-21-008920 · form4a.xml · nonDerivative · entry 2

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,416,646

F2 · shares: Received in exchange for 3,000 Restricted Stock Units of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These RSUs are partially vested and will fully vest on February 16, 2022.

SEC source: 0001062993-21-008920 · form4a.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,405,484

F1 · shares: Received in exchange for 377,737 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080

SEC source: 0001062993-21-008919 · form4a.xml · derivative · entry 2

Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,262,744

Underlying: Common Stock · 3,262,744 shares

Expires 2030-11-16

F2 · derivative.exercise_date: Received in exchange for stock options to acquire 876,893 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on November 16, 2024.

SEC source: 0001062993-21-008919 · form4a.xml · nonDerivative · entry 1

Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,302

F1 · shares: Received in exchange for 2,500 Restricted Stock Units of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These Restricted Stock Units vest monthly over 12 months beginning on February 16, 2021 until February 16, 2022.

SEC source: 0001062993-21-008918 · form4a.xml · nonDerivative · entry 2

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,335,268

F2 · shares: Received in exchange for 3,000 Restricted Stock Units of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These RSUs are partially vested and will fully vest on February 16, 2022.

SEC source: 0001062993-21-008918 · form4a.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,316,664

F1 · shares: Received in exchange for 4,922,775 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080

SEC source: 0001062993-21-008917 · form4a.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,248

F1 · shares: Received in exchange for 60,000 Restricted Stock Units of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These RSUs are not yet vested and will fully vest on March 15, 2025.

SEC source: 0001088327-21-000006 · wf-form4_163728260523655.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,566,168

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

SEC source: 0001879309-21-000002 · wf-form4_163728296101184.xml · nonDerivative · entry 1

Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,806

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

SEC source: 0001877925-21-000002 · wf-form4_163728276173104.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,326,032

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

F2 · balance_after: Reflects the correction of the grant occurring on 08/16/2021, which was received in exchange for 3,000 Restricted Stock Units of AEye Technologies in connection with the merger of AEye Technologies into the Company, said grant was reported as 18,604 shares, but it should have been 11,162 shares in total.

SEC source: 0001189311-22-000002 · wf-form4a_164122814876232.xml · derivative · entry 3

GOTTSCHALK BERND · CIK 0001189311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,416

Underlying: Common Stock · 74,416 shares

Expires 2030-11-16

F3 · derivative.exercise_price: The exercise price for this derivative security was erroneously reported on a previous Form 4 filed on August 23, 2021; no other changes are being reported.

F4 · price: Received in exchange for stock options to acquire 20,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 29, 2022.

F4 · derivative.exercise_date: Received in exchange for stock options to acquire 20,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 29, 2022.

SEC source: 0001189311-22-000002 · wf-form4a_164122814876232.xml · nonDerivative · entry 1

GOTTSCHALK BERND · CIK 0001189311 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · VEKTOR Partners FF 1 GBR

Disclosed balance after: 51,663

F1 · balance_after: Represents the reporting person's 26.03% share in the 198,379 shares held by VEKTOR Partners FF 1 GBR, a Gesellschaft brgerlichen Rechts established under the laws of Germany and not previously reported on a Form 4.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

SEC source: 0001604192-22-000004 · wf-form4a_164907786711080.xml · derivative · entry 1

Dunn Timothy J · CIK 0001604192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,604

Underlying: Common Stock · 18,604 shares

Expires 2030-11-16

F1 · derivative.exercise_price: The sole purpose of this Form 4/A is to correct the erroneous conversion or exercise price as originally reported at $7.008.

F2 · price: Received in exchange for stock options to acquire 5,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on November 10, 2021.