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Nasdaq · USD

LIDR

AEye, Inc.

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Tapewire entity
7039
SEC CIK
0001818644
Parsed reports
278

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2022 Filed Aug 15, 2022 19:22 UTC
Dussan LuisDirector · CTO and Chief Prdct Strategist · 10% owner
Tax withholdingCommon Stock 10,951 $2.95 $32,305.45
Disclosure

SEC source: 0001877925-22-000010 · wf-form4_166060536972759.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,682,229

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
August 15, 2022 Filed Aug 15, 2022 23:42 UTC
Tewell ThomasChief Operating Officer
Tax withholdingCommon Stock 22,078 $2.95 $65,130.10
Disclosure

SEC source: 0001825960-22-000014 · wf-form4_166060691373802.xml · nonDerivative · entry 1

Tewell Thomas · CIK 0001825960 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,592,982

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
August 15, 2022 Filed Aug 15, 2022 23:37 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 30,162 $2.95 $88,977.90
Disclosure

SEC source: 0001363244-22-000016 · wf-form4_166060661771616.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,625,146

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
July 15, 2022 Filed Jul 18, 2022 17:39 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,801 $1.90 $16,721.90
Disclosure

SEC source: 0001088327-22-000024 · wf-form4_165818037334573.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,470,402

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
July 15, 2022 Filed Jul 18, 2022 21:37 UTC
Tewell ThomasChief Operating Officer
Tax withholdingCommon Stock 12,568 $1.90 $23,879.20
Disclosure

SEC source: 0001825960-22-000012 · wf-form4_165818021523318.xml · nonDerivative · entry 1

Tewell Thomas · CIK 0001825960 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,615,060

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
July 15, 2022 Filed Jul 18, 2022 21:35 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 14,462 $1.90 $27,477.80
Disclosure

SEC source: 0001363244-22-000014 · wf-form4_165818008977025.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,655,308

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
July 01, 2022 Filed Jul 1, 2022 21:38 UTC GrantCommon Stock 10,981 $0.00 $0.00
Disclosure

SEC source: 0001604192-22-000012 · wf-form4_165671148798077.xml · nonDerivative · entry 1

Dunn Timothy J · CIK 0001604192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,939

Read SEC document
July 01, 2022 Filed Jul 1, 2022 21:36 UTC GrantCommon Stock 3,660 $0.00 $0.00
Disclosure

SEC source: 0001189311-22-000008 · wf-form4_165671135559903.xml · nonDerivative · entry 1

GOTTSCHALK BERND · CIK 0001189311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,721

Read SEC document
June 30, 2022 Filed Jul 1, 2022 21:33 UTC
Zeifman SueDirector
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001906783-22-000004 · wf-form4_165671117859826.xml · nonDerivative · entry 1

Zeifman Sue · CIK 0001906783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,521

Read SEC document
June 15, 2022 Filed Jun 16, 2022 19:06 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,295 $2.89 $23,972.55
Disclosure

SEC source: 0001088327-22-000022 · wf-form4_165542074974234.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,479,203

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 23:07 UTC
Tewell ThomasChief Operating Officer
Tax withholdingCommon Stock 12,568 $2.89 $36,321.52
Disclosure

SEC source: 0001825960-22-000010 · wf-form4_165542086256016.xml · nonDerivative · entry 1

Tewell Thomas · CIK 0001825960 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,627,628

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 23:03 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 14,462 $2.89 $41,795.18
Disclosure

SEC source: 0001363244-22-000012 · wf-form4_165542059629536.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669,770

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 17:32 UTC
LACORTE BLAIRDirector · Chief Executive Officer
GiftCommon Stock 85,000 $0.00 $0.00
Disclosure

SEC source: 0001088327-22-000020 · wf-form4_165524233804208.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,487,498

F1 · price: Bona fide gift. No compensation was given to the donor for the gifting of shares.

