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LESL

Leslie's, Inc.

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8291
SEC CIK
0001821806
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264

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 24, 2021 Filed Oct 1, 2021 17:49 UTC
Strain JohnDirector
Exercise / conversionCommon Stock, par value $0.001 per share 12,221 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058569 · doc4.xml · nonDerivative · entry 1

Strain John · CIK 0001807130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 20:05 UTC SaleCommon Stock 6,623,159 $21.34 $141,338,213.06
Disclosure

SEC source: 0001140361-21-031818 · form4.xml · nonDerivative · entry 1

GIC Private Ltd · CIK 0000936828 · 10% owner

GIC Special Investments Pte Ltd · CIK 0001296212 · 10% owner

Explorer Investment Pte. Ltd. · CIK 0001829540 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,229,919

F1 · ownership.direct: Explorer Investment Pte. Ltd. ("Explorer") is controlled and managed by GIC Special Investments Pte Ltd ("GIC SI"), which in turn is a wholly-owned subsidiary of GIC Private Ltd ("GIC"). As such, each of Explorer, GIC SI and GIC may be deemed to share the power to vote and the power to dispose of these shares of the Issuer's Common Stock ("Shares").

F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 17, 2021 Filed Sep 20, 2021 20:15 UTC SaleCommon Stock, par value $0.001 per share 10,933,841 $21.34 $233,328,166.94
Disclosure

SEC source: 0000899243-21-036580 · doc4.xml · nonDerivative · entry 1

Bubbles Investor Aggregator, L.P. · CIK 0001829133 · 10% owner

Chu James Michael · CIK 0001544498 · 10% owner

Dahnke Scott Arnold · CIK 0001545446 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,745,713

F1 · ownership.direct: C8 Management, L.L.C. is the general partner of Bubbles Investor Aggregator, L.P. and the management of C8 Management, L.L.C. is controlled by a managing board.

F2 · ownership.direct: J. Michael Chu and Scott A. Dahnke are the members of the managing board of C8 Management, L.L.C. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by the entities affiliated with Catterton Management Company, L.L.C., but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:05 UTC GrantRestricted Stock Units · Derivative 5,179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-051824 · doc4.xml · derivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,179

Underlying: Common Stock, par value $0.001 per share ( · 5,179 shares

Expires 2022-08-13

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 16:30 UTC
Egeck Michael R.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 205,546 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050187 · doc4.xml · derivative · entry 2

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027,730

Underlying: Common Stock · 205,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs, of which 205,546 vested and of which the remaining 1,027,730 RSUs will vest in equal installments of 205,546 on February 4, 2022 and each of the four (4) six (6)-month anniversaries thereafter.

F2 · derivative.expiration_date: Represents a grant of RSUs, of which 205,546 vested and of which the remaining 1,027,730 RSUs will vest in equal installments of 205,546 on February 4, 2022 and each of the four (4) six (6)-month anniversaries thereafter.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 16:30 UTC
Egeck Michael R.Director · Chief Executive Officer
Exercise / conversionCommon Stock, par value $0.001 per share 205,546 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050187 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,708,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Nov 4, 2021 20:05 UTC GiftCommon Stock, par value $0.001 per share 1,435,676 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062901 · doc4.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,479

F1 · shares: On July 30, 2021, Mr. Ortega transferred 1,435,676 shares to the Mary Ann and Steven Ortega Family Trust, for estate planning purposes, of which Mr. Ortega is a trustee.

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June 29, 2021 Filed Jun 30, 2021 20:05 UTC SaleCommon Stock, par value $0.001 per share 8,251 $26.81 $221,209.31
Disclosure

SEC source: 0001209191-21-043971 · doc4.xml · nonDerivative · entry 2

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 440,359

F1 · kind: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

F1 · shares: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

F2 · ownership.nature: The shares are held by the Mary Ann E. and Steven L. Ortega Family Trust.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 20:05 UTC SaleCommon Stock, par value $0.001 per share 33,410 $26.81 $895,722.10
Disclosure

SEC source: 0001209191-21-043971 · doc4.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,783,155

F1 · kind: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

F1 · shares: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 16:06 UTC
Strain JohnDirector
SaleCommon Stock, par value $0.001 per share 716 $26.81 $19,195.96
Disclosure

