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person · Reporting owner

Ray James R Jr

Disclosed activity across 4 companies

Tapewire entity
39304
SEC CIK
0001808166

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Commercial Vehicle Group, Inc.CVGI · Entity 6627DirectorApril 22, 2026June 11, 2026
Leslie's, Inc.LESL · Entity 8291DirectorMarch 15, 2023March 16, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Commercial Vehicle Group, Inc.

Report date April 22, 2026 · Filed June 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect1,293,494 Ending reported balance After 2026-06-02 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-04-22 · Disposition to issuer · Disposed 85,031 · Balance 873,384

F1: As disclosed in a Form 8-K filed with the SEC on April 24, 2026, on June 10, 2025, the Compensation Committee (the Committee) of Commercial Vehicle Group, Inc. (the Company) granted 805,031 shares of restricted stock pursuant to the Company's Amended and Restated 2020 Equity Incentive Plan (the Plan) to Mr. James Ray, the Company's President and Chief Executive Officer. It came to the attention of the Committee that, in light of the significant fluctuation in the Company's stock price, the original grant to Mr. Ray exceeded the Plan share limitation by 85,031 shares. Effective April 22, 2026, Mr. Ray agreed to surrender and transfer to the Company for no consideration, all right, title and interest in and to 85,031 unvested shares of such restricted stock award so that the original grant will comply with the requirements of the Plan.

Row 2 · 2026-06-02 · Grant · Acquired 85,031 · Balance 958,415

F2: On June 2, 2026, the Committee granted to Mr. Ray 85,031 shares of restricted stock. These shares will vest on the date Mr. Ray reaches retirement age (the Rule of 66). For purposes of this grant, the Rule of 66 date will be January 4, 2027. These shares cannot be sold for a period of one-year from the vesting date.

Row 3 · 2026-06-02 · Grant · Acquired 335,079 · Balance 1,293,494

F3: These shares will vest on date Mr. Ray reaches the Rule of 66. For purposes of this grant, the Rule of 66 date will be January 4, 2027. These shares cannot be sold for a period of one-year from the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: As disclosed in a Form 8-K filed with the SEC on April 24, 2026, on June 10, 2025, the Compensation Committee (the Committee) of Commercial Vehicle Group, Inc. (the Company) granted 805,031 shares of restricted stock pursuant to the Company's Amended and Restated 2020 Equity Incentive Plan (the Plan) to Mr. James Ray, the Company's President and Chief Executive Officer. It came to the attention of the Committee that, in light of the significant fluctuation in the Company's stock price, the original grant to Mr. Ray exceeded the Plan share limitation by 85,031 shares. Effective April 22, 2026, Mr. Ray agreed to surrender and transfer to the Company for no consideration, all right, title and interest in and to 85,031 unvested shares of such restricted stock award so that the original grant will comply with the requirements of the Plan.

F2: On June 2, 2026, the Committee granted to Mr. Ray 85,031 shares of restricted stock. These shares will vest on the date Mr. Ray reaches retirement age (the Rule of 66). For purposes of this grant, the Rule of 66 date will be January 4, 2027. These shares cannot be sold for a period of one-year from the vesting date.

F3: These shares will vest on date Mr. Ray reaches the Rule of 66. For purposes of this grant, the Rule of 66 date will be January 4, 2027. These shares cannot be sold for a period of one-year from the vesting date.

Leslie's, Inc.

