LHX

SEC source: 0001209191-20-008974 · doc4.xml · nonDerivative · entry 3

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,488.13

F1 · kind: The reported option exercises and sales of underlying shares were executed pursuant to a sale plan adopted by the reporting person on November 4, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: Reflects weighted average sale price (prices actually received ranged from $227.26 to $228.23). The reporting person will provide to the issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-008974 · doc4.xml · nonDerivative · entry 2

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,978.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported option exercises and sales of underlying shares were executed pursuant to a sale plan adopted by the reporting person on November 4, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-20-008974 · doc4.xml · nonDerivative · entry 1

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,568.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported option exercises and sales of underlying shares were executed pursuant to a sale plan adopted by the reporting person on November 4, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-20-004711 · doc4.xml · derivative · entry 3

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, Par Value $1.00 · 16,820 shares

Expires 2025-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

SEC source: 0001209191-20-004711 · doc4.xml · nonDerivative · entry 2

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,707.36

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

SEC source: 0001209191-20-004711 · doc4.xml · nonDerivative · entry 1

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,527.36

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 8

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 265

SEC source: 0001209191-20-002507 · doc4.xml · derivative · entry 7

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 15,000 shares

Expires 2024-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

SEC source: 0001209191-20-002507 · doc4.xml · nonDerivative · entry 6

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,707.36

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F7 · price: Reflects weighted average sale price (prices actually received ranged from $213.62 to $213.81). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-002507 · doc4.xml · nonDerivative · entry 5

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,907.36

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F6 · price: Reflects weighted average sale price (prices actually received ranged from $212.59 to $213.10). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-002507 · doc4.xml · nonDerivative · entry 4

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,407.36

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F5 · price: Reflects weighted average sale price (prices actually received ranged from $211.54 to $212.22). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-002507 · doc4.xml · nonDerivative · entry 3

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,407.36

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F4 · price: Reflects weighted average sale price (prices actually received ranged from $210.22 to $211.18). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-002507 · doc4.xml · nonDerivative · entry 2

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,255.36

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: Reflects weighted average sale price (prices actually received ranged from $209.21 to $210.20). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-002507 · doc4.xml · nonDerivative · entry 1

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,707.36

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on September 11, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · balance_after: Includes 12.25 shares acquired through Issuer's retirement plan on 11/21/2019.

SEC source: 0001209191-20-001585 · doc4.xml · derivative · entry 1

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428.59

Underlying: Common Stock, Par Value $1.00 · 121.14 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3 · balance_after: Includes 1.15 phantom stock units acquired through dividend reinvestment in the Plan on 11/21/2019.

SEC source: 0001209191-20-001163 · doc4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,750.07

F1 · shares: Shares withheld by Issuer to pay tax liability incident to vesting on 12/31/2019 of 2,054 restricted stock units denominated in shares of Issuer's common stock (previously reported as acquired by reporting person on June 29, 2019 upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, and which were converted from L3 performance stock units in connection with the Merger, with vesting on last day of original performance period applicable to such L3 performance stock units, subject to reporting person's continued employment) and receipt of shares in settlement thereof.

F2 · balance_after: Includes 2.07 shares acquired through Issuer's retirement plan on 9/18/2019.

SEC source: 0001209191-20-001146 · doc4.xml · nonDerivative · entry 1

Gautier Todd W. · CIK 0001696061 · President, Aviation Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,029.13

F1 · shares: Shares withheld by Issuer to pay tax liability incident to vesting on 12/31/2019 of 565 restricted stock units denominated in shares of Issuer's common stock (previously reported as acquired by reporting person on June 29, 2019 upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, and which were converted from L3 performance stock units in connection with the Merger, with vesting on last day of original performance period applicable to such L3 performance stock units, subject to reporting person's continued employment) and receipt of shares in settlement thereof.

F2 · balance_after: Includes 1.13 shares acquired through Issuer's retirement plan on 9/18/2019.

SEC source: 0001209191-19-062202 · doc4.xml · nonDerivative · entry 1

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,695.11

F1 · balance_after: Includes 2.99 shares acquired through Issuer's dividend reinvestment plan on 12/6/2019.

SEC source: 0001209191-20-002503 · doc4a.xml · nonDerivative · entry 1

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,695.11

F1 · balance_after: The original Form 4 filed on 12/31/2019 indicated that the 64,695.11 shares of common stock beneficially owned following the reported transaction included 2.99 shares acquired through Issuer's dividend reinvestment plan on 12/6/2019; however, the 64,695.11 shares also included 11.55 shares acquired through Issuer's retirement plan on 9/3/2019 and 2.72 shares acquired through Issuer's dividend reinvestment plan on 9/18/2019.

