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NYSE · USD

LAZ

Lazard, Inc.

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Tapewire entity
4031
SEC CIK
0001311370
Parsed reports
608

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 06, 2022 Filed Sep 8, 2022 16:35 UTC
RAGONE DOMINICKChief Accounting Officer
Exercise / conversionRestricted Class A Common Stock 3,178 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-049169 · doc4.xml · nonDerivative · entry 2

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person has become eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2022 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") and Restricted Class A Common Shares ("RSAs") that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and RSAs have now become subject to taxation and a portion thereof was settled in Class A Common Stock and retained by the Company in order to cover taxes required to be withheld. The RSUs and RSAs, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth in the award agreements.

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September 06, 2022 Filed Sep 8, 2022 16:35 UTC
RAGONE DOMINICKChief Accounting Officer
Exercise / conversionClass A Common Stock 1,015 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-049169 · doc4.xml · nonDerivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person has become eligible for retirement under the Company's Deferred Compensation Retirement Policy, which is described in the Company's 2022 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") and Restricted Class A Common Shares ("RSAs") that were previously granted to the reporting person are no longer subject to the service-based vesting requirements contained in the underlying award agreements. Such RSUs and RSAs have now become subject to taxation and a portion thereof was settled in Class A Common Stock and retained by the Company in order to cover taxes required to be withheld. The RSUs and RSAs, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth in the award agreements.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 17:51 UTC OtherClass A Common Stock 55,000 $36.35 $1,999,250.00
Disclosure

SEC source: 0001209191-22-048815 · doc4.xml · nonDerivative · entry 1

Stern Alexander F. · CIK 0001450474 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,258

F1 · kind: On September 1, 2022, the reporting person entered into a stock purchase agreement with Lazard Group LLC, a wholly owned subsidiary of the issuer, pursuant to which the reporting person agreed to sell 55,000 shares of Class A Common Stock of the issuer to Lazard Group LLC at a purchase price equal to $36.35 per share, which price represented the New York Stock Exchange closing price of Class A Common Stock on August 31, 2022.

F1 · price: On September 1, 2022, the reporting person entered into a stock purchase agreement with Lazard Group LLC, a wholly owned subsidiary of the issuer, pursuant to which the reporting person agreed to sell 55,000 shares of Class A Common Stock of the issuer to Lazard Group LLC at a purchase price equal to $36.35 per share, which price represented the New York Stock Exchange closing price of Class A Common Stock on August 31, 2022.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:50 UTC
Soto AlexandraExec Human Capital & Workplace
GrantRestricted Stock Units · Derivative 508 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-047193 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,176

Underlying: Class A Common Stock · 508 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 357 will vest on or around March 1, 2023 and 151 will vest on or around March 1, 2024.

F3 · derivative.expiration_date: Of these RSUs, 357 will vest on or around March 1, 2023 and 151 will vest on or around March 1, 2024.

F4 · balance_after: Amount excludes 85,894 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 16:48 UTC
RAGONE DOMINICKChief Accounting Officer
GrantRestricted Stock Units · Derivative 288 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-047190 · doc4.xml · derivative · entry 2

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,156

Underlying: Class A Common Stock · 288 shares

Expires not disclosed

F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · derivative.exercise_date: Of these RSUs, 119 will vest on or around March 1, 2023, 106 will vest on or around March 1, 2024 and 63 will vest on or around March 3, 2025.

F6 · derivative.expiration_date: Of these RSUs, 119 will vest on or around March 1, 2023, 106 will vest on or around March 1, 2024 and 63 will vest on or around March 3, 2025.

F3 · balance_after: Amount excludes 16,068 shares of unrestricted Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 16:48 UTC
RAGONE DOMINICKChief Accounting Officer
GrantRestricted Class A Common Stock 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-047190 · doc4.xml · nonDerivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,224

F1 · security: The Restricted Class A Common Stock will vest on or around March 1, 2023.