Report date March 15, 2023 · Filed March 16, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect9,811 Reported balance After 2023-03-15 transaction · row 1
1 source row

Row 1 · 2023-03-15 · Exercise / conversion · Acquired 4,632 · Balance 9,811

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2023-03-15Direct0 Reported balance After 2023-03-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-03-15 · Exercise / conversion · Disposed 4,632 · Balance 0

F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct10,357 Reported balance After 2023-03-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-03-15 · Grant · Acquired 10,357 · Balance 10,357

F2: Represents a grant of RSUs of which 10,357 will vest on the earlier of (a) March 14, 2024 or (b) the day prior to the Company's annual meeting of stockholders held in March 2024 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ray's continuous service as a member of the Board until the Vesting Date.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2: Represents a grant of RSUs of which 10,357 will vest on the earlier of (a) March 14, 2024 or (b) the day prior to the Company's annual meeting of stockholders held in March 2024 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ray's continuous service as a member of the Board until the Vesting Date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

RR Donnelley & Sons Co

Report date February 25, 2022 · Filed February 28, 2022

Section 16 reporting ended · disclosed 2022-02-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-02-25 transaction · row 1
1 source row

Row 1 · 2022-02-25 · Disposition to issuer · Disposed 30,466 · Balance 0

F1: On February 25, 2022, R. R. Donnelley & Sons Company (the "Company") was acquired by Chatham Delta Parent, Inc. ("Parent") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 14, 2021, by and among the Company, Parent, and Warrior Chatham Delta Acquisition Sub, Inc., a wholly owned subsidiary of Chatham (the "Merger"). Includes time-based restricted stock units ("RSUs"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Company common stock and RSU converted into the right to receive $10.85 per share in cash without interest (the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: On February 25, 2022, R. R. Donnelley & Sons Company (the "Company") was acquired by Chatham Delta Parent, Inc. ("Parent") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 14, 2021, by and among the Company, Parent, and Warrior Chatham Delta Acquisition Sub, Inc., a wholly owned subsidiary of Chatham (the "Merger"). Includes time-based restricted stock units ("RSUs"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Company common stock and RSU converted into the right to receive $10.85 per share in cash without interest (the "Merger Consideration").

Spirit AeroSystems Holdings, Inc.

Report date December 08, 2025 · Filed December 08, 2025

Section 16 reporting ended · disclosed 2025-12-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-12-08 transaction · row 1
1 source row

Row 1 · 2025-12-08 · Disposition to issuer · Disposed 7,414 · Balance 0

F1: On December 8, 2025, pursuant to the Agreement and Plan of Merger among the issuer, The Boeing Company (Boeing) and Sphere Acquisition Corp., dated June 30, 2024 (the Merger Agreement), each outstanding restricted Share (as defined below) (RSA) held by a non-employee director of the issuer was automatically canceled and the holder thereof became entitled to receive (subject to any applicable withholding or other taxes or other amounts required to be withheld by applicable law) a number of shares of Boeing common stock equal to 0.1955 (the Exchange Ratio) multiplied by the number of Shares subject to such RSA immediately prior to the Effective Time (as defined in the Merger Agreement).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-12-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-12-08 · Disposition to issuer · Disposed 16,288 · Balance 0

F2: Restricted stock units (RSUs), once vested and payable, would be settled in shares of the Class A Common Stock (Shares) of the issuer on a one-for-one basis.

F3: On December 8, 2025, pursuant to the Merger Agreement each outstanding RSU held by a non-employee director of the issuer was automatically canceled, and the holder thereof became entitled to receive (subject to any applicable withholding or other taxes or other amounts required to be withheld by applicable law) a number of shares of Boeing common stock equal to the Exchage Ratio multiplied by the number of Shares subject to such RSU immediately prior to the Effective Time (as defined in the Merger Agreement).

Filing footnotes · ownership attribution and instrument terms

F1: On December 8, 2025, pursuant to the Agreement and Plan of Merger among the issuer, The Boeing Company (Boeing) and Sphere Acquisition Corp., dated June 30, 2024 (the Merger Agreement), each outstanding restricted Share (as defined below) (RSA) held by a non-employee director of the issuer was automatically canceled and the holder thereof became entitled to receive (subject to any applicable withholding or other taxes or other amounts required to be withheld by applicable law) a number of shares of Boeing common stock equal to 0.1955 (the Exchange Ratio) multiplied by the number of Shares subject to such RSA immediately prior to the Effective Time (as defined in the Merger Agreement).

