organization · Reporting owner
PRINCIPAL LIFE INSURANCE CO
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CION Ares Diversified Credit FundCADEX · Entity 31546 | 10% owner | January 06, 2022 | January 14, 2022 |
| Kayne Anderson Energy Infrastructure Fund, Inc.KYN · Entity 4334 | 10% owner | December 01, 2024 | February 10, 2025 |
| Kayne Anderson NextGen Energy & Infrastructure, Inc.KMF · Entity 108252 | 10% owner | November 13, 2023 | November 16, 2023 |
| Principal Private Credit FundN/A · Entity 53435 | 10% owner | April 16, 2024 | April 25, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CION Ares Diversified Credit Fund
Report date January 06, 2022 · Filed January 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mandatory Redeemable PreferredsSEC Table I · non-derivative | Direct | 2,080,000 |
Reported balance
Holding disclosure · report date 2022-01-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,080,000 |
Kayne Anderson Energy Infrastructure Fund, Inc.
Report date December 01, 2024 · Filed February 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Price Mandatory Redeemable Preferred Shares, Series TSEC Table I · non-derivative | Direct | 120,000 |
Reported balance
Holding disclosure · report date 2024-12-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 120,000 |
| Price Mandatory Redeemable Preferred Shares, Series WSEC Table I · non-derivative | Direct | 120,000 |
Reported balance
Holding disclosure · report date 2024-12-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 120,000 |
| Price Mandatory Redeemable Preferred Shares, Series RSEC Table I · non-derivative | Direct | 364,827 |
Reported balance
Holding disclosure · report date 2024-12-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 364,827 |
| Price Mandatory Redeemable Preferred Shares, Series SSEC Table I · non-derivative | Direct | 162,146 |
Reported balance
Holding disclosure · report date 2024-12-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 162,146 |
Kayne Anderson NextGen Energy & Infrastructure, Inc.
Report date November 13, 2023 · Filed November 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mandatory Redeemable Preferred Shares, Series ISEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-11-13 transaction · row 1
1 source rowRow 1 · 2023-11-13 · Other · Disposed 160,000 · Balance 0 F1: Disposed of pursuant to merger agreement between issuer and Kayne Anderson Energy Infrastructure Fund, Inc. (KYN). KMF stockholders received either (i) newly issued common stock of KYN ("Stock Consideration") or (ii) cash ("Cash Consideration"), subject to the adjustment and proration procedures as set forth in the merger agreement. |
| Mandatory Redeemable Preferred Shares, Series JSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-11-13 transaction · row 2
1 source rowRow 2 · 2023-11-13 · Other · Disposed 120,000 · Balance 0 F1: Disposed of pursuant to merger agreement between issuer and Kayne Anderson Energy Infrastructure Fund, Inc. (KYN). KMF stockholders received either (i) newly issued common stock of KYN ("Stock Consideration") or (ii) cash ("Cash Consideration"), subject to the adjustment and proration procedures as set forth in the merger agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to merger agreement between issuer and Kayne Anderson Energy Infrastructure Fund, Inc. (KYN). KMF stockholders received either (i) newly issued common stock of KYN ("Stock Consideration") or (ii) cash ("Cash Consideration"), subject to the adjustment and proration procedures as set forth in the merger agreement.