Read SEC document
May 31, 2022 Filed May 31, 2022 19:30 UTC
LACORTE BLAIRDirector · Chief Executive Officer
SaleCommon Stock 18,500 $5.67 $104,802.50
Disclosure

SEC source: 0001088327-22-000018 · wf-form4_165403978494144.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,572,498

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.58 to $5.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 27, 2022 Filed May 27, 2022 18:58 UTC
LACORTE BLAIRDirector · Chief Executive Officer
SaleCommon Stock 20,000 $5.47 $109,480.00
Disclosure

SEC source: 0001088327-22-000016 · wf-form4_165369227331190.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,590,998

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.43 to $5.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 23, 2022 Filed May 23, 2022 17:04 UTC
LACORTE BLAIRDirector · Chief Executive Officer
SaleCommon Stock 14,783 $5.01 $74,121.96
Disclosure

SEC source: 0001088327-22-000014 · wf-form4_165333984088371.xml · nonDerivative · entry 2

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,610,998

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.94 to $5.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 20, 2022 Filed May 23, 2022 17:04 UTC
LACORTE BLAIRDirector · Chief Executive Officer
SaleCommon Stock 5,217 $5.31 $27,686.62
Disclosure

SEC source: 0001088327-22-000014 · wf-form4_165333984088371.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625,781

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.28 to $5.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 19, 2022 Filed May 20, 2022 17:03 UTC
Brown Robert AnthonyTreasurer, CFO, Chf Accntg Off
SaleCommon Stock 20,715 $5.44 $112,731.03
Disclosure

SEC source: 0001879309-22-000010 · wf-form4_165308059852178.xml · nonDerivative · entry 1

Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,558

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.345 to $5.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 18, 2022 Filed May 19, 2022 20:03 UTC
Tewell ThomasChief Operating Officer
SaleCommon Stock 27,000 $5.28 $142,425.00
Disclosure

SEC source: 0001825960-22-000008 · wf-form4_165299058004776.xml · nonDerivative · entry 1

Tewell Thomas · CIK 0001825960 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640,196

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.26 to $5.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 15, 2022 Filed May 16, 2022 19:44 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,295 $4.92 $40,811.40
Disclosure

SEC source: 0001088327-22-000012 · wf-form4_165274466001891.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,630,998

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
May 15, 2022 Filed May 16, 2022 19:58 UTC
Brown Robert AnthonyTreasurer, CFO, Chf Accntg Off
Tax withholdingCommon Stock 10,951 $4.92 $53,878.92
Disclosure

SEC source: 0001879309-22-000008 · wf-form4_165274550228455.xml · nonDerivative · entry 1

Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,273

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
May 15, 2022 Filed May 16, 2022 19:55 UTC
Dussan LuisDirector · CTO and Chief Prdct Strategist · 10% owner
Tax withholdingCommon Stock 10,951 $4.92 $53,878.92
Disclosure

SEC source: 0001877925-22-000008 · wf-form4_165274529385126.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,693,180

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
May 15, 2022 Filed May 17, 2022 00:00 UTC
Tewell ThomasChief Operating Officer
Tax withholdingCommon Stock 22,078 $4.92 $108,623.76
Disclosure

SEC source: 0001825960-22-000006 · wf-form4_165274562887135.xml · nonDerivative · entry 1

Tewell Thomas · CIK 0001825960 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667,196

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
May 15, 2022 Filed May 16, 2022 23:47 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 23,676 $4.92 $116,485.92
Disclosure

SEC source: 0001363244-22-000010 · wf-form4_165274481838512.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,684,232

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
May 10, 2022 Filed May 11, 2022 23:27 UTC GrantCommon Stock 33,106 $0.00 $0.00
Disclosure

SEC source: 0001189311-22-000006 · wf-form4_165231165593975.xml · nonDerivative · entry 1

GOTTSCHALK BERND · CIK 0001189311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,061

F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, will vest at the earlier of one year from the date of grant or the date of the next annual meeting of stockholders.

Read SEC document
May 10, 2022 Filed May 11, 2022 23:24 UTC GrantCommon Stock 33,106 $0.00 $0.00
Disclosure

SEC source: 0001604192-22-000010 · wf-form4_165231145159894.xml · nonDerivative · entry 1

Dunn Timothy J · CIK 0001604192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,958

F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, will vest at the earlier of one year from the date of grant or the date of the next annual meeting of stockholders.