SEC source: 0001209191-21-043970 · doc4.xml · nonDerivative · entry 1

Strain John · CIK 0001807130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,221

F1 · kind: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

F1 · shares: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 16:05 UTC
KUFEL ERIC JDirector
SaleCommon Stock, par value $0.001 per share 645 $26.81 $17,292.45
Disclosure

SEC source: 0001209191-21-043968 · doc4.xml · nonDerivative · entry 1

KUFEL ERIC J · CIK 0001193283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,422

F1 · kind: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

F1 · shares: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 16:05 UTC
Egeck Michael R.Director · Chief Executive Officer
SaleCommon Stock, par value $0.001 per share 28,164 $26.81 $755,076.84
Disclosure

SEC source: 0001209191-21-043967 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503,139

F1 · kind: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

F1 · shares: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 20:30 UTC SaleCommon Stock, par value $0.001 per share 799,669 $26.81 $21,439,765.63
Disclosure

SEC source: 0000899243-21-026749 · doc4.xml · nonDerivative · entry 1

Bubbles Investor Aggregator, L.P. · CIK 0001829133 · 10% owner

Chu James Michael · CIK 0001544498 · 10% owner

Dahnke Scott Arnold · CIK 0001545446 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,679,554

F1 · ownership.direct: C8 Management, L.L.C. is the general partner of Bubbles Investor Aggregator, L.P. and the management of C8 Management, L.L.C. is controlled by a managing board.

F2 · ownership.direct: J. Michael Chu and Scott A. Dahnke are the members of the managing board of C8 Management, L.L.C. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by the entities affiliated with Catterton Management Company, L.L.C., but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 16:05 UTC
Baker PaulaChief Revenue Officer
SaleCommon Stock, par value $0.001 per share 2,832 $26.81 $75,925.92
Disclosure

SEC source: 0001209191-21-043966 · doc4.xml · nonDerivative · entry 1

Baker Paula · CIK 0001664854 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,171

F1 · kind: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

F1 · shares: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 20:05 UTC
Weddell Steven MSee Remarks
SaleCommon Stock, par value $0.001 per share 25,976 $26.81 $696,416.56
Disclosure

SEC source: 0001209191-21-043969 · doc4.xml · nonDerivative · entry 1

Weddell Steven M · CIK 0001829224 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,386,377

F1 · kind: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

F1 · shares: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 22:27 UTC SaleCommon Stock 484,395 $26.81 $12,987,017.47
Disclosure

SEC source: 0001567619-21-012860 · doc1.xml · nonDerivative · entry 1

GIC Private Ltd · CIK 0000936828 · 10% owner

Explorer Investment Pte. Ltd. · CIK 0001829540 · 10% owner

GIC Special Investments Pte Ltd · CIK 0001296212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,853,078

F1 · ownership.direct: Explorer Investment Pte. Ltd. ("Explorer") is controlled and managed by GIC Special Investments Pte Ltd ("GIC SI"), which in turn is a wholly-owned subsidiary of GIC Private Ltd ("GIC"). As such, each of Explorer, GIC SI and GIC may be deemed to share the power to vote and the power to dispose of these shares of the Issuer's Common Stock ("Shares").

F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 20:05 UTC SaleCommon Stock, par value $0.001 per share 139,349 $26.81 $3,735,946.69
Disclosure

SEC source: 0001209191-21-040557 · doc4.xml · nonDerivative · entry 2

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 448,610

F1 · ownership.nature: The shares are held by the Mary Ann E. and Steven L. Ortega Family Trust.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 20:05 UTC SaleCommon Stock, par value $0.001 per share 564,267 $26.81 $15,127,998.27
Disclosure

SEC source: 0001209191-21-040557 · doc4.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,816,565

Read SEC document
June 14, 2021 Filed Jun 15, 2021 16:06 UTC
Strain JohnDirector
SaleCommon Stock, par value $0.001 per share 12,095 $26.81 $324,266.95
Disclosure

SEC source: 0001209191-21-040555 · doc4.xml · nonDerivative · entry 1

Strain John · CIK 0001807130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,937

Read SEC document
June 14, 2021 Filed Jun 15, 2021 16:05 UTC
KUFEL ERIC JDirector
SaleCommon Stock, par value $0.001 per share 10,893 $26.81 $292,041.33
Disclosure