F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.

F3 · balance_after: Amount excludes 16,068 shares of unrestricted Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:49 UTC
Orszag Peter RichardCEO of Financial Advisory
GrantRestricted Stock Units · Derivative 980 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-047191 · doc4.xml · derivative · entry 2

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,562

Underlying: Class A Common Stock · 980 shares

Expires not disclosed

F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · derivative.exercise_date: These RSUs will vest on or around September 3, 2024.

F6 · derivative.expiration_date: These RSUs will vest on or around September 3, 2024.

F3 · balance_after: Amount excludes 65,687 shares of unrestricted Class A Common Stock and 39,214 Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:49 UTC
Orszag Peter RichardCEO of Financial Advisory
GrantRestricted Class A Common Stock 98 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-047191 · doc4.xml · nonDerivative · entry 1

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,526

F1 · security: The Restricted Class A Common Stock will vest on or around March 1, 2023.

F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.

F3 · balance_after: Amount excludes 65,687 shares of unrestricted Class A Common Stock and 39,214 Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 17:29 UTC GrantDeferred Stock Units · Derivative 1,078 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046407 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,075

Underlying: Class A Common Stock · 1,078 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 17:32 UTC GrantDeferred Stock Units · Derivative 880 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046411 · doc4.xml · derivative · entry 1

HAASS RICHARD N · CIK 0001123553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,385

Underlying: Class A Common Stock · 880 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 17:30 UTC GrantDeferred Stock Units · Derivative 894 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046409 · doc4.xml · derivative · entry 1

Mendillo Jane L · CIK 0001672424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,251

Underlying: Class A Common Stock · 894 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:27 UTC GrantDeferred Stock Units · Derivative 908 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046405 · doc4.xml · derivative · entry 1

Alper Andrew M · CIK 0001402373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,961

Underlying: Class A Common Stock · 908 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:26 UTC GrantDeferred Stock Units · Derivative 662 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046403 · doc4.xml · derivative · entry 1

Lewis William M Jr · CIK 0001330515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,030

Underlying: Class A Common Stock · 662 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 109,904 shares of Class A Common Stock and 29,980 Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 08:42 UTC
Hoffman Scott DCAO and General Counsel
OtherClass A Common Stock 27,490 $38.66 $1,062,763.40
Disclosure

SEC source: 0001209191-22-044472 · doc4.xml · nonDerivative · entry 1

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,359

F1 · kind: On August 3, 2022, the reporting person entered into a stock purchase agreement with Lazard Group LLC, a wholly owned subsidiary of the issuer, pursuant to which the reporting person agreed to sell 27,490 shares of Class A Common Stock of the issuer to Lazard Group LLC at a purchase price equal to $38.66 per share, which price represents the New York Stock Exchange closing price of Class A Common Stock on August 3, 2022.

F1 · price: On August 3, 2022, the reporting person entered into a stock purchase agreement with Lazard Group LLC, a wholly owned subsidiary of the issuer, pursuant to which the reporting person agreed to sell 27,490 shares of Class A Common Stock of the issuer to Lazard Group LLC at a purchase price equal to $38.66 per share, which price represents the New York Stock Exchange closing price of Class A Common Stock on August 3, 2022.

Read SEC document
July 15, 2022 Filed Jul 18, 2022 22:54 UTC
Orszag Peter RichardCEO of Financial Advisory
GrantRestricted Stock Units · Derivative 74,582 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-042471 · doc4.xml · derivative · entry 1

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,582

Underlying: Class A Common Stock · 74,582 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These RSUs will vest on or around September 3, 2024.

F2 · derivative.expiration_date: These RSUs will vest on or around September 3, 2024.

