Egeck Michael R.

SEC source: 0000950170-24-011231 · ownership.xml · derivative · entry 4

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,188

Underlying: Common Stock · 205,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: Represents a grant of RSUs which vested on February 4, 2024.

F3 · derivative.expiration_date: Represents a grant of RSUs which vested on February 4, 2024.

SEC source: 0000950170-24-011231 · ownership.xml · nonDerivative · entry 2

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,011

SEC source: 0000950170-24-011231 · ownership.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-059029 · doc4.xml · derivative · entry 4

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 464,734

Underlying: Common Stock · 31,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: Represents a grant of RSUs, of which the remaining 93,442 will vest in equal installments on December 15, 2024, December 15, 2025, and December 15, 2026, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F3 · derivative.expiration_date: Represents a grant of RSUs, of which the remaining 93,442 will vest in equal installments on December 15, 2024, December 15, 2025, and December 15, 2026, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

SEC source: 0001209191-23-059029 · doc4.xml · nonDerivative · entry 2

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,367

SEC source: 0001209191-23-059029 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-057891 · doc4.xml · derivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 495,882

Underlying: Common Stock · 165,746 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs, of which 165,746 will vest in equal installments on December 7, 2024, December 7, 2025, December 7, 2026, and December 7, 2027, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F2 · derivative.expiration_date: Represents a grant of RSUs, of which 165,746 will vest in equal installments on December 7, 2024, December 7, 2025, December 7, 2026, and December 7, 2027, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

SEC source: 0001209191-23-045163 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 2,391,814

F1 · ownership.nature: The shares are held by the Michael R. Egeck Living Trust, for estate planning purposes.

SEC source: 0001209191-23-044775 · doc4.xml · derivative · entry 4

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,136

Underlying: Common Stock · 205,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: Represents a grant of RSUs, of which 205,546 vested and of which the remaining 205,546 RSUs will vest on February 4, 2024, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F3 · derivative.expiration_date: Represents a grant of RSUs, of which 205,546 vested and of which the remaining 205,546 RSUs will vest on February 4, 2024, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

SEC source: 0001209191-23-044775 · doc4.xml · nonDerivative · entry 2

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,705

SEC source: 0001209191-23-044775 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-007491 · doc4.xml · derivative · entry 4

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,682

Underlying: Common Stock · 205,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: Represents a grant of RSUs, of which 205,546 vested and of which the remaining 411,092 RSUs will vest in equal installments of 205,546 on August 4, 2023 and February 4, 2024, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F3 · derivative.expiration_date: Represents a grant of RSUs, of which 205,546 vested and of which the remaining 411,092 RSUs will vest in equal installments of 205,546 on August 4, 2023 and February 4, 2024, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

SEC source: 0001209191-23-007491 · doc4.xml · nonDerivative · entry 2

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,337

SEC source: 0001209191-23-007491 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-061876 · doc4.xml · derivative · entry 2

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,228

Underlying: Common Stock · 124,590 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: Represents grants of RSUs, of which 124,590 will vest in equal installments on December 15, 2023, December 15, 2024, December 15, 2025, and December 15, 2026, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F3 · derivative.expiration_date: Represents grants of RSUs, of which 124,590 will vest in equal installments on December 15, 2023, December 15, 2024, December 15, 2025, and December 15, 2026, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

SEC source: 0001209191-22-044763 · doc4.xml · derivative · entry 2

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,638

Underlying: Common Stock · 205,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs, of which 205,546 vested and of which the remaining 616,638 RSUs will vest in equal installments of 205,546 on February 4, 2023 and each of the two (2) six (6)-month anniversaries thereafter.

F2 · derivative.expiration_date: Represents a grant of RSUs, of which 205,546 vested and of which the remaining 616,638 RSUs will vest in equal installments of 205,546 on February 4, 2023 and each of the two (2) six (6)-month anniversaries thereafter.