F2: Restricted stock units (RSUs), once vested and payable, would be settled in shares of the Class A Common Stock (Shares) of the issuer on a one-for-one basis.

F3: On December 8, 2025, pursuant to the Merger Agreement each outstanding RSU held by a non-employee director of the issuer was automatically canceled, and the holder thereof became entitled to receive (subject to any applicable withholding or other taxes or other amounts required to be withheld by applicable law) a number of shares of Boeing common stock equal to the Exchage Ratio multiplied by the number of Shares subject to such RSU immediately prior to the Effective Time (as defined in the Merger Agreement).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2026 Filed Jun 11, 2026 20:18 UTC Commercial Vehicle Group, Inc. CVGI · Entity 6627 GrantCommon Stock, $0.01 par value 335,079 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-042519 · wk-form4_1781209128.xml · nonDerivative · entry 3

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,293,494

F3 · shares: These shares will vest on date Mr. Ray reaches the Rule of 66. For purposes of this grant, the Rule of 66 date will be January 4, 2027. These shares cannot be sold for a period of one-year from the vesting date.

Read SEC document
June 02, 2026 Filed Jun 11, 2026 20:18 UTC Commercial Vehicle Group, Inc. CVGI · Entity 6627 GrantCommon Stock, $0.01 par value 85,031 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-042519 · wk-form4_1781209128.xml · nonDerivative · entry 2

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 958,415

F2 · shares: On June 2, 2026, the Committee granted to Mr. Ray 85,031 shares of restricted stock. These shares will vest on the date Mr. Ray reaches retirement age (the Rule of 66). For purposes of this grant, the Rule of 66 date will be January 4, 2027. These shares cannot be sold for a period of one-year from the vesting date.

Read SEC document
April 22, 2026 Filed Jun 11, 2026 20:18 UTC Commercial Vehicle Group, Inc. CVGI · Entity 6627 Disposition to issuerCommon Stock, $0.01 par value 85,031 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-042519 · wk-form4_1781209128.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 873,384

F1 · shares: As disclosed in a Form 8-K filed with the SEC on April 24, 2026, on June 10, 2025, the Compensation Committee (the Committee) of Commercial Vehicle Group, Inc. (the Company) granted 805,031 shares of restricted stock pursuant to the Company's Amended and Restated 2020 Equity Incentive Plan (the Plan) to Mr. James Ray, the Company's President and Chief Executive Officer. It came to the attention of the Committee that, in light of the significant fluctuation in the Company's stock price, the original grant to Mr. Ray exceeded the Plan share limitation by 85,031 shares. Effective April 22, 2026, Mr. Ray agreed to surrender and transfer to the Company for no consideration, all right, title and interest in and to 85,031 unvested shares of such restricted stock award so that the original grant will comply with the requirements of the Plan.

Read SEC document
March 31, 2026 Filed Apr 21, 2026 21:36 UTC Commercial Vehicle Group, Inc. CVGI · Entity 6627 Tax withholdingCommon Stock, $0.01 par value 80,100 $3.39 $271,539.00
Disclosure

SEC source: 0001628280-26-026347 · wk-form4_1776807358.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 958,415

F1 · shares: The company withheld 80,100 shares from the Reporting Person to cover taxes relating to the vesting of 268,344 shares.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:12 UTC Commercial Vehicle Group, Inc. CVGI · Entity 6627 Tax withholdingCommon Stock, $0.01 par value 32,455 $1.44 $46,735.20
Disclosure

SEC source: 0001628280-26-000421 · wk-form4_1767647539.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,038,515

F1 · shares: The company withheld 32,455 shares from the Reporting Person to cover taxes relating to the vesting of 72,365 shares.

Read SEC document
December 08, 2025 Filed Dec 8, 2025 14:02 UTC Spirit AeroSystems Holdings, Inc. SPR · Entity 72053 Disposition to issuerRestricted Stock Units · Derivative 16,288 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-055723 · wk-form4_1765202551.xml · derivative · entry 2

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,288 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units (RSUs), once vested and payable, would be settled in shares of the Class A Common Stock (Shares) of the issuer on a one-for-one basis.

