Ortega Steven L

SEC source: 0001531152-26-000037 · wk-form4_1782159294.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,671

F1 · shares: Restricted stock unit award ("RSUs") which shall vest on the earlier of (i) the first anniversary of the date of grant, which date of grant is June 18, 2026; or (ii) the day immediately preceding the date of the first annual meeting of the Company's shareholders following the date of grant. The reporting person has elected to defer the settlement of the RSUs until the reporting person's termination of service as a director.

SEC source: 0001531152-25-000107 · wk-form4_1756412008.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,383

SEC source: 0001531152-25-000078 · wk-form4_1750451901.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,303

F1 · shares: Restricted stock unit award ("RSUs") which shall vest on the earlier of (i) the first anniversary of the date of grant, which date of grant is June 19, 2025; or (ii) the day immediately preceding the date of the first annual meeting of the Company's shareholders following the date of grant. The reporting person has elected to defer the settlement of the RSUs until the reporting person's termination of service as a director.

SEC source: 0001531152-25-000055 · wk-form4_1748550067.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,641

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $114.48 to $114.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within ranges set forth in this footnote.

SEC source: 0001531152-24-000140 · wk-form4_1726604035.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,901

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $81.20 to $81.27, inclusive. The reporting person undertakes to provide to the Issuer any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within ranges set forth in this footnote.

SEC source: 0001531152-24-000108 · wk-form4_1719002046.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,446

F1 · shares: Restricted stock unit award which shall vest on the earlier of (i) the first anniversary of the date of grant, which date of grant is June 20, 2024; or (ii) the day immediately preceding the date of the first annual meeting of the Company's shareholders following the date of grant.

SEC source: 0001531152-24-000086 · wk-form4_1718742556.xml · derivative · entry 2

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to one share of BJ's Wholesale Club Holdings, Inc. (the "Company") common stock.

F2 · derivative.exercise_date: The RSUs shall vest on the earlier of (i) the first anniversary of the date of grant, which date of grant is June 15, 2023; or (ii) the day immediately preceding the date of the first annual meeting of the Company's shareholders following the date of grant.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001531152-24-000086 · wk-form4_1718742556.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-032197 · ownership.xml · derivative · entry 3

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,357 shares

Expires 2024-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

SEC source: 0000950170-24-032197 · ownership.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001531152-23-000083 · wk-form4_1687293263.xml · derivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,414

Underlying: Common Stock · 2,414 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to one share of BJ's Wholesale Club Holdings, Inc. (the "Company") common stock.

F2 · derivative.exercise_date: The RSUs shall vest on the earlier of (i) the first anniversary of the date of grant, which date of grant is June 15, 2023; or (ii) the day immediately preceding the date of the first annual meeting of the Company's shareholders following the date of grant.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001209191-23-019273 · doc4.xml · derivative · entry 4

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,357

Underlying: Common Stock · 10,357 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents a grant of RSUs of which 10,357 will vest on the earlier of (a) March 14, 2024 or (b) the day prior to the Company's annual meeting of stockholders held in March 2024 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ortega's continuous service as a member of the Board until the Vesting Date.

F3 · derivative.expiration_date: Represents a grant of RSUs of which 10,357 will vest on the earlier of (a) March 14, 2024 or (b) the day prior to the Company's annual meeting of stockholders held in March 2024 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ortega's continuous service as a member of the Board until the Vesting Date.

SEC source: 0001209191-23-019273 · doc4.xml · derivative · entry 3

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,098 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

SEC source: 0001209191-23-019273 · doc4.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-019534 · doc4.xml · derivative · entry 4

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,098

Underlying: Common Stock · 6,098 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents a grant of RSUs of which 6,098 will vest on the earlier of (a) March 16, 2023 or (b) the day prior to the Company's annual meeting of stockholders held in March 2023 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ortega's continuous service as a member of the Board until the Vesting Date.

F3 · derivative.expiration_date: Represents a grant of RSUs of which 6,098 will vest on the earlier of (a) March 16, 2023 or (b) the day prior to the Company's annual meeting of stockholders held in March 2023 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ortega's continuous service as a member of the Board until the Vesting Date.

SEC source: 0001209191-22-019534 · doc4.xml · derivative · entry 3

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,207 shares

Expires 2022-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

SEC source: 0001209191-22-019534 · doc4.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-062901 · doc4.xml · derivative · entry 5

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,207

Underlying: Common Stock · 2,207 shares

Expires not disclosed

F4 · derivative.exercise_date: Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ortega's continuous service as a member of the Board until the Vesting Date.