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 7

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 255

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 6

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 266

SEC source: 0001209191-19-054314 · doc4.xml · derivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Underlying: Common Stock, Par Value $1.00 · 410 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-19-054428 · doc4.xml · derivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Underlying: Common Stock, Par Value $1.00 · 410 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-19-054379 · doc4.xml · derivative · entry 1

NEWTON LLOYD W · CIK 0001360937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Underlying: Common Stock, Par Value $1.00 · 410 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-19-054375 · doc4.xml · derivative · entry 1

MILLARD ROBERT B · CIK 0001188791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Underlying: Common Stock, Par Value $1.00 · 410 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-19-054368 · doc4.xml · derivative · entry 1

Lane Rita S. · CIK 0001407477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Underlying: Common Stock, Par Value $1.00 · 410 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-19-054324 · doc4.xml · derivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Underlying: Common Stock, Par Value $1.00 · 410 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-19-054330 · doc4.xml · derivative · entry 1

Kramer Lewis · CIK 0001468110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Underlying: Common Stock, Par Value $1.00 · 410 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-19-054322 · doc4.xml · derivative · entry 1

DATTILO THOMAS A · CIK 0001221547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Underlying: Common Stock, Par Value $1.00 · 410 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-19-054316 · doc4.xml · derivative · entry 1

CHIARELLI PETER W · CIK 0001556835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Underlying: Common Stock, Par Value $1.00 · 410 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-19-054319 · doc4.xml · derivative · entry 1

CORCORAN THOMAS A · CIK 0001186913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Underlying: Common Stock, Par Value $1.00 · 410 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer, which generally will vest on 10/25/2020, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 5

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 245

SEC source: 0001209191-19-052212 · doc4.xml · derivative · entry 1

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306.3

Underlying: Common Stock, Par Value $1.00 · 130.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Supplemental Executive Retirement Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Supplemental Executive Retirement Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3 · balance_after: Includes a .62 phantom stock unit acquired through dividend reinvestment in the Plan on 9/3/19.

SEC source: 0001209191-20-036462 · doc4.xml · nonDerivative · entry 4

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fradin Community Property Trust

Disclosed balance after: 236

SEC source: 0001209191-19-049186 · doc4.xml · nonDerivative · entry 1

DATTILO THOMAS A · CIK 0001221547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

SEC source: 0001209191-19-049183 · doc4.xml · derivative · entry 21

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 41,552 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

SEC source: 0001209191-19-049183 · doc4.xml · nonDerivative · entry 19

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,443.29

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F18 · price: Reflects weighted average sale price (prices actually received ranged from $207.77 to $208.30). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-19-049183 · doc4.xml · nonDerivative · entry 18

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,169.29

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F17 · price: Reflects weighted average sale price (prices actually received ranged from $206.64 to $207.59). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-19-049183 · doc4.xml · nonDerivative · entry 17

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,039.29

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F16 · price: Reflects weighted average sale price (prices actually received ranged from $205.52 to $206.32). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-19-049183 · doc4.xml · nonDerivative · entry 16

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,521.29

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F15 · price: Reflects weighted average sale price (prices actually received ranged from $204.47 to $205.45). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-19-049183 · doc4.xml · nonDerivative · entry 15

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,643.29

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F14 · price: Reflects weighted average sale price (prices actually received ranged from $203.47 to $204.42). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-19-049183 · doc4.xml · nonDerivative · entry 14

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,095.29

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F13 · price: Reflects weighted average sale price (prices actually received ranged from $202.42 to $203.37). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-19-049183 · doc4.xml · nonDerivative · entry 13

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,895.29

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F12 · price: Reflects weighted average sale price (prices actually received ranged from $201.39 to $202.28). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-19-049183 · doc4.xml · nonDerivative · entry 12

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,095.29

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F11 · price: Reflects weighted average sale price (prices actually received ranged from $200.36 to $201.34). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-19-049183 · doc4.xml · nonDerivative · entry 11

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,195.29

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F10 · price: Reflects weighted average sale price (prices actually received ranged from $199.03 to $200.00). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-19-049183 · doc4.xml · nonDerivative · entry 10

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,195.29

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F9 · price: Reflects weighted average sale price (prices actually received ranged from $197.81 to $198.72). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-19-049183 · doc4.xml · nonDerivative · entry 9

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,995.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

SEC source: 0001209191-19-049174 · doc4.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,192

SEC source: 0001209191-19-049183 · doc4.xml · derivative · entry 20

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,552

Underlying: Common Stock, Par Value $1.00 · 65,000 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

SEC source: 0001209191-19-049183 · doc4.xml · nonDerivative · entry 8

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,443.29

F1 · kind: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F8 · price: Reflects weighted average sale price (prices actually received ranged from $214.50 to $214.98). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.