F3 · price: On December 8, 2025, pursuant to the Merger Agreement each outstanding RSU held by a non-employee director of the issuer was automatically canceled, and the holder thereof became entitled to receive (subject to any applicable withholding or other taxes or other amounts required to be withheld by applicable law) a number of shares of Boeing common stock equal to the Exchage Ratio multiplied by the number of Shares subject to such RSU immediately prior to the Effective Time (as defined in the Merger Agreement).

F3 · derivative.exercise_date: On December 8, 2025, pursuant to the Merger Agreement each outstanding RSU held by a non-employee director of the issuer was automatically canceled, and the holder thereof became entitled to receive (subject to any applicable withholding or other taxes or other amounts required to be withheld by applicable law) a number of shares of Boeing common stock equal to the Exchage Ratio multiplied by the number of Shares subject to such RSU immediately prior to the Effective Time (as defined in the Merger Agreement).

F3 · derivative.expiration_date: On December 8, 2025, pursuant to the Merger Agreement each outstanding RSU held by a non-employee director of the issuer was automatically canceled, and the holder thereof became entitled to receive (subject to any applicable withholding or other taxes or other amounts required to be withheld by applicable law) a number of shares of Boeing common stock equal to the Exchage Ratio multiplied by the number of Shares subject to such RSU immediately prior to the Effective Time (as defined in the Merger Agreement).

Read SEC document
December 08, 2025 Filed Dec 8, 2025 14:02 UTC Spirit AeroSystems Holdings, Inc. SPR · Entity 72053 Disposition to issuerClass A Common Stock 7,414 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-055723 · wk-form4_1765202551.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On December 8, 2025, pursuant to the Agreement and Plan of Merger among the issuer, The Boeing Company (Boeing) and Sphere Acquisition Corp., dated June 30, 2024 (the Merger Agreement), each outstanding restricted Share (as defined below) (RSA) held by a non-employee director of the issuer was automatically canceled and the holder thereof became entitled to receive (subject to any applicable withholding or other taxes or other amounts required to be withheld by applicable law) a number of shares of Boeing common stock equal to 0.1955 (the Exchange Ratio) multiplied by the number of Shares subject to such RSA immediately prior to the Effective Time (as defined in the Merger Agreement).

Read SEC document
June 10, 2025 Filed Jun 12, 2025 21:21 UTC Commercial Vehicle Group, Inc. CVGI · Entity 6627 GrantCommon Stock, $0.01 par value 805,031 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031093 · wk-form4_1749763263.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,070,970

F1 · shares: The shares vest in increments of 33.5 percent (rounded to the nearest whole number) on each of March 31, 2026; 2027; and 2028, or upon reaching Rule of 66, if the Reporting Person remains an employee of the company through such dates. However, pursuant to the Amended and Restated 2020 Equity Incentive Plan, the Reporting Person may not sell any shares awarded for a minimum of one-year post-vesting.

Read SEC document
May 28, 2025 Filed May 30, 2025 19:04 UTC Spirit AeroSystems Holdings, Inc. SPR · Entity 72053 GrantClass A Common Stock 7,414 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-028545 · wk-form4_1748631847.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,414

Read SEC document
December 31, 2024 Filed Jan 2, 2025 23:54 UTC Commercial Vehicle Group, Inc. CVGI · Entity 6627 Tax withholdingCommon Stock, $0.01 par value 33,179 $2.48 $82,283.92
Disclosure

SEC source: 0001628280-25-000115 · wk-form4_1735862070.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,215

F1 · shares: The company withheld 33,179 shares from the Reporting Person to cover taxes relating to the vesting of 72,365 shares.