Principal Private Credit Fund
Report date April 16, 2024 · Filed April 25, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Shares of beneficial interestSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2024-04-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,000 |
| Institutional Class Shares of beneficial interestSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2024-04-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,000 |
| Class Y Shares of beneficial interestSEC Table I · non-derivative | Direct | 4,111,892 |
Reported balance
Holding disclosure · report date 2024-04-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,111,892 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Carlyle Tactical Private Credit Fund
Report date November 16, 2024 · Filed February 10, 2025
Section 16 reporting ended · disclosed 2025-02-10. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Principal Real Asset Fund
Report date August 06, 2019 · Filed August 09, 2024
Section 16 reporting ended · disclosed 2024-08-09. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 20, 2024 Filed Nov 21, 2024 16:56 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherMandatory Redeemable Preferred Shares, Series V | 160,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001085146-24-005995 · ownership.xml · nonDerivative · entry 1 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: These Series V Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9 thereunder. F1 · price: These Series V Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9 thereunder. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 16:24 UTC | Carlyle Tactical Private Credit Fund TAKIX · Entity 35835 | PurchaseMandatory Redeemable Preferred Shares, Series H | 400,000 | $25.00 | $10,000,000.00 |
DisclosureSEC source: 0001085146-24-004583 · ownership.xml · nonDerivative · entry 1 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,000 Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 17:55 UTC | Principal Real Asset Fund N/A · Entity 9033 | PurchaseClass Y Shares of beneficial interest | 236,127.512 | $25.41 | $6,000,000.08 |
DisclosureSEC source: 0001756404-24-000004 · wk-form4_1709229298.xml · nonDerivative · entry 1 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,028,100.525 Read SEC document |
| November 13, 2023 Filed Nov 16, 2023 01:14 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | GrantMandatory Redeemable Preferred Shares, Series T | 120,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001085146-23-004531 · ownership.xml · nonDerivative · entry 5 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,000 F1 · price: Acquired pursuant to merger agreement between issuer and Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF). KMF stockholders received either (i) newly issued common stock of KYN ("Stock Consideration") or (ii) cash ("Cash Consideration"), subject to the adjustment and proration procedures as set forth in the merger agreement. Read SEC document |
| November 13, 2023 Filed Nov 16, 2023 01:14 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | GrantMandatory Redeemable Preferred Shares, Series S | 162,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001085146-23-004531 · ownership.xml · nonDerivative · entry 4 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,146 F1 · price: Acquired pursuant to merger agreement between issuer and Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF). KMF stockholders received either (i) newly issued common stock of KYN ("Stock Consideration") or (ii) cash ("Cash Consideration"), subject to the adjustment and proration procedures as set forth in the merger agreement. Read SEC document |
| November 13, 2023 Filed Nov 16, 2023 01:14 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | GrantMandatory Redeemable Preferred Shares, Series R | 364,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001085146-23-004531 · ownership.xml · nonDerivative · entry 3 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 364,827 F1 · price: Acquired pursuant to merger agreement between issuer and Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF). KMF stockholders received either (i) newly issued common stock of KYN ("Stock Consideration") or (ii) cash ("Cash Consideration"), subject to the adjustment and proration procedures as set forth in the merger agreement. Read SEC document |
| November 13, 2023 Filed Nov 16, 2023 01:14 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | GrantMandatory Redeemable Preferred Shares, Series W | 120,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001085146-23-004531 · ownership.xml · nonDerivative · entry 2 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,000 F1 · price: Acquired pursuant to merger agreement between issuer and Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF). KMF stockholders received either (i) newly issued common stock of KYN ("Stock Consideration") or (ii) cash ("Cash Consideration"), subject to the adjustment and proration procedures as set forth in the merger agreement. Read SEC document |
