Weddell Steven M

SEC source: 0001209191-23-045164 · doc4.xml · nonDerivative · entry 1

Weddell Steven M · CIK 0001829224 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,436,377

SEC source: 0001209191-22-061877 · doc4.xml · derivative · entry 1

Weddell Steven M · CIK 0001829224 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,660

Underlying: Common Stock · 28,660 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents grants of RSUs, of which 28,660 will vest in equal installments on December 15, 2023, December 15, 2024, December 15, 2025, and December 15, 2026, subject to Mr. Weddell's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F2 · derivative.expiration_date: Represents grants of RSUs, of which 28,660 will vest in equal installments on December 15, 2023, December 15, 2024, December 15, 2025, and December 15, 2026, subject to Mr. Weddell's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

SEC source: 0001209191-22-008010 · doc4.xml · nonDerivative · entry 1

Weddell Steven M · CIK 0001829224 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,411,377

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.67 to $19.89. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

SEC source: 0001209191-21-043969 · doc4.xml · nonDerivative · entry 1

Weddell Steven M · CIK 0001829224 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,386,377

F1 · kind: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

F1 · shares: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

SEC source: 0001209191-21-040551 · doc4.xml · nonDerivative · entry 1

Weddell Steven M · CIK 0001829224 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,412,353

SEC source: 0001209191-21-028101 · doc4.xml · nonDerivative · entry 2

Weddell Steven M · CIK 0001829224 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,851,063

F1 · kind: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs").

F1 · shares: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs").

F1 · acquired: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs").

SEC source: 0001209191-21-028101 · doc4.xml · derivative · entry 3

Weddell Steven M · CIK 0001829224 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 234,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: Represents a grant of RSUs, of which is now fully vested.

F3 · derivative.expiration_date: Represents a grant of RSUs, of which is now fully vested.

SEC source: 0001209191-21-028101 · doc4.xml · nonDerivative · entry 1

Weddell Steven M · CIK 0001829224 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,954,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-011852 · doc4.xml · nonDerivative · entry 1

Weddell Steven M · CIK 0001829224 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720,019

SEC source: 0000899243-20-030102 · doc4.xml · nonDerivative · entry 1

Weddell Steven M · CIK 0001829224 · See Remarks.

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by Bubbles Holdings, L.P.

Disclosed balance after: 2,260,113

F1 · kind: Gives effect to cash distributions required to be paid in connection with the initial public offering of Leslie's, Inc. to the Reporting Person in respect of his economic interests in Bubbles Holdings, L.P., which is a parent entity of Leslie's, Inc.

F1 · shares: Gives effect to cash distributions required to be paid in connection with the initial public offering of Leslie's, Inc. to the Reporting Person in respect of his economic interests in Bubbles Holdings, L.P., which is a parent entity of Leslie's, Inc.

F1 · acquired: Gives effect to cash distributions required to be paid in connection with the initial public offering of Leslie's, Inc. to the Reporting Person in respect of his economic interests in Bubbles Holdings, L.P., which is a parent entity of Leslie's, Inc.

F2 · balance_after: The shares shown in this row are held by Bubbles Holdings, L.P. as of the date hereof but are required to be distributed to the Reporting Person as soon as reasonably practicable after the date of the initial public offering of Leslie's, Inc. The amount of securities beneficially owned represents economic interests, indirectly, of the common stock, par value $0.001 per share, of Leslie's, Inc. based on its initial public offering price of $17.00 per share and after giving effect to such share distribution.

F2 · ownership.direct: The shares shown in this row are held by Bubbles Holdings, L.P. as of the date hereof but are required to be distributed to the Reporting Person as soon as reasonably practicable after the date of the initial public offering of Leslie's, Inc. The amount of securities beneficially owned represents economic interests, indirectly, of the common stock, par value $0.001 per share, of Leslie's, Inc. based on its initial public offering price of $17.00 per share and after giving effect to such share distribution.

F2 · ownership.nature: The shares shown in this row are held by Bubbles Holdings, L.P. as of the date hereof but are required to be distributed to the Reporting Person as soon as reasonably practicable after the date of the initial public offering of Leslie's, Inc. The amount of securities beneficially owned represents economic interests, indirectly, of the common stock, par value $0.001 per share, of Leslie's, Inc. based on its initial public offering price of $17.00 per share and after giving effect to such share distribution.

SEC source: 0000899243-20-030404 · doc4.xml · derivative · entry 1

Weddell Steven M · CIK 0001829224 · See Remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,587

Underlying: Common Stock, par value $0.001 per share ("Common Stock") · 234,587 shares

Expires 2021-04-21

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

SEC source: 0000899243-20-030051 · doc4.xml · derivative · entry 1

Weddell Steven M · CIK 0001829224 · See Remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,295

Underlying: Common Stock, par value $0.001 per share · 735,295 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents options to purchase shares ("Options") that will vest and become exercisable as follows, subject to the Reporting Person's continued employment through the applicable vesting date: (i) two-thirds of the Options will be subject to time vesting (the "Time Vesting Options") and will vest in equal 25% installments on each of the first four anniversaries of October 28, 2020, such that all of the Time Vesting Options will be fully vested on October 28, 2024; and (ii) one-third of the Options will be subject to performance vesting (the "Performance Vesting Options"), whereby (a) 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2021 and (b) the remaining 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2022.

F1 · derivative.exercise_date: Represents options to purchase shares ("Options") that will vest and become exercisable as follows, subject to the Reporting Person's continued employment through the applicable vesting date: (i) two-thirds of the Options will be subject to time vesting (the "Time Vesting Options") and will vest in equal 25% installments on each of the first four anniversaries of October 28, 2020, such that all of the Time Vesting Options will be fully vested on October 28, 2024; and (ii) one-third of the Options will be subject to performance vesting (the "Performance Vesting Options"), whereby (a) 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2021 and (b) the remaining 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2022.

F2 · derivative.expiration_date: All of the Options will expire upon the earliest of: (i) October 28, 2030; (ii) twelve months after the Reporting Person's termination of employment or service due to death; (iii) immediately upon termination of the Reporting Person's employment or service for "cause"; or (iv) ninety days after the Reporting Person's termination of employment or service for any reason not specified in the foregoing (ii) or (iii).