Read SEC document
December 31, 2024 Filed Feb 13, 2025 21:34 UTC Amendment Commercial Vehicle Group, Inc. CVGI · Entity 6627 Tax withholdingCommon Stock, $0.01 par value 0 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-005441 · wk-form4a_1739482491.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,939

F1 · kind: This amendment corrects the code from an "S" to "F" reflecting that there was no sale , but a withholding of shares to cover taxes.

F2 · shares: No additional information to report as this is a correction of only the code to reflect that there was no sale, but only a withholding to cover taxes.

F2 · price: No additional information to report as this is a correction of only the code to reflect that there was no sale, but only a withholding to cover taxes.

Read SEC document
December 31, 2024 Filed Feb 13, 2025 21:05 UTC Amendment Commercial Vehicle Group, Inc. CVGI · Entity 6627 SaleCommon Stock, $0.01 par value 32,455 $2.43 $78,865.65
Disclosure

SEC source: 0001628280-25-005396 · wk-form4a_1739480704.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,939

F1 · balance_after: This Amendment is being filed to correct the number of shares withheld to cover taxes in the Form 4 filed on 01/02/2025. This Amendment reflects the accurate number of shares that were withheld to cover taxes and this is the accurate total number of shares subsequent to the Amendment.

Read SEC document
May 06, 2024 Filed May 8, 2024 17:58 UTC Spirit AeroSystems Holdings, Inc. SPR · Entity 72053 GrantRestricted Stock Units · Derivative 4,543 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-021558 · wk-form4_1715191078.xml · derivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,288

Underlying: Class A Common Stock · 4,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock, once vested and payable, on a one-for-one basis.

F2 · derivative.exercise_date: On May 6, 2024, the reporting person was granted 4,543 restricted stock units that are subject to a service condition requiring the reporting person to remain as a Director with the issuer until May 6, 2025. Benefits will be paid in shares of stock upon the reporting person's termination of service provided such service condition is met.

F2 · derivative.expiration_date: On May 6, 2024, the reporting person was granted 4,543 restricted stock units that are subject to a service condition requiring the reporting person to remain as a Director with the issuer until May 6, 2025. Benefits will be paid in shares of stock upon the reporting person's termination of service provided such service condition is met.

Read SEC document
December 20, 2023 Filed Dec 20, 2023 22:00 UTC Commercial Vehicle Group, Inc. CVGI · Entity 6627 GrantCommon Stock, $0.01 par value 217,096 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-042278 · wk-form4_1703109602.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,394

F1 · shares: The shares vest in increments of 33.3 percent (rounded to the nearest whole number) on each of December 31, 2024, 2025; and 2026.

Read SEC document
May 11, 2023 Filed May 15, 2023 15:59 UTC Commercial Vehicle Group, Inc. CVGI · Entity 6627 GrantCommon Stock, $0.01 par value 13,716 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018041 · wf-form4_168416636486134.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,298

F1 · shares: These shares vest on the first to occur of May 11, 2024 or the 2024 Annual Meeting of Stockholders.

Read SEC document
May 08, 2023 Filed May 10, 2023 22:03 UTC Spirit AeroSystems Holdings, Inc. SPR · Entity 72053 GrantRestricted Stock Units · Derivative 6,120 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-017340 · wf-form4_168375622315263.xml · derivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,745

Underlying: Class A Common Stock · 6,120 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock, once vested and payable, on a one-for-one basis.

F2 · shares: On May 8, 2023, the reporting person was granted 6,120 restricted stock units that are subject to a service condition requiring the reporting person to remain as a Director with the issuer until May 8, 2024. Benefits will be paid in shares of stock upon the reporting person's termination of service provided such service condition is met.

F2 · derivative.exercise_date: On May 8, 2023, the reporting person was granted 6,120 restricted stock units that are subject to a service condition requiring the reporting person to remain as a Director with the issuer until May 8, 2024. Benefits will be paid in shares of stock upon the reporting person's termination of service provided such service condition is met.