SEC source: 0001209191-21-040552 · doc4.xml · nonDerivative · entry 1

KUFEL ERIC J · CIK 0001193283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,067

Read SEC document
June 14, 2021 Filed Jun 15, 2021 16:06 UTC
Egeck Michael R.Director · Chief Executive Officer
SaleCommon Stock, par value $0.001 per share 475,658 $26.81 $12,752,390.98
Disclosure

SEC source: 0001209191-21-040554 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,531,303

Read SEC document
June 14, 2021 Filed Jun 15, 2021 20:30 UTC SaleCommon Stock, par value $0.001 per share 13,505,650 $26.81 $362,097,281.02
Disclosure

SEC source: 0000899243-21-023859 · doc4.xml · nonDerivative · entry 1

Bubbles Investor Aggregator, L.P. · CIK 0001829133 · 10% owner

Chu James Michael · CIK 0001544498 · 10% owner

Dahnke Scott Arnold · CIK 0001545446 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,479,223

F1 · ownership.direct: C8 Management, L.L.C. is the general partner of Bubbles Investor Aggregator, L.P. and the management of C8 Management, L.L.C. is controlled by a managing board.

F2 · ownership.direct: J. Michael Chu and Scott A. Dahnke are the members of the managing board of C8 Management, L.L.C. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by the entities affiliated with Catterton Management Company, L.L.C., but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 16:05 UTC
Baker PaulaChief Revenue Officer
SaleCommon Stock, par value $0.001 per share 47,837 $26.81 $1,282,509.97
Disclosure

SEC source: 0001209191-21-040553 · doc4.xml · nonDerivative · entry 1

Baker Paula · CIK 0001664854 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,003

Read SEC document
June 14, 2021 Filed Jun 15, 2021 20:05 UTC
Weddell Steven MSee Remarks
SaleCommon Stock, par value $0.001 per share 438,710 $26.81 $11,761,815.10
Disclosure

SEC source: 0001209191-21-040551 · doc4.xml · nonDerivative · entry 1

Weddell Steven M · CIK 0001829224 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,412,353

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:20 UTC SaleCommon Stock 8,181,031 $26.81 $219,339,985.93
Disclosure

SEC source: 0001567619-21-012200 · doc1.xml · nonDerivative · entry 1

GIC Private Ltd · CIK 0000936828 · 10% owner

GIC Special Investments Pte Ltd · CIK 0001296212 · 10% owner

Explorer Investment Pte. Ltd. · CIK 0001829540 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,337,473

F1 · ownership.direct: Explorer Investment Pte. Ltd. ("Explorer") is controlled and managed by GIC Special Investments Pte Ltd ("GIC SI"), which in turn is a wholly-owned subsidiary of GIC Private Ltd ("GIC"). As such, each of Explorer, GIC SI and GIC may be deemed to share the power to vote and the power to dispose of these shares of the Issuer's Common Stock ("Shares").

F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 21:49 UTC SaleCommon Stock, par value $0.001 per share 13,212 $30.08 $397,416.96
Disclosure

SEC source: 0001209191-21-037841 · doc4.xml · nonDerivative · entry 3

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,380,832

F1 · kind: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · shares: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · acquired: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 17:45 UTC
Egeck Michael R.Director · Chief Executive Officer
SaleCommon Stock, par value $0.001 per share 56,668 $30.08 $1,704,573.44
Disclosure

SEC source: 0001209191-21-037834 · doc4.xml · nonDerivative · entry 3

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006,961

F1 · kind: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · shares: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · acquired: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 21:49 UTC SaleCommon Stock, par value $0.001 per share 67,516 $29.11 $1,965,390.76
Disclosure

SEC source: 0001209191-21-037841 · doc4.xml · nonDerivative · entry 2

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,394,044

F1 · kind: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · shares: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · acquired: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 17:45 UTC
Egeck Michael R.Director · Chief Executive Officer
SaleCommon Stock, par value $0.001 per share 289,586 $29.11 $8,429,848.46
Disclosure

SEC source: 0001209191-21-037834 · doc4.xml · nonDerivative · entry 2

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,063,629

F1 · kind: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · shares: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · acquired: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:49 UTC SaleCommon Stock, par value $0.001 per share 38,859 $29.04 $1,128,465.36
Disclosure

SEC source: 0001209191-21-037841 · doc4.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,461,560