Read SEC document
May 10, 2022 Filed May 11, 2022 23:20 UTC GrantCommon Stock 33,106 $0.00 $0.00
Disclosure

SEC source: 0001324957-22-000002 · wf-form4_165231123668832.xml · nonDerivative · entry 1

DiBattiste Carol · CIK 0001324957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,032

F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, will vest at the earlier of one year from the date of grant or the date of the next annual meeting of stockholders.

Read SEC document
May 10, 2022 Filed May 11, 2022 23:13 UTC GrantCommon Stock 33,106 $0.00 $0.00
Disclosure

SEC source: 0001835160-22-000002 · wf-form4_165231075808513.xml · nonDerivative · entry 1

HSIEH Wen Hsuan · CIK 0001835160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,428

F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, will vest at the earlier of one year from the date of grant or the date of the next annual meeting of stockholders.

Read SEC document
April 15, 2022 Filed Apr 15, 2022 17:21 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,295 $4.85 $40,230.75
Disclosure

SEC source: 0001088327-22-000010 · wf-form4_165005769266973.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,639,293

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
April 15, 2022 Filed Apr 15, 2022 21:20 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 10,087 $4.85 $48,921.95
Disclosure

SEC source: 0001363244-22-000008 · wf-form4_165005758922893.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,707,908

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
April 15, 2022 Filed Apr 15, 2022 21:18 UTC
Tewell ThomasChief Operating Officer
Tax withholdingCommon Stock 12,567 $4.85 $60,949.95
Disclosure

SEC source: 0001825960-22-000004 · wf-form4_165005747923454.xml · nonDerivative · entry 1

Tewell Thomas · CIK 0001825960 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,689,274

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 13:17 UTC GrantCommon Stock 3,705 $0.00 $0.00
Disclosure

SEC source: 0001604192-22-000006 · wf-form4_164907820520288.xml · nonDerivative · entry 1

Dunn Timothy J · CIK 0001604192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,852

Read SEC document
March 31, 2022 Filed Apr 4, 2022 13:06 UTC
Zeifman SueDirector
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001906783-22-000002 · wf-form4_164907753348399.xml · nonDerivative · entry 1

Zeifman Sue · CIK 0001906783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,021

Read SEC document
March 15, 2022 Filed Mar 16, 2022 16:09 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,295 $4.44 $36,829.80
Disclosure

SEC source: 0001088327-22-000008 · wf-form4_164746134802072.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,647,588

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 16:13 UTC
Brown Robert AnthonyTreasurer, CFO, Chf Accntg Off
GrantCommon Stock 380,000 $0.00 $0.00
Disclosure

SEC source: 0001879309-22-000006 · wf-form4_164746156478579.xml · nonDerivative · entry 1

Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,224

F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The reporting person received a restricted stock unit award which vests as to 1/12th of the total shares on the 15th day of the second month of each calendar quarter for a period of 36 months beginning on May 15, 2022.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 16:19 UTC
Dussan LuisDirector · CTO and Chief Prdct Strategist · 10% owner
GrantCommon Stock 380,000 $0.00 $0.00
Disclosure

SEC source: 0001877925-22-000006 · wf-form4_164746192720404.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,704,131

F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The reporting person received a restricted stock unit award which vests as to 1/12th of the total shares on the 15th day of the second month of each calendar quarter for a period of 36 months beginning on May 15, 2022.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:21 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 27,778 $4.44 $123,334.32
Disclosure

SEC source: 0001363244-22-000006 · wf-form4_164746209038967.xml · nonDerivative · entry 2

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,717,995

F2 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:21 UTC
HUGHES ANDREW SSecretary & General Counsel
GrantCommon Stock 380,000 $0.00 $0.00
Disclosure

SEC source: 0001363244-22-000006 · wf-form4_164746209038967.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,745,773