SEC source: 0001209191-22-044763 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,221,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-008011 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,015,931

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.27 to $19.80. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

SEC source: 0001209191-22-007427 · doc4.xml · derivative · entry 2

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,184

Underlying: Common Stock · 205,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs, of which 205,546 vested and of which the remaining 822,184 RSUs will vest in equal installments of 205,546 on August 4, 2022 and each of the three (3) six (6)-month anniversaries thereafter.

F2 · derivative.expiration_date: Represents a grant of RSUs, of which 205,546 vested and of which the remaining 822,184 RSUs will vest in equal installments of 205,546 on August 4, 2022 and each of the three (3) six (6)-month anniversaries thereafter.

SEC source: 0001209191-22-007427 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,914,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-050187 · doc4.xml · derivative · entry 2

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027,730

Underlying: Common Stock · 205,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs, of which 205,546 vested and of which the remaining 1,027,730 RSUs will vest in equal installments of 205,546 on February 4, 2022 and each of the four (4) six (6)-month anniversaries thereafter.

F2 · derivative.expiration_date: Represents a grant of RSUs, of which 205,546 vested and of which the remaining 1,027,730 RSUs will vest in equal installments of 205,546 on February 4, 2022 and each of the four (4) six (6)-month anniversaries thereafter.

SEC source: 0001209191-21-050187 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,708,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-043967 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503,139

F1 · kind: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

F1 · shares: Represents shares of common stock sold by the Reporting Person pursuant to the underwriters' partial exercise of their overallotment option in connection with the previously announced secondary offering by certain selling stockholders of the Issuer.

SEC source: 0001209191-21-040554 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,531,303

SEC source: 0001209191-21-037834 · doc4.xml · nonDerivative · entry 3

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006,961

F1 · kind: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · shares: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · acquired: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001209191-21-037834 · doc4.xml · nonDerivative · entry 2

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,063,629

F1 · kind: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · shares: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · acquired: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001209191-21-037834 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353,215

F1 · kind: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · shares: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

F1 · acquired: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs") on May 28, 2021, as reported on the Reporting Person's Form 4 filed on June 2, 2021.

SEC source: 0001209191-21-037445 · doc4.xml · derivative · entry 3

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233,276

Underlying: Common Stock · 1,096,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs, of which 1,096,243 vested on May 28, 2021 because the volume weighted average trading price of a share of the Issuer's Common Stock was greater than $10.71 at the end of a rolling twenty (20)-day trading period commencing on May 2, 2021, and of which the remaining 1,233,276 of the RSUs will vest in equal installments of 205,545 on August 4, 2021 and each of the five (5) six (6)-month anniversaries thereafter, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F2 · derivative.expiration_date: Represents a grant of RSUs, of which 1,096,243 vested on May 28, 2021 because the volume weighted average trading price of a share of the Issuer's Common Stock was greater than $10.71 at the end of a rolling twenty (20)-day trading period commencing on May 2, 2021, and of which the remaining 1,233,276 of the RSUs will vest in equal installments of 205,545 on August 4, 2021 and each of the five (5) six (6)-month anniversaries thereafter, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

SEC source: 0001209191-21-037445 · doc4.xml · nonDerivative · entry 2

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,519,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-037445 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,423,648

SEC source: 0001209191-21-011806 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,427,148

SEC source: 0001209191-21-006857 · doc4.xml · nonDerivative · entry 2

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,189,283

F2 · kind: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs").

F2 · shares: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs").

F2 · acquired: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs").

F1 · ownership.direct: As previously disclosed, 3,074,653 shares of Common Stock of the Issuer, par value $0.001 ("Common Stock") were indirectly held by Mr. Egeck and directly held by Bubbles Holdings, L.P. Such shares of Common Stock were distributed to Mr. Egeck as soon as reasonably practicable after the date of the Issuer's initial public offering and are now held directly by Mr. Egeck as reported herein. Due to an administrative error, the Form 3 filed on October 28, 2020 overstated Mr. Egeck's indirect holdings by 22 shares.

