Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEye, Inc.LIDR · Entity 7039 | Director | August 16, 2021 | September 17, 2021 |
| General Motors CoGM · Entity 2958 | Executive Vice President | August 01, 2017 | August 03, 2017 |
| Polestar Automotive Holding UK PLCPSNY · Entity 2724 | Director | June 29, 2026 | July 01, 2026 |
| indie Semiconductor, Inc.INDI · Entity 2432 | Director | May 28, 2026 | May 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEye, Inc.
Report date August 16, 2021 · Filed September 17, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,441 |
Reported balance
After 2021-08-16 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2021-08-16 · Grant · Acquired 7,441 · Balance 7,441 F1: Received in exchange for 2,000 Restricted Stock Units of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These Restricted Stock Units vest monthly over two years beginning on February 5, 2021 until February 5, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Received in exchange for 2,000 Restricted Stock Units of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These Restricted Stock Units vest monthly over two years beginning on February 5, 2021 until February 5, 2023.
General Motors Co
Report date August 01, 2017 · Filed August 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-08-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-08-01 · Exercise / conversion · Acquired 234,274 · Balance 234,274 F1: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $34.70 to $34.86, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Row 2 · 2017-08-01 · Sale · Disposed 234,274 · Balance 0 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.32 · Expires 2025-07-28 | Direct | 351,410 |
Reported balance
After 2017-08-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-08-01 · Exercise / conversion · Disposed 234,274 · Balance 351,410 F2: The Stock Options reported in this item were granted on July 28, 2015 pursuant to the Company's 2014 Long-Term Incentive Plan and vested on February 15, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $34.70 to $34.86, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
F2: The Stock Options reported in this item were granted on July 28, 2015 pursuant to the Company's 2014 Long-Term Incentive Plan and vested on February 15, 2017.
Polestar Automotive Holding UK PLC
Report date June 29, 2026 · Filed July 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A American Depositary SharesSEC Table I · non-derivative | Direct | 7,998 |
Reported balance
After 2026-06-29 transaction · row 1
1 source rowRow 1 · 2026-06-29 · Purchase · Acquired 2,009 · Balance 7,998 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.79 to $17.07, inclusive. The reporting person undertakes to provide to Polestar Automotive Holding UK PLC ("Polestar"), any security holder of Polestar, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.79 to $17.07, inclusive. The reporting person undertakes to provide to Polestar Automotive Holding UK PLC ("Polestar"), any security holder of Polestar, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
indie Semiconductor, Inc.
Report date May 28, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 569,872 |
Reported balance
After 2026-05-28 transaction · row 1
1 source rowRow 1 · 2026-05-28 · Exercise / conversion · Acquired 59,932 · Balance 569,872 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 37,454 |
Reported balance
After 2026-05-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-28 · Grant · Acquired 37,454 · Balance 37,454 F1: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2: The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-28 · Exercise / conversion · Disposed 59,932 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F3: The restricted stock units vested on May 28, 2026, the date of the Issuer's 2026 Annual Meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
F2: The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting.