F4 · derivative.expiration_date: Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ortega's continuous service as a member of the Board until the Vesting Date.

SEC source: 0001209191-21-062901 · doc4.xml · derivative · entry 4

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,353 shares

Expires 2021-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

SEC source: 0001209191-21-062901 · doc4.xml · nonDerivative · entry 2

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-062901 · doc4.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,479

F1 · shares: On July 30, 2021, Mr. Ortega transferred 1,435,676 shares to the Mary Ann and Steven Ortega Family Trust, for estate planning purposes, of which Mr. Ortega is a trustee.

SEC source: 0001209191-21-043971 · doc4.xml · nonDerivative · entry 2

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 440,359

F1 · kind: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

F1 · shares: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

F2 · ownership.nature: The shares are held by the Mary Ann E. and Steven L. Ortega Family Trust.

SEC source: 0001209191-21-043971 · doc4.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,783,155

F1 · kind: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

F1 · shares: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

SEC source: 0001209191-21-040557 · doc4.xml · nonDerivative · entry 2

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 448,610

F1 · ownership.nature: The shares are held by the Mary Ann E. and Steven L. Ortega Family Trust.

SEC source: 0001209191-21-040557 · doc4.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,816,565

SEC source: 0001209191-21-037841 · doc4.xml · nonDerivative · entry 3

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,380,832

F1 · kind: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · shares: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · acquired: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001209191-21-037841 · doc4.xml · nonDerivative · entry 2

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,394,044

F1 · kind: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · shares: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · acquired: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001209191-21-037841 · doc4.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,461,560

F1 · kind: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · shares: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · acquired: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001209191-21-037446 · doc4.xml · derivative · entry 3

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,353

Underlying: Common Stock · 269,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: Represents grants of RSUs, of which 269,849 vested on May 28, 2021 because the volume weighted average trading price of a share of the Issuer's Common Stock was greater than $9.82 at the end of a rolling twenty (20)-day trading period commencing on May 2, 2021, and of which 7,353 of the RSUs will vest on November 2, 2021, subject to Mr. Ortega's continuous service as a member of the board of the Issuer.

F3 · derivative.expiration_date: Represents grants of RSUs, of which 269,849 vested on May 28, 2021 because the volume weighted average trading price of a share of the Issuer's Common Stock was greater than $9.82 at the end of a rolling twenty (20)-day trading period commencing on May 2, 2021, and of which 7,353 of the RSUs will vest on November 2, 2021, subject to Mr. Ortega's continuous service as a member of the board of the Issuer.

SEC source: 0001209191-21-037446 · doc4.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-028102 · doc4.xml · nonDerivative · entry 2

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,230,570

F1 · kind: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs").

F1 · shares: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs").

F1 · acquired: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs").

SEC source: 0001209191-21-028102 · doc4.xml · derivative · entry 4

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,202

Underlying: Common Stock · 312,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: Represents grants of RSUs, of which 312,783 vested, and of which (a) subject to Mr. Ortega's continuous employment or service with the Issuer or an affiliate until the applicable vesting date, 269,849 of the RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $9.82 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021, and (b) subject to Mr. Ortega's continuous service as a member of the board of the Issuer, 7,353 of the RSUs will vest on November 2, 2021.

F4 · derivative.expiration_date: Represents grants of RSUs, of which 312,783 vested, and of which (a) subject to Mr. Ortega's continuous employment or service with the Issuer or an affiliate until the applicable vesting date, 269,849 of the RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $9.82 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021, and (b) subject to Mr. Ortega's continuous service as a member of the board of the Issuer, 7,353 of the RSUs will vest on November 2, 2021.

SEC source: 0001209191-21-028102 · doc4.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,346,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-011826 · doc4.xml · nonDerivative · entry 2

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 587,959

F1 · ownership.nature: The shares are held by the Mary Ann E. and Steven L. Ortega Family Trust.

SEC source: 0001209191-21-011826 · doc4.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,033,353

SEC source: 0000899243-20-030101 · doc4.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Directly held by Bubbles Holdings, L.P.

Disclosed balance after: 3,444,416

F1 · kind: Gives effect to cash distributions required to be paid in connection with the initial public offering of Leslie's, Inc. to the Reporting Person in respect of his economic interests in Bubbles Holdings, L.P., which is a parent entity of Leslie's, Inc.