F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The reporting person received a restricted stock unit award which vests as to 1/12th of the total shares on the 15th day of the second month of each calendar quarter for a period of 36 months beginning on May 15, 2022.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:06 UTC
Tewell ThomasChief Operating Officer
Tax withholdingCommon Stock 121,129 $4.44 $537,812.76
Disclosure

SEC source: 0001825960-22-000002 · wf-form4_164746115679884.xml · nonDerivative · entry 2

Tewell Thomas · CIK 0001825960 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701,841

F2 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:06 UTC
Tewell ThomasChief Operating Officer
GrantCommon Stock 290,000 $0.00 $0.00
Disclosure

SEC source: 0001825960-22-000002 · wf-form4_164746115679884.xml · nonDerivative · entry 1

Tewell Thomas · CIK 0001825960 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,822,970

F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The reporting person received a restricted stock unit award which vests as to 1/12th of the total shares on the 15th day of the second month of each calendar quarter for a period of 36 months beginning on May 15, 2022.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 16:24 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Tax withholdingCommon Stock 322 $3.39 $1,091.58
Disclosure

SEC source: 0001088327-22-000006 · wf-form4_164513307500794.xml · nonDerivative · entry 2

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,655,883

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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February 16, 2022 Filed Feb 17, 2022 16:14 UTC
Dussan LuisDirector · CTO and Chief Prdct Strategist · 10% owner
Tax withholdingCommon Stock 322 $3.39 $1,091.58
Disclosure

SEC source: 0001877925-22-000004 · wf-form4_164513245561618.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,324,131

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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February 16, 2022 Filed Feb 17, 2022 16:18 UTC
Brown Robert AnthonyTreasurer, CFO, Chf Accntg Off
Tax withholdingCommon Stock 267 $3.39 $905.13
Disclosure

SEC source: 0001879309-22-000004 · wf-form4_164513269901373.xml · nonDerivative · entry 1

Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,224

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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February 15, 2022 Filed Feb 17, 2022 16:24 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,295 $3.38 $28,037.10
Disclosure

SEC source: 0001088327-22-000006 · wf-form4_164513307500794.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,656,205

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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February 15, 2022 Filed Feb 17, 2022 21:21 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 8,478 $3.38 $28,655.64
Disclosure

SEC source: 0001363244-22-000004 · wf-form4_164513286733803.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,365,773

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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February 04, 2022 Filed Mar 31, 2022 21:16 UTC OtherCommon Stock 51,633 $0.00 $0.00
Disclosure

SEC source: 0001189311-22-000004 · wf-form4_164876138547929.xml · nonDerivative · entry 2

GOTTSCHALK BERND · CIK 0001189311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,955

F1 · kind: Represents the distribution of the reporting person's 26.03% share in the 198,379 shares held by VEKTOR Partners FF 1 GBR, a Gesellschaft brgerlichen Rechts, established under the laws of Germany.

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February 04, 2022 Filed Mar 31, 2022 21:16 UTC OtherCommon Stock 51,633 $0.00 $0.00
Disclosure

SEC source: 0001189311-22-000004 · wf-form4_164876138547929.xml · nonDerivative · entry 1

GOTTSCHALK BERND · CIK 0001189311 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · VEKTOR Partners FF 1 GBR

Disclosed balance after: 0

F1 · kind: Represents the distribution of the reporting person's 26.03% share in the 198,379 shares held by VEKTOR Partners FF 1 GBR, a Gesellschaft brgerlichen Rechts, established under the laws of Germany.

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January 19, 2022 Filed Jan 20, 2022 16:09 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,081 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0001088327-22-000004 · wf-form4_164271298552698.xml · derivative · entry 8

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,848

Underlying: Common Stock · 10,081 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 19, 2022 Filed Jan 20, 2022 16:09 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 18,218 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001088327-22-000004 · wf-form4_164271298552698.xml · derivative · entry 7

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,144

Underlying: Common Stock · 18,218 shares

Expires 2028-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 19, 2022 Filed Jan 20, 2022 16:09 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 19,382 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001088327-22-000004 · wf-form4_164271298552698.xml · derivative · entry 6

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,382 shares

Expires 2028-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.