F3 · balance_after: Amount excludes 65,687 shares of Class A Common Stock, 7,428 shares of Restricted Class A Common Stock and 39,214 Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 17:31 UTC GrantDeferred Stock Units · Derivative 5,928 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034246 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,997

Underlying: Class A Common Stock · 5,928 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 17:29 UTC GrantDeferred Stock Units · Derivative 5,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034240 · doc4.xml · derivative · entry 1

LASKAWY PHILIP A · CIK 0001099296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,688

Underlying: Class A Common Stock · 5,070 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 3,000 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 17:27 UTC GrantDeferred Stock Units · Derivative 4,836 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034231 · doc4.xml · derivative · entry 1

HAASS RICHARD N · CIK 0001123553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,505

Underlying: Class A Common Stock · 4,836 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 17:28 UTC GrantDeferred Stock Units · Derivative 4,836 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034234 · doc4.xml · derivative · entry 1

Jarrard Michelle · CIK 0001693850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,041

Underlying: Class A Common Stock · 4,836 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 17:30 UTC GrantDeferred Stock Units · Derivative 4,914 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034243 · doc4.xml · derivative · entry 1

Mendillo Jane L · CIK 0001672424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,357

Underlying: Class A Common Stock · 4,914 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:26 UTC GrantDeferred Stock Units · Derivative 4,992 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034226 · doc4.xml · derivative · entry 1

Alper Andrew M · CIK 0001402373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,053

Underlying: Class A Common Stock · 4,992 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:28 UTC GrantDeferred Stock Units · Derivative 4,914 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034236 · doc4.xml · derivative · entry 1

Knobloch Iris · CIK 0001605471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,812

Underlying: Class A Common Stock · 4,914 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:25 UTC GrantDeferred Stock Units · Derivative 4,914 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034223 · doc4.xml · derivative · entry 1

Achleitner Ann-Kristin · CIK 0001757273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,921

Underlying: Class A Common Stock · 4,914 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
June 01, 2022 Filed Jun 9, 2022 01:29 UTC GrantDeferred Stock Units · Derivative 4,368 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035276 · doc4.xml · derivative · entry 1

Lewis William M Jr · CIK 0001330515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,368

Underlying: Class A Common Stock · 4,368 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

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May 31, 2022 Filed Jun 2, 2022 17:16 UTC OtherClass A Common Stock 55,000 $35.26 $1,939,300.00
Disclosure

SEC source: 0001209191-22-033634 · doc4.xml · nonDerivative · entry 2

Stern Alexander F. · CIK 0001450474 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,258

F2 · kind: On May 31, 2022, the reporting person entered into a stock purchase agreement with Lazard Group LLC, a wholly owned subsidiary of the issuer, pursuant to which the reporting person agreed to sell 55,000 shares of Class A Common Stock of the issuer to Lazard Group LLC for a purchase price equal to $35.26 per share, which price represents the New York Stock Exchange closing price of Class A Common Stock on May 31, 2022. The transaction was completed on May 31, 2022.

F2 · price: On May 31, 2022, the reporting person entered into a stock purchase agreement with Lazard Group LLC, a wholly owned subsidiary of the issuer, pursuant to which the reporting person agreed to sell 55,000 shares of Class A Common Stock of the issuer to Lazard Group LLC for a purchase price equal to $35.26 per share, which price represents the New York Stock Exchange closing price of Class A Common Stock on May 31, 2022. The transaction was completed on May 31, 2022.

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May 31, 2022 Filed Jun 2, 2022 17:16 UTC SaleClass A Common Stock 70,000 $35.29 $2,470,300.00
Disclosure

SEC source: 0001209191-22-033634 · doc4.xml · nonDerivative · entry 1

Stern Alexander F. · CIK 0001450474 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,258

F1 · price: Reflects a weighted average purchase price of $35.29 per share, at prices ranging from $35.13 to $35.645 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.

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May 20, 2022 Filed May 24, 2022 21:06 UTC
Soto AlexandraExec Human Capital & Workplace
GrantRestricted Stock Units · Derivative 532 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031659 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,668

Underlying: Class A Common Stock · 532 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 373 will vest on or around March 1, 2023 and 159 will vest on or around March 1,2024.