F2 · derivative.expiration_date: On May 8, 2023, the reporting person was granted 6,120 restricted stock units that are subject to a service condition requiring the reporting person to remain as a Director with the issuer until May 8, 2024. Benefits will be paid in shares of stock upon the reporting person's termination of service provided such service condition is met.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 20:15 UTC Leslie's, Inc. LESL · Entity 8291 GrantRestricted Stock Units · Derivative 10,357 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019274 · doc4.xml · derivative · entry 3

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,357

Underlying: Common Stock · 10,357 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs of which 10,357 will vest on the earlier of (a) March 14, 2024 or (b) the day prior to the Company's annual meeting of stockholders held in March 2024 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ray's continuous service as a member of the Board until the Vesting Date.

F2 · derivative.expiration_date: Represents a grant of RSUs of which 10,357 will vest on the earlier of (a) March 14, 2024 or (b) the day prior to the Company's annual meeting of stockholders held in March 2024 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ray's continuous service as a member of the Board until the Vesting Date.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 20:15 UTC Leslie's, Inc. LESL · Entity 8291 Exercise / conversionRestricted Stock Units · Derivative 4,632 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019274 · doc4.xml · derivative · entry 2

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,632 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 20:15 UTC Leslie's, Inc. LESL · Entity 8291 Exercise / conversionCommon Stock, par value $0.001 per share 4,632 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019274 · doc4.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2022 Filed Aug 15, 2022 20:09 UTC Leslie's, Inc. LESL · Entity 8291 GrantRestricted Stock Units · Derivative 4,632 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045805 · doc4.xml · derivative · entry 3

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,632

Underlying: Common Stock · 4,632 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs of which 4,632 will vest on the earlier of (a) March 16, 2023 or (b) the day prior to the Company's annual meeting of stockholders held in March 2023 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ray's continuous service as a member of the Board until the Vesting Date.

F2 · derivative.expiration_date: Represents a grant of RSUs of which 4,632 will vest on the earlier of (a) March 16, 2023 or (b) the day prior to the Company's annual meeting of stockholders held in March 2023 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ray's continuous service as a member of the Board until the Vesting Date.

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August 13, 2022 Filed Aug 15, 2022 20:09 UTC Leslie's, Inc. LESL · Entity 8291 Exercise / conversionRestricted Stock Units · Derivative 5,179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045805 · doc4.xml · derivative · entry 2

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,179 shares

Expires 2022-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

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August 13, 2022 Filed Aug 15, 2022 20:09 UTC Leslie's, Inc. LESL · Entity 8291 Exercise / conversionCommon Stock, par value $0.001 per share 5,179 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045805 · doc4.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2022 Filed May 23, 2022 18:30 UTC Commercial Vehicle Group, Inc. CVGI · Entity 6627 GrantCommon Stock, $0.01 par value 15,919 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015161 · wf-form4_165333064291767.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,582

F1 · shares: These shares vest on the first to occur of May 19, 2023 or the 2023 Annual Meeting of Stockholders.

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May 09, 2022 Filed May 11, 2022 23:15 UTC Spirit AeroSystems Holdings, Inc. SPR · Entity 72053 GrantRestricted Stock Units · Derivative 4,775 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-010114 · doc1.xml · derivative · entry 2

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Class A Common Stock · 4,775 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock, once vested and payable, on a one-for-one basis.

F3 · shares: On May 9, 2022, the reporting person was granted 4,775 restricted stock units that are subject to a service condition requiring the reporting person to remain as a Director with the issuer until May 9, 2023. Benefits will be paid in shares of stock upon the reporting person's termination of service provided such service condition is met.

F3 · derivative.exercise_date: On May 9, 2022, the reporting person was granted 4,775 restricted stock units that are subject to a service condition requiring the reporting person to remain as a Director with the issuer until May 9, 2023. Benefits will be paid in shares of stock upon the reporting person's termination of service provided such service condition is met.

F3 · derivative.expiration_date: On May 9, 2022, the reporting person was granted 4,775 restricted stock units that are subject to a service condition requiring the reporting person to remain as a Director with the issuer until May 9, 2023. Benefits will be paid in shares of stock upon the reporting person's termination of service provided such service condition is met.