F1 · shares: Gives effect to cash distributions required to be paid in connection with the initial public offering of Leslie's, Inc. to the Reporting Person in respect of his economic interests in Bubbles Holdings, L.P., which is a parent entity of Leslie's, Inc.

F1 · acquired: Gives effect to cash distributions required to be paid in connection with the initial public offering of Leslie's, Inc. to the Reporting Person in respect of his economic interests in Bubbles Holdings, L.P., which is a parent entity of Leslie's, Inc.

F2 · balance_after: The shares shown in this row are held by Bubbles Holdings, L.P. as of the date hereof but are required to be distributed to the Reporting Person as soon as reasonably practicable after the date of the initial public offering of Leslie's, Inc. The amount of securities beneficially owned represents economic interests, indirectly, of the common stock, par value $0.001 per share, of Leslie's, Inc. based on its initial public offering price of $17.00 per share and after giving effect to such share distribution.

F2 · ownership.direct: The shares shown in this row are held by Bubbles Holdings, L.P. as of the date hereof but are required to be distributed to the Reporting Person as soon as reasonably practicable after the date of the initial public offering of Leslie's, Inc. The amount of securities beneficially owned represents economic interests, indirectly, of the common stock, par value $0.001 per share, of Leslie's, Inc. based on its initial public offering price of $17.00 per share and after giving effect to such share distribution.

F2 · ownership.nature: The shares shown in this row are held by Bubbles Holdings, L.P. as of the date hereof but are required to be distributed to the Reporting Person as soon as reasonably practicable after the date of the initial public offering of Leslie's, Inc. The amount of securities beneficially owned represents economic interests, indirectly, of the common stock, par value $0.001 per share, of Leslie's, Inc. based on its initial public offering price of $17.00 per share and after giving effect to such share distribution.

SEC source: 0000899243-20-030406 · doc4.xml · derivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,632

Underlying: Common Stock, par value $0.001 per share ("Common Stock") · 582,632 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSUs will vest as follows, subject to Mr. Ortega's continuous employment or service with the Issuer or an affiliate until the applicable vesting date: (a) 312,783 of the RSUs will vest on April 21, 2021; and (b) 269,849 of the RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $9.82 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021.

F2 · derivative.expiration_date: The RSUs will vest as follows, subject to Mr. Ortega's continuous employment or service with the Issuer or an affiliate until the applicable vesting date: (a) 312,783 of the RSUs will vest on April 21, 2021; and (b) 269,849 of the RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $9.82 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021.

SEC source: 0000899243-20-031275 · doc4.xml · derivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,985

Underlying: Common Stock, par value $0.001 per share ("Common Stock") · 7,353 shares

Expires 2021-11-02

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · balance_after: Includes another grant of 582,632 RSUs made on November 2, 2020.

SEC source: 0000899243-20-030055 · doc4.xml · derivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,060

Underlying: Common Stock, par value $0.001 per share · 147,060 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents options to purchase shares ("Options") that will vest and become exercisable as follows, subject to the Reporting Person's continued employment through the applicable vesting date: (i) two-thirds of the Options will be subject to time vesting (the "Time Vesting Options") and will vest in equal 25% installments on each of the first four anniversaries of October 28, 2020, such that all of the Time Vesting Options will be fully vested on October 28, 2024; and (ii) one-third of the Options will be subject to performance vesting (the "Performance Vesting Options"), whereby (a) 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2021 and (b) the remaining 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2022.

F1 · derivative.exercise_date: Represents options to purchase shares ("Options") that will vest and become exercisable as follows, subject to the Reporting Person's continued employment through the applicable vesting date: (i) two-thirds of the Options will be subject to time vesting (the "Time Vesting Options") and will vest in equal 25% installments on each of the first four anniversaries of October 28, 2020, such that all of the Time Vesting Options will be fully vested on October 28, 2024; and (ii) one-third of the Options will be subject to performance vesting (the "Performance Vesting Options"), whereby (a) 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2021 and (b) the remaining 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2022.

F2 · derivative.expiration_date: All of the Options will expire upon the earliest of: (i) October 28, 2030; (ii) twelve months after the Reporting Person's termination of employment or service due to death; (iii) immediately upon termination of the Reporting Person's employment or service for "cause"; or (iv) ninety days after the Reporting Person's termination of employment or service for any reason not specified in the foregoing (ii) or (iii).