KYN

SEC source: 0000905148-23-001262 · form4.xml · nonDerivative · entry 1

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: These 3.37% Series NN Senior Unsecured Notes Due October 29, 2023 ("Series NN Senior Unsecured Notes") matured on October 29, 2023, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

F1 · price: These 3.37% Series NN Senior Unsecured Notes Due October 29, 2023 ("Series NN Senior Unsecured Notes") matured on October 29, 2023, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

F2 · ownership.direct: These Series NN Senior Unsecured Notes are held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

F2 · ownership.nature: These Series NN Senior Unsecured Notes are held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0001209191-23-024656 · doc4.xml · nonDerivative · entry 1

AMERICAN INTERNATIONAL GROUP, INC. · CIK 0000005272 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · Held through subsidiaries

Disclosed balance after: Not disclosed

F1 · kind: The reported disposition was pursuant to a full payment at maturity by the issuer of 100% of the face value of the securities, plus accrued and unpaid interest.

F2 · ownership.nature: Prior to their maturity, American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), and The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG directly held $619,233.00 principal amount and $774,041.00 principal amount, respectively, of the Issuer's 3.57% Series FF Senior Unsecured Notes due April 16, 2023 (the "Series FF Notes"). AIG was an indirect beneficial owner of the Series FF Notes.

SEC source: 0001638397-23-000004 · primary_doc.xml · nonDerivative · entry 1

Baker James C · CIK 0001331674 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,424

SEC source: 0001638397-23-000015 · primary_doc.xml · nonDerivative · entry 1

Walker Carita · CIK 0001936132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001062993-22-017235 · form4.xml · nonDerivative · entry 1

PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,973

SEC source: 0001140361-22-028232 · form4.xml · nonDerivative · entry 4

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: Not disclosed

F1 · price: This price reflects the aggregate principal amount of the 4.67% Series SS Senior Unsecured Notes due August 2, 2034 (the "Notes") purchased.

F2 · ownership.direct: These Notes and Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These Notes and Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001140361-22-028232 · form4.xml · nonDerivative · entry 3

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: Not disclosed

F1 · price: This price reflects the aggregate principal amount of the 4.67% Series SS Senior Unsecured Notes due August 2, 2034 (the "Notes") purchased.

F2 · ownership.direct: These Notes and Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These Notes and Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001140361-22-028232 · form4.xml · nonDerivative · entry 2

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: Not disclosed

F1 · price: This price reflects the aggregate principal amount of the 4.67% Series SS Senior Unsecured Notes due August 2, 2034 (the "Notes") purchased.

F2 · ownership.direct: These Notes and Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These Notes and Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001140361-22-028232 · form4.xml · nonDerivative · entry 1

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 120,000

F2 · ownership.direct: These Notes and Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These Notes and Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001638397-22-000008 · primary_doc.xml · nonDerivative · entry 2

KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Member/Manager of the Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,235

F2 · ownership.nature: 11,235 shares are owned by KA Associates, Inc. ("KAA"), a FINRA registered broker-dealer and a controlled affiliate of Kayne Anderson Capital Advisors, L.P.

SEC source: 0001638397-22-000008 · primary_doc.xml · nonDerivative · entry 1

KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Member/Manager of the Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,275

F1 · kind: Fiduciary/Claymore Energy Infrastructure Fund ("FMO") was merged with and into KYN. FMO was previously held by certain funds and accounts under the management of Kayne Anderson Capital Advisors, L.P. FMO shareholders received newly issued common shares of KYN common stock in exchange for their FMO shares, the aggregate net asset value ("NAV") of which equal the aggregate NAV of FMO common shares, as determined at the close of business on March 4, 2022. The prevailing exchange rate was 1.36622086 per share of FMO.

F2 · balance_after: 11,235 shares are owned by KA Associates, Inc. ("KAA"), a FINRA registered broker-dealer and a controlled affiliate of Kayne Anderson Capital Advisors, L.P.