F3 · derivative.expiration_date: Of these RSUs, 373 will vest on or around March 1, 2023 and 159 will vest on or around March 1,2024.

F4 · balance_after: Amount excludes 85,894 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
May 20, 2022 Filed May 24, 2022 17:04 UTC
RAGONE DOMINICKChief Accounting Officer
GrantRestricted Stock Units · Derivative 302 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031654 · doc4.xml · derivative · entry 2

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,868

Underlying: Class A Common Stock · 302 shares

Expires not disclosed

F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · derivative.exercise_date: Of these RSUs, 125 will vest on or around March 1, 2023, 110 will vest on or around March 1, 2024 and 67 will vest on or around March 3, 2025.

F6 · derivative.expiration_date: Of these RSUs, 125 will vest on or around March 1, 2023, 110 will vest on or around March 1, 2024 and 67 will vest on or around March 3, 2025.

F3 · balance_after: Amount excludes 16,068 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
May 20, 2022 Filed May 24, 2022 17:04 UTC
RAGONE DOMINICKChief Accounting Officer
GrantRestricted Class A Common Stock 85 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031654 · doc4.xml · nonDerivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,143

F1 · security: The Restricted Class A Common Stock will vest on or around March 1, 2023.

F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.

F3 · balance_after: Amount excludes 16,068 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:01 UTC
Orszag Peter RichardCEO of Financial Advisory
GrantRestricted Class A Common Stock 103 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031650 · doc4.xml · nonDerivative · entry 1

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,428

F1 · security: The Restricted Class A Common Stock will vest on or around March 1, 2023.

F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.

F3 · balance_after: Amount excludes 65,687 shares of Class A Common Stock and 39,214 Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
May 16, 2022 Filed May 18, 2022 16:28 UTC GrantDeferred Stock Units · Derivative 1,329 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030045 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,069

Underlying: Class A Common Stock · 1,329 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
May 16, 2022 Filed May 18, 2022 18:38 UTC GrantDeferred Stock Units · Derivative 1,084 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030226 · doc4.xml · derivative · entry 1

HAASS RICHARD N · CIK 0001123553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,669

Underlying: Class A Common Stock · 1,084 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
May 16, 2022 Filed May 18, 2022 16:27 UTC GrantDeferred Stock Units · Derivative 1,102 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030042 · doc4.xml · derivative · entry 1

Mendillo Jane L · CIK 0001672424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,443

Underlying: Class A Common Stock · 1,102 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:22 UTC GrantDeferred Stock Units · Derivative 1,119 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030031 · doc4.xml · derivative · entry 1

Alper Andrew M · CIK 0001402373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,061

Underlying: Class A Common Stock · 1,119 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 18:45 UTC
RAGONE DOMINICKChief Accounting Officer
GrantRestricted Stock Units · Derivative 7,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-017693 · doc4.xml · derivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,566

Underlying: Class A Common Stock · 7,120 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: Of these RSUs, 2,373 will vest on or around March 1, 2024 and 4,747 will vest on or around March 3, 2025.

F2 · derivative.expiration_date: Of these RSUs, 2,373 will vest on or around March 1, 2024 and 4,747 will vest on or around March 3, 2025.

F3 · balance_after: Amount excludes 16,068 shares of Class A Common Stock and 6,058 shares of Restricted Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:56 UTC
JACOBS KENNETH MDirector · Chairman and CEO
Exercise / conversionPerformance-based Restricted Participation Units · Derivative 341,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015948 · doc4.xml · derivative · entry 3

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,794

Underlying: Class A Common Stock · 341,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents a prior grant of PRPUs awarded with respect to compensation for 2018 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year.