F1 · kind: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · shares: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · acquired: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 17:45 UTC
Egeck Michael R.Director · Chief Executive Officer
SaleCommon Stock, par value $0.001 per share 166,676 $29.04 $4,840,271.04
Disclosure

SEC source: 0001209191-21-037834 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353,215

F1 · kind: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · shares: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · acquired: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 00:06 UTC Exercise / conversionRestricted Stock Units · Derivative 269,849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037446 · doc4.xml · derivative · entry 3

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,353

Underlying: Common Stock · 269,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: Represents grants of RSUs, of which 269,849 vested on May 28, 2021 because the volume weighted average trading price of a share of the Issuer's Common Stock was greater than $9.82 at the end of a rolling twenty (20)-day trading period commencing on May 2, 2021, and of which 7,353 of the RSUs will vest on November 2, 2021, subject to Mr. Ortega's continuous service as a member of the board of the Issuer.

F3 · derivative.expiration_date: Represents grants of RSUs, of which 269,849 vested on May 28, 2021 because the volume weighted average trading price of a share of the Issuer's Common Stock was greater than $9.82 at the end of a rolling twenty (20)-day trading period commencing on May 2, 2021, and of which 7,353 of the RSUs will vest on November 2, 2021, subject to Mr. Ortega's continuous service as a member of the board of the Issuer.

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May 28, 2021 Filed Jun 3, 2021 00:06 UTC Exercise / conversionCommon Stock, par value $0.001 per share 269,849 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037446 · doc4.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 20:04 UTC
Egeck Michael R.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 1,096,243 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037445 · doc4.xml · derivative · entry 3

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233,276

Underlying: Common Stock · 1,096,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs, of which 1,096,243 vested on May 28, 2021 because the volume weighted average trading price of a share of the Issuer's Common Stock was greater than $10.71 at the end of a rolling twenty (20)-day trading period commencing on May 2, 2021, and of which the remaining 1,233,276 of the RSUs will vest in equal installments of 205,545 on August 4, 2021 and each of the five (5) six (6)-month anniversaries thereafter, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F2 · derivative.expiration_date: Represents a grant of RSUs, of which 1,096,243 vested on May 28, 2021 because the volume weighted average trading price of a share of the Issuer's Common Stock was greater than $10.71 at the end of a rolling twenty (20)-day trading period commencing on May 2, 2021, and of which the remaining 1,233,276 of the RSUs will vest in equal installments of 205,545 on August 4, 2021 and each of the five (5) six (6)-month anniversaries thereafter, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

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May 28, 2021 Filed Jun 2, 2021 20:04 UTC
Egeck Michael R.Director · Chief Executive Officer
Exercise / conversionCommon Stock, par value $0.001 per share 1,096,243 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037445 · doc4.xml · nonDerivative · entry 2

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,519,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2021 Filed Jun 2, 2021 20:04 UTC
Egeck Michael R.Director · Chief Executive Officer
GiftCommon Stock, par value $0.001 per share 1,003,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037445 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,423,648

Read SEC document
April 22, 2021 Filed Apr 23, 2021 20:03 UTC SaleCommon Stock, par value $0.001 per share 115,566 $25.82 $2,983,914.12
Disclosure

SEC source: 0001209191-21-028102 · doc4.xml · nonDerivative · entry 2

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,230,570

F1 · kind: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs").

F1 · shares: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs").

F1 · acquired: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs").

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April 22, 2021 Filed Apr 23, 2021 20:02 UTC
Weddell Steven MSee Remarks
SaleCommon Stock, par value $0.001 per share 103,543 $25.82 $2,673,480.26
Disclosure

SEC source: 0001209191-21-028101 · doc4.xml · nonDerivative · entry 2

Weddell Steven M · CIK 0001829224 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,851,063

F1 · kind: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs").

F1 · shares: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs").

F1 · acquired: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs").

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April 21, 2021 Filed Apr 23, 2021 20:03 UTC Exercise / conversionRestricted Stock Units · Derivative 312,783 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028102 · doc4.xml · derivative · entry 4

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,202

Underlying: Common Stock · 312,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: Represents grants of RSUs, of which 312,783 vested, and of which (a) subject to Mr. Ortega's continuous employment or service with the Issuer or an affiliate until the applicable vesting date, 269,849 of the RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $9.82 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021, and (b) subject to Mr. Ortega's continuous service as a member of the board of the Issuer, 7,353 of the RSUs will vest on November 2, 2021.