| November 13, 2023 Filed Nov 16, 2023 01:14 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | GrantMandatory Redeemable Preferred Shares, Series V | 160,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001085146-23-004531 · ownership.xml · nonDerivative · entry 1 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,000 F1 · price: Acquired pursuant to merger agreement between issuer and Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF). KMF stockholders received either (i) newly issued common stock of KYN ("Stock Consideration") or (ii) cash ("Cash Consideration"), subject to the adjustment and proration procedures as set forth in the merger agreement. Read SEC document |
| November 13, 2023 Filed Nov 16, 2023 01:13 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherMandatory Redeemable Preferred Shares, Series J | 120,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001085146-23-004530 · ownership.xml · nonDerivative · entry 2 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to merger agreement between issuer and Kayne Anderson Energy Infrastructure Fund, Inc. (KYN). KMF stockholders received either (i) newly issued common stock of KYN ("Stock Consideration") or (ii) cash ("Cash Consideration"), subject to the adjustment and proration procedures as set forth in the merger agreement. Read SEC document |
| November 13, 2023 Filed Nov 16, 2023 01:13 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherMandatory Redeemable Preferred Shares, Series I | 160,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001085146-23-004530 · ownership.xml · nonDerivative · entry 1 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to merger agreement between issuer and Kayne Anderson Energy Infrastructure Fund, Inc. (KYN). KMF stockholders received either (i) newly issued common stock of KYN ("Stock Consideration") or (ii) cash ("Cash Consideration"), subject to the adjustment and proration procedures as set forth in the merger agreement. Read SEC document |
| October 02, 2023 Filed Nov 13, 2023 14:26 UTC | Carlyle Tactical Private Credit Fund TAKIX · Entity 35835 | PurchaseMandatory Redeemable Preferred Shares, Series D | 720,000 | $25.00 | $18,000,000.00 |
DisclosureSEC source: 0001085146-23-004248 · ownership.xml · nonDerivative · entry 1 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 720,000 Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 12:58 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | PurchaseSeries T - Mandatory redeemable preferred | 120,000 | $25.00 | $3,000,000.00 |
DisclosureSEC source: 0001062993-22-017235 · form4.xml · nonDerivative · entry 1 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,973 Read SEC document |
| July 28, 2021 Filed Feb 9, 2022 17:16 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherMandatory Redeemable Preferreds | 40,000 | $25.00 | $1,000,000.00 |
DisclosureSEC source: 0001126328-22-000005 · primary_doc.xml · nonDerivative · entry 1 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Read SEC document |
| November 30, 2020 Filed Feb 9, 2022 17:07 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherMandatory Redeemable Preferreds | 32,000 | $25.00 | $800,000.00 |
DisclosureSEC source: 0001126328-22-000004 · primary_doc.xml · nonDerivative · entry 2 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,000 Read SEC document |
| August 14, 2020 Filed Aug 28, 2020 17:10 UTC | Principal Real Asset Fund N/A · Entity 9033 | PurchaseClass Y Shares of beneficial interest | 13,350.56 | $23.22 | $310,000.00 |
DisclosureSEC source: 0001756404-20-000087 · wf-form4_159863461407628.xml · nonDerivative · entry 1 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,981,207.866 Read SEC document |
| July 15, 2020 Filed Aug 28, 2020 17:06 UTC | Principal Real Asset Fund N/A · Entity 9033 | PurchaseClass Y Shares of beneficial interest | 13,932.585 | $22.25 | $310,000.02 |
DisclosureSEC source: 0001756404-20-000085 · wf-form4_159863439045880.xml · nonDerivative · entry 1 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,967,857.306 Read SEC document |
| June 17, 2020 Filed Aug 28, 2020 17:01 UTC | Principal Real Asset Fund N/A · Entity 9033 | PurchaseClass Y Shares of beneficial interest | 15,923.567 | $21.98 | $350,000.00 |
DisclosureSEC source: 0001756404-20-000083 · wf-form4_159863408682208.xml · nonDerivative · entry 1 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,923,369.447 Read SEC document |
| April 30, 2020 Filed Feb 9, 2022 17:07 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherMandatory Redeemable Preferreds | 420,000 | $25.00 | $10,500,000.00 |
DisclosureSEC source: 0001126328-22-000004 · primary_doc.xml · nonDerivative · entry 1 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,000 Read SEC document |
| April 29, 2020 Filed May 1, 2020 15:51 UTC | Principal Real Asset Fund N/A · Entity 9033 | PurchaseClass Y Shares of beneficial interest | 843,611.248 | $20.27 | $17,100,000.00 |
DisclosureSEC source: 0001756404-20-000037 · edgar.xml · nonDerivative · entry 1 PRINCIPAL LIFE INSURANCE CO · CIK 0000009712 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,907,445.88 F1 · price: NAV per share of shares purchased Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.