SEC source: 0001638397-22-000006 · primary_doc.xml · nonDerivative · entry 1

Cordes William R · CIK 0001235828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,708

SEC source: 0001126328-22-000004 · primary_doc.xml · nonDerivative · entry 2

PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,000

SEC source: 0001209191-20-056279 · doc4.xml · nonDerivative · entry 2

AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through subsidiaries

Disclosed balance after: 0

F3 · kind: The Series I Mandatory Redeemable Preferred Shares (the "Series I MRPS") were redeemed by the issuer at a price equal to the principal amount of $25.00 of the redeemed securities, plus a redemption of $0.25 per share, plus accrued interest of $0.18 per share (the "Series I Redemption").

F4 · ownership.nature: AHAC and The Variable Annuity Life Insurance Company ("VALIC") directly held 40,536 shares and 81,073 shares, respectively, of the Series I MRPS. AIG is an indirect beneficial owner of the Series I MRPS.

SEC source: 0001209191-20-056279 · doc4.xml · nonDerivative · entry 1

AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through subsidiaries

Disclosed balance after: 0

F1 · kind: The Series H Mandatory Redeemable Preferred Shares (the "Series H MRPS") were redeemed by the issuer at a price equal to the principal amount of $25.00 of the redeemed securities plus accrued interest of $0.18 per share (the "Series H Redemption").

F2 · ownership.nature: American General Life Insurance Company ("AGLIC") and American Home Assurance Company ("AHAC") directly held 269,569 shares and 135,797 shares, respectively, of the Series H MRPS. American International Group, Inc. ("AIG") is an indirect beneficial owner of the Series H MRPS.

SEC source: 0000930413-20-002481 · ownership.xml · nonDerivative · entry 3

TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA · CIK 0000315038 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F3 · kind: These MRPS were redeemed, in full, by the Issuer at a price equal to the initial price per share of $25, plus accrued and unpaid dividends and distributions and a prepayment "make-whole" amount, pursuant to the terms of the Articles Supplementary of such MRPS.

F4 · price: The prices in this column reflect the aggregate price received for the prepayments.

SEC source: 0000930413-20-002481 · ownership.xml · nonDerivative · entry 2

TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA · CIK 0000315038 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F2 · kind: These MRPS were redeemed, in full, by the Issuer at a price equal to the initial price per share of $25, plus accrued and unpaid dividends and distributions and a prepayment "make-whole" amount, pursuant to the terms of the Articles Supplementary of such MRPS.

F4 · price: The prices in this column reflect the aggregate price received for the prepayments.

SEC source: 0000930413-20-002481 · ownership.xml · nonDerivative · entry 1

TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA · CIK 0000315038 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F1 · kind: These mandatory redeemable preferred shares ("MRPS") were redeemed, in full, by the Issuer at a price equal to the initial price per share of $25, plus accrued and unpaid dividends and distributions and a prepayment "make-whole" amount, pursuant to the terms of the Articles Supplementary of such MRPS.

F4 · price: The prices in this column reflect the aggregate price received for the prepayments.

SEC source: 0001209191-20-052407 · doc4.xml · nonDerivative · entry 1

AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through subsidiaries

Disclosed balance after: Not disclosed

F1 · kind: The reported disposition was pursuant to a full prepayment by the issuer at a price equal to 100% of the face value of the prepaid securities, plus accrued and unpaid interest.

F2 · ownership.nature: Prior to the reported disposition, AHAC, Lexington Insurance Company ("Lexington"), an indirectly wholly owned subsidiary of AIG, and National Union Fire Insurance Company of Pittsburgh, PA ("NUF"), an indirectly wholly owned subsidiary of AIG, directly held $2,479,238.00 principal amount, $152,502.00 principal amount and $2,476,932.00 principal amount, respectively, of the 2.89% Series LL Senior Unsecured Notes due October 29, 2020 (the "Series LL Notes"). AIG was an indirect beneficial owner of the Series LL Notes.