F4 · derivative.expiration_date: Represents grants of RSUs, of which 312,783 vested, and of which (a) subject to Mr. Ortega's continuous employment or service with the Issuer or an affiliate until the applicable vesting date, 269,849 of the RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $9.82 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021, and (b) subject to Mr. Ortega's continuous service as a member of the board of the Issuer, 7,353 of the RSUs will vest on November 2, 2021.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 20:03 UTC Exercise / conversionCommon Stock, par value $0.001 per share 312,783 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028102 · doc4.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,346,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 20:02 UTC
Weddell Steven MSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 234,587 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028101 · doc4.xml · derivative · entry 3

Weddell Steven M · CIK 0001829224 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 234,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: Represents a grant of RSUs, of which is now fully vested.

F3 · derivative.expiration_date: Represents a grant of RSUs, of which is now fully vested.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 20:02 UTC
Weddell Steven MSee Remarks
Exercise / conversionCommon Stock, par value $0.001 per share 234,587 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028101 · doc4.xml · nonDerivative · entry 1

Weddell Steven M · CIK 0001829224 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,954,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 15:11 UTC SaleCommon Stock 10,838,955 $25.22 $273,358,445.10
Disclosure

SEC source: 0000905148-21-000222 · form4.xml · nonDerivative · entry 1

GIC Private Ltd · CIK 0000936828 · 10% owner

GIC Special Investments Pte Ltd · CIK 0001296212 · 10% owner

Explorer Investment Pte. Ltd. · CIK 0001829540 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,518,504

F1 · ownership.direct: Explorer Investment Pte. Ltd. ("Explorer") is controlled and managed by GIC Special Investments Pte Ltd ("GIC SI"), which in turn is a wholly-owned subsidiary of GIC Private Ltd ("GIC"). As such, each of Explorer, GIC SI and GIC may be deemed to share the power to vote and the power to dispose of these shares of the Issuer's Common Stock ("Shares").

F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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February 16, 2021 Filed Feb 18, 2021 21:18 UTC SaleCommon Stock, par value $0.001 per share 184,623 $25.22 $4,656,192.06
Disclosure

SEC source: 0001209191-21-011826 · doc4.xml · nonDerivative · entry 2

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 587,959

F1 · ownership.nature: The shares are held by the Mary Ann E. and Steven L. Ortega Family Trust.

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February 16, 2021 Filed Feb 18, 2021 21:18 UTC SaleCommon Stock, par value $0.001 per share 638,481 $25.22 $16,102,490.82
Disclosure

SEC source: 0001209191-21-011826 · doc4.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,033,353

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:20 UTC
Strain JohnDirector
SaleCommon Stock, par value $0.001 per share 16,024 $25.22 $404,125.28
Disclosure

SEC source: 0001209191-21-011837 · doc4.xml · nonDerivative · entry 1

Strain John · CIK 0001807130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,032

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:15 UTC
KUFEL ERIC JDirector
SaleCommon Stock, par value $0.001 per share 14,432 $25.22 $363,975.04
Disclosure

SEC source: 0001209191-21-011815 · doc4.xml · nonDerivative · entry 1

KUFEL ERIC J · CIK 0001193283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,960

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:12 UTC
Egeck Michael R.Director · Chief Executive Officer
SaleCommon Stock, par value $0.001 per share 762,135 $25.22 $19,221,044.70
Disclosure

SEC source: 0001209191-21-011806 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,427,148

Read SEC document
February 16, 2021 Filed Feb 18, 2021 16:07 UTC
Baker PaulaChief Revenue Officer
SaleCommon Stock, par value $0.001 per share 63,378 $25.22 $1,598,393.16
Disclosure

SEC source: 0001209191-21-011796 · doc4.xml · nonDerivative · entry 1

Baker Paula · CIK 0001664854 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,840

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:24 UTC
Weddell Steven MSee Remarks
SaleCommon Stock, par value $0.001 per share 540,094 $25.22 $13,621,170.68
Disclosure

SEC source: 0001209191-21-011852 · doc4.xml · nonDerivative · entry 1

Weddell Steven M · CIK 0001829224 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720,019

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.