F3: The restricted stock units vested on May 28, 2026, the date of the Issuer's 2026 Annual Meeting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2026 Filed Jul 1, 2026 20:46 UTC | Polestar Automotive Holding UK PLC PSNY · Entity 2724 | PurchaseClass A American Depositary Shares | 2,009 | $16.93 | $34,012.37 |
DisclosureSEC source: 0001569823-26-000005 · wk-form4_1782938802.xml · nonDerivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,998 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.79 to $17.07, inclusive. The reporting person undertakes to provide to Polestar Automotive Holding UK PLC ("Polestar"), any security holder of Polestar, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 28, 2026 Filed May 29, 2026 23:35 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 59,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-249138 · ownership.xml · derivative · entry 3 Neumann Karl-Thomas · CIK 0001569823 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 59,932 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F3 · derivative.exercise_date: The restricted stock units vested on May 28, 2026, the date of the Issuer's 2026 Annual Meeting. F3 · derivative.expiration_date: The restricted stock units vested on May 28, 2026, the date of the Issuer's 2026 Annual Meeting. Read SEC document |
| May 28, 2026 Filed May 29, 2026 23:35 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 37,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-249138 · ownership.xml · derivative · entry 2 Neumann Karl-Thomas · CIK 0001569823 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,454 Underlying: Class A Common Stock · 37,454 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting. F2 · derivative.expiration_date: The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of May 28, 2027, or the date of the 2027 Annual Shareholder Meeting. Read SEC document |
| May 28, 2026 Filed May 29, 2026 23:35 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 59,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-249138 · ownership.xml · nonDerivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 569,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 21:56 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 23,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-030070 · wk-form4_1749246956.xml · derivative · entry 3 Neumann Karl-Thomas · CIK 0001569823 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 23,681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F3 · derivative.exercise_date: The restricted stock units vested on June 4, 2025, the date of the Issuer's 2025 Annual Meeting. F3 · derivative.expiration_date: The restricted stock units vested on June 4, 2025, the date of the Issuer's 2025 Annual Meeting. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 21:56 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 59,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-030070 · wk-form4_1749246956.xml · derivative · entry 2 Neumann Karl-Thomas · CIK 0001569823 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,932 Underlying: Class A Common Stock · 59,932 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of June 4, 2026, or the date of the 2026 Annual Shareholder Meeting. F2 · derivative.expiration_date: The restricted stock units are granted pursuant to the Issuer's non-employee director compensation policy. The restricted stock units vest on the earlier of June 4, 2026, or the date of the 2026 Annual Shareholder Meeting. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 21:56 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 23,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-030070 · wk-form4_1749246956.xml · nonDerivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 509,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 23:53 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 23,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028388 · wk-form4_1718409194.xml · derivative · entry 3 Neumann Karl-Thomas · CIK 0001569823 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,681 Underlying: Class A Common Stock · 23,681 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F3 · derivative.exercise_date: The restricted stock units vest on the earlier of June 13, 2025 or the date of the 2025 Annual Shareholder Meeting. F3 · derivative.expiration_date: The restricted stock units vest on the earlier of June 13, 2025 or the date of the 2025 Annual Shareholder Meeting. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 23:53 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 18,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028388 · wk-form4_1718409194.xml · derivative · entry 2 Neumann Karl-Thomas · CIK 0001569823 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 18,919 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of June 22, 2024 or the date of the 2024 Annual Shareholder Meeting. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of June 22, 2024 or the date of the 2024 Annual Shareholder Meeting. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 23:53 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 18,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028388 · wk-form4_1718409194.xml · nonDerivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 486,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2023 Filed Jun 23, 2023 23:14 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionRestricted Stock Units · Derivative | 26,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-023366 · wk-form4_1687562050.xml · derivative · entry 3 Neumann Karl-Thomas · CIK 0001569823 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 26,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F3 · derivative.exercise_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the 2023 Annual Shareholder Meeting. F3 · derivative.expiration_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the 2023 Annual Shareholder Meeting. Read SEC document |
| June 22, 2023 Filed Jun 23, 2023 23:14 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 18,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-023366 · wk-form4_1687562050.xml · derivative · entry 2 Neumann Karl-Thomas · CIK 0001569823 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,919 Underlying: Class A Common Stock · 18,919 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest on the one year anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest on the one year anniversary of the grant date. Read SEC document |
| June 22, 2023 Filed Jun 23, 2023 23:14 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | Exercise / conversionClass A Common Stock | 26,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-023366 · wk-form4_1687562050.xml · nonDerivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 467,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 22:24 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantRestricted Stock Units · Derivative | 26,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-017991 · wf-form4_165610947321387.xml · derivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,965 Underlying: Class A Common Stock · 26,965 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the Issuer's 2023 Annual Meeting of Stockholders. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of June 22, 2023 or the date of the Issuer's 2023 Annual Meeting of Stockholders. Read SEC document |