SEC source: 0001209191-21-006857 · doc4.xml · derivative · entry 3

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,329,519

Underlying: Common Stock · 205,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: Represents a grant of RSUs, of which 205,545 vested and of which the remaining 2,329,519, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date: (a) 1,233,276 of the remaining RSUs will vest in equal installments of 205,545 on August 4, 2021 and each of the five (5) six (6)-month anniversaries thereafter; and (b) 1,096,243 of the remaining RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $10.71 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021.

F4 · derivative.expiration_date: Represents a grant of RSUs, of which 205,545 vested and of which the remaining 2,329,519, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date: (a) 1,233,276 of the remaining RSUs will vest in equal installments of 205,545 on August 4, 2021 and each of the five (5) six (6)-month anniversaries thereafter; and (b) 1,096,243 of the remaining RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $10.71 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021.

SEC source: 0001209191-21-006857 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,280,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: As previously disclosed, 3,074,653 shares of Common Stock of the Issuer, par value $0.001 ("Common Stock") were indirectly held by Mr. Egeck and directly held by Bubbles Holdings, L.P. Such shares of Common Stock were distributed to Mr. Egeck as soon as reasonably practicable after the date of the Issuer's initial public offering and are now held directly by Mr. Egeck as reported herein. Due to an administrative error, the Form 3 filed on October 28, 2020 overstated Mr. Egeck's indirect holdings by 22 shares.

SEC source: 0000899243-20-030408 · doc4.xml · derivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,535,064

Underlying: Common Stock, par value $0.001 per share ("Common Stock") · 2,535,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSUs will vest as follows, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date: (a) 1,438,821 of the RSUs will vest in equal one-seventh (1/7th) installments on each of the first seven (7) six (6)-month anniversaries of August 4, 2020; and (b) 1,096,243 of the RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $10.71 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021.

F2 · derivative.expiration_date: The RSUs will vest as follows, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date: (a) 1,438,821 of the RSUs will vest in equal one-seventh (1/7th) installments on each of the first seven (7) six (6)-month anniversaries of August 4, 2020; and (b) 1,096,243 of the RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $10.71 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021.

SEC source: 0000899243-20-030054 · doc4.xml · derivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,176,472

Underlying: Common Stock, par value $0.001 per share · 1,176,472 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents options to purchase shares ("Options") that will vest and become exercisable as follows, subject to the Reporting Person's continued employment through the applicable vesting date: (i) two-thirds of the Options will be subject to time vesting (the "Time Vesting Options") and will vest in equal 25% installments on each of the first four anniversaries of October 28, 2020, such that all of the Time Vesting Options will be fully vested on October 28, 2024; and (ii) one-third of the Options will be subject to performance vesting (the "Performance Vesting Options"), whereby (a) 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2021 and (b) the remaining 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2022.

F1 · price: Represents options to purchase shares ("Options") that will vest and become exercisable as follows, subject to the Reporting Person's continued employment through the applicable vesting date: (i) two-thirds of the Options will be subject to time vesting (the "Time Vesting Options") and will vest in equal 25% installments on each of the first four anniversaries of October 28, 2020, such that all of the Time Vesting Options will be fully vested on October 28, 2024; and (ii) one-third of the Options will be subject to performance vesting (the "Performance Vesting Options"), whereby (a) 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2021 and (b) the remaining 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2022.

F1 · derivative.exercise_date: Represents options to purchase shares ("Options") that will vest and become exercisable as follows, subject to the Reporting Person's continued employment through the applicable vesting date: (i) two-thirds of the Options will be subject to time vesting (the "Time Vesting Options") and will vest in equal 25% installments on each of the first four anniversaries of October 28, 2020, such that all of the Time Vesting Options will be fully vested on October 28, 2024; and (ii) one-third of the Options will be subject to performance vesting (the "Performance Vesting Options"), whereby (a) 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2021 and (b) the remaining 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2022.

F2 · derivative.expiration_date: All of the Options will expire upon the earliest of: (i) October 28, 2030; (ii) twelve months after the Reporting Person's termination of employment or service due to death; (iii) immediately upon termination of the Reporting Person's employment or service for "cause"; or (iv) ninety days after the Reporting Person's termination of employment or service for any reason not specified in the foregoing (ii) or (iii).