F6 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F6 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · derivative.exercise_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

F1 · derivative.expiration_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:56 UTC
JACOBS KENNETH MDirector · Chairman and CEO
Disposition to issuerClass A Common Stock 120,091 $34.58 $4,152,746.78
Disclosure

SEC source: 0001209191-22-015948 · doc4.xml · nonDerivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791,659

F3 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1).

F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the exchange date of the PRPUs referenced in Footnote (1).

F2 · balance_after: Amount excludes 584,279 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:56 UTC
JACOBS KENNETH MDirector · Chairman and CEO
Exercise / conversionClass A Common Stock 341,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015948 · doc4.xml · nonDerivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,911,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

F2 · balance_after: Amount excludes 584,279 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:01 UTC
Soto AlexandraExec Human Capital & Workplace
Exercise / conversionRestricted Stock Units · Derivative 70,682 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015967 · doc4.xml · derivative · entry 3

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,136

Underlying: Class A Common Stock · 70,682 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:01 UTC
Soto AlexandraExec Human Capital & Workplace
Tax withholdingClass A Common Stock 33,222 $34.58 $1,148,816.76
Disclosure

SEC source: 0001209191-22-015967 · doc4.xml · nonDerivative · entry 2

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,894

F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1).

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in Footnote (1).

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:01 UTC
Soto AlexandraExec Human Capital & Workplace
Exercise / conversionClass A Common Stock 70,682 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015967 · doc4.xml · nonDerivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:59 UTC
Russo Evan LChief Financial Officer
Exercise / conversionPerformance-based Restricted Participation Units · Derivative 108,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015958 · doc4.xml · derivative · entry 2

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,674

Underlying: Class A Common Stock · 108,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents a prior grant of PRPUs awarded with respect to compensation for 2018 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year.

F4 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F4 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · derivative.exercise_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

F1 · derivative.expiration_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:59 UTC
Russo Evan LChief Financial Officer
Exercise / conversionClass A Common Stock 108,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015958 · doc4.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

F2 · balance_after: Amount excludes 83,493 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:04 UTC Exercise / conversionPerformance based Restricted Participation Units · Derivative 220,788 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015979 · doc4.xml · derivative · entry 3

Stern Alexander F. · CIK 0001450474 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,516

Underlying: Class A Common Stock · 220,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents a prior grant of PRPUs awarded with respect to compensation for 2018 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year.

F5 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F5 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · derivative.exercise_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

F1 · derivative.expiration_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:04 UTC Disposition to issuerClass A Common Stock 69,107 $34.58 $2,389,720.06
Disclosure

SEC source: 0001209191-22-015979 · doc4.xml · nonDerivative · entry 2

Stern Alexander F. · CIK 0001450474 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,258

F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1).

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the exchange date of the PRPUs referenced in Footnote (1).

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:04 UTC Exercise / conversionClass A Common Stock 220,788 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015979 · doc4.xml · nonDerivative · entry 1

Stern Alexander F. · CIK 0001450474 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:58 UTC
RAGONE DOMINICKChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 9,587 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015954 · doc4.xml · derivative · entry 5

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,446

Underlying: Class A Common Stock · 9,587 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:58 UTC
RAGONE DOMINICKChief Accounting Officer
Tax withholdingClass A Common Stock 8,599 $34.58 $297,353.42
Disclosure

SEC source: 0001209191-22-015954 · doc4.xml · nonDerivative · entry 4

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,068

F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1).

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of RSUs and Restricted Class A Common Stock referenced in Footnote (1).

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:58 UTC
RAGONE DOMINICKChief Accounting Officer
Exercise / conversionClass A Common Stock 8,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015954 · doc4.xml · nonDerivative · entry 3

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs and Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards.

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March 01, 2022 Filed Mar 3, 2022 19:58 UTC
RAGONE DOMINICKChief Accounting Officer
Exercise / conversionRestricted Class A Common Stock 8,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015954 · doc4.xml · nonDerivative · entry 2

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs and Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.