| February 14, 2022 Filed Feb 19, 2022 00:50 UTC | indie Semiconductor, Inc. INDI · Entity 2432 | GrantClass A Common Stock | 23,371 | $8.11 | $189,538.81 |
DisclosureSEC source: 0001569823-22-000001 · wf-form4_164523183534748.xml · nonDerivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,375 F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, which each entitles the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Ear-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of indie's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively. Read SEC document |
| September 14, 2021 Filed Sep 17, 2021 01:32 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 42,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-008699 · form4.xml · nonDerivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,763 F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, 42,322 of such RSUs vest as follows: 1/3 will vest on each of September 14, 2022, September 14, 2023 and September 14, 2024. Read SEC document |
| August 16, 2021 Filed Sep 13, 2021 22:26 UTC | AEye, Inc. LIDR · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 7,441 | $37.21 Strike: $7.00 | $276,864.73 |
DisclosureSEC source: 0001062993-21-008543 · form4.xml · derivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,441 Underlying: Common Stock · 7,441 shares Expires 2031-04-05 F1 · price: Received in exchange for stock options to acquire 2,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on February 5, 2023. F1 · derivative.exercise_date: Received in exchange for stock options to acquire 2,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on February 5, 2023. Read SEC document |
| August 16, 2021 Filed Sep 17, 2021 01:33 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 7,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-008700 · form4a.xml · nonDerivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,441 F1 · shares: Received in exchange for 2,000 Restricted Stock Units of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These Restricted Stock Units vest monthly over two years beginning on February 5, 2021 until February 5, 2023. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:14 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 234,274 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-17-000107 · wf-form4_150179483581721.xml · derivative · entry 3 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,410 Underlying: Common Stock · 234,274 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Stock Options reported in this item were granted on July 28, 2015 pursuant to the Company's 2014 Long-Term Incentive Plan and vested on February 15, 2017. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:14 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 234,274 | $34.77 | $8,145,706.98 |
DisclosureSEC source: 0001467858-17-000107 · wf-form4_150179483581721.xml · nonDerivative · entry 2 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:14 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 234,274 | $31.32 | $7,337,461.68 |
DisclosureSEC source: 0001467858-17-000107 · wf-form4_150179483581721.xml · nonDerivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $34.70 to $34.86, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 20:45 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 119,227 | $0.00 Strike: $34.34 | $0.00 |
DisclosureSEC source: 0001467858-17-000086 · wf-form4_149704112638615.xml · derivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,227 Underlying: Common Stock · 119,227 shares Expires 2027-06-07 F1 · security: The Stock Options were granted under the 2017 General Motors Company Long-Term Incentive Plan and will vest annually in three equal installments beginning February 14, 2018. F1 · derivative.exercise_date: The Stock Options were granted under the 2017 General Motors Company Long-Term Incentive Plan and will vest annually in three equal installments beginning February 14, 2018. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:43 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 46,472 | $32.84 | $1,526,140.48 |
DisclosureSEC source: 0001467858-17-000074 · wf-form4_149565859660779.xml · nonDerivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $32.82 to $32.86. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set fort in this footnote. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:52 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 7,244 | $37.60 | $272,374.40 |
DisclosureSEC source: 0001467858-17-000058 · wf-form4_148788671235223.xml · nonDerivative · entry 3 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,472 F2 · security: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2015. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions. Read SEC document |
| February 18, 2017 Filed Feb 23, 2017 21:52 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 27,587 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000058 · wf-form4_148788671235223.xml · derivative · entry 4 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs in this item were granted on February 18, 2014 and were settled on February 18, 2017. F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 18, 2017 Filed Feb 23, 2017 21:52 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 13,099 | $37.16 | $486,758.84 |
DisclosureSEC source: 0001467858-17-000058 · wf-form4_148788671235223.xml · nonDerivative · entry 2 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,716 Read SEC document |
| February 18, 2017 Filed Feb 23, 2017 21:52 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 27,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000058 · wf-form4_148788671235223.xml · nonDerivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 18, 2014, pursuant to the Company's 2009 Long-Term Incentive Plan ("GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 01:31 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 31,079 | $36.71 | $1,140,910.09 |
DisclosureSEC source: 0001467858-17-000056 · wf-form4_148720865036362.xml · nonDerivative · entry 6 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,228 F2 · security: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2015. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:31 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 6,229 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000056 · wf-form4_148720865036362.xml · derivative · entry 7 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,229 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017. F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:31 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 53,239 | $35.52 | $1,891,049.28 |