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May 09, 2022 Filed May 11, 2022 23:15 UTC Spirit AeroSystems Holdings, Inc. SPR · Entity 72053 GrantRestricted Stock Units · Derivative 850 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-010114 · doc1.xml · derivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850

Underlying: Class A Common Stock · 850 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock, once vested and payable, on a one-for-one basis.

F2 · shares: On May 9, 2022, the reporting person was granted 850 restricted stock units that vested on May 10, 2022. Benefits will be paid in shares of common stock upon the reporting person's termination of service.

F2 · derivative.exercise_date: On May 9, 2022, the reporting person was granted 850 restricted stock units that vested on May 10, 2022. Benefits will be paid in shares of common stock upon the reporting person's termination of service.

F2 · derivative.expiration_date: On May 9, 2022, the reporting person was granted 850 restricted stock units that vested on May 10, 2022. Benefits will be paid in shares of common stock upon the reporting person's termination of service.

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February 25, 2022 Filed Feb 28, 2022 21:38 UTC RR Donnelley & Sons Co RRD · Entity 129856 Disposition to issuerCommon Stock 30,466 $10.85 $330,556.10
Disclosure

SEC source: 0001209191-22-013822 · doc4.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On February 25, 2022, R. R. Donnelley & Sons Company (the "Company") was acquired by Chatham Delta Parent, Inc. ("Parent") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 14, 2021, by and among the Company, Parent, and Warrior Chatham Delta Acquisition Sub, Inc., a wholly owned subsidiary of Chatham (the "Merger"). Includes time-based restricted stock units ("RSUs"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Company common stock and RSU converted into the right to receive $10.85 per share in cash without interest (the "Merger Consideration").

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August 13, 2021 Filed Aug 17, 2021 20:05 UTC Leslie's, Inc. LESL · Entity 8291 GrantRestricted Stock Units · Derivative 5,179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-051824 · doc4.xml · derivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,179

Underlying: Common Stock, par value $0.001 per share ( · 5,179 shares

Expires 2022-08-13

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

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May 26, 2021 Filed May 27, 2021 22:00 UTC Commercial Vehicle Group, Inc. CVGI · Entity 6627 GrantCommon Stock, $0.01 par value 9,507 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-011239 · wf-form4_162215277523256.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,663

F1 · shares: These shares vest on the first to occur of May 26, 2022 or the 2022 Annual Meeting of Stockholders.

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May 20, 2021 Filed Jun 3, 2021 15:46 UTC Amendment RR Donnelley & Sons Co RRD · Entity 129856 GrantCommon Stock 30,466 $5.64 $171,828.24
Disclosure

SEC source: 0001209191-21-037599 · doc4a.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,466

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to Rule 16b-3 Plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

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March 20, 2021 Filed May 24, 2021 15:58 UTC RR Donnelley & Sons Co RRD · Entity 129856 GrantCommon Stock 30,466 $5.64 $171,828.24
Disclosure

SEC source: 0001209191-21-035299 · doc4.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,466

F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to Rule 16b-3 Plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.

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June 12, 2020 Filed Jun 15, 2020 12:09 UTC Commercial Vehicle Group, Inc. CVGI · Entity 6627 GrantCommon Stock, $0.01 par value 36,981 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009402 · wf-form4_159222294582079.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,156

F1 · shares: These shares vest on the first to occur of June 15, 2021 or the 2021 Annual Meeting of Stockholders.

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April 03, 2020 Filed Apr 7, 2020 20:57 UTC Commercial Vehicle Group, Inc. CVGI · Entity 6627 GrantCommon Stock, $0.01 par value 5,175 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-004761 · wf-form4_158629302955343.xml · nonDerivative · entry 1

Ray James R Jr · CIK 0001808166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,175

F1 · shares: These shares vest on the first to occur of May 16, 2020 or the 2020 Annual Meeting of Stockholders.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.