SEC source: 0001638397-20-000005 · primary_doc.xml · nonDerivative · entry 2

Baker James C · CIK 0001331674 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,424

SEC source: 0001638397-20-000005 · primary_doc.xml · nonDerivative · entry 1

Baker James C · CIK 0001331674 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,424

SEC source: 0001126328-22-000004 · primary_doc.xml · nonDerivative · entry 1

PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,000

SEC source: 0001567619-20-013672 · doc1.xml · nonDerivative · entry 2

Sun Life Assurance Co of Canada · CIK 0001381352 · Former 10% Owner

SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 822,951.02

F1 · kind: On April 29, 2020, the issuer redeemed a portion of its Series C Mandatory Redeemable Preferred Stock held by the Reporting Persons.

F2 · ownership.direct: Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Co of Canada, the direct owner of the Series C Mandatory Redeemable Preferred Stock of Kayne Anderson MLP Investment Co.

F2 · ownership.nature: Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Co of Canada, the direct owner of the Series C Mandatory Redeemable Preferred Stock of Kayne Anderson MLP Investment Co.

SEC source: 0001567619-20-013672 · doc1.xml · nonDerivative · entry 1

Sun Life Assurance Co of Canada · CIK 0001381352 · Former 10% Owner

SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,951.02

F1 · kind: On April 29, 2020, the issuer redeemed a portion of its Series C Mandatory Redeemable Preferred Stock held by the Reporting Persons.

F2 · ownership.direct: Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Co of Canada, the direct owner of the Series C Mandatory Redeemable Preferred Stock of Kayne Anderson MLP Investment Co.

SEC source: 0001209191-20-026011 · doc4.xml · nonDerivative · entry 8

AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through subsidiaries

Disclosed balance after: 121,609

F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest.

F9 · ownership.nature: AHAC and VALIC directly hold 40,536 shares and 81,073 shares, respectively, of the Series I Mandatory Redeemable Preferred Shares (the "Series I MRPS"). AIG is an indirect beneficial owner of the Series I MRPS.

SEC source: 0001209191-20-026011 · doc4.xml · nonDerivative · entry 7

AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through subsidiaries

Disclosed balance after: 405,366

F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest.

F8 · ownership.nature: AGLIC and AHAC directly hold 269,569 shares and 135,797 shares, respectively, of the Series H Mandatory Redeemable Preferred Shares (the "Series H MRPS"). AIG is an indirect beneficial owner of the Series H MRPS.

SEC source: 0001209191-20-026011 · doc4.xml · nonDerivative · entry 6

AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through subsidiaries

Disclosed balance after: Not disclosed

F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest.

F7 · ownership.nature: American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of AIG, and Lexington directly hold $2,283,422.00 principal amount and $38,702.00 principal amount, respectively, of the 3.46% Series OO Senior Unsecured Notes due October 29, 2024 (the "Series OO Notes"). AIG is an indirect beneficial owner of the Series OO Notes.

SEC source: 0001209191-20-026011 · doc4.xml · nonDerivative · entry 5

AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through subsidiaries

Disclosed balance after: Not disclosed

F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest.

F6 · ownership.nature: AHAC, Lexington and NUF directly hold $727,831.00 principal amount, $46,210.00 principal amount and $774,041.00 principal amount, respectively, of the 3.26% Series MM Senior Unsecured Notes due October 29, 2022 (the "Series MM Notes"). AIG is an indirect beneficial owner of the Series MM Notes.

SEC source: 0001209191-20-026011 · doc4.xml · nonDerivative · entry 4

AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through subsidiaries

Disclosed balance after: Not disclosed

F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest.

F5 · ownership.nature: AHAC, Lexington Insurance Company ("Lexington"), an indirectly wholly owned subsidiary of AIG, and National Union Fire Insurance Company of Pittsburgh, PA ("NUF"), an indirectly wholly owned subsidiary of AIG, directly hold $2,479,238.00 principal amount, $152,502.00 principal amount and $2,476,932.00 principal amount, respectively, of the 2.89% Series LL Senior Unsecured Notes due October 29, 2020 (the "Series LL Notes"). AIG is an indirect beneficial owner of the Series LL Notes.

SEC source: 0001209191-20-026011 · doc4.xml · nonDerivative · entry 3

AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through subsidiaries

Disclosed balance after: Not disclosed

F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest.

F4 · ownership.nature: AHAC and The United States Life Insurance Company in the City of New York ("USLIC"), also an indirect wholly owned subsidiary of AIG, directly hold $1,048,826.00 principal amount and $2,047,339.00 principal amount, respectively, of the 3.93% Series KK Senior Unsecured Notes due July 30, 2024 (the "Series KK Notes"). AIG is an indirect beneficial owner of the Series KK Notes.

SEC source: 0001209191-20-026011 · doc4.xml · nonDerivative · entry 2

AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through subsidiaries

Disclosed balance after: Not disclosed

F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest.

F3 · ownership.nature: Eaglestone Reinsurance Company ("ERC"), an indirect wholly owned subsidiary of AIG, and VALIC directly hold $356,059.00 principal amount and $1,192,023.00 principal amount, respectively, of the 3.67% Series GG Senior Unsecured Notes due April 16, 2025 (the "Series GG Notes"). AIG is an indirect beneficial owner of the Series GG Notes.

SEC source: 0001209191-20-026011 · doc4.xml · nonDerivative · entry 1

AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through subsidiaries

Disclosed balance after: Not disclosed

F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest.

F2 · ownership.nature: American Home Assurance Company ("AHAC") and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly hold $619,233.00 principal amount and $774,041.00 principal amount, respectively, of the 3.57% Series FF Senior Unsecured Notes due April 16, 2023 (the "Series FF Notes"). AIG is an indirect beneficial owner of the Series FF Notes.

SEC source: 0000930413-20-001242 · ownership.xml · nonDerivative · entry 8

TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA · CIK 0000315038 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,341

F7 · kind: These MRPS were redeemed, in part, by the Issuer at a price equal to the initial price per share of $25, plus accrued and unpaid dividends and distributions and a prepayment "make-whole" amount, pursuant to the terms of the Articles Supplementary of such MRPS.

F8 · price: The prices in this column reflect the aggregate price received for the prepayments.

SEC source: 0000930413-20-001242 · ownership.xml · nonDerivative · entry 7

TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA · CIK 0000315038 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,073

F6 · kind: These MRPS were redeemed, in part, by the Issuer at a price equal to the initial price per share of $25, plus accrued and unpaid dividends and distributions and a prepayment "make-whole" amount, pursuant to the terms of the Articles Supplementary of such MRPS.

F8 · price: The prices in this column reflect the aggregate price received for the prepayments.

SEC source: 0000930413-20-001242 · ownership.xml · nonDerivative · entry 6

TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA · CIK 0000315038 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,951

F5 · kind: These mandatory redeemable preferred shares ("MRPS") were redeemed, in part, by the Issuer at a price equal to the initial price per share of $25, plus accrued and unpaid dividends and distributions and a prepayment "make-whole" amount, pursuant to the terms of the Articles Supplementary of such MRPS.

F8 · price: The prices in this column reflect the aggregate price received for the prepayments.

SEC source: 0000930413-20-001242 · ownership.xml · nonDerivative · entry 5

TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA · CIK 0000315038 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F4 · kind: These notes were redeemed, in part, by the Issuer pursuant to a partial prepayment at a price equal to face value, plus accrued and unpaid interest and a prepayment "make-whole" amount, pursuant to the terms of Note Purchase Agreement dated October 29, 2014.

F8 · price: The prices in this column reflect the aggregate price received for the prepayments.