DisclosureSEC source: 0001467858-17-000056 · wf-form4_148720865036362.xml · nonDerivative · entry 5 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,307 Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:31 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 112,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000056 · wf-form4_148720865036362.xml · nonDerivative · entry 4 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,546 F3 · security: On June 11, 2014, the Reporting Person received a grant of Performance Stock Units (PSUs). Under the grant, PSUs could be earned based on the achievement of performance conditions relating to ROIC-adjusted and Global Market Share from January 1, 2014 to December 31, 2016. PSUs vested and settled in shares of common stock on February 13, 2017. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:31 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 1,379 | $35.38 | $48,789.02 |
DisclosureSEC source: 0001467858-17-000056 · wf-form4_148720865036362.xml · nonDerivative · entry 3 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,418 F2 · security: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2015. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:31 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 2,958 | $35.52 | $105,068.16 |
DisclosureSEC source: 0001467858-17-000056 · wf-form4_148720865036362.xml · nonDerivative · entry 2 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,797 Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:31 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 6,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000056 · wf-form4_148720865036362.xml · nonDerivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on June 11, 2014, pursuant to the Company's 2014 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 22:52 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 5,254 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000041 · wf-form4_148711273328991.xml · derivative · entry 6 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,254 Underlying: Common Stock · 5,254 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: The RSUs reported in this item were granted on February 11, 2015 and began being settled in three equal, annual installments on February 11, 2016. Each RSU represents a right to receive one share of the Company's common stock upon settlement. F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 22:52 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 2,495 | $35.17 | $87,749.15 |
DisclosureSEC source: 0001467858-17-000041 · wf-form4_148711273328991.xml · nonDerivative · entry 4 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,526 Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 22:52 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 5,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000041 · wf-form4_148711273328991.xml · nonDerivative · entry 3 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 11, 2015, pursuant to the 2014 GMLTIP. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:52 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 7,143 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000041 · wf-form4_148711273328991.xml · derivative · entry 5 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,285 Underlying: Common Stock · 7,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016, pursuant to the Company's 2014 Long-Term Incentive Plan ("GMLTIP"). F3 · security: The RSUs reported in this item were granted on February 10, 2016 and began being settled in three equal, annual installments on February 10, 2017. Each RSU represents a right to receive one share of the Company's common stock upon settlement. F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:52 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 3,392 | $35.17 | $119,296.64 |
DisclosureSEC source: 0001467858-17-000041 · wf-form4_148711273328991.xml · nonDerivative · entry 2 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,767 Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:52 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 7,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000041 · wf-form4_148711273328991.xml · nonDerivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016, pursuant to the Company's 2014 Long-Term Incentive Plan ("GMLTIP"). Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:10 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionSalary Stock Units · Derivative | 4,492 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000002 · wf-form4_148357501823506.xml · derivative · entry 4 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,492 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Company's Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gave the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Stock as reported on the New York Stock Exchange, on which it is listed, on December 30, 2016, which was $34.99. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:10 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 2,133 | $34.99 | $74,633.67 |
DisclosureSEC source: 0001467858-17-000002 · wf-form4_148357501823506.xml · nonDerivative · entry 3 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,016 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:10 UTC | General Motors Co GM · Entity 2958 | Disposition to issuerCommon Stock | 2,359 | $34.99 | $82,541.41 |
DisclosureSEC source: 0001467858-17-000002 · wf-form4_148357501823506.xml · nonDerivative · entry 2 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,149 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:10 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 4,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000002 · wf-form4_148357501823506.xml · nonDerivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on December 31, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on December 31, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:22 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionSalary Stock Units · Derivative | 5,097 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000352 · wf-form4_147561974242933.xml · derivative · entry 4 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gives the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Common Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Common Stock as reported on the New York Stock Exchange, on which it is listed, on the date of the transaction, which was $31.77. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:22 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 2,421 | $31.77 | $76,915.17 |
DisclosureSEC source: 0001467858-16-000352 · wf-form4_147561974242933.xml · nonDerivative · entry 3 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,016 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:22 UTC | General Motors Co GM · Entity 2958 | Disposition to issuerCommon Stock | 2,676 | $31.77 | $85,016.52 |
DisclosureSEC source: 0001467858-16-000352 · wf-form4_147561974242933.xml · nonDerivative · entry 2 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,437 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:22 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 5,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000352 · wf-form4_147561974242933.xml · nonDerivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on September 30, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on September 30, 2016 in cash, less a portion withheld for taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.