SEC source: 0000930413-20-001242 · ownership.xml · nonDerivative · entry 4

TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA · CIK 0000315038 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F3 · kind: These notes were redeemed, in part, by the Issuer pursuant to a partial prepayment at a price equal to face value, plus accrued and unpaid interest and a prepayment "make-whole" amount, pursuant to the terms of Note Purchase Agreement dated April 30, 2014.

F8 · price: The prices in this column reflect the aggregate price received for the prepayments.

SEC source: 0000930413-20-001242 · ownership.xml · nonDerivative · entry 3

TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA · CIK 0000315038 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F2 · kind: These notes were redeemed, in part, by the Issuer pursuant to a partial prepayment at a price equal to face value, plus accrued and unpaid interest and a prepayment "make-whole" amount, pursuant to the terms of Note Purchase Agreement dated April 16, 2013.

F8 · price: The prices in this column reflect the aggregate price received for the prepayments.

SEC source: 0000930413-20-001242 · ownership.xml · nonDerivative · entry 2

TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA · CIK 0000315038 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F2 · kind: These notes were redeemed, in part, by the Issuer pursuant to a partial prepayment at a price equal to face value, plus accrued and unpaid interest and a prepayment "make-whole" amount, pursuant to the terms of Note Purchase Agreement dated April 16, 2013.

F8 · price: The prices in this column reflect the aggregate price received for the prepayments.

SEC source: 0000930413-20-001242 · ownership.xml · nonDerivative · entry 1

TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA · CIK 0000315038 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F1 · kind: These notes were redeemed, in part, by the Issuer pursuant to a partial prepayment at a price equal to face value, plus accrued and unpaid interest and a prepayment "make-whole" amount, pursuant to the terms of Note Purchase Agreement dated May 3, 2012.

F8 · price: The prices in this column reflect the aggregate price received for the prepayments.

SEC source: 0000930413-20-000919 · ownership.xml · nonDerivative · entry 1

TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA · CIK 0000315038 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F1 · kind: These notes were redeemed, in part, by the Issuer pursuant to a partial prepayment at a price equal to face value, plus accrued and unpaid interest and a prepayment "make-whole" amount, pursuant to the terms of Note Purchase Agreement dated May 3, 2012.

SEC source: 0001137774-20-000066 · primary_doc.xml · nonDerivative · entry 1

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

Prudential Retirement Insurance & Annuity Co · CIK 0001444597 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P

Disclosed balance after: 0

F1 · shares: Share redemption by Issuer on 2/13/2020.

F2 · balance_after: Following the transaction, the Reporting Person or its wholly-owned subsidiary has ceased to be the 10% holder of the outstanding preferred stock of the Issuer.

SEC source: 0000899243-20-004486 · doc4.xml · nonDerivative · entry 4

Voya Financial, Inc. · CIK 0001535929 · 10% owner

Voya Holdings, Inc. · CIK 0001577976 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 800,000

F2 · ownership.direct: Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein.

SEC source: 0001638397-19-000013 · primary_doc.xml · nonDerivative · entry 1

Baker James C · CIK 0001331674 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,424

SEC source: 0000930413-20-000014 · ownership.xml · nonDerivative · entry 1

TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA · CIK 0000315038 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

SEC source: 0001638397-19-000008 · primary_doc.xml · nonDerivative · entry 1

Richey Albert L · CIK 0001376076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,068

SEC source: 0001638397-19-000003 · primary_doc.xml · nonDerivative · entry 1

Baker James C · CIK 0001331674 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,564

SEC source: 0001304186-19-000004 · primary_doc.xml · nonDerivative · entry 1

THACKER WILLIAM L · CIK 0001287047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,800

SEC source: 0001638397-19-000002 · primary_doc.xml · nonDerivative · entry 1

Baker James C · CIK 0001331674 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,437

SEC source: 0001719061-19-000001 · primary_doc.xml · nonDerivative · entry 1

BOSWELL ALAN · CIK